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Nasdaq · USD

QTRX

Quanterix Corp

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Tapewire entity
6649
SEC CIK
0001503274
Parsed reports
711

Last 12 months

Inside the activity.

3 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202610
Jun 202600
Jul 202600
Aug 202620
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 15, 2019 Filed Jan 15, 2019 16:02 UTC
DRISCOLL JOSEPHChief Financial Officer
SaleCommon Stock 6,818 $19.97 $136,133.64
Disclosure

SEC source: 0001562180-19-000307 · primarydocument.xml · nonDerivative · entry 2

DRISCOLL JOSEPH · CIK 0001392297 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,570

F2 · shares: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted on December 11, 2018.

F3 · price: This transaction was executed in multiple trades at prices ranging from $19.54 USD to $20.50. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide upon request to the SEC staff, the issuer or any security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 4,388 shares of common stock issuable upon vesting of restricted stock units that vest as to 25% of the shares on May 10, 2019 and as to an additional 2.083% of the shares per month for 36 months thereafter.

Read SEC document
January 15, 2019 Filed Jan 15, 2019 16:02 UTC
DRISCOLL JOSEPHChief Financial Officer
Exercise / conversionCommon Stock 15,000 $8.68 $130,200.00
Disclosure

SEC source: 0001562180-19-000307 · primarydocument.xml · nonDerivative · entry 1

DRISCOLL JOSEPH · CIK 0001392297 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,388

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 4,388 shares of common stock issuable upon vesting of restricted stock units that vest as to 25% of the shares on May 10, 2019 and as to an additional 2.083% of the shares per month for 36 months thereafter.

Read SEC document
January 09, 2019 Filed Jan 11, 2019 16:15 UTC
Orticerio ErnestSVP Finance and Corporate Dev
Exercise / conversionStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $2.89 $0.00
Disclosure

SEC source: 0001562180-19-000264 · primarydocument.xml · derivative · entry 2

Orticerio Ernest · CIK 0001724369 · SVP Finance and Corporate Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,783

Underlying: Common Stock · 20,000 shares

Expires 2023-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option to purchase 31,113 shares of common stock vested as to 25% of the shares on February 15, 2014 and vests as to an additional 2.083% of the shares per month thereafter until January 31, 2017.

Read SEC document
January 09, 2019 Filed Jan 11, 2019 16:15 UTC
Orticerio ErnestSVP Finance and Corporate Dev
Exercise / conversionCommon Stock 20,000 $2.89 $57,800.00
Disclosure

SEC source: 0001562180-19-000264 · primarydocument.xml · nonDerivative · entry 1

Orticerio Ernest · CIK 0001724369 · SVP Finance and Corporate Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,802

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 7,131 shares of common stock issuable upon vesting of restricted stock units that vest as to 25% of the shares on May 10, 2019 and as to an additional 2.083% of the shares per month for 36 months thereafter.

Read SEC document
January 03, 2019 Filed Jan 4, 2019 16:02 UTC
HRUSOVSKY E KEVINDirector · Chairman, President & CEO
SaleCommon Stock 1,949 $17.59 $34,277.06
Disclosure

SEC source: 0001562180-19-000194 · primarydocument.xml · nonDerivative · entry 1

HRUSOVSKY E KEVIN · CIK 0001252546 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,161,350

F1 · shares: The sale of shares reported on this Form 4 was made solely to cover tax obligations upon the vesting of 6,250 RSUs and was effected pursuant to a Rule 10b5-1 trading plan adopted on August 14, 2018.

