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Nasdaq · USD

QURE

uniQure N.V.

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4162
SEC CIK
0001590560
Parsed reports
431

Last 12 months

Inside the activity.

0 purchase rows · 57 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202505
Dec 202500
Jan 202604
Feb 202602
Mar 202608
Apr 202600
May 202602
Jun 2026033
Jul 202603
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 25, 2019 Filed Jan 29, 2019 23:48 UTC GrantOrdinary Shares 3,230 $0.00 $0.00
Disclosure

SEC source: 0000904454-19-000092 · edgar.xml · nonDerivative · entry 1

Astley-Sparke Philip · CIK 0001376491 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,482

F1 · shares: Represents restricted share units granted to the Reporting Person under the Issuer's 2014 Share Incentive Plan, as amended and restated. Each restricted share unit represents the contingent right to receive one Ordinary Share. The restricted share units vest 100% on the first anniversary of the date of grant, subject to the Reporting Person's continued relationship with the Issuer through such date.

Read SEC document
January 25, 2019 Filed Jan 30, 2019 00:07 UTC
Kapusta Matthew CDirector · CEO, CFO, Managing Director
GrantStock Option (Right to Buy) · Derivative 83,362 $0.00 Strike: $31.71 $0.00
Disclosure

SEC source: 0000904454-19-000098 · edgar.xml · derivative · entry 3

Kapusta Matthew C · CIK 0001536290 · Director · CEO, CFO, Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,362

Underlying: Ordinary Shares · 83,362 shares

Expires 2029-01-25

F3 · derivative.exercise_date: The Stock Option vests 25% on the first anniversary of the date of grant, and 6.25% quarterly thereafter until fully vested, subject to the Reporting Person's continued relationship with the Issuer through such dates.

Read SEC document
January 25, 2019 Filed Jan 30, 2019 00:07 UTC
Kapusta Matthew CDirector · CEO, CFO, Managing Director
GrantOrdinary Shares 43,924 $0.00 $0.00
Disclosure

SEC source: 0000904454-19-000098 · edgar.xml · nonDerivative · entry 2

Kapusta Matthew C · CIK 0001536290 · Director · CEO, CFO, Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 509,113

F2 · shares: Represents performance-based restricted share units ("PRSUs") granted on January 26, 2018 to the Reporting Person under the Issuer's 2014 Share Incentive Plan, as amended and restated, which vested on January 25, 2019. Each PRSU represents the contingent right to receive one Ordinary Share.

Read SEC document
January 25, 2019 Filed Jan 30, 2019 00:07 UTC
Kapusta Matthew CDirector · CEO, CFO, Managing Director
GrantOrdinary Shares 25,425 $0.00 $0.00
Disclosure

SEC source: 0000904454-19-000098 · edgar.xml · nonDerivative · entry 1

Kapusta Matthew C · CIK 0001536290 · Director · CEO, CFO, Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 465,189

F1 · shares: Represents restricted share units granted to the Reporting Person under the Issuer's 2014 Share Incentive Plan, as amended and restated. Each restricted share unit represents the contingent right to receive one Ordinary Share. The restricted share units vest in equal annual installments of 1/3 each, beginning on the first anniversary of the date of grant, subject to the Reporting Person's continued relationship with the Issuer through such dates.

Read SEC document
January 25, 2019 Filed Jan 29, 2019 20:47 UTC
van Deventer SanderChief Scientific Officer
GrantStock Option (Right to Buy) · Derivative 18,325 $0.00 Strike: $31.71 $0.00
Disclosure

SEC source: 0000904454-19-000115 · edgar.xml · derivative · entry 3

van Deventer Sander · CIK 0001543084 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,325

Underlying: Ordinary Shares · 18,325 shares

Expires 2029-01-25

F4 · derivative.exercise_date: The Stock Option vests 25% on the first anniversary of the date of grant, and 6.25% quarterly thereafter until fully vested, subject to the Reporting Person's continued relationship with the Issuer through such dates.

