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QTWO

Q2 Holdings, Inc.

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4051
SEC CIK
0001410384
Parsed reports
721

Last 12 months

Inside the activity.

0 purchase rows · 38 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202504
Jan 202600
Feb 202601
Mar 2026026
Apr 202600
May 202601
Jun 202602
Jul 202600
Aug 202602
Sep 202601
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 30, 2020 Filed Nov 2, 2020 21:34 UTC
Flake Matthew PDirector · President and CEO
Exercise / conversionCommon Stock 10,000 $20.19 $201,900.00
Disclosure

SEC source: 0001410384-20-000155 · wf-form4_160435286914288.xml · nonDerivative · entry 1

Flake Matthew P · CIK 0001597592 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,541

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 21, 2020 Filed Oct 23, 2020 19:25 UTC
Blue Adam DChief Technology Officer
Exercise / conversionStock Option (right to buy) · Derivative 1,026 $0.00 Strike: $35.80 $0.00
Disclosure

SEC source: 0001410384-20-000154 · wf-form4_160348113896505.xml · derivative · entry 3

Blue Adam D · CIK 0001597575 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,104

Underlying: Common Stock · 1,026 shares

Expires 2024-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option grant vested as to 1/4 of the total option grant on February 21, 2018, and thereafter as to 1/48 of the total option grant monthly. The option grant becomes exercisable as it vests

Read SEC document
October 21, 2020 Filed Oct 23, 2020 19:25 UTC
Blue Adam DChief Technology Officer
SaleCommon Stock 1,026 $95.11 $97,582.86
Disclosure

SEC source: 0001410384-20-000154 · wf-form4_160348113896505.xml · nonDerivative · entry 2

Blue Adam D · CIK 0001597575 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,036

F1 · kind: Shares sold pursuant to Reporting Person's 10b5-1 Trading Plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.415 to $96.315 inclusive. Reporting Person undertakes to provide to Q2 Holdings, Inc., any security holder of Q2 Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 21, 2020 Filed Oct 23, 2020 19:25 UTC
Blue Adam DChief Technology Officer
Exercise / conversionCommon Stock 1,026 $35.80 $36,730.80
Disclosure

SEC source: 0001410384-20-000154 · wf-form4_160348113896505.xml · nonDerivative · entry 1

Blue Adam D · CIK 0001597575 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,062

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2020 Filed Oct 1, 2020 20:42 UTC
Flake Matthew PDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $20.19 $0.00
Disclosure

SEC source: 0001410384-20-000152 · wf-form4_160158493997150.xml · derivative · entry 3

Flake Matthew P · CIK 0001597592 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,333

Underlying: Common Stock · 10,000 shares

Expires 2022-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option grant vested as to 1/4 of the total option grant on February 20, 2016, and thereafter as to 1/48 of the total option grant monthly. The option grant becomes exercisable as it vests.

Read SEC document
September 30, 2020 Filed Oct 1, 2020 20:42 UTC
Flake Matthew PDirector · President and CEO
SaleCommon Stock 10,000 $91.82 $918,200.00
Disclosure

SEC source: 0001410384-20-000152 · wf-form4_160158493997150.xml · nonDerivative · entry 2

Flake Matthew P · CIK 0001597592 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,541

F1 · kind: Shares sold pursuant to Reporting Person's 10b5-1 Trading Plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.52 to $93.32 inclusive. Reporting Person undertakes to provide to Q2 Holdings, Inc., any security holder of Q2 Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 30, 2020 Filed Oct 1, 2020 20:42 UTC
Flake Matthew PDirector · President and CEO
Exercise / conversionCommon Stock 10,000 $20.19 $201,900.00
Disclosure

SEC source: 0001410384-20-000152 · wf-form4_160158493997150.xml · nonDerivative · entry 1

Flake Matthew P · CIK 0001597592 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,541

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 21, 2020 Filed Sep 22, 2020 20:42 UTC
Blue Adam DChief Technology Officer
Exercise / conversionStock Option (right to buy) · Derivative 1,025 $0.00 Strike: $35.80 $0.00
Disclosure

SEC source: 0001410384-20-000150 · wf-form4_160080735035866.xml · derivative · entry 3

Blue Adam D · CIK 0001597575 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,130

Underlying: Common Stock · 1,025 shares

Expires 2024-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option grant vested as to 1/4 of the total option grant on February 21, 2018, and thereafter as to 1/48 of the total option grant monthly. The option grant becomes exercisable as it vests.