F2 · price: This transaction was executed in multiple trades at prices ranging from $17.26 to $18.05. The price reported reflects the weighted average sale price. The reporting person undertakes to provide upon request to the SEC staff, the issuer or any security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: Includes 39,815 shares of common stock that are subject to performance based vesting and 225,000 restricted stock units.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:02 UTC GrantStock Option (Right to Buy) · Derivative 7,900 $0.00 Strike: $18.24 $0.00
Disclosure

SEC source: 0001562180-19-000189 · primarydocument.xml · derivative · entry 2

MEISTER PAUL M · CIK 0001033876 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,900

Underlying: Common Stock · 7,900 shares

Expires 2029-01-02

F3 · shares: Represents non-qualified stock options to purchase 7,900 shares of common stock granted pursuant to the Quanterix Corporation 2018 Non-Employee Director Compensation Policy.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:02 UTC GrantCommon Stock 2,270 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-000189 · primarydocument.xml · nonDerivative · entry 1

MEISTER PAUL M · CIK 0001033876 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,540

F1 · shares: Represents restricted stock units that vest as to 100% of the shares on December 31, 2019 granted pursuant to the Quanterix Corporation 2018 Non-Employee Director Compensation Policy. Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

F2 · balance_after: Includes 2,270 restricted stock units.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:02 UTC GrantStock Option (Right to Buy) · Derivative 7,900 $0.00 Strike: $18.24 $0.00
Disclosure

SEC source: 0001562180-19-000190 · primarydocument.xml · derivative · entry 2

Cole Douglas G. · CIK 0001486373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,900

Underlying: Common Stock · 7,900 shares

Expires 2029-01-02

F3 · shares: Represents non-qualified stock option to purchase 7,900 shares of common stock granted pursuant to the Quanterix Corporation 2018 Non-Employee Director Compensation Policy.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:02 UTC GrantCommon Stock 2,270 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-000190 · primarydocument.xml · nonDerivative · entry 1

Cole Douglas G. · CIK 0001486373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,540

F1 · shares: Represents restricted stock units that vest as to 100% of the shares on December 31, 2019 granted pursuant to the Quanterix Corporation 2018 Non-Employee Director Compensation Policy. Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

F2 · balance_after: Includes 2,270 restricted stock units.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 16:02 UTC GrantStock Option (Right to Buy) · Derivative 7,900 $0.00 Strike: $18.24 $0.00
Disclosure

SEC source: 0001562180-19-000191 · primarydocument.xml · derivative · entry 2

Connolly John M · CIK 0001482893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,900

Underlying: Common Stock · 7,900 shares

Expires 2029-01-02

F3 · shares: Represents non-qualified stock option to purchase 7,900 shares of common stock granted pursuant to the Quanterix Corporation 2018 Non-Employee Director Compensation Policy.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 16:02 UTC GrantCommon Stock 2,270 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-000191 · primarydocument.xml · nonDerivative · entry 1

Connolly John M · CIK 0001482893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,240

F1 · shares: Represents restricted stock units that vest as to 100% of the shares on December 31, 2019 granted pursuant to the Quanterix Corporation 2018 Non-Employee Director Compensation Policy. Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

F2 · balance_after: Includes 2,270 restricted stock units.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:02 UTC GrantStock Option (Right to Buy) · Derivative 7,900 $0.00 Strike: $18.24 $0.00
Disclosure

SEC source: 0001562180-19-000188 · primarydocument.xml · derivative · entry 3

Madaus Martin D · CIK 0001310268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,900

Underlying: Common Stock · 7,900 shares

Expires 2029-01-02

F4 · derivative.underlying_shares: Represents non-qualified stock option to purchase 7,900 shares of common stock granted pursuant to the Quanterix Corporation 2018 Non-Employee Director Compensation Policy.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:02 UTC GrantCommon Stock 2,270 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-000188 · primarydocument.xml · nonDerivative · entry 1

Madaus Martin D · CIK 0001310268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,540

F1 · shares: Represents restricted stock units that vest as to 100% of the shares on December 31, 2019 granted pursuant to the Quanterix Corporation 2018 Non-Employee Director Compensation Policy. Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

F2 · balance_after: Includes 2,270 restricted stock units.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 16:02 UTC
WALT DAVID RDirector
GrantStock Option (Right to Buy) · Derivative 7,900 $0.00 Strike: $18.24 $0.00
Disclosure

SEC source: 0001562180-19-000193 · primarydocument.xml · derivative · entry 2

WALT DAVID R · CIK 0001205236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,900

