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QXO

QXO, Inc.

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3404
SEC CIK
0001236275
Parsed reports
147

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 11, 2023 Filed Jan 8, 2024 09:57 UTC Exercise / conversionCommon Stock 7,981 $9.82 $78,373.42
Disclosure

SEC source: 0001185185-24-000050 · ownership.xml · nonDerivative · entry 1

Edwards Kenneth E. · CIK 0002004689 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,981

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents a cashless exercise of outstanding stock options to purchase 20,000 shares of common stock. Mr. Kenneth Edwards received 7,981 shares of common stock and surrendered 12,019 shares of common stock underlying the option in payment of the exercise price. The cashless exercise was based on the market price of $9.82. This price is the average of the closing trading price of the Issuer's common stock on the 5 trading days ending on and including December 8, 2023.

F2 · price: The average of the closing trading price of the Issuer's common stock on the 5 trading days ending on and including December 8, 2023.

Read SEC document
December 04, 2023 Filed Dec 4, 2023 21:19 UTC SaleCommon Stock, par value $0.00001 per share 2,363 $8.05 $19,022.15
Disclosure

SEC source: 0001185185-23-001276 · ownership.xml · nonDerivative · entry 3

Schachtel John D. · CIK 0001708027 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144

F1 · kind: These shares were sold on the open market.

Read SEC document
December 04, 2023 Filed Dec 4, 2023 21:19 UTC SaleCommon Stock, par value $0.00001 per share 900 $9.97 $8,973.00
Disclosure

SEC source: 0001185185-23-001276 · ownership.xml · nonDerivative · entry 2

Schachtel John D. · CIK 0001708027 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,507

F1 · kind: These shares were sold on the open market.

Read SEC document
December 04, 2023 Filed Dec 4, 2023 21:19 UTC SaleCommon Stock, par value $0.00001 per share 1,000 $11.06 $11,060.00
Disclosure

SEC source: 0001185185-23-001276 · ownership.xml · nonDerivative · entry 1

Schachtel John D. · CIK 0001708027 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,407

F1 · kind: These shares were sold on the open market.

Read SEC document
January 25, 2023 Filed Jan 25, 2023 21:35 UTC
Meller MarkDirector · Chief Executive Officer
GiftCommon Stock, par value $0.00001 per share 800,000 $0.00 $0.00
Disclosure

SEC source: 0001185185-23-000071 · ownership.xml · nonDerivative · entry 2

Meller Mark · CIK 0001328917 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · SHARIEVE MELLER FAMILY TRUST

Disclosed balance after: 800,000

F1 · balance_after: Held in the Sharieve Meller Family Trust. The reporting person is the sole trustee of the trust.

Read SEC document
January 25, 2023 Filed Jan 25, 2023 21:35 UTC
Meller MarkDirector · Chief Executive Officer
GiftCommon Stock, par value $0.00001 per share 800,000 $0.00 $0.00
Disclosure

SEC source: 0001185185-23-000071 · ownership.xml · nonDerivative · entry 1

Meller Mark · CIK 0001328917 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 0

Read SEC document
March 31, 2022 Filed Apr 1, 2022 23:51 UTC
Meller MarkDirector · Chief Executive Officer
GiftCommon Stock, par value $0.00001 per share 800,000 $0.00 $0.00
Disclosure

SEC source: 0001185185-22-000392 · ownership.xml · nonDerivative · entry 2

Meller Mark · CIK 0001328917 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · MARK M. MELLER FAMILY TRUST

Disclosed balance after: 800,000

F1 · balance_after: Held in the Mark M. Meller Family Trust. The reporting person's spouse is the sole trustee of the trust.

Read SEC document
March 31, 2022 Filed Apr 1, 2022 23:51 UTC
Meller MarkDirector · Chief Executive Officer
GiftCommon Stock, par value $0.00001 per share 800,000 $0.00 $0.00
Disclosure

SEC source: 0001185185-22-000392 · ownership.xml · nonDerivative · entry 1

Meller Mark · CIK 0001328917 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 406,534

Read SEC document
March 09, 2022 Filed Mar 18, 2022 19:11 UTC
Meller MarkDirector · Chief Executive Officer
GiftCommon Stock, par value $0.00001 per share 800,000 $0.00 $0.00
Disclosure

SEC source: 0001185185-22-000306 · ownership.xml · nonDerivative · entry 2

Meller Mark · CIK 0001328917 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 800,000

F1 · kind: This transaction involved a gift of securities by the reporting person to his spouse.

