QUIK

SEC source: 0001179110-20-012350 · edgar.xml · nonDerivative · entry 3

PEASE ANDREW J · CIK 0001256983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,476

F1 · kind: For tax planning purposes.

SEC source: 0001179110-20-012350 · edgar.xml · nonDerivative · entry 2

PEASE ANDREW J · CIK 0001256983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,289

F1 · kind: For tax planning purposes.

SEC source: 0001179110-20-012350 · edgar.xml · nonDerivative · entry 1

PEASE ANDREW J · CIK 0001256983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,949

F1 · kind: For tax planning purposes.

SEC source: 0001179110-20-012258 · edgar.xml · nonDerivative · entry 5

PEASE ANDREW J · CIK 0001256983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,949

F1 · kind: For tax planning purposes.

SEC source: 0001179110-20-012258 · edgar.xml · nonDerivative · entry 4

PEASE ANDREW J · CIK 0001256983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,949

F1 · kind: For tax planning purposes.

SEC source: 0001179110-20-012258 · edgar.xml · nonDerivative · entry 3

PEASE ANDREW J · CIK 0001256983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,673

F1 · kind: For tax planning purposes.

F2 · price: This transaction was executed in multiple trades at prices ranging from $3.62 to $3.70. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected

SEC source: 0001179110-20-012258 · edgar.xml · nonDerivative · entry 2

PEASE ANDREW J · CIK 0001256983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,437

F1 · kind: For tax planning purposes.

SEC source: 0001179110-20-012258 · edgar.xml · nonDerivative · entry 1

PEASE ANDREW J · CIK 0001256983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,525

F1 · kind: For tax planning purposes.

SEC source: 0001179110-20-009672 · edgar.xml · derivative · entry 3

Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,992

Underlying: Common Stock · 664 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs will vest as to 25% of the total number of shares subject to the award on the first anniversary of the Grant Date, and as to 1/8th of the total number of shares subject to the award every six months thereafter, subject to the individual's continued service on each vesting date.

F3 · derivative.expiration_date: The RSUs will vest as to 25% of the total number of shares subject to the award on the first anniversary of the Grant Date, and as to 1/8th of the total number of shares subject to the award every six months thereafter, subject to the individual's continued service on each vesting date.

SEC source: 0001179110-20-009672 · edgar.xml · nonDerivative · entry 2

Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,236

F1 · shares: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs.

SEC source: 0001179110-20-009672 · edgar.xml · nonDerivative · entry 1

Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,460

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179110-20-009671 · edgar.xml · derivative · entry 3

SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,992

Underlying: Common Stock · 664 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs will vest as to 25% of the total number of shares subject to the award on the first anniversary of the Grant Date, and as to 1/8th of the total number of shares subject to the award every six months thereafter, subject to the individual's continued service on each vesting date.

F3 · derivative.expiration_date: The RSUs will vest as to 25% of the total number of shares subject to the award on the first anniversary of the Grant Date, and as to 1/8th of the total number of shares subject to the award every six months thereafter, subject to the individual's continued service on each vesting date.

SEC source: 0001179110-20-009671 · edgar.xml · nonDerivative · entry 2

SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,567

F1 · shares: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs.

SEC source: 0001179110-20-009671 · edgar.xml · nonDerivative · entry 1

SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,791

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179110-20-009670 · edgar.xml · derivative · entry 3

Faith Brian C · CIK 0001518884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,510

Underlying: Common Stock · 1,170 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs will vest as to 25% of the total number of shares subject to the award on the first anniversary of the Grant Date, and as to 1/8th of the total number of shares subject to the award every six months thereafter, subject to the individual's continued service on each vesting date.

F3 · derivative.expiration_date: The RSUs will vest as to 25% of the total number of shares subject to the award on the first anniversary of the Grant Date, and as to 1/8th of the total number of shares subject to the award every six months thereafter, subject to the individual's continued service on each vesting date.

SEC source: 0001179110-20-009670 · edgar.xml · nonDerivative · entry 2

Faith Brian C · CIK 0001518884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,474

F1 · shares: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs.

SEC source: 0001179110-20-009670 · edgar.xml · nonDerivative · entry 1

Faith Brian C · CIK 0001518884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,879

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179110-20-009601 · edgar.xml · derivative · entry 1

Krueger Arturo · CIK 0001304940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,400

Underlying: Common Stock · 4,400 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

F1 · derivative.expiration_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

SEC source: 0001179110-20-009600 · edgar.xml · derivative · entry 1

Rabinovitsj Daniel A · CIK 0001325243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,400

Underlying: Common Stock · 4,400 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

F1 · derivative.expiration_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

SEC source: 0001179110-20-009599 · edgar.xml · derivative · entry 1

CHRISTINE RUSSELL · CIK 0001226107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,400

Underlying: Common Stock · 4,400 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

F1 · derivative.expiration_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

SEC source: 0001179110-20-009598 · edgar.xml · derivative · entry 1

TAUSS GARY H · CIK 0001261838 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,400

Underlying: Common Stock · 4,400 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

F1 · derivative.expiration_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

SEC source: 0001179110-20-009596 · edgar.xml · derivative · entry 1

FARESE MICHAEL J. · CIK 0001172508 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,800

Underlying: Common Stock · 8,800 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

F1 · derivative.expiration_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

SEC source: 0001179110-20-009597 · edgar.xml · derivative · entry 1

PEASE ANDREW J · CIK 0001256983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,400

Underlying: Common Stock · 4,400 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

F1 · derivative.expiration_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

SEC source: 0001179110-20-008909 · edgar.xml · derivative · entry 3

Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,362

Underlying: Common Stock · 681 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: 25% of the RSUs vested on 08/10/2018, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on February 10, 2019. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F3 · derivative.expiration_date: 25% of the RSUs vested on 08/10/2018, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on February 10, 2019. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

SEC source: 0001179110-20-008909 · edgar.xml · nonDerivative · entry 2

Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,796

F1 · shares: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs.