Read SEC document
January 25, 2019 Filed Jan 29, 2019 20:47 UTC
van Deventer SanderChief Scientific Officer
GrantOrdinary Shares 10,913 $0.00 $0.00
Disclosure

SEC source: 0000904454-19-000115 · edgar.xml · nonDerivative · entry 2

van Deventer Sander · CIK 0001543084 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 41,571

F3 · shares: Represents performance-based restricted share units ("PRSUs") granted on January 26, 2018 to the Reporting Person under the Issuer's 2014 Share Incentive Plan, as amended and restated, which vested on January 25, 2019. Each PRSU represents the contingent right to receive one Ordinary Share.

F2 · ownership.nature: Shares held by SJH van Deventer C.V., an entity affiliated with Forbion Capital Partners ("FCP"), or required to be transferred to FCP under the Reporting Person's employment agreement with FCP. The Reporting Person has a partial beneficial interest in such shares as a managing partner of FCP, however he disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
January 25, 2019 Filed Jan 29, 2019 20:47 UTC
van Deventer SanderChief Scientific Officer
GrantOrdinary Shares 5,589 $0.00 $0.00
Disclosure

SEC source: 0000904454-19-000115 · edgar.xml · nonDerivative · entry 1

van Deventer Sander · CIK 0001543084 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 30,658

F1 · shares: Represents restricted share units granted to the Reporting Person under the Issuer's 2014 Share Incentive Plan, as amended and restated. Each restricted share unit represents the contingent right to receive one Ordinary Share. The restricted share units vest in equal annual installments of 1/3 each, beginning on the first anniversary of the date of grant, subject to the Reporting Person's continued relationship with the Issuer through such dates.

F2 · ownership.nature: Shares held by SJH van Deventer C.V., an entity affiliated with Forbion Capital Partners ("FCP"), or required to be transferred to FCP under the Reporting Person's employment agreement with FCP. The Reporting Person has a partial beneficial interest in such shares as a managing partner of FCP, however he disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
January 25, 2019 Filed Jan 29, 2019 23:53 UTC GrantStock Option (Right to Buy) · Derivative 5,295 $0.00 Strike: $31.71 $0.00
Disclosure

SEC source: 0000904454-19-000094 · edgar.xml · derivative · entry 2

Balachandran Madhavan · CIK 0001555508 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,295

Underlying: Ordinary Shares · 5,295 shares

Expires 2029-01-25

F2 · derivative.exercise_date: The Stock Option vests 100% on the first anniversary of the date of grant, subject to the Reporting Person's continued relationship with the Issuer through such date.

Read SEC document
January 25, 2019 Filed Jan 29, 2019 23:53 UTC GrantOrdinary Shares 3,230 $0.00 $0.00
Disclosure

SEC source: 0000904454-19-000094 · edgar.xml · nonDerivative · entry 1

Balachandran Madhavan · CIK 0001555508 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,022

F1 · shares: Represents restricted share units granted to the Reporting Person under the Issuer's 2014 Share Incentive Plan, as amended and restated. Each restricted share unit represents the contingent right to receive one Ordinary Share. The restricted share units vest 100% on the first anniversary of the date of grant, subject to the Reporting Person's continued relationship with the Issuer through such date.

Read SEC document
January 25, 2019 Filed Jan 30, 2019 01:01 UTC GrantStock Option (Right to Buy) · Derivative 5,295 $0.00 Strike: $31.71 $0.00
Disclosure

SEC source: 0000904454-19-000107 · edgar.xml · derivative · entry 2

Meek David D. · CIK 0001555337 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,295

Underlying: Ordinary Shares · 5,295 shares

Expires 2029-01-25

F2 · derivative.exercise_date: The Stock Option vests 100% on the first anniversary of the date of grant, subject to the Reporting Person's continued relationship with the Issuer through such date.

Read SEC document
January 25, 2019 Filed Jan 30, 2019 01:01 UTC GrantOrdinary Shares 3,230 $0.00 $0.00
Disclosure

SEC source: 0000904454-19-000107 · edgar.xml · nonDerivative · entry 1

Meek David D. · CIK 0001555337 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,230

F1 · shares: Represents restricted share units granted to the Reporting Person under the Issuer's 2014 Share Incentive Plan, as amended and restated. Each restricted share unit represents the contingent right to receive one Ordinary Share. The restricted share units vest 100% on the first anniversary of the date of grant, subject to the Reporting Person's continued relationship with the Issuer through such date.