F2 · ownership.nature: The reporting person disclaims beneficial ownership of the shares held by his spouse, and this report should not be deemed an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose.

Read SEC document
March 09, 2022 Filed Mar 18, 2022 19:11 UTC
Meller MarkDirector · Chief Executive Officer
GiftCommon Stock, par value $0.00001 per share 800,000 $0.00 $0.00
Disclosure

SEC source: 0001185185-22-000306 · ownership.xml · nonDerivative · entry 1

Meller Mark · CIK 0001328917 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,206,534

F1 · kind: This transaction involved a gift of securities by the reporting person to his spouse.

Read SEC document
November 16, 2021 Filed Nov 17, 2021 22:48 UTC PurchaseCommon Stock 27,000 $5.93 $160,223.40
Disclosure

SEC source: 0001864317-21-000019 · primary_doc.xml · nonDerivative · entry 2

Ault Global Holdings, Inc. · CIK 0000896493 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 415,000

F3 · price: The common stock was bought by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $5.9342. The range of purchase prices on the transaction date was $5.80 to $6.12 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares bought at each price.

F2 · ownership.nature: Digital Power Lending, LLC is a wholly-owned subsidiary of the Reporting Person.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 22:48 UTC SaleCommon Stock 372,000 $8.15 $3,033,622.80
Disclosure

SEC source: 0001864317-21-000019 · primary_doc.xml · nonDerivative · entry 1

Ault Global Holdings, Inc. · CIK 0000896493 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 388,000

F1 · price: The common stock was bought by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $8.1549. The range of purchase prices on the transaction date was $7.23 to $9.49 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares bought at each price.

F2 · ownership.nature: Digital Power Lending, LLC is a wholly-owned subsidiary of the Reporting Person.

Read SEC document
October 25, 2021 Filed Oct 28, 2021 00:12 UTC PurchaseCommon Stock 9,900 $5.31 $52,541.28
Disclosure

SEC source: 0001864317-21-000018 · primary_doc.xml · nonDerivative · entry 1

Ault Global Holdings, Inc. · CIK 0000896493 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 760,000

F1 · price: The common stock was bought by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $5.3072. The range of purchase prices on the transaction date was $5.25 to $5.35 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares bought at each price.

F2 · ownership.nature: Digital Power Lending, LLC is a wholly-owned subsidiary of the Reporting Person.

Read SEC document
October 14, 2021 Filed Dec 13, 2023 21:58 UTC GrantStock Option · Derivative 20,000 $0.00 Strike: $5.90 $0.00
Disclosure

SEC source: 0001185185-23-001299 · ownership.xml · derivative · entry 1

WUNDERLICH STANLEY · CIK 0001180389 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2026-10-14

F1 · derivative.exercise_date: Options become exercisable for 50% of the shares on the first anniversary of the grant and 50% of the shares on the second anniversary of the grant date.

Read SEC document
October 14, 2021 Filed Dec 13, 2023 21:56 UTC
MACALUSO JOSEPH PChief Financial Officer
GrantStock Option · Derivative 11,630 $0.00 Strike: $5.90 $0.00
Disclosure

SEC source: 0001185185-23-001297 · ownership.xml · derivative · entry 5

MACALUSO JOSEPH P · CIK 0001281134 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,630

Underlying: Common Stock · 11,630 shares

Expires 2026-10-14

F4 · derivative.exercise_date: Options become exercisable for 50% of the shares on the first anniversary of the grant and 50% of the shares on the second anniversary of the grant date.

Read SEC document
October 14, 2021 Filed Dec 14, 2023 02:57 UTC GrantStock Option · Derivative 20,000 $0.00 Strike: $5.90 $0.00
Disclosure

SEC source: 0001185185-23-001298 · ownership.xml · derivative · entry 2

Schachtel John D. · CIK 0001708027 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2026-10-14

F3 · derivative.exercise_date: Options become exercisable for 50% of the shares on the first anniversary of the grant and 50% of the shares on the second anniversary of the grant date.