Read SEC document
September 21, 2020 Filed Sep 22, 2020 20:42 UTC
Blue Adam DChief Technology Officer
SaleCommon Stock 1,025 $91.40 $93,685.00
Disclosure

SEC source: 0001410384-20-000150 · wf-form4_160080735035866.xml · nonDerivative · entry 2

Blue Adam D · CIK 0001597575 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,036

F1 · kind: Shares sold pursuant to Reporting Person's 10b5-1 Trading Plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.01 to $92.09 inclusive. Reporting Person undertakes to provide to Q2 Holdings, Inc., any security holder of Q2 Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 21, 2020 Filed Sep 22, 2020 20:42 UTC
Blue Adam DChief Technology Officer
Exercise / conversionCommon Stock 1,025 $35.80 $36,695.00
Disclosure

SEC source: 0001410384-20-000150 · wf-form4_160080735035866.xml · nonDerivative · entry 1

Blue Adam D · CIK 0001597575 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,061

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 18, 2020 Filed Sep 22, 2020 20:43 UTC
Seale R. H.Director
SaleCommon Stock 55,694 $88.81 $4,946,184.14
Disclosure

SEC source: 0001410384-20-000151 · wf-form4_160080737113300.xml · nonDerivative · entry 1

Seale R. H. · CIK 0001597947 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By RHS Investments-I, L.P.

Disclosed balance after: 1,032,454

F1 · kind: Shares sold pursuant to Reporting Person's 10b5-1 Trading Plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.785 to $89.99 inclusive. Reporting Person undertakes to provide to Q2 Holdings, Inc., any security holder of Q2 Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: Shares held by RHS Investments-I, L.P. Seale, Inc. is the general partner of RHS Investments-I, L.P. R.H. "Hank" Seale, III is the president of Seale, Inc. and has voting and dispositive power over the shares held by RHS Investments-I, L.P.

Read SEC document
September 17, 2020 Filed Sep 18, 2020 20:28 UTC
Seale R. H.Director
SaleCommon Stock 72,691 $87.09 $6,330,659.19
Disclosure

SEC source: 0001410384-20-000149 · wf-form4_160046090207558.xml · nonDerivative · entry 2

Seale R. H. · CIK 0001597947 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By RHS Investments-I, L.P.

Disclosed balance after: 1,088,148

F1 · kind: Shares sold pursuant to Reporting Person's 10b5-1 Trading Plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.175 to $87.88 inclusive. Reporting Person undertakes to provide to Q2 Holdings, Inc., any security holder of Q2 Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: Shares held by RHS Investments-I, L.P. Seale, Inc. is the general partner of RHS Investments-I, L.P. R.H. "Hank" Seale, III is the president of Seale, Inc. and has voting and dispositive power over the shares held by RHS Investments-I, L.P.

Read SEC document
September 16, 2020 Filed Sep 18, 2020 20:28 UTC
Seale R. H.Director
SaleCommon Stock 71,615 $88.93 $6,368,721.95
Disclosure

SEC source: 0001410384-20-000149 · wf-form4_160046090207558.xml · nonDerivative · entry 1

Seale R. H. · CIK 0001597947 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By RHS Investments-I, L.P.

Disclosed balance after: 1,160,839

F1 · kind: Shares sold pursuant to Reporting Person's 10b5-1 Trading Plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.10 to $89.69 inclusive. Reporting Person undertakes to provide to Q2 Holdings, Inc., any security holder of Q2 Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: Shares held by RHS Investments-I, L.P. Seale, Inc. is the general partner of RHS Investments-I, L.P. R.H. "Hank" Seale, III is the president of Seale, Inc. and has voting and dispositive power over the shares held by RHS Investments-I, L.P.

Read SEC document
September 11, 2020 Filed Sep 14, 2020 20:51 UTC
Oruganti BharathSVP, Service Delivery
SaleCommon Stock 450 $85.77 $38,596.50
Disclosure

SEC source: 0001410384-20-000147 · wf-form4_160011670611723.xml · nonDerivative · entry 1

Oruganti Bharath · CIK 0001595526 · SVP, Service Delivery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,126

F1 · kind: Shares sold pursuant to Reporting Person's 10b5-1 Trading Plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.19 to $88.65 inclusive. Reporting Person undertakes to provide to Q2 Holdings, Inc., any security holder of Q2 Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 11, 2020 Filed Sep 14, 2020 20:51 UTC
Benton Barry GSVP, General Counsel
SaleCommon Stock 319 $85.84 $27,382.96
Disclosure

