QUIK

SEC source: 0001179110-21-008686 · edgar.xml · nonDerivative · entry 1

TAUSS GARY H · CIK 0001261838 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,599

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179110-21-008685 · edgar.xml · derivative · entry 2

CHRISTINE RUSSELL · CIK 0001226107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

F1 · derivative.expiration_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

SEC source: 0001179110-21-008685 · edgar.xml · nonDerivative · entry 1

CHRISTINE RUSSELL · CIK 0001226107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,543

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179110-21-008684 · edgar.xml · derivative · entry 2

Rabinovitsj Daniel A · CIK 0001325243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

F1 · derivative.expiration_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

SEC source: 0001179110-21-008684 · edgar.xml · nonDerivative · entry 1

Rabinovitsj Daniel A · CIK 0001325243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,928

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179110-21-008683 · edgar.xml · derivative · entry 2

PEASE ANDREW J · CIK 0001256983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

F1 · derivative.expiration_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

SEC source: 0001179110-21-008683 · edgar.xml · nonDerivative · entry 1

PEASE ANDREW J · CIK 0001256983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,980

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179110-21-008682 · edgar.xml · derivative · entry 2

FARESE MICHAEL J. · CIK 0001172508 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,800 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

F1 · derivative.expiration_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

SEC source: 0001179110-21-008682 · edgar.xml · nonDerivative · entry 1

FARESE MICHAEL J. · CIK 0001172508 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,287

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179110-21-008542 · edgar.xml · nonDerivative · entry 1

CHRISTINE RUSSELL · CIK 0001226107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143

F1 · kind: For tax planning purposes.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $6.07 to $6.085. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

SEC source: 0001179110-21-008159 · edgar.xml · nonDerivative · entry 2

Faith Brian C · CIK 0001518884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,034

SEC source: 0001179110-21-008158 · edgar.xml · nonDerivative · entry 2

SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,231

SEC source: 0001179110-21-008159 · edgar.xml · derivative · entry 3

Faith Brian C · CIK 0001518884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,295 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: 25% of the RSUs vested on 08/10/2018, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on February 10, 2019. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F2 · derivative.expiration_date: 25% of the RSUs vested on 08/10/2018, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on February 10, 2019. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

SEC source: 0001179110-21-008159 · edgar.xml · nonDerivative · entry 1

Faith Brian C · CIK 0001518884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,490

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179110-21-008158 · edgar.xml · derivative · entry 3

SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 613 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: 25% of the RSUs vested on 08/10/2018, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on February 10, 2019. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F3 · derivative.expiration_date: 25% of the RSUs vested on 08/10/2018, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on February 10, 2019. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

SEC source: 0001179110-21-008158 · edgar.xml · nonDerivative · entry 1

SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,450

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 2,723 ESPP shares purchased in a non-reportable transaction on May 14, 2021.

SEC source: 0001179110-21-007536 · edgar.xml · derivative · entry 1

Krueger Arturo · CIK 0001304940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,716

Underlying: Common Stock · 3,716 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

F1 · derivative.expiration_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

SEC source: 0001179110-21-007534 · edgar.xml · derivative · entry 1

Rabinovitsj Daniel A · CIK 0001325243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,716

Underlying: Common Stock · 3,716 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

F1 · derivative.expiration_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

SEC source: 0001179110-21-007539 · edgar.xml · derivative · entry 1

CHRISTINE RUSSELL · CIK 0001226107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,716

Underlying: Common Stock · 3,716 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

F1 · derivative.expiration_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

SEC source: 0001179110-21-007538 · edgar.xml · derivative · entry 1

Faith Brian C · CIK 0001518884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,259

Underlying: Common Stock · 68,259 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted stock units vest 50% after one year after date of issuance and the remaining 50% after two years from the date of issuance, subject to continued employment of the grantee.

F1 · derivative.expiration_date: Restricted stock units vest 50% after one year after date of issuance and the remaining 50% after two years from the date of issuance, subject to continued employment of the grantee.