Read SEC document
October 14, 2021 Filed Dec 14, 2023 21:15 UTC Amendment GrantStock Option · Derivative 20,000 $0.00 Strike: $5.90 $0.00
Disclosure

SEC source: 0001185185-23-001302 · ownership.xml · derivative · entry 2

Schachtel John D. · CIK 0001708027 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2026-10-14

F3 · derivative.exercise_date: Options become exercisable for 50% of the shares on the first anniversary of the grant and 50% of the shares on the second anniversary of the grant date.

Read SEC document
October 14, 2021 Filed Dec 15, 2023 23:06 UTC Amendment GrantStock Option · Derivative 20,000 $0.00 Strike: $5.90 $0.00
Disclosure

SEC source: 0001185185-23-001313 · ownership.xml · derivative · entry 2

Schachtel John D. · CIK 0001708027 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2026-10-14

F3 · derivative.exercise_date: Options become exercisable for 50% of the shares on the first anniversary of the grant and 50% of the shares on the second anniversary of the grant date.

Read SEC document
October 14, 2021 Filed Dec 29, 2023 15:50 UTC GrantStock Option · Derivative 20,000 $0.00 Strike: $5.90 $0.00
Disclosure

SEC source: 0001185185-23-001364 · ownership.xml · derivative · entry 2

WUNDERLICH STANLEY · CIK 0001180389 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2026-10-14

Read SEC document
October 14, 2021 Filed Jan 8, 2024 09:57 UTC GrantStock Option · Derivative 20,000 $0.00 Strike: $5.90 $0.00
Disclosure

SEC source: 0001185185-24-000050 · ownership.xml · derivative · entry 3

Edwards Kenneth E. · CIK 0002004689 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2026-10-14

Read SEC document
August 25, 2021 Filed Aug 27, 2021 22:14 UTC PurchaseCommon Stock 100 $8.01 $800.50
Disclosure

SEC source: 0001864317-21-000016 · primary_doc.xml · nonDerivative · entry 1

Ault Global Holdings, Inc. · CIK 0000896493 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 750,100

F1 · ownership.nature: Digital Power Lending, LLC is a wholly-owned subsidiary of the Reporting Person.

Read SEC document
August 17, 2021 Filed Aug 19, 2021 21:48 UTC PurchaseCommon Stock 5,000 $6.74 $33,722.00
Disclosure

SEC source: 0001864317-21-000015 · primary_doc.xml · nonDerivative · entry 1

Ault Global Holdings, Inc. · CIK 0000896493 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 750,000

F1 · price: The common stock was bought by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $6.7444. The range of purchase prices on the transaction date was $6.73 to $6.77 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares bought at each price.

F2 · ownership.nature: Digital Power Lending, LLC is a wholly-owned subsidiary of the Reporting Person.

Read SEC document
August 05, 2021 Filed Aug 9, 2021 23:09 UTC PurchaseCommon Stock 500 $7.89 $3,947.30
Disclosure

SEC source: 0001864317-21-000014 · primary_doc.xml · nonDerivative · entry 1

Ault Global Holdings, Inc. · CIK 0000896493 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 745,000

F1 · ownership.nature: Digital Power Lending, LLC is a wholly-owned subsidiary of the Reporting Person.

Read SEC document
July 22, 2021 Filed Jul 26, 2021 22:13 UTC PurchaseCommon Stock 1,500 $9.53 $14,295.00
Disclosure

SEC source: 0001864317-21-000013 · primary_doc.xml · nonDerivative · entry 1

Ault Global Holdings, Inc. · CIK 0000896493 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 744,500

F1 · ownership.nature: Digital Power Lending, LLC is a wholly-owned subsidiary of the Reporting Person.

Read SEC document
July 21, 2021 Filed Jul 21, 2021 23:24 UTC PurchaseCommon Stock 2,000 $9.52 $19,034.40
Disclosure

SEC source: 0001864317-21-000012 · primary_doc.xml · nonDerivative · entry 4

Ault Global Holdings, Inc. · CIK 0000896493 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 743,000

F5 · price: The common stock was bought by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $9.5172. The range of purchase prices on the transaction date was $9.48 to $9.59 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares bought at each price.