SEC source: 0001410384-20-000146 · wf-form4_160011668843813.xml · nonDerivative · entry 1

Benton Barry G · CIK 0001597586 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,949

F1 · kind: Shares sold pursuant to Reporting Person's 10b5-1 Trading Plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.23 to $88.22 inclusive. Reporting Person undertakes to provide to Q2 Holdings, Inc., any security holder of Q2 Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 10, 2020 Filed Sep 14, 2020 20:52 UTC
Harris Jennifer NoelChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 13,860 $0.00 Strike: $20.19 $0.00
Disclosure

SEC source: 0001410384-20-000148 · wf-form4_160011672210092.xml · derivative · entry 5

Harris Jennifer Noel · CIK 0001597649 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,761

Underlying: Common Stock · 13,860 shares

Expires 2022-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option grant vested as to 1/4 of the total option grant on February 20, 2016, and thereafter as to 1/48 of the total option grant monthly. The option grant becomes exercisable as it vests.

Read SEC document
September 10, 2020 Filed Sep 14, 2020 20:52 UTC
Harris Jennifer NoelChief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 1,140 $0.00 Strike: $8.35 $0.00
Disclosure

SEC source: 0001410384-20-000148 · wf-form4_160011672210092.xml · derivative · entry 4

Harris Jennifer Noel · CIK 0001597649 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,140 shares

Expires 2021-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option grant vested as to 1/4 of the total option grant on January 24, 2015, and thereafter as to 1/48 of the total option grant monthly. The option grant becomes exercisable as it vests.

Read SEC document
September 10, 2020 Filed Sep 14, 2020 20:52 UTC
Harris Jennifer NoelChief Financial Officer
SaleCommon Stock 15,000 $90.06 $1,350,900.00
Disclosure

SEC source: 0001410384-20-000148 · wf-form4_160011672210092.xml · nonDerivative · entry 3

Harris Jennifer Noel · CIK 0001597649 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,219.16

F1 · kind: Shares sold pursuant to Reporting Person's 10b5-1 Trading Plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.48to $92.16 inclusive. Reporting Person undertakes to provide to Q2 Holdings, Inc., any security holder of Q2 Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 10, 2020 Filed Sep 14, 2020 20:52 UTC
Harris Jennifer NoelChief Financial Officer
Exercise / conversionCommon Stock 13,860 $20.19 $279,833.40
Disclosure

SEC source: 0001410384-20-000148 · wf-form4_160011672210092.xml · nonDerivative · entry 2

Harris Jennifer Noel · CIK 0001597649 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,219.16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 10, 2020 Filed Sep 14, 2020 20:52 UTC
Harris Jennifer NoelChief Financial Officer
Exercise / conversionCommon Stock 1,140 $8.35 $9,519.00
Disclosure

SEC source: 0001410384-20-000148 · wf-form4_160011672210092.xml · nonDerivative · entry 1

Harris Jennifer Noel · CIK 0001597649 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,359.16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 02, 2020 Filed Sep 4, 2020 20:14 UTC SaleCommon Stock 100,000 $99.78 $9,978,000.00
Disclosure

SEC source: 0001410384-20-000145 · wf-form4_159925045457166.xml · nonDerivative · entry 1

Diehl Jeffrey T · CIK 0001597881 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By funds

Disclosed balance after: 777,562

F1 · kind: Represents 31,035 shares sold by Adams Street 2006 Direct Fund, L.P., or AS 2006, 35,047 shares sold by Adams Street 2007 Direct Fund, L.P., or AS 2007, 11,742 shares sold by Adams Street 2008 Direct Fund, L.P., or AS 2008, 10,156 shares sold by Adams Street 2009 Direct Fund, L.P., or AS 2009, 5,769 shares sold by Adams Street 2010 Direct Fund, L.P., or AS 2010, 4,635 shares sold by Adams Street 2011 Direct Fund LP, or AS 2011, 367 shares sold by Adams Street Partnership Fund-2007 U.S. Fund, L.P., or AS 2007 US, 471 shares sold by Adams Street Partnership Fund-2008 U.S. Fund, L.P., or AS 2008 US, 418 shares sold by Adams Street Partnership Fund-2009 U.S. Fund, L.P., or AS 2009 US, 294 shares sold by Adams Street Partnership Fund-2010 U.S. Fund, L.P., or AS 2010 US, and 66 shares sold by Adams Street Partnership Fund-2010 U.S. Fund Series B, L.P., or AS 2010 US Series B.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.30 to $101.435 inclusive. Reporting Person undertakes to provide to Q2 Holdings, Inc., any security holder of Q2 Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Represents 241,315 shares held by AS 2006, 272,512 shares held by AS 2007, 91,298 shares held by AS 2008, 78,966 shares held by AS 2009, 44,858 shares held by AS 2010, 36,038 shares held by AS 2011, 2,859 shares held by AS 2007 US, 3,666 shares held by AS 2008 US, 3,252 shares held by AS 2009 US, 2,289 shares held by AS 2010 US, and 509 shares held by AS 2010 US Series B.