SEC source: 0001179110-20-008909 · edgar.xml · nonDerivative · entry 1

Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,026

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179110-20-008908 · edgar.xml · derivative · entry 3

Faith Brian C · CIK 0001518884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,590

Underlying: Common Stock · 1,294 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: 25% of the RSUs vested on 08/10/2018, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on February 10, 2019. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F3 · derivative.expiration_date: 25% of the RSUs vested on 08/10/2018, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on February 10, 2019. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

SEC source: 0001179110-20-008908 · edgar.xml · nonDerivative · entry 2

Faith Brian C · CIK 0001518884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,709

F1 · shares: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs.

SEC source: 0001179110-20-008908 · edgar.xml · nonDerivative · entry 1

Faith Brian C · CIK 0001518884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,153

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179110-20-008907 · edgar.xml · derivative · entry 3

SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,226

Underlying: Common Stock · 613 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: 25% of the RSUs vested on 08/10/2018, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on February 10, 2019. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F3 · derivative.expiration_date: 25% of the RSUs vested on 08/10/2018, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on February 10, 2019. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

SEC source: 0001179110-20-008907 · edgar.xml · nonDerivative · entry 2

SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,127

F1 · shares: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs.

SEC source: 0001179110-20-008907 · edgar.xml · nonDerivative · entry 1

SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,334

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179110-20-006650 · edgar.xml · derivative · entry 2

TAUSS GARY H · CIK 0001261838 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,813 shares

Expires 2029-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001179110-20-006650 · edgar.xml · nonDerivative · entry 1

TAUSS GARY H · CIK 0001261838 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,199

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on May 23, 2019.

SEC source: 0001179110-20-006649 · edgar.xml · derivative · entry 2

CHRISTINE RUSSELL · CIK 0001226107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,813 shares

Expires 2029-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001179110-20-006649 · edgar.xml · nonDerivative · entry 1

CHRISTINE RUSSELL · CIK 0001226107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,181

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on May 23, 2019.

SEC source: 0001179110-20-006648 · edgar.xml · derivative · entry 2

FARESE MICHAEL J. · CIK 0001172508 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,813 shares

Expires 2029-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001179110-20-006648 · edgar.xml · nonDerivative · entry 1

FARESE MICHAEL J. · CIK 0001172508 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,487

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on May 23, 2019.

SEC source: 0001179110-20-006647 · edgar.xml · derivative · entry 2

Rabinovitsj Daniel A · CIK 0001325243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,813 shares

Expires 2029-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001179110-20-006647 · edgar.xml · nonDerivative · entry 1

Rabinovitsj Daniel A · CIK 0001325243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on May 23, 2019.

SEC source: 0001179110-20-006645 · edgar.xml · derivative · entry 2

PEASE ANDREW J · CIK 0001256983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,813 shares

Expires 2029-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001179110-20-006645 · edgar.xml · nonDerivative · entry 1

PEASE ANDREW J · CIK 0001256983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,525

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on May 23, 2019.

SEC source: 0001179110-20-006646 · edgar.xml · derivative · entry 2

Krueger Arturo · CIK 0001304940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,813 shares

Expires 2029-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001179110-20-006646 · edgar.xml · nonDerivative · entry 1

Krueger Arturo · CIK 0001304940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,662

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on May 23, 2019.

SEC source: 0001179110-20-003428 · edgar.xml · derivative · entry 3

Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,656

Underlying: Common Stock · 664 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs will vest as to 25% of the total number of shares subject to the award on the first anniversary of the Grant Date, and as to 1/8th of the total number of shares subject to the award every six months thereafter, subject to the individual's continued service on each vesting date.

F3 · derivative.expiration_date: The RSUs will vest as to 25% of the total number of shares subject to the award on the first anniversary of the Grant Date, and as to 1/8th of the total number of shares subject to the award every six months thereafter, subject to the individual's continued service on each vesting date.

SEC source: 0001179110-20-003428 · edgar.xml · nonDerivative · entry 2

Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,345

F1 · shares: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs.

SEC source: 0001179110-20-003428 · edgar.xml · nonDerivative · entry 1

Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,617

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179110-20-003427 · edgar.xml · derivative · entry 3

SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,656

Underlying: Common Stock · 664 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs will vest as to 25% of the total number of shares subject to the award on the first anniversary of the Grant Date, and as to 1/8th of the total number of shares subject to the award every six months thereafter, subject to the individual's continued service on each vesting date.

F3 · derivative.expiration_date: The RSUs will vest as to 25% of the total number of shares subject to the award on the first anniversary of the Grant Date, and as to 1/8th of the total number of shares subject to the award every six months thereafter, subject to the individual's continued service on each vesting date.

SEC source: 0001179110-20-003427 · edgar.xml · nonDerivative · entry 2

SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,721

F1 · shares: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs.

SEC source: 0001179110-20-003427 · edgar.xml · nonDerivative · entry 1

SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,993

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.