Read SEC document
January 25, 2019 Filed Jan 30, 2019 01:43 UTC GrantStock Option (Right to Buy) · Derivative 5,295 $0.00 Strike: $31.71 $0.00
Disclosure

SEC source: 0000904454-19-000113 · edgar.xml · derivative · entry 2

Springhorn Jeremy P. · CIK 0001717852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,295

Underlying: Ordinary Shares · 5,295 shares

Expires 2029-01-25

F2 · derivative.exercise_date: The Stock Option vests 100% on the first anniversary of the date of grant, subject to the Reporting Person's continued relationship with the Issuer through such date.

Read SEC document
January 25, 2019 Filed Jan 30, 2019 01:43 UTC GrantOrdinary Shares 3,230 $0.00 $0.00
Disclosure

SEC source: 0000904454-19-000113 · edgar.xml · nonDerivative · entry 1

Springhorn Jeremy P. · CIK 0001717852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,022

F1 · shares: Represents restricted share units granted to the Reporting Person under the Issuer's 2014 Share Incentive Plan, as amended and restated. Each restricted share unit represents the contingent right to receive one Ordinary Share. The restricted share units vest 100% on the first anniversary of the date of grant, subject to the Reporting Person's continued relationship with the Issuer through such date.

Read SEC document
January 25, 2019 Filed Jan 30, 2019 00:54 UTC
McMillan Scott T.Chief Operating Officer
GrantStock Option (Right to Buy) · Derivative 28,934 $0.00 Strike: $31.71 $0.00
Disclosure

SEC source: 0000904454-19-000105 · edgar.xml · derivative · entry 3

McMillan Scott T. · CIK 0001714676 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,934

Underlying: Ordinary Shares · 28,934 shares

Expires 2029-01-25

F4 · derivative.exercise_date: The Stock Option vests 25% on the first anniversary of the date of grant, and 6.25% quarterly thereafter until fully vested, subject to the Reporting Person's continued relationship with the Issuer through such dates.

Read SEC document
January 25, 2019 Filed Jan 30, 2019 00:54 UTC
McMillan Scott T.Chief Operating Officer
GrantOrdinary Shares 7,045 $0.00 $0.00
Disclosure

SEC source: 0000904454-19-000105 · edgar.xml · nonDerivative · entry 2

McMillan Scott T. · CIK 0001714676 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,023

F3 · shares: Represents performance-based restricted share units ("PRSUs") granted on January 26, 2018 to the Reporting Person under the Issuer's 2014 Share Incentive Plan, as amended and restated, which vested on January 25, 2019. Each PRSU represents the contingent right to receive one Ordinary Share.

Read SEC document
January 25, 2019 Filed Jan 30, 2019 00:54 UTC
McMillan Scott T.Chief Operating Officer
GrantOrdinary Shares 8,825 $0.00 $0.00
Disclosure

SEC source: 0000904454-19-000105 · edgar.xml · nonDerivative · entry 1

McMillan Scott T. · CIK 0001714676 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,978

F1 · shares: Represents restricted share units granted to the Reporting Person under the Issuer's 2014 Share Incentive Plan, as amended and restated. Each restricted share unit represents the contingent right to receive one Ordinary Share. The restricted share units vest in equal annual installments of 1/3 each, beginning on the first anniversary of the date of grant, subject to the Reporting Person's continued relationship with the Issuer through such dates.

F2 · balance_after: Includes 121 shares acquired under the Issuer's Employee Stock Purchase Plan on November 30, 2018.

Read SEC document
January 25, 2019 Filed Jan 30, 2019 00:45 UTC
Kuta Alexander Edward IIISVP, Regulatory Affairs
GrantStock Option (Right to Buy) · Derivative 19,883 $0.00 Strike: $31.71 $0.00
Disclosure

SEC source: 0000904454-19-000103 · edgar.xml · derivative · entry 3

Kuta Alexander Edward III · CIK 0001696698 · SVP, Regulatory Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,883

Underlying: Ordinary Shares · 19,883 shares

Expires 2029-01-25

F3 · derivative.exercise_date: The Stock Option vests 25% on the first anniversary of the date of grant, and 6.25% quarterly thereafter until fully vested, subject to the Reporting Person's continued relationship with the Issuer through such dates.