Underlying: Common Stock · 7,900 shares

Expires 2029-01-02

F3 · shares: Represents non-qualified stock option to purchase 7,900 shares of common stock granted pursuant to the Quanterix Corporation 2018 Non-Employee Director Compensation Policy.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 16:02 UTC
WALT DAVID RDirector
GrantCommon Stock 2,270 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-000193 · primarydocument.xml · nonDerivative · entry 1

WALT DAVID R · CIK 0001205236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,220,040

F1 · shares: Represents restricted stock units that vest as to 100% of the shares on December 31, 2019 granted pursuant to the Quanterix Corporation 2018 Non-Employee Director Compensation Policy. Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

F2 · balance_after: Includes 2,270 restricted stock units.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 16:01 UTC GrantStock Option (Right to Buy) · Derivative 7,900 $0.00 Strike: $18.24 $0.00
Disclosure

SEC source: 0001562180-19-000186 · primarydocument.xml · derivative · entry 2

DEKKERS MARIJN E · CIK 0001216068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,900

Underlying: Common Stock · 7,900 shares

Expires 2029-01-02

F3 · derivative.underlying_shares: Represents non-qualified stock options to purchase 7,900 shares of common stock granted pursuant to the Quanterix Corporation 2018 Non-Employee Director Compensation Policy.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 16:01 UTC GrantCommon Stock 2,270 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-000186 · primarydocument.xml · nonDerivative · entry 1

DEKKERS MARIJN E · CIK 0001216068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,918

F1 · shares: Represents restricted stock units that vest as to 100% of the shares on December 31, 2019 granted pursuant to the Quanterix Corporation 2018 Non-Employee Director Compensation Policy. Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

F2 · balance_after: Includes 2,270 restricted stock units.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:02 UTC
CRANDELL KEITHDirector · 10% owner
GrantStock Option (Right to Buy) · Derivative 7,900 $0.00 Strike: $18.24 $0.00
Disclosure

SEC source: 0001562180-19-000192 · primarydocument.xml · derivative · entry 4

CRANDELL KEITH · CIK 0001219039 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,900

Underlying: Common Stock · 7,900 shares

Expires 2029-01-02

F5 · shares: Represents non-qualified stock option to purchase 7,900 shares of common stock granted pursuant to the Quanterix Corporation 2018 Non-Employee Director Compensation Policy.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:02 UTC
CRANDELL KEITHDirector · 10% owner
GrantCommon Stock 2,270 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-000192 · primarydocument.xml · nonDerivative · entry 1

CRANDELL KEITH · CIK 0001219039 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,540

F1 · shares: Represents restricted stock units that vest as to 100% of the shares on December 31, 2019 granted pursuant to the Quanterix Corporation 2018 Non-Employee Director Compensation Policy. Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

F2 · balance_after: Includes 2,270 restricted stock units.

Read SEC document
December 14, 2018 Filed Dec 14, 2018 16:14 UTC
Orticerio ErnestSVP Finance and Corporate Dev
SaleCommon Stock 25,000 $19.49 $487,262.50
Disclosure

SEC source: 0001562180-18-004950 · primarydocument.xml · nonDerivative · entry 1

Orticerio Ernest · CIK 0001724369 · SVP Finance and Corporate Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,802

F1 · price: This transaction was executed in multiple trades at prices ranging from $19.49 to $19.50. The price reported reflects the weighted average sale price. The reporting person undertakes to provide upon request to the SEC staff, the issuer or any security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes 7,131 shares of common stock issuable upon vesting of restricted stock units that vest as to 25% of the shares on May 10, 2019 and as to an additional 2.083% of the shares per month for 36 months thereafter.

Read SEC document
December 13, 2018 Filed Dec 14, 2018 16:14 UTC
DRISCOLL JOSEPHChief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $8.68 $0.00
Disclosure

SEC source: 0001562180-18-004949 · primarydocument.xml · derivative · entry 4

DRISCOLL JOSEPH · CIK 0001392297 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,385

Underlying: Common Stock · 20,000 shares

Expires 2027-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option to purchase 301,722 shares of common stock vested as to 25% of the shares on April 24, 2018 and vests as to an additional 2.083% of the shares per month thereafter until March 31, 2021.

