Last 12 months
Inside the activity.
0 purchase rows · 20 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 4 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 7 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 10, 2021 Filed Feb 23, 2021 02:36 UTC Amendment |
Faith Brian CDirector · President and CEO
|
Tax withholdingCommon Stock | 448 | $4.48 | $2,007.04 |
DisclosureSEC source: 0001179110-21-002091 · edgar.xml · nonDerivative · entry 2 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,430 F1 · shares: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. F4 · balance_after: Reflects corrected shares beneficially held due to reduced number of shares previously withheld for taxes on January 14, 2021 and amended on February 22, 2021. Read SEC document |
| February 10, 2021 Filed Feb 23, 2021 02:36 UTC Amendment |
Faith Brian CDirector · President and CEO
|
Exercise / conversionCommon Stock | 1,295 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-002091 · edgar.xml · nonDerivative · entry 1 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,878 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · balance_after: Reflects corrected shares beneficially held due to reduced number of shares previously withheld for taxes on January 14, 2021 and amended on February 22, 2021. Read SEC document |
| January 14, 2021 Filed Jan 20, 2021 00:57 UTC |
Cheung Suping (Sue)VP Finance and CFO
|
Exercise / conversionPerformance Stock Units · Derivative | 32,667 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-000723 · edgar.xml · derivative · entry 8 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,667 shares Expires 2021-01-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: Performance stock units were vested based on the achievement of performance goals on January 14, 2021 as of December 31, 2020. F3 · derivative.expiration_date: Performance stock units were vested based on the achievement of performance goals on January 14, 2021 as of December 31, 2020. Read SEC document |
| January 14, 2021 Filed Jan 20, 2021 00:57 UTC |
Cheung Suping (Sue)VP Finance and CFO
|
GrantPerformance Stock Units · Derivative | 32,667 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-000723 · edgar.xml · derivative · entry 7 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,667 Underlying: Common Stock · 32,667 shares Expires 2021-01-14 F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: Performance stock units were vested based on the achievement of performance goals on January 14, 2021 as of December 31, 2020. F3 · derivative.expiration_date: Performance stock units were vested based on the achievement of performance goals on January 14, 2021 as of December 31, 2020. Read SEC document |
| January 14, 2021 Filed Jan 20, 2021 00:57 UTC |
Cheung Suping (Sue)VP Finance and CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 1,152 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-000723 · edgar.xml · derivative · entry 6 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,152 shares Expires 2021-01-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| January 14, 2021 Filed Jan 20, 2021 00:57 UTC |
Cheung Suping (Sue)VP Finance and CFO
|
GrantRestricted Stock Units · Derivative | 1,152 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-000723 · edgar.xml · derivative · entry 5 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,152 Underlying: Common Stock · 1,152 shares Expires 2021-01-14 F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| January 14, 2021 Filed Jan 20, 2021 00:57 UTC |
Cheung Suping (Sue)VP Finance and CFO
|
Tax withholdingCommon Stock | 13,313 | $4.34 | $57,778.42 |
DisclosureSEC source: 0001179110-21-000723 · edgar.xml · nonDerivative · entry 4 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,268 F1 · shares: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. Read SEC document |
| January 14, 2021 Filed Jan 20, 2021 00:57 UTC |
Cheung Suping (Sue)VP Finance and CFO
|
Exercise / conversionCommon Stock | 32,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-000723 · edgar.xml · nonDerivative · entry 3 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,581 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 14, 2021 Filed Jan 20, 2021 00:57 UTC |
Cheung Suping (Sue)VP Finance and CFO
|
Tax withholdingCommon Stock | 474 | $4.34 | $2,057.16 |
DisclosureSEC source: 0001179110-21-000723 · edgar.xml · nonDerivative · entry 2 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,914 F1 · shares: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. Read SEC document |
| January 14, 2021 Filed Jan 20, 2021 00:57 UTC |