F2 · ownership.nature: Digital Power Lending, LLC is a wholly-owned subsidiary of the Reporting Person.

Read SEC document
July 20, 2021 Filed Jul 21, 2021 23:24 UTC PurchaseCommon Stock 6,500 $9.77 $63,506.30
Disclosure

SEC source: 0001864317-21-000012 · primary_doc.xml · nonDerivative · entry 3

Ault Global Holdings, Inc. · CIK 0000896493 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 741,000

F4 · price: The common stock was bought by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $9.7702. The range of purchase prices on the transaction date was $9.70 to $9.79 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares bought at each price.

F2 · ownership.nature: Digital Power Lending, LLC is a wholly-owned subsidiary of the Reporting Person.

Read SEC document
July 19, 2021 Filed Jul 21, 2021 23:24 UTC SaleCommon Stock 3,000 $8.56 $25,672.50
Disclosure

SEC source: 0001864317-21-000012 · primary_doc.xml · nonDerivative · entry 2

Ault Global Holdings, Inc. · CIK 0000896493 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 734,500

F3 · price: The common stock was bought by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $8.5575. The range of purchase prices on the transaction date was $8.52 to $8.59 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares bought at each price.

F2 · ownership.nature: Digital Power Lending, LLC is a wholly-owned subsidiary of the Reporting Person.

Read SEC document
July 19, 2021 Filed Jul 21, 2021 23:24 UTC PurchaseCommon Stock 31,500 $8.85 $278,793.90
Disclosure

SEC source: 0001864317-21-000012 · primary_doc.xml · nonDerivative · entry 1

Ault Global Holdings, Inc. · CIK 0000896493 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 737,500

F1 · price: The common stock was bought by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $8.8506. The range of purchase prices on the transaction date was $8.64 to $9.31 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares bought at each price.

F2 · ownership.nature: Digital Power Lending, LLC is a wholly-owned subsidiary of the Reporting Person.

Read SEC document
July 15, 2021 Filed Jul 16, 2021 23:39 UTC PurchaseCommon Stock 3,000 $10.69 $32,068.20
Disclosure

SEC source: 0001864317-21-000011 · primary_doc.xml · nonDerivative · entry 2

Ault Global Holdings, Inc. · CIK 0000896493 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 706,000

F3 · price: The common stock was bought by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $10.6894. The range of purchase prices on the transaction date was $10.67 to $10.70 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares bought at each price.

F2 · ownership.nature: Digital Power Lending, LLC is a wholly-owned subsidiary of the Reporting Person.

Read SEC document
July 14, 2021 Filed Jul 16, 2021 23:39 UTC PurchaseCommon Stock 10,000 $11.15 $111,484.00
Disclosure

SEC source: 0001864317-21-000011 · primary_doc.xml · nonDerivative · entry 1

Ault Global Holdings, Inc. · CIK 0000896493 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 703,000

F1 · price: The common stock was bought by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $11.1484. The range of purchase prices on the transaction date was $10.75 to $11.67 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares bought at each price.

F2 · ownership.nature: Digital Power Lending, LLC is a wholly-owned subsidiary of the Reporting Person.

Read SEC document
July 09, 2021 Filed Jul 9, 2021 22:13 UTC PurchaseCommon Stock 5,000 $11.38 $56,910.00
Disclosure

SEC source: 0001864317-21-000009 · primary_doc.xml · nonDerivative · entry 1

Ault Global Holdings, Inc. · CIK 0000896493 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 692,000

F1 · price: The common stock was bought by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $11.3820. The range of purchase prices on the transaction date was $11.42 to $11.34 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares bought at each price.

F2 · ownership.nature: Digital Power Lending, LLC is a wholly-owned subsidiary of the Reporting Person.