Read SEC document
January 25, 2019 Filed Jan 30, 2019 00:45 UTC
Kuta Alexander Edward IIISVP, Regulatory Affairs
GrantOrdinary Shares 12,580 $0.00 $0.00
Disclosure

SEC source: 0000904454-19-000103 · edgar.xml · nonDerivative · entry 2

Kuta Alexander Edward III · CIK 0001696698 · SVP, Regulatory Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,630

F2 · shares: Represents performance-based restricted share units ("PRSUs") granted on January 26, 2018 to the Reporting Person under the Issuer's 2014 Share Incentive Plan, as amended and restated, which vested on January 25, 2019. Each PRSU represents the contingent right to receive one Ordinary Share.

Read SEC document
January 25, 2019 Filed Jan 30, 2019 00:45 UTC
Kuta Alexander Edward IIISVP, Regulatory Affairs
GrantOrdinary Shares 6,064 $0.00 $0.00
Disclosure

SEC source: 0000904454-19-000103 · edgar.xml · nonDerivative · entry 1

Kuta Alexander Edward III · CIK 0001696698 · SVP, Regulatory Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,050

F1 · shares: Represents restricted share units granted to the Reporting Person under the Issuer's 2014 Share Incentive Plan, as amended and restated. Each restricted share unit represents the contingent right to receive one Ordinary Share. The restricted share units vest in equal annual installments of 1/3 each, beginning on the first anniversary of the date of grant, subject to the Reporting Person's continued relationship with the Issuer through such dates.

Read SEC document
January 25, 2019 Filed Jan 30, 2019 00:39 UTC
KLEMT CHRISTIANChief Accounting Officer
GrantStock Option (Right to Buy) · Derivative 18,651 $0.00 Strike: $31.71 $0.00
Disclosure

SEC source: 0000904454-19-000101 · edgar.xml · derivative · entry 3

KLEMT CHRISTIAN · CIK 0001711885 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,651

Underlying: Ordinary Shares · 18,651 shares

Expires 2029-01-25

F3 · derivative.exercise_date: The Stock Option vests 25% on the first anniversary of the date of grant, and 6.25% quarterly thereafter until fully vested, subject to the Reporting Person's continued relationship with the Issuer through such dates.

Read SEC document
January 25, 2019 Filed Jan 30, 2019 00:39 UTC
KLEMT CHRISTIANChief Accounting Officer
GrantOrdinary Shares 11,875 $0.00 $0.00
Disclosure

SEC source: 0000904454-19-000101 · edgar.xml · nonDerivative · entry 2

KLEMT CHRISTIAN · CIK 0001711885 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,564

F2 · shares: Represents performance-based restricted share units ("PRSUs") granted on January 26, 2018 to the Reporting Person under the Issuer's 2014 Share Incentive Plan, as amended and restated, which vested on January 25, 2019. Each PRSU represents the contingent right to receive one Ordinary Share.

Read SEC document
January 25, 2019 Filed Jan 30, 2019 00:39 UTC
KLEMT CHRISTIANChief Accounting Officer
GrantOrdinary Shares 5,689 $0.00 $0.00
Disclosure

SEC source: 0000904454-19-000101 · edgar.xml · nonDerivative · entry 1

KLEMT CHRISTIAN · CIK 0001711885 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,689

F1 · shares: Represents restricted share units granted to the Reporting Person under the Issuer's 2014 Share Incentive Plan, as amended and restated. Each restricted share unit represents the contingent right to receive one Ordinary Share. The restricted share units vest in equal annual installments of 1/3 each, beginning on the first anniversary of the date of grant, subject to the Reporting Person's continued relationship with the Issuer through such dates.

Read SEC document
January 25, 2019 Filed Jan 29, 2019 23:58 UTC
Gut RobertDirector · Chief Medical Officer
GrantStock Option (Right to Buy) · Derivative 16,877 $0.00 Strike: $31.71 $0.00
Disclosure

SEC source: 0000904454-19-000096 · edgar.xml · derivative · entry 2

Gut Robert · CIK 0001716268 · Director · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,877

Underlying: Ordinary Shares · 16,877 shares

Expires 2029-01-25

F2 · derivative.exercise_date: The Stock Option vests 25% on the first anniversary of the date of grant, and 6.25% quarterly thereafter until fully vested, subject to the Reporting Person's continued relationship with the Issuer through such dates.