Cheung Suping (Sue)VP Finance and CFO
|
Exercise / conversionCommon Stock | 1,152 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-000723 · edgar.xml · nonDerivative · entry 1 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,388 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 14, 2021 Filed Jan 20, 2021 00:56 UTC |
SAXE TIMOTHYSr. VP and CTO
|
Exercise / conversionPerformance Stock Units · Derivative | 32,667 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-000721 · edgar.xml · derivative · entry 8 SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,667 shares Expires 2021-01-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: Performance stock units were vested based on the achievement of performance goals on January 14, 2021 as of December 31, 2020. F3 · derivative.expiration_date: Performance stock units were vested based on the achievement of performance goals on January 14, 2021 as of December 31, 2020. Read SEC document |
| January 14, 2021 Filed Jan 20, 2021 00:56 UTC |
SAXE TIMOTHYSr. VP and CTO
|
GrantPerformance Stock Units · Derivative | 32,667 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-000721 · edgar.xml · derivative · entry 7 SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,667 Underlying: Common Stock · 32,667 shares Expires 2021-01-14 F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: Performance stock units were vested based on the achievement of performance goals on January 14, 2021 as of December 31, 2020. F3 · derivative.expiration_date: Performance stock units were vested based on the achievement of performance goals on January 14, 2021 as of December 31, 2020. Read SEC document |
| January 14, 2021 Filed Jan 20, 2021 00:56 UTC |
SAXE TIMOTHYSr. VP and CTO
|
Exercise / conversionRestricted Stock Units · Derivative | 1,152 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-000721 · edgar.xml · derivative · entry 6 SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,152 shares Expires 2021-01-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| January 14, 2021 Filed Jan 20, 2021 00:56 UTC |
SAXE TIMOTHYSr. VP and CTO
|
GrantRestricted Stock Units · Derivative | 1,152 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-000721 · edgar.xml · derivative · entry 5 SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,152 Underlying: Common Stock · 1,152 shares Expires 2021-01-14 F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| January 14, 2021 Filed Jan 20, 2021 00:56 UTC |
SAXE TIMOTHYSr. VP and CTO
|
Tax withholdingCommon Stock | 13,313 | $4.34 | $57,778.42 |
DisclosureSEC source: 0001179110-21-000721 · edgar.xml · nonDerivative · entry 4 SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,599 F1 · shares: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. Read SEC document |
| January 14, 2021 Filed Jan 20, 2021 00:56 UTC |
SAXE TIMOTHYSr. VP and CTO
|
Exercise / conversionCommon Stock | 32,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-000721 · edgar.xml · nonDerivative · entry 3 SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,912 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 14, 2021 Filed Jan 20, 2021 00:56 UTC |
SAXE TIMOTHYSr. VP and CTO
|
Tax withholdingCommon Stock | 474 | $4.34 | $2,057.16 |
DisclosureSEC source: 0001179110-21-000721 · edgar.xml · nonDerivative · entry 2 SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,245 F1 · shares: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. Read SEC document |
| January 14, 2021 Filed Jan 20, 2021 00:56 UTC |
SAXE TIMOTHYSr. VP and CTO
|
Exercise / conversionCommon Stock | 1,152 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-000721 · edgar.xml · nonDerivative · entry 1 SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,719 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 14, 2021 Filed Jan 20, 2021 00:56 UTC |
Faith Brian CDirector · President and CEO
|
Exercise / conversionPerformance Stock Units · Derivative | 65,333 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-000722 · edgar.xml · derivative · entry 8 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 65,333 shares Expires 2021-01-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: Performance stock units were vested based on the achievement of performance goals on January 14, 2021 as of December 31, 2020. F3 · derivative.expiration_date: Performance stock units were vested based on the achievement of performance goals on January 14, 2021 as of December 31, 2020. Read SEC document |
| January 14, 2021 Filed Jan 20, 2021 00:56 UTC |
Faith Brian CDirector · President and CEO
|