F4 · ownership.direct: Jeffrey T. Diehl disclaims beneficial ownership of the Shares except to the extent of his pecuniary interest therein.

F5 · ownership.nature: The shares owned by each of AS 2006, AS 2007, AS 2008, AS 2009, AS 2010, AS 2011, AS 2007 US, AS 2008 US, AS 2009 US, AS 2010 US, and AS 2010 US Series B may be deemed to be beneficially owned by Adams Street Partners, LLC, the managing member of the general partner of each of AS 2006, AS 2007, AS 2008, AS 2009 and AS 2010, the managing member of the general partner of the general partner of AS 2011, and the general partner of AS 2007 US, AS 2008 US, AS 2009 US, AS 2010 US, and AS 2010 US Series B. Mr. Diehl is a partner of Adams Street Partners, LLC (or a subsidiary thereof), and may be deemed to share voting and dispositive power over the shares held by AS 2006, AS 2007, AS 2008, AS 2009, AS 2010, AS 2011, AS 2007 US, AS 2008 US, AS 2009 US, AS 2010 US, and AS 2010 US Series B.

Read SEC document
September 01, 2020 Filed Sep 2, 2020 20:38 UTC SaleCommon Stock 145,000 $99.83 $14,475,350.00
Disclosure

SEC source: 0001410384-20-000144 · wf-form4_159907912093075.xml · nonDerivative · entry 2

Diehl Jeffrey T · CIK 0001597881 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By funds

Disclosed balance after: 877,562

F6 · kind: Represents 45,001 shares sold by AS 2006, 50,818 shares sold by AS 2007, 17,026 shares sold by AS 2008, 14,726 shares sold by AS 2009, 8,365 shares sold by AS 2010, 6,721 shares sold by AS 2011, 532 shares sold by AS 2007 US, 683 shares sold by AS 2008 US, 606 shares sold by AS 2009 US, 426 shares sold by AS 2010 US, and 96 shares sold by AS 2010 US Series B.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.35 to $101.06 inclusive. Reporting Person undertakes to provide to Q2 Holdings, Inc., any security holder of Q2 Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F8 · balance_after: Represents 272,350 shares held by AS 2006, 307,559 shares held by AS 2007, 103,040 shares held by AS 2008, 89,122 shares held by AS 2009, 50,627 shares held by AS 2010, 40,673 shares held by AS 2011, 3,226 shares held by AS 2007 US, 4,137 shares held by AS 2008 US, 3,670 shares held by AS 2009 US, 2,583 shares held by AS 2010 US, and 575 shares held AS 2010 US Series B.

F4 · ownership.direct: Jeffrey T. Diehl disclaims beneficial ownership of the Shares except to the extent of his pecuniary interest therein.

F5 · ownership.nature: The shares owned by each of AS 2006, AS 2007, AS 2008, AS 2009, AS 2010, AS 2011, AS 2007 US, AS 2008 US, AS 2009 US, AS 2010 US, and AS 2010 US Series B may be deemed to be beneficially owned by Adams Street Partners, LLC, the managing member of the general partner of each of AS 2006, AS 2007, AS 2008, AS 2009 and AS 2010, the managing member of the general partner of the general partner of AS 2011, and the general partner of AS 2007 US, AS 2008 US, AS 2009 US, AS 2010 US, and AS 2010 US Series B. Mr. Diehl is a partner of Adams Street Partners, LLC (or a subsidiary thereof), and may be deemed to share voting and dispositive power over the shares held by AS 2006, AS 2007, AS 2008, AS 2009, AS 2010, AS 2011, AS 2007 US, AS 2008 US, AS 2009 US, AS 2010 US, and AS 2010 US Series B.