Read SEC document
January 25, 2019 Filed Jan 29, 2019 23:58 UTC
Gut RobertDirector · Chief Medical Officer
GrantOrdinary Shares 5,147 $0.00 $0.00
Disclosure

SEC source: 0000904454-19-000096 · edgar.xml · nonDerivative · entry 1

Gut Robert · CIK 0001716268 · Director · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,147

F1 · shares: Represents restricted share units granted to the Reporting Person under the Issuer's 2014 Share Incentive Plan, as amended and restated. Each restricted share unit represents the contingent right to receive one Ordinary Share. The restricted share units vest in equal annual installments of 1/3 each, beginning on the first anniversary of the date of grant, subject to the Reporting Person's continued relationship with the Issuer through such dates.

Read SEC document
January 25, 2019 Filed Jan 31, 2019 22:13 UTC
Kaye JackDirector
GrantStock Option (Right to Buy) · Derivative 5,295 $0.00 Strike: $31.71 $0.00
Disclosure

SEC source: 0000904454-19-000140 · edgar.xml · derivative · entry 2

Kaye Jack · CIK 0001376099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,295

Underlying: Ordinary Shares · 5,295 shares

Expires 2029-01-25

F2 · derivative.exercise_date: The Stock Option vests 100% on the first anniversary of the date of grant, subject to the Reporting Person's continued relationship with the Issuer through such date.

Read SEC document
January 25, 2019 Filed Jan 31, 2019 22:13 UTC
Kaye JackDirector
GrantOrdinary Shares 3,230 $0.00 $0.00
Disclosure

SEC source: 0000904454-19-000140 · edgar.xml · nonDerivative · entry 1

Kaye Jack · CIK 0001376099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,144

F1 · shares: Represents restricted share units granted to the Reporting Person under the Issuer's 2014 Share Incentive Plan, as amended and restated. Each restricted share unit represents the contingent right to receive one Ordinary Share. The restricted share units vest 100% on the first anniversary of the date of grant, subject to the Reporting Person's continued relationship with the Issuer through such date.

Read SEC document
January 17, 2019 Filed Jan 29, 2019 20:32 UTC SaleOrdinary Shares 7,500 $30.71 $230,325.00
Disclosure

SEC source: 0000904454-19-000109 · edgar.xml · nonDerivative · entry 1

SCHAFFER DAVID · CIK 0001692929 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,701

F1 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

Read SEC document
January 03, 2019 Filed Jan 7, 2019 16:21 UTC
KLEMT CHRISTIANChief Accounting Officer
SaleOrdinary Shares 5,739 $27.91 $160,175.49
Disclosure

SEC source: 0000904454-19-000016 · edgar.xml · nonDerivative · entry 1

KLEMT CHRISTIAN · CIK 0001711885 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

F1 · kind: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of restricted share units.

F1 · shares: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of restricted share units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.45 to $28.34. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 14:38 UTC SaleOrdinary Shares 5,000 $30.39 $151,950.00
Disclosure

SEC source: 0000904454-18-000777 · edgar.xml · nonDerivative · entry 1

Astley-Sparke Philip · CIK 0001376491 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,252

F1 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $30.08 to $30.77. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 18, 2018 Filed Sep 25, 2018 17:56 UTC
Gut RobertChief Medical Officer
GrantStock Option (Right to Buy) · Derivative 70,000 $0.00 Strike: $39.97 $0.00
Disclosure

SEC source: 0000904454-18-000581 · edgar.xml · derivative · entry 2

Gut Robert · CIK 0001716268 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Ordinary Shares · 70,000 shares

Expires 2028-09-18

F2 · derivative.exercise_date: The Stock Option vests over four years, with 25% vesting after twelve months from the date of grant and then 6.25% every three months thereafter, subject to the Reporting Person's continued relationship with the Issuer through each such date.