GrantPerformance Stock Units · Derivative | 65,333 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-000722 · edgar.xml · derivative · entry 7 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,333 Underlying: Common Stock · 65,333 shares Expires 2021-01-14 F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: Performance stock units were vested based on the achievement of performance goals on January 14, 2021 as of December 31, 2020. F3 · derivative.expiration_date: Performance stock units were vested based on the achievement of performance goals on January 14, 2021 as of December 31, 2020. Read SEC document |
| January 14, 2021 Filed Jan 20, 2021 00:56 UTC |
Faith Brian CDirector · President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 2,304 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-000722 · edgar.xml · derivative · entry 6 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,304 shares Expires 2021-01-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| January 14, 2021 Filed Jan 20, 2021 00:56 UTC |
Faith Brian CDirector · President and CEO
|
GrantRestricted Stock Units · Derivative | 2,304 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-000722 · edgar.xml · derivative · entry 5 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,304 Underlying: Common Stock · 2,304 shares Expires 2021-01-14 F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| January 14, 2021 Filed Jan 20, 2021 00:56 UTC |
Faith Brian CDirector · President and CEO
|
Tax withholdingCommon Stock | 24,423 | $4.34 | $105,995.82 |
DisclosureSEC source: 0001179110-21-000722 · edgar.xml · nonDerivative · entry 4 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,741 F1 · shares: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. Read SEC document |
| January 14, 2021 Filed Jan 20, 2021 00:56 UTC |
Faith Brian CDirector · President and CEO
|
Exercise / conversionCommon Stock | 65,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-000722 · edgar.xml · nonDerivative · entry 3 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,164 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 14, 2021 Filed Jan 20, 2021 00:56 UTC |
Faith Brian CDirector · President and CEO
|
Tax withholdingCommon Stock | 947 | $4.34 | $4,109.98 |
DisclosureSEC source: 0001179110-21-000722 · edgar.xml · nonDerivative · entry 2 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,831 F1 · shares: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. Read SEC document |
| January 14, 2021 Filed Jan 20, 2021 00:56 UTC |
Faith Brian CDirector · President and CEO
|
Exercise / conversionCommon Stock | 2,304 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-000722 · edgar.xml · nonDerivative · entry 1 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,778 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 14, 2021 Filed Feb 23, 2021 02:38 UTC Amendment |
SAXE TIMOTHYSr. VP and CTO
|
Exercise / conversionPerformance Stock Units · Derivative | 32,667 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-002093 · edgar.xml · derivative · entry 8 SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,667 shares Expires 2021-01-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: Performance stock units were vested based on the achievement of performance goals on January 14, 2021 as of December 31, 2020. F3 · derivative.expiration_date: Performance stock units were vested based on the achievement of performance goals on January 14, 2021 as of December 31, 2020. Read SEC document |
| January 14, 2021 Filed Feb 23, 2021 02:38 UTC Amendment |
SAXE TIMOTHYSr. VP and CTO
|
GrantPerformance Stock Units · Derivative | 32,667 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-002093 · edgar.xml · derivative · entry 7 SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,667 Underlying: Common Stock · 32,667 shares Expires 2021-01-14 F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: Performance stock units were vested based on the achievement of performance goals on January 14, 2021 as of December 31, 2020. F3 · derivative.expiration_date: Performance stock units were vested based on the achievement of performance goals on January 14, 2021 as of December 31, 2020. Read SEC document |
| January 14, 2021 Filed Feb 23, 2021 02:38 UTC Amendment |
SAXE TIMOTHYSr. VP and CTO
|
Exercise / conversionRestricted Stock Units · Derivative | 1,152 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-002093 · edgar.xml · derivative · entry 6 SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,152 shares Expires 2021-01-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| January 14, 2021 Filed Feb 23, 2021 02:38 UTC Amendment |
SAXE TIMOTHYSr. VP and CTO
|