Read SEC document
September 01, 2020 Filed Sep 2, 2020 20:38 UTC SaleCommon Stock 25,000 $100.00 $2,500,000.00
Disclosure

SEC source: 0001410384-20-000142 · wf-form4_159907907803318.xml · nonDerivative · entry 1

DOYLE CHARLES T · CIK 0001192944 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Texas Independent Bancshares, Inc.

Disclosed balance after: 75,000

F1 · kind: Shares sold pursuant to Texas Independent Bank, Inc.'s 10b5-1 Trading Plan.

F2 · ownership.nature: Shares held by Texas Independent Bancshares, Inc. Mr. Doyle is the Chairman of the Board of Texas Independent Bancshares, Inc. and as such may be deemed to share voting and dispositive power over the shares held by Texas Independent Bancshares, Inc. Mr. Doyle disclaims beneficial ownership of the shares held by Texas Independent Bancshares, Inc., except to the extent of any pecuniary interest therein.

Read SEC document
August 31, 2020 Filed Sep 2, 2020 20:38 UTC SaleCommon Stock 55,000 $97.47 $5,360,850.00
Disclosure

SEC source: 0001410384-20-000144 · wf-form4_159907912093075.xml · nonDerivative · entry 1

Diehl Jeffrey T · CIK 0001597881 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By funds

Disclosed balance after: 1,022,562

F1 · kind: Represents 17,069 shares sold by Adams Street 2006 Direct Fund, L.P., or AS 2006, 19,276 shares sold by Adams Street 2007 Direct Fund, L.P., or AS 2007, 6,458 shares sold by Adams Street 2008 Direct Fund, L.P., or AS 2008, 5,586 shares sold by Adams Street 2009 Direct Fund, L.P., or AS 2009, 3,173 shares sold by Adams Street 2010 Direct Fund, L.P., or AS 2010, 2,549 shares sold by Adams Street 2011 Direct Fund LP, or AS 2011, 202 shares sold by Adams Street Partnership Fund-2007 U.S. Fund, L.P., or AS 2007 US, 259 shares sold by Adams Street Partnership Fund-2008 U.S. Fund, L.P., or AS 2008 US, 230 shares sold by Adams Street Partnership Fund-2009 U.S. Fund, L.P., or AS 2009 US, 162 shares sold by Adams Street Partnership Fund-2010 U.S. Fund, L.P., or AS 2010 US, and 36 shares sold by Adams Street Partnership Fund-2010 U.S. Fund Series B, L.P., or AS 2010 US Series B.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.26 to $97.89 inclusive. Reporting Person undertakes to provide to Q2 Holdings, Inc., any security holder of Q2 Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Represents 317,351 shares held by AS 2006, 358,377 shares held by AS 2007, 120,066 shares held by AS 2008, 103,848 shares held by AS 2009, 58,992 shares held by AS 2010, 47,394 shares held by AS 2011, 3,758 shares held by AS 2007 US, 4,820 shares held by AS 2008 US, 4,276 shares held by AS 2009 US, 3,009 shares held by AS 2010 US, and 671 shares held by AS 2010 US Series B.

F4 · ownership.direct: Jeffrey T. Diehl disclaims beneficial ownership of the Shares except to the extent of his pecuniary interest therein.

F5 · ownership.nature: The shares owned by each of AS 2006, AS 2007, AS 2008, AS 2009, AS 2010, AS 2011, AS 2007 US, AS 2008 US, AS 2009 US, AS 2010 US, and AS 2010 US Series B may be deemed to be beneficially owned by Adams Street Partners, LLC, the managing member of the general partner of each of AS 2006, AS 2007, AS 2008, AS 2009 and AS 2010, the managing member of the general partner of the general partner of AS 2011, and the general partner of AS 2007 US, AS 2008 US, AS 2009 US, AS 2010 US, and AS 2010 US Series B. Mr. Diehl is a partner of Adams Street Partners, LLC (or a subsidiary thereof), and may be deemed to share voting and dispositive power over the shares held by AS 2006, AS 2007, AS 2008, AS 2009, AS 2010, AS 2011, AS 2007 US, AS 2008 US, AS 2009 US, AS 2010 US, and AS 2010 US Series B.

Read SEC document
August 31, 2020 Filed Sep 2, 2020 20:38 UTC
Flake Matthew PDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $20.19 $0.00
Disclosure

SEC source: 0001410384-20-000143 · wf-form4_159907910252893.xml · derivative · entry 3

Flake Matthew P · CIK 0001597592 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,333

Underlying: Common Stock · 10,000 shares

Expires 2022-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option grant vested as to 1/4 of the total option grant on February 20, 2016, and thereafter as to 1/48 of the total option grant monthly. The option grant becomes exercisable as it vests.