Read SEC document
September 18, 2018 Filed Sep 25, 2018 17:56 UTC
Gut RobertChief Medical Officer
GrantOrdinary Shares 35,000 $0.00 $0.00
Disclosure

SEC source: 0000904454-18-000581 · edgar.xml · nonDerivative · entry 1

Gut Robert · CIK 0001716268 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

F1 · shares: Represents restricted share units granted to the Reporting Person under the Issuer's 2014 Share Incentive Plan, as amended and restated. Each restricted share unit represents the contingent right to receive one Ordinary Share. The restricted share units vest in thirds on the first, second and third anniversaries of the date of grant, subject to the Reporting Person's continued relationship with the Issuer through each such date.

Read SEC document
June 14, 2018 Filed Jun 18, 2018 14:31 UTC GrantStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $35.40 $0.00
Disclosure

SEC source: 0000904454-18-000433 · edgar.xml · derivative · entry 1

Meek David D. · CIK 0001555337 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Ordinary Shares · 10,000 shares

Expires 2028-06-14

F1 · derivative.exercise_date: The Stock Option vests over three years, with one-third vesting after twelve months from the date of grant and then one-twelfth every three months thereafter, subject to the Reporting Person's continued relationship with the Issuer through each such date.

Read SEC document
June 14, 2018 Filed Jun 18, 2018 14:38 UTC
Gut RobertDirector
GrantStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $35.40 $0.00
Disclosure

SEC source: 0000904454-18-000435 · edgar.xml · derivative · entry 1

Gut Robert · CIK 0001716268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Ordinary Shares · 10,000 shares

Expires 2028-06-14

F1 · derivative.exercise_date: The Stock Option vests over three years, with one-third vesting after twelve months from the date of grant and then one-twelfth every three months thereafter, subject to the Reporting Person's continued relationship with the Issuer through each such date.

Read SEC document
June 06, 2018 Filed Jun 8, 2018 08:58 UTC
Zelenkofske StevenChief Medical Officer
SaleOrdinary Shares 23,929 $37.14 $888,723.06
Disclosure

SEC source: 0000904454-18-000405 · edgar.xml · nonDerivative · entry 1

Zelenkofske Steven · CIK 0001578333 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,458

F1 · kind: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of restricted share units.

F1 · shares: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of restricted share units.

F2 · price: The price reported in Column 4 is a weighted average price. 23,829 of such shares were sold in multiple transactions at prices ranging from $36.70 to $37.69, and 100 of such shares were sold at $37.73. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 19:35 UTC
Kapusta Matthew CDirector · CEO, CFO, Managing Director
SaleOrdinary Shares 39,169 $21.72 $850,750.68
Disclosure

SEC source: 0000904454-18-000239 · edgar.xml · nonDerivative · entry 1

Kapusta Matthew C · CIK 0001536290 · Director · CEO, CFO, Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 439,764

F1 · kind: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of restricted share units.

F1 · shares: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of restricted share units.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $21.50 to $22.19. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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January 29, 2018 Filed Jan 31, 2018 10:30 UTC SaleOrdinary Shares 2,878 $18.53 $53,329.34
Disclosure

SEC source: 0000904454-18-000087 · edgar.xml · nonDerivative · entry 1

SCHAFFER DAVID · CIK 0001692929 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,314

F1 · kind: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of restricted share units.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $18.41 to $18.69. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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January 29, 2018 Filed Jan 31, 2018 15:51 UTC SaleOrdinary Shares 2,878 $18.53 $53,329.34
Disclosure

SEC source: 0000904454-18-000095 · edgar.xml · nonDerivative · entry 1

Soteropoulos Paula · CIK 0001692444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,914

F1 · kind: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of restricted share units.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $18.41 to $18.69. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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January 29, 2018 Filed Jan 31, 2018 15:39 UTC SaleOrdinary Shares 6,540 $18.53 $121,186.20
Disclosure

SEC source: 0000904454-18-000091 · edgar.xml · nonDerivative · entry 1

Astley-Sparke Philip · CIK 0001376491 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,252

F1 · kind: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of restricted share units.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $18.41 to $18.69. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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January 29, 2018 Filed Jan 31, 2018 15:34 UTC
Kaye JackDirector
SaleOrdinary Shares 2,878 $18.53 $53,329.34
Disclosure