Read SEC document
July 09, 2021 Filed Jul 12, 2021 22:04 UTC Amendment PurchaseCommon Stock 6,000 $11.31 $67,837.20
Disclosure

SEC source: 0001864317-21-000010 · primary_doc.xml · nonDerivative · entry 1

Ault Global Holdings, Inc. · CIK 0000896493 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 693,000

F1 · price: The common stock was bought by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $11.3062. The range of purchase prices on the transaction date was $10.85 to $11.34 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares bought at each price.

F2 · ownership.nature: Digital Power Lending, LLC is a wholly-owned subsidiary of the Reporting Person.

Read SEC document
July 08, 2021 Filed Oct 27, 2021 19:15 UTC SaleSilverSun Technologies 400 $13.00 $5,200.00
Disclosure

SEC source: 0001185185-21-001537 · ownership.xml · nonDerivative · entry 2

WUNDERLICH STANLEY · CIK 0001180389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

Read SEC document
June 29, 2021 Filed Jun 30, 2021 22:20 UTC PurchaseCommon Stock 10,000 $10.86 $108,620.00
Disclosure

SEC source: 0001864317-21-000007 · primary_doc.xml · nonDerivative · entry 3

Ault Global Holdings, Inc. · CIK 0000896493 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 687,000

F4 · price: The common stock was bought by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $10.8620. The range of purchase prices on the transaction date was $10.57 to $11.13 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares bought at each price.

F2 · ownership.nature: Digital Power Lending, LLC is a wholly-owned subsidiary of the Reporting Person.

Read SEC document
June 28, 2021 Filed Jun 30, 2021 22:20 UTC SaleCommon Stock 52,000 $12.14 $631,238.40
Disclosure

SEC source: 0001864317-21-000007 · primary_doc.xml · nonDerivative · entry 2

Ault Global Holdings, Inc. · CIK 0000896493 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 677,000

F3 · price: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $12.1392. The range of sale prices on the transaction date was $11.63 to $12.50 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F2 · ownership.nature: Digital Power Lending, LLC is a wholly-owned subsidiary of the Reporting Person.

Read SEC document
June 28, 2021 Filed Jun 30, 2021 22:20 UTC PurchaseCommon Stock 2,000 $11.65 $23,293.80
Disclosure

SEC source: 0001864317-21-000007 · primary_doc.xml · nonDerivative · entry 1

Ault Global Holdings, Inc. · CIK 0000896493 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 729,000

F1 · price: The common stock was bought by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $11.6469. The range of purchase prices on the transaction date was $11.50 to $11.82 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares bought at each price.

F2 · ownership.nature: Digital Power Lending, LLC is a wholly-owned subsidiary of the Reporting Person.

Read SEC document
June 28, 2021 Filed Jun 30, 2021 19:47 UTC SaleCommon Stock, par value $0.001 per share 136 $11.85 $1,611.60
Disclosure

SEC source: 0001185185-21-000888 · ownership.xml · nonDerivative · entry 3

Schachtel John D. · CIK 0001708027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,407

F1 · kind: These shares were sold on the open market.

Read SEC document
June 28, 2021 Filed Jun 30, 2021 19:47 UTC SaleCommon Stock, par value $0.001 per share 500 $12.00 $6,000.00
Disclosure

SEC source: 0001185185-21-000888 · ownership.xml · nonDerivative · entry 2

Schachtel John D. · CIK 0001708027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,543

F1 · kind: These shares were sold on the open market.

Read SEC document
June 28, 2021 Filed Jun 30, 2021 19:47 UTC SaleCommon Stock, par value $0.001 per share 1,000 $11.80 $11,800.00
Disclosure

SEC source: 0001185185-21-000888 · ownership.xml · nonDerivative · entry 1

Schachtel John D. · CIK 0001708027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,043

F1 · kind: These shares were sold on the open market.

Read SEC document
June 28, 2021 Filed Jul 21, 2021 23:46 UTC SaleCommon Stock 500 $11.98 $5,988.10
Disclosure

SEC source: 0001214659-21-007716 · marketforms-53453.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Read SEC document
June 25, 2021 Filed Jun 30, 2021 00:33 UTC PurchaseCommon Stock 2,000 $11.12 $22,248.20
Disclosure

SEC source: 0001864317-21-000006 · primary_doc.xml · nonDerivative · entry 1

Ault Global Holdings, Inc. · CIK 0000896493 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 727,000

F1 · price: (6) The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $11.1241. The range of sale prices on the transaction date was $11.02 to $11.23 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F2 · ownership.nature: Digital Power Lending, LLC is a wholly-owned subsidiary of the Reporting Person.