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August 31, 2020 Filed Sep 2, 2020 20:38 UTC
Flake Matthew PDirector · President and CEO
SaleCommon Stock 10,000 $97.78 $977,800.00
Disclosure

SEC source: 0001410384-20-000143 · wf-form4_159907910252893.xml · nonDerivative · entry 2

Flake Matthew P · CIK 0001597592 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,541

F1 · kind: Shares sold pursuant to Reporting Person's 10b5-1 Trading Plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.18 to $98.615 inclusive. Reporting Person undertakes to provide to Q2 Holdings, Inc., any security holder of Q2 Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 31, 2020 Filed Sep 2, 2020 20:38 UTC
Flake Matthew PDirector · President and CEO
Exercise / conversionCommon Stock 10,000 $20.19 $201,900.00
Disclosure

SEC source: 0001410384-20-000143 · wf-form4_159907910252893.xml · nonDerivative · entry 1

Flake Matthew P · CIK 0001597592 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,541

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 24, 2020 Filed Aug 25, 2020 21:55 UTC
Blue Adam DChief Technology Officer
Exercise / conversionStock Option (right to buy) · Derivative 20,036 $0.00 Strike: $35.80 $0.00
Disclosure

SEC source: 0001410384-20-000135 · wf-form4_159839249188169.xml · derivative · entry 5

Blue Adam D · CIK 0001597575 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,155

Underlying: Common Stock · 20,036 shares

Expires 2024-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option grant vested as to 1/4 of the total option grant on February 21, 2018, and thereafter as to 1/48 of the total option grant monthly. The option grant becomes exercisable as it vests.

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August 24, 2020 Filed Aug 25, 2020 21:55 UTC
Blue Adam DChief Technology Officer
Exercise / conversionStock Option (right to buy) · Derivative 7,049 $0.00 Strike: $19.26 $0.00
Disclosure

SEC source: 0001410384-20-000135 · wf-form4_159839249188169.xml · derivative · entry 4

Blue Adam D · CIK 0001597575 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,049 shares

Expires 2023-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option grant vested as to 1/4 of the total option grant on February 16, 2017, and thereafter as to 1/48 of the total option grant monthly. The option grant becomes exercisable as it vests.

Read SEC document
August 24, 2020 Filed Aug 25, 2020 21:55 UTC
Blue Adam DChief Technology Officer
SaleCommon Stock 27,085 $96.06 $2,601,785.10
Disclosure

SEC source: 0001410384-20-000135 · wf-form4_159839249188169.xml · nonDerivative · entry 3

Blue Adam D · CIK 0001597575 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,036

F1 · kind: Shares sold pursuant to Reporting Person's 10b5-1 Trading Plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.46 to $99.12 inclusive. Reporting Person undertakes to provide to Q2 Holdings, Inc., any security holder of Q2 Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 24, 2020 Filed Aug 25, 2020 21:55 UTC
Blue Adam DChief Technology Officer
Exercise / conversionCommon Stock 20,036 $35.80 $717,288.80
Disclosure

SEC source: 0001410384-20-000135 · wf-form4_159839249188169.xml · nonDerivative · entry 2

Blue Adam D · CIK 0001597575 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,121

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 24, 2020 Filed Aug 25, 2020 21:55 UTC
Blue Adam DChief Technology Officer
Exercise / conversionCommon Stock 7,049 $19.26 $135,763.74
Disclosure

SEC source: 0001410384-20-000135 · wf-form4_159839249188169.xml · nonDerivative · entry 1

Blue Adam D · CIK 0001597575 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,085

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 21, 2020 Filed Aug 25, 2020 17:55 UTC SaleCommon Stock 500 $97.86 $48,930.00
Disclosure

SEC source: 0001410384-20-000136 · wf-form4_159839250852686.xml · nonDerivative · entry 1

Offerdahl James · CIK 0001490198 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,864

F1 · kind: Shares sold pursuant to Reporting Person's 10b5-1 Trading Plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.35 to $98.38 inclusive. Reporting Person undertakes to provide to Q2 Holdings, Inc., any security holder of Q2 Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 14, 2020 Filed Aug 17, 2020 22:36 UTC Exercise / conversionStock Option (right to buy) · Derivative 15,874 $0.00 Strike: $35.05 $0.00
Disclosure

SEC source: 0001410384-20-000134 · wf-form4_159770379833480.xml · derivative · entry 3

Rutledge Kim · CIK 0001719016 · SVP, People

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,646

Underlying: Common Stock · 15,874 shares

Expires 2024-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option grant vested as to 1/4 of the total option grant on March 9, 2018, and thereafter as to 1/48 of the total option grant monthly. The option grant becomes exercisable as it vests.