SEC source: 0001179110-21-007537 · edgar.xml · derivative · entry 1

SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,662

Underlying: Common Stock · 42,662 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted stock units vest 50% after one year after date of issuance and the remaining 50% after two years from the date of issuance, subject to continued employment of the grantee.

F1 · derivative.expiration_date: Restricted stock units vest 50% after one year after date of issuance and the remaining 50% after two years from the date of issuance, subject to continued employment of the grantee.

SEC source: 0001179110-21-007535 · edgar.xml · derivative · entry 1

PEASE ANDREW J · CIK 0001256983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,716

Underlying: Common Stock · 3,716 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

F1 · derivative.expiration_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

SEC source: 0001179110-21-007533 · edgar.xml · derivative · entry 1

TAUSS GARY H · CIK 0001261838 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,716

Underlying: Common Stock · 3,716 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

F1 · derivative.expiration_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

SEC source: 0001179110-21-007532 · edgar.xml · derivative · entry 1

FARESE MICHAEL J. · CIK 0001172508 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,433

Underlying: Common Stock · 7,433 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

F1 · derivative.expiration_date: Restricted Stock Unit shares vest in full 1 year from the grant date.

SEC source: 0001179110-21-003244 · edgar.xml · derivative · entry 3

Faith Brian C · CIK 0001518884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,340

Underlying: Common Stock · 1,170 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs will vest as to 25% of the total number of shares subject to the award on the first anniversary of the Grant Date, and as to 1/8th of the total number of shares subject to the award every six months thereafter, subject to the individual's continued service on each vesting date.

F3 · derivative.expiration_date: The RSUs will vest as to 25% of the total number of shares subject to the award on the first anniversary of the Grant Date, and as to 1/8th of the total number of shares subject to the award every six months thereafter, subject to the individual's continued service on each vesting date.

SEC source: 0001179110-21-003244 · edgar.xml · nonDerivative · entry 2

Faith Brian C · CIK 0001518884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,195

F1 · shares: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs.

SEC source: 0001179110-21-003244 · edgar.xml · nonDerivative · entry 1

Faith Brian C · CIK 0001518884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179110-21-003243 · edgar.xml · derivative · entry 3

SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,328

Underlying: Common Stock · 664 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs will vest as to 25% of the total number of shares subject to the award on the first anniversary of the Grant Date, and as to 1/8th of the total number of shares subject to the award every six months thereafter, subject to the individual's continued service on each vesting date.

F3 · derivative.expiration_date: The RSUs will vest as to 25% of the total number of shares subject to the award on the first anniversary of the Grant Date, and as to 1/8th of the total number of shares subject to the award every six months thereafter, subject to the individual's continued service on each vesting date.

SEC source: 0001179110-21-003243 · edgar.xml · nonDerivative · entry 2

SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,114

F1 · shares: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs.

SEC source: 0001179110-21-003243 · edgar.xml · nonDerivative · entry 1

SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,344

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179110-21-002185 · edgar.xml · nonDerivative · entry 2

PEASE ANDREW J · CIK 0001256983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,580

F2 · price: Represents a weighted average purchase price per share. These shares were purchased in multiple transactions at prices ranging from $7.9101 to $7.9601. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.

SEC source: 0001179110-21-002185 · edgar.xml · nonDerivative · entry 1

PEASE ANDREW J · CIK 0001256983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,410

F1 · price: Represents a weighted average purchase price per share. These shares were purchased in multiple transactions at prices ranging from $7.86 to $7.90. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.