GrantRestricted Stock Units · Derivative | 1,152 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-002093 · edgar.xml · derivative · entry 5 SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,152 Underlying: Common Stock · 1,152 shares Expires 2021-01-14 F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| January 14, 2021 Filed Feb 23, 2021 02:38 UTC Amendment |
SAXE TIMOTHYSr. VP and CTO
|
Tax withholdingCommon Stock | 12,638 | $4.34 | $54,848.92 |
DisclosureSEC source: 0001179110-21-002093 · edgar.xml · nonDerivative · entry 4 SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,274 F1 · shares: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. F4 · shares: Reflects a reduced number of shares withheld to cover taxes. Read SEC document |
| January 14, 2021 Filed Feb 23, 2021 02:38 UTC Amendment |
SAXE TIMOTHYSr. VP and CTO
|
Exercise / conversionCommon Stock | 32,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-002093 · edgar.xml · nonDerivative · entry 3 SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,912 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 14, 2021 Filed Feb 23, 2021 02:38 UTC Amendment |
SAXE TIMOTHYSr. VP and CTO
|
Tax withholdingCommon Stock | 474 | $4.34 | $2,057.16 |
DisclosureSEC source: 0001179110-21-002093 · edgar.xml · nonDerivative · entry 2 SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,245 F1 · shares: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. Read SEC document |
| January 14, 2021 Filed Feb 23, 2021 02:38 UTC Amendment |
SAXE TIMOTHYSr. VP and CTO
|
Exercise / conversionCommon Stock | 1,152 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-002093 · edgar.xml · nonDerivative · entry 1 SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,719 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 14, 2021 Filed Feb 23, 2021 02:37 UTC Amendment |
Faith Brian CDirector · President and CEO
|
Exercise / conversionPerformance Stock Units · Derivative | 65,333 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-002092 · edgar.xml · derivative · entry 8 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 65,333 shares Expires 2021-01-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: Performance stock units were vested based on the achievement of performance goals on January 14, 2021 as of December 31, 2020. F3 · derivative.expiration_date: Performance stock units were vested based on the achievement of performance goals on January 14, 2021 as of December 31, 2020. Read SEC document |
| January 14, 2021 Filed Feb 23, 2021 02:37 UTC Amendment |
Faith Brian CDirector · President and CEO
|
GrantPerformance Stock Units · Derivative | 65,333 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-002092 · edgar.xml · derivative · entry 7 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,333 Underlying: Common Stock · 65,333 shares Expires 2021-01-14 F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: Performance stock units were vested based on the achievement of performance goals on January 14, 2021 as of December 31, 2020. F3 · derivative.expiration_date: Performance stock units were vested based on the achievement of performance goals on January 14, 2021 as of December 31, 2020. Read SEC document |
| January 14, 2021 Filed Feb 23, 2021 02:37 UTC Amendment |
Faith Brian CDirector · President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 2,304 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-002092 · edgar.xml · derivative · entry 6 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,304 shares Expires 2021-01-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| January 14, 2021 Filed Feb 23, 2021 02:37 UTC Amendment |
Faith Brian CDirector · President and CEO
|
GrantRestricted Stock Units · Derivative | 2,304 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-002092 · edgar.xml · derivative · entry 5 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,304 Underlying: Common Stock · 2,304 shares Expires 2021-01-14 F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| January 14, 2021 Filed Feb 23, 2021 02:37 UTC Amendment |
Faith Brian CDirector · President and CEO
|
Tax withholdingCommon Stock | 23,581 | $4.34 | $102,341.54 |
DisclosureSEC source: 0001179110-21-002092 · edgar.xml · nonDerivative · entry 4 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,583 F1 · shares: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. F4 · shares: Reflects a reduced number of shares withheld to cover taxes. Read SEC document |
| January 14, 2021 Filed Feb 23, 2021 02:37 UTC Amendment |
Faith Brian CDirector · President and CEO
|