Read SEC document
August 14, 2020 Filed Aug 17, 2020 22:36 UTC SaleCommon Stock 15,874 $97.50 $1,547,715.00
Disclosure

SEC source: 0001410384-20-000134 · wf-form4_159770379833480.xml · nonDerivative · entry 2

Rutledge Kim · CIK 0001719016 · SVP, People

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,471

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from to $97.015 to $97.97 inclusive. Reporting Person undertakes to provide to Q2 Holdings, Inc., any security holder of Q2 Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 14, 2020 Filed Aug 17, 2020 22:36 UTC Exercise / conversionCommon Stock 15,874 $35.05 $556,383.70
Disclosure

SEC source: 0001410384-20-000134 · wf-form4_159770379833480.xml · nonDerivative · entry 1

Rutledge Kim · CIK 0001719016 · SVP, People

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,345

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2020 Filed Aug 12, 2020 16:53 UTC GrantCommon Stock 1,507 $0.00 $0.00
Disclosure

SEC source: 0001410384-20-000132 · wf-form4_159726557911150.xml · nonDerivative · entry 1

Hooley Stephen C · CIK 0001463574 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,507

F1 · shares: Shares of stock acquired represent shares underlying Restricted Stock Units. The Restricted Stock Units vest in equal quarterly installments over one year beginning September 9, 2020.

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August 10, 2020 Filed Aug 12, 2020 20:53 UTC GrantCommon Stock 1,711 $0.00 $0.00
Disclosure

SEC source: 0001410384-20-000133 · wf-form4_159726559778644.xml · nonDerivative · entry 1

TAYLOR MARGARET · CIK 0001205426 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,711

F1 · shares: Shares of stock acquired represent shares underlying Restricted Stock Units. The Restricted Stock Units vest in equal quarterly installments over one year beginning September 9, 2020.

Read SEC document
August 05, 2020 Filed Aug 6, 2020 21:10 UTC
Price JonathanSVP, Emg Mkts Corp & Bus Dev
SaleCommon Stock 815 $100.00 $81,500.00
Disclosure

SEC source: 0001410384-20-000130 · wf-form4_159674820676051.xml · nonDerivative · entry 1

Price Jonathan · CIK 0001806954 · SVP, Emg Mkts Corp & Bus Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,346

F1 · kind: Shares sold pursuant to Reporting Person's 10b5-1 Trading Plan.

Read SEC document
August 03, 2020 Filed Aug 4, 2020 20:54 UTC
Benton Barry GSVP, General Counsel
Exercise / conversionStock Option (right to buy) · Derivative 3,000 $0.00 Strike: $35.80 $0.00
Disclosure

SEC source: 0001410384-20-000121 · wf-form4_159657405320929.xml · derivative · entry 3

Benton Barry G · CIK 0001597586 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,250

Underlying: Common Stock · 3,000 shares

Expires 2024-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option grant vested as to 1/4 of the total option grant on February 21, 2018, and thereafter as to 1/48 of the total option grant monthly. The option grant becomes exercisable as it vests.

Read SEC document
August 03, 2020 Filed Aug 4, 2020 20:54 UTC
Benton Barry GSVP, General Counsel
SaleCommon Stock 3,000 $95.85 $287,550.00
Disclosure

SEC source: 0001410384-20-000121 · wf-form4_159657405320929.xml · nonDerivative · entry 2

Benton Barry G · CIK 0001597586 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,268

F1 · kind: Shares sold pursuant to Reporting Person's 10b5-1 Trading Plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.91 to $97.86 inclusive. Reporting Person undertakes to provide to Q2 Holdings, Inc., any security holder of Q2 Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 03, 2020 Filed Aug 4, 2020 20:54 UTC
Benton Barry GSVP, General Counsel
Exercise / conversionCommon Stock 3,000 $35.80 $107,400.00
Disclosure

SEC source: 0001410384-20-000121 · wf-form4_159657405320929.xml · nonDerivative · entry 1

Benton Barry G · CIK 0001597586 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,268

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2020 Filed Aug 4, 2020 20:59 UTC
Flake Matthew PDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $20.19 $0.00
Disclosure

SEC source: 0001410384-20-000122 · wf-form4_159657462979558.xml · derivative · entry 3

Flake Matthew P · CIK 0001597592 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,333

Underlying: Common Stock · 10,000 shares

Expires 2022-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option grant vested as to 1/4 of the total option grant on February 20, 2016, and thereafter as to 1/48 of the total option grant monthly. The option grant becomes exercisable as it vests.