SEC source: 0001179110-21-002096 · edgar.xml · nonDerivative · entry 2

PEASE ANDREW J · CIK 0001256983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,580

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $7.9101 to $7.9601. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

SEC source: 0001179110-21-002096 · edgar.xml · nonDerivative · entry 1

PEASE ANDREW J · CIK 0001256983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,410

F1 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $7.86 to $7.90. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

SEC source: 0001179110-21-001656 · edgar.xml · derivative · entry 3

SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 613

Underlying: Common Stock · 613 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: 25% of the RSUs vested on 08/10/2018, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on February 10, 2019. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F3 · derivative.expiration_date: 25% of the RSUs vested on 08/10/2018, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on February 10, 2019. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

SEC source: 0001179110-21-001656 · edgar.xml · nonDerivative · entry 2

SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,005

F1 · shares: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs.

SEC source: 0001179110-21-001656 · edgar.xml · nonDerivative · entry 1

SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,212

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179110-21-001655 · edgar.xml · derivative · entry 3

Faith Brian C · CIK 0001518884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,295

Underlying: Common Stock · 1,295 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: 25% of the RSUs vested on 08/10/2018, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on February 10, 2019. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F3 · derivative.expiration_date: 25% of the RSUs vested on 08/10/2018, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on February 10, 2019. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

SEC source: 0001179110-21-001655 · edgar.xml · nonDerivative · entry 2

Faith Brian C · CIK 0001518884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,588

F1 · shares: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs.

SEC source: 0001179110-21-001655 · edgar.xml · nonDerivative · entry 1

Faith Brian C · CIK 0001518884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,036

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179110-21-001654 · edgar.xml · derivative · entry 3

Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 681

Underlying: Common Stock · 681 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: 25% of the RSUs vested on 08/10/2018, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on February 10, 2019. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F3 · derivative.expiration_date: 25% of the RSUs vested on 08/10/2018, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on February 10, 2019. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

SEC source: 0001179110-21-001654 · edgar.xml · nonDerivative · entry 2

Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,719

F1 · shares: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs.

SEC source: 0001179110-21-001654 · edgar.xml · nonDerivative · entry 1

Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,949

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179110-21-002094 · edgar.xml · derivative · entry 3

SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 613

Underlying: Common Stock · 613 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: 25% of the RSUs vested on 08/10/2018, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on February 10, 2019. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F3 · derivative.expiration_date: 25% of the RSUs vested on 08/10/2018, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on February 10, 2019. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

SEC source: 0001179110-21-002094 · edgar.xml · nonDerivative · entry 2

SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,005

F1 · shares: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs.

F4 · balance_after: Reflects corrected shares beneficially held due to reduced number of shares previously withheld for taxes on January 14, 2021 and amended on February 22, 2021.

SEC source: 0001179110-21-002094 · edgar.xml · nonDerivative · entry 1

SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,887

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · balance_after: Reflects corrected shares beneficially held due to reduced number of shares previously withheld for taxes on January 14, 2021 and amended on February 22, 2021.

SEC source: 0001179110-21-002087 · edgar.xml · derivative · entry 3

Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 681

Underlying: Common Stock · 681 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: 25% of the RSUs vested on 08/10/2018, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on February 10, 2019. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F3 · derivative.expiration_date: 25% of the RSUs vested on 08/10/2018, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on February 10, 2019. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

SEC source: 0001179110-21-002087 · edgar.xml · nonDerivative · entry 2

Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,401

F1 · shares: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs.

F4 · balance_after: Reflects corrected shares beneficially held due to reduced number of shares previously withheld for taxes on January 14, 2021 and amended on February 22, 2021.

SEC source: 0001179110-21-002087 · edgar.xml · nonDerivative · entry 1

Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,631

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · balance_after: Reflects corrected shares beneficially held due to reduced number of shares previously withheld for taxes on January 14, 2021 and amended on February 22, 2021.

SEC source: 0001179110-21-002091 · edgar.xml · derivative · entry 3

Faith Brian C · CIK 0001518884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,295

Underlying: Common Stock · 1,295 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: 25% of the RSUs vested on 08/10/2018, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on February 10, 2019. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F3 · derivative.expiration_date: 25% of the RSUs vested on 08/10/2018, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on February 10, 2019. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.