SEC source: 0000904454-18-000089 · edgar.xml · nonDerivative · entry 1

Kaye Jack · CIK 0001376099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,914

F1 · kind: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of restricted share units.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $18.41 to $18.69. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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January 29, 2018 Filed Jan 31, 2018 10:42 UTC
van Deventer SanderChief Scientific Officer
SaleOrdinary Shares 5,985 $18.53 $110,902.05
Disclosure

SEC source: 0000904454-18-000093 · edgar.xml · nonDerivative · entry 1

van Deventer Sander · CIK 0001543084 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 25,069

F1 · kind: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of restricted share units.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $18.41 to $18.69. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: Shares held by SJH van Deventer C.V., an entity affiliated with Forbion Capital Partners ("FCP"), or required to be transferred to FCP under the Reporting Person's employment agreement with FCP. The Reporting Person has a partial beneficial interest in such shares as a managing partner of FCP, however he disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

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January 26, 2018 Filed Jan 30, 2018 11:35 UTC
Garen JonathanChief Business Officer
GrantStock Option (Right to Buy) · Derivative 22,364 $0.00 Strike: $19.39 $0.00
Disclosure

SEC source: 0000904454-18-000072 · edgar.xml · derivative · entry 2

Garen Jonathan · CIK 0001693817 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,364

Underlying: Ordinary Shares · 22,364 shares

Expires 2028-01-26

F2 · derivative.exercise_date: The Stock Option vests 25% on the first anniversary of the date of grant, and 6.25% quarterly thereafter until fully vested, subject to the Reporting Person's continued relationship with the Issuer through such dates.

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January 26, 2018 Filed Jan 30, 2018 11:35 UTC
Garen JonathanChief Business Officer
GrantOrdinary Shares 8,387 $0.00 $0.00
Disclosure

SEC source: 0000904454-18-000072 · edgar.xml · nonDerivative · entry 1

Garen Jonathan · CIK 0001693817 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,638

F1 · shares: Represents restricted share units granted to the Reporting Person under the Issuer's 2014 Share Incentive Plan, as amended and restated. Each restricted share unit represents the contingent right to receive one Ordinary Share. The restricted share units vest in equal annual installments of 1/3 each, beginning on the first anniversary of the date of grant, subject to the Reporting Person's continued relationship with the Issuer through such dates.

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January 26, 2018 Filed Jan 30, 2018 10:42 UTC GrantStock Option (Right to Buy) · Derivative 6,390 $0.00 Strike: $19.39 $0.00
Disclosure

SEC source: 0000904454-18-000062 · edgar.xml · derivative · entry 2

SCHAFFER DAVID · CIK 0001692929 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,390

Underlying: Ordinary Shares · 6,390 shares

Expires 2028-01-26

F3 · derivative.exercise_date: The Stock Option vests 100% on the first anniversary of the date of grant, subject to the Reporting Person's continued relationship with the Issuer through such date.

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January 26, 2018 Filed Jan 30, 2018 10:42 UTC GrantOrdinary Shares 4,792 $0.00 $0.00
Disclosure

SEC source: 0000904454-18-000062 · edgar.xml · nonDerivative · entry 1

SCHAFFER DAVID · CIK 0001692929 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,192

F1 · shares: Represents restricted share units granted to the Reporting Person under the Issuer's 2014 Share Incentive Plan, as amended and restated. Each restricted share unit represents the contingent right to receive one Ordinary Share. The restricted share units vest 100% on the first anniversary of the date of grant, subject to the Reporting Person's continued relationship with the Issuer through such date.

F2 · balance_after: Includes (i) 5,000 restricted share units that vested in full on January 27, 2017 previously disclosed by the Reporting Person in Table II and (ii) 11,000 restricted share units that vested in full on January 27, 2018 previously disclosed by the Reporting Person in Table II. Adjusted to reflect the sale on January 30, 2017 of 2,600 shares to satisfy tax withholding obligations in connection with the vesting of restricted share units, the proceeds of which were remitted to the Issuer, as required by the relevant Restricted Share Unit Agreement.