Read SEC document
July 31, 2020 Filed Aug 4, 2020 20:59 UTC
Flake Matthew PDirector · President and CEO
SaleCommon Stock 10,000 $91.94 $919,400.00
Disclosure

SEC source: 0001410384-20-000122 · wf-form4_159657462979558.xml · nonDerivative · entry 2

Flake Matthew P · CIK 0001597592 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,541

F1 · kind: Shares sold pursuant to Reporting Person's 10b5-1 Trading Plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.81 to $93.67 inclusive. Reporting Person undertakes to provide to Q2 Holdings, Inc., any security holder of Q2 Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 31, 2020 Filed Aug 4, 2020 20:59 UTC
Flake Matthew PDirector · President and CEO
Exercise / conversionCommon Stock 10,000 $20.19 $201,900.00
Disclosure

SEC source: 0001410384-20-000122 · wf-form4_159657462979558.xml · nonDerivative · entry 1

Flake Matthew P · CIK 0001597592 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,541

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 23, 2020 Filed Jul 24, 2020 20:31 UTC
Seale R. H.Director
SaleCommon Stock 150 $95.00 $14,250.00
Disclosure

SEC source: 0001410384-20-000120 · wf-form4_159562266598782.xml · nonDerivative · entry 2

Seale R. H. · CIK 0001597947 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 3,805

F1 · kind: Shares sold pursuant to Reporting Person's 10b5-1 Trading Plan.

F2 · ownership.nature: These shares are held in trust for the benefit of a child of the reporting person. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
July 23, 2020 Filed Jul 24, 2020 20:31 UTC
Seale R. H.Director
SaleCommon Stock 149 $95.00 $14,155.00
Disclosure

SEC source: 0001410384-20-000120 · wf-form4_159562266598782.xml · nonDerivative · entry 1

Seale R. H. · CIK 0001597947 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust (2)

Disclosed balance after: 3,804

F1 · kind: Shares sold pursuant to Reporting Person's 10b5-1 Trading Plan.

F2 · ownership.nature: These shares are held in trust for the benefit of a child of the reporting person. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
July 21, 2020 Filed Jul 22, 2020 20:33 UTC
Seale R. H.Director
SaleCommon Stock 1,480 $95.00 $140,600.00
Disclosure

SEC source: 0001410384-20-000118 · wf-form4_159544998421891.xml · nonDerivative · entry 2

Seale R. H. · CIK 0001597947 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 3,955

F1 · kind: Shares sold pursuant to Reporting Person's 10b5-1 Trading Plan.

F2 · ownership.nature: These shares are held in trust for the benefit of a child of the reporting person. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
July 21, 2020 Filed Jul 22, 2020 20:33 UTC
Seale R. H.Director
SaleCommon Stock 1,481 $95.00 $140,695.00
Disclosure

SEC source: 0001410384-20-000118 · wf-form4_159544998421891.xml · nonDerivative · entry 1

Seale R. H. · CIK 0001597947 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust (2)

Disclosed balance after: 3,953

F1 · kind: Shares sold pursuant to Reporting Person's 10b5-1 Trading Plan.

F2 · ownership.nature: These shares are held in trust for the benefit of a child of the reporting person. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
July 20, 2020 Filed Jul 21, 2020 21:31 UTC SaleCommon Stock 18,733 $92.00 $1,723,436.00
Disclosure

SEC source: 0001410384-20-000117 · wf-form4_159536710262182.xml · nonDerivative · entry 1

DOYLE CHARLES T · CIK 0001192944 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Texas Independent Bancshares, Inc.

Disclosed balance after: 100,000

F1 · kind: Shares sold pursuant to Texas Independent Bank, Inc.'s 10b5-1 Trading Plan.

F2 · ownership.nature: Shares held by Texas Independent Bancshares, Inc. Mr. Doyle is the Chairman of the Board of Texas Independent Bancshares, Inc. and as such may be deemed to share voting and dispositive power over the shares held by Texas Independent Bancshares, Inc. Mr. Doyle disclaims beneficial ownership of the shares held by Texas Independent Bancshares, Inc., except to the extent of any pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.