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June 22, 2021 Filed Jun 23, 2021 21:56 UTC SaleCommon Stock 6,000 $10.44 $62,640.00
Disclosure

SEC source: 0001864317-21-000005 · primary_doc.xml · nonDerivative · entry 2

Ault Global Holdings, Inc. · CIK 0000896493 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 725,000

F1 · ownership.nature: Digital Power Lending, LLC is a wholly-owned subsidiary of the Reporting Person.

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June 22, 2021 Filed Jun 23, 2021 21:56 UTC PurchaseCommon Stock 29,000 $9.76 $283,040.00
Disclosure

SEC source: 0001864317-21-000005 · primary_doc.xml · nonDerivative · entry 1

Ault Global Holdings, Inc. · CIK 0000896493 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 731,000

F1 · ownership.nature: Digital Power Lending, LLC is a wholly-owned subsidiary of the Reporting Person.

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June 16, 2021 Filed Jun 17, 2021 20:03 UTC PurchaseCommon Stock 142,000 $6.78 $962,760.00
Disclosure

SEC source: 0001864317-21-000004 · primary_doc.xml · nonDerivative · entry 1

Ault Global Holdings, Inc. · CIK 0000896493 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 702,000

F1 · ownership.nature: Digital Power Lending, LLC is a wholly-owned subsidiary of the Reporting Person.

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June 02, 2021 Filed Jun 2, 2021 20:55 UTC PurchaseCommon Stock 4,000 $6.96 $27,840.00
Disclosure

SEC source: 0001864317-21-000001 · primary_doc.xml · nonDerivative · entry 3

Ault Global Holdings, Inc. · CIK 0000896493 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 560,000

F1 · ownership.nature: Digital Power Lending, LLC is a wholly-owned subsidiary of the Reporting Person

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June 01, 2021 Filed Jun 2, 2021 20:55 UTC PurchaseCommon Stock 10,500 $6.81 $71,505.00
Disclosure

SEC source: 0001864317-21-000001 · primary_doc.xml · nonDerivative · entry 2

Ault Global Holdings, Inc. · CIK 0000896493 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 556,000

F1 · ownership.nature: Digital Power Lending, LLC is a wholly-owned subsidiary of the Reporting Person

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May 28, 2021 Filed Jun 2, 2021 20:55 UTC PurchaseCommon Stock 500 $6.89 $3,445.00
Disclosure

SEC source: 0001864317-21-000001 · primary_doc.xml · nonDerivative · entry 1

Ault Global Holdings, Inc. · CIK 0000896493 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 545,500

F1 · ownership.nature: Digital Power Lending, LLC is a wholly-owned subsidiary of the Reporting Person

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May 19, 2021 Filed May 21, 2021 21:31 UTC PurchaseCommon Stock 3,500 $6.44 $22,540.00
Disclosure

SEC source: 0001327261-21-000006 · primary_doc.xml · nonDerivative · entry 1

Ault Global Holdings, Inc. · CIK 0000896493 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending

Disclosed balance after: 545,000

F1 · ownership.nature: Digital Power Lending is a wholly-owned subsidiary of the Reporting Person

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May 14, 2021 Filed May 17, 2021 21:30 UTC PurchaseCommon Stock 17,500 $6.64 $116,200.00
Disclosure

SEC source: 0001327261-21-000005 · primary_doc.xml · nonDerivative · entry 2

Ault Global Holdings, Inc. · CIK 0000896493 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending

Disclosed balance after: 541,500

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May 13, 2021 Filed May 17, 2021 21:30 UTC PurchaseCommon Stock 1,000 $6.33 $6,330.00
Disclosure

SEC source: 0001327261-21-000005 · primary_doc.xml · nonDerivative · entry 1

Ault Global Holdings, Inc. · CIK 0000896493 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending

Disclosed balance after: 524,000

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.