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January 26, 2018 Filed Jan 30, 2018 15:46 UTC GrantStock Option (Right to Buy) · Derivative 6,390 $0.00 Strike: $19.39 $0.00
Disclosure

SEC source: 0000904454-18-000064 · edgar.xml · derivative · entry 2

Soteropoulos Paula · CIK 0001692444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,390

Underlying: Ordinary Shares · 6,390 shares

Expires 2028-01-26

F3 · derivative.exercise_date: The Stock Option vests 100% on the first anniversary of the date of grant, subject to the Reporting Person's continued relationship with the Issuer through such date.

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January 26, 2018 Filed Jan 30, 2018 15:46 UTC GrantOrdinary Shares 4,792 $0.00 $0.00
Disclosure

SEC source: 0000904454-18-000064 · edgar.xml · nonDerivative · entry 1

Soteropoulos Paula · CIK 0001692444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,792

F1 · shares: Represents restricted share units granted to the Reporting Person under the Issuer's 2014 Share Incentive Plan, as amended and restated. Each restricted share unit represents the contingent right to receive one Ordinary Share. The restricted share units vest 100% on the first anniversary of the date of grant, subject to the Reporting Person's continued relationship with the Issuer through such date.

F2 · balance_after: Includes (i) 5,000 restricted share units that vested in full on January 27, 2017 previously disclosed by the Reporting Person in Table II and (ii) 11,000 restricted share units that vested in full on January 27, 2018 previously disclosed by the Reporting Person in Table II.

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January 26, 2018 Filed Jan 30, 2018 15:21 UTC GrantStock Option (Right to Buy) · Derivative 6,390 $0.00 Strike: $19.39 $0.00
Disclosure

SEC source: 0000904454-18-000056 · edgar.xml · derivative · entry 2

Astley-Sparke Philip · CIK 0001376491 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,390

Underlying: Ordinary Shares · 6,390 shares

Expires 2028-01-26

F3 · derivative.exercise_date: The Stock Option vests 100% on the first anniversary of the date of grant, subject to the Reporting Person's continued relationship with the Issuer through such date.

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January 26, 2018 Filed Jan 30, 2018 15:21 UTC GrantOrdinary Shares 4,792 $0.00 $0.00
Disclosure

SEC source: 0000904454-18-000056 · edgar.xml · nonDerivative · entry 1

Astley-Sparke Philip · CIK 0001376491 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,792

F1 · shares: Represents restricted share units granted to the Reporting Person under the Issuer's 2014 Share Incentive Plan, as amended and restated. Each restricted share unit represents the contingent right to receive one Ordinary Share. The restricted share units vest 100% on the first anniversary of the date of grant, subject to the Reporting Person's continued relationship with the Issuer through such date.

F2 · balance_after: Includes (i) 5,000 restricted share units that vested in full on January 27, 2017 previously disclosed by the Reporting Person in Table II and (ii) 25,000 restricted share units that vested in full on January 27, 2018 previously disclosed by the Reporting Person in Table II.

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January 26, 2018 Filed Jan 30, 2018 15:32 UTC
Kaye JackDirector
GrantStock Option (Right to Buy) · Derivative 6,390 $0.00 Strike: $19.39 $0.00
Disclosure

SEC source: 0000904454-18-000058 · edgar.xml · derivative · entry 2

Kaye Jack · CIK 0001376099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,390

Underlying: Ordinary Shares · 6,390 shares

Expires 2028-01-26

F3 · derivative.exercise_date: The Stock Option vests 100% on the first anniversary of the date of grant, subject to the Reporting Person's continued relationship with the Issuer through such date.

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January 26, 2018 Filed Jan 30, 2018 15:32 UTC
Kaye JackDirector
GrantOrdinary Shares 4,792 $0.00 $0.00
Disclosure

SEC source: 0000904454-18-000058 · edgar.xml · nonDerivative · entry 1

Kaye Jack · CIK 0001376099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,792

F1 · shares: Represents restricted share units granted to the Reporting Person under the Issuer's 2014 Share Incentive Plan, as amended and restated. Each restricted share unit represents the contingent right to receive one Ordinary Share. The restricted share units vest 100% on the first anniversary of the date of grant, subject to the Reporting Person's continued relationship with the Issuer through such date.

F2 · balance_after: Includes 11,000 restricted share units that vested in full on January 27, 2018 previously disclosed by the Reporting Person in Table II.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.