Exercise / conversionCommon Stock | 65,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-002092 · edgar.xml · nonDerivative · entry 3 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,164 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 14, 2021 Filed Feb 23, 2021 02:37 UTC Amendment |
Faith Brian CDirector · President and CEO
|
Tax withholdingCommon Stock | 947 | $4.34 | $4,109.98 |
DisclosureSEC source: 0001179110-21-002092 · edgar.xml · nonDerivative · entry 2 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,831 F1 · shares: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. Read SEC document |
| January 14, 2021 Filed Feb 23, 2021 02:37 UTC Amendment |
Faith Brian CDirector · President and CEO
|
Exercise / conversionCommon Stock | 2,304 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-002092 · edgar.xml · nonDerivative · entry 1 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,778 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 14, 2021 Filed Feb 23, 2021 02:26 UTC Amendment |
Cheung Suping (Sue)VP Finance and CFO
|
Exercise / conversionPerformance Stock Units · Derivative | 32,667 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-002086 · edgar.xml · derivative · entry 8 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,667 shares Expires 2021-01-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: Performance stock units were vested based on the achievement of performance goals on January 14, 2021 as of December 31, 2020. F3 · derivative.expiration_date: Performance stock units were vested based on the achievement of performance goals on January 14, 2021 as of December 31, 2020. Read SEC document |
| January 14, 2021 Filed Feb 23, 2021 02:26 UTC Amendment |
Cheung Suping (Sue)VP Finance and CFO
|
GrantPerformance Stock Units · Derivative | 32,667 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-002086 · edgar.xml · derivative · entry 7 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,667 Underlying: Common Stock · 32,667 shares Expires 2021-01-14 F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: Performance stock units were vested based on the achievement of performance goals on January 14, 2021 as of December 31, 2020. F3 · derivative.expiration_date: Performance stock units were vested based on the achievement of performance goals on January 14, 2021 as of December 31, 2020. Read SEC document |
| January 14, 2021 Filed Feb 23, 2021 02:26 UTC Amendment |
Cheung Suping (Sue)VP Finance and CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 1,152 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-002086 · edgar.xml · derivative · entry 6 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,152 shares Expires 2021-01-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| January 14, 2021 Filed Feb 23, 2021 02:26 UTC Amendment |
Cheung Suping (Sue)VP Finance and CFO
|
GrantRestricted Stock Units · Derivative | 1,152 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-002086 · edgar.xml · derivative · entry 5 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,152 Underlying: Common Stock · 1,152 shares Expires 2021-01-14 F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| January 14, 2021 Filed Feb 23, 2021 02:26 UTC Amendment |
Cheung Suping (Sue)VP Finance and CFO
|
Tax withholdingCommon Stock | 12,631 | $4.34 | $54,818.54 |
DisclosureSEC source: 0001179110-21-002086 · edgar.xml · nonDerivative · entry 4 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,950 F1 · shares: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. F4 · shares: Reflects a reduced number of shares withheld to cover taxes. Read SEC document |
| January 14, 2021 Filed Feb 23, 2021 02:26 UTC Amendment |
Cheung Suping (Sue)VP Finance and CFO
|
Exercise / conversionCommon Stock | 32,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-002086 · edgar.xml · nonDerivative · entry 3 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,581 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 14, 2021 Filed Feb 23, 2021 02:26 UTC Amendment |
Cheung Suping (Sue)VP Finance and CFO
|
Tax withholdingCommon Stock | 474 | $4.34 | $2,057.16 |
DisclosureSEC source: 0001179110-21-002086 · edgar.xml · nonDerivative · entry 2 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,914 F1 · shares: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. Read SEC document |
| January 14, 2021 Filed Feb 23, 2021 02:26 UTC Amendment |
Cheung Suping (Sue)VP Finance and CFO
|
Exercise / conversionCommon Stock | 1,152 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-002086 · edgar.xml · nonDerivative · entry 1 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,388 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.