Read SEC document
December 13, 2018 Filed Dec 14, 2018 16:14 UTC
DRISCOLL JOSEPHChief Financial Officer
SaleCommon Stock 601 $20.02 $12,031.06
Disclosure

SEC source: 0001562180-18-004949 · primarydocument.xml · nonDerivative · entry 3

DRISCOLL JOSEPH · CIK 0001392297 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,388

F3 · price: This transaction was executed in multiple trades at prices ranging from $20.012 to $20.06. The price reported reflects the weighted average sale price. The reporting person undertakes to provide upon request to the SEC staff, the issuer or any security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 4,388 shares of common stock issuable upon vesting of restricted stock units that vest as to 25% of the shares on May 10, 2019 and as to an additional 2.083% of the shares per month for 36 months thereafter.

Read SEC document
December 13, 2018 Filed Dec 14, 2018 16:14 UTC
DRISCOLL JOSEPHChief Financial Officer
SaleCommon Stock 19,399 $19.19 $372,183.39
Disclosure

SEC source: 0001562180-18-004949 · primarydocument.xml · nonDerivative · entry 2

DRISCOLL JOSEPH · CIK 0001392297 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,989

F2 · price: This transaction was executed in multiple trades at prices ranging from $19.00 to $19.99. The price reported reflects the weighted average sale price. The reporting person undertakes to provide upon request to the SEC staff, the issuer or any security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 4,388 shares of common stock issuable upon vesting of restricted stock units that vest as to 25% of the shares on May 10, 2019 and as to an additional 2.083% of the shares per month for 36 months thereafter.

Read SEC document
December 13, 2018 Filed Dec 14, 2018 16:14 UTC
DRISCOLL JOSEPHChief Financial Officer
Exercise / conversionCommon Stock 20,000 $8.68 $173,600.00
Disclosure

SEC source: 0001562180-18-004949 · primarydocument.xml · nonDerivative · entry 1

DRISCOLL JOSEPH · CIK 0001392297 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,388

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 4,388 shares of common stock issuable upon vesting of restricted stock units that vest as to 25% of the shares on May 10, 2019 and as to an additional 2.083% of the shares per month for 36 months thereafter.

Read SEC document
December 04, 2018 Filed Dec 7, 2018 16:15 UTC PurchaseCommon Stock 2,700 $18.38 $49,626.00
Disclosure

SEC source: 0001104659-18-071841 · a4.xml · nonDerivative · entry 1

Connolly John M · CIK 0001482893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,970

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.07 to $18.51, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · balance_after: Consists of 2,270 restricted stock units (each restricted stock unit representing the right to receive one share of the Issuer's common stock) and 2,700 shares of common stock.

Read SEC document
December 03, 2018 Filed Dec 3, 2018 17:34 UTC
HRUSOVSKY E KEVINDirector · Chairman, President & CEO
SaleCommon Stock 2,940 $18.46 $54,257.70
Disclosure

SEC source: 0001562180-18-004777 · primarydocument.xml · nonDerivative · entry 1

HRUSOVSKY E KEVIN · CIK 0001252546 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,163,299

F1 · shares: The sale of shares reported on this Form 4 was made solely to cover tax obligations upon the vesting of 6,250 RSUs and was effected pursuant to a Rule 10b5-1 trading plan adopted on August 14, 2018.

F2 · price: This transaction was executed in multiple trades at prices ranging from $18.36 to $18.63. The price reported reflects the weighted average sale price. The reporting person undertakes to provide upon request to the SEC staff, the issuer or any security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: Includes 39,815 shares of common stock that are subject to performance based vesting and 231,250 restricted stock units.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 16:09 UTC
DRISCOLL JOSEPHChief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $8.68 $0.00
Disclosure

SEC source: 0001562180-18-004848 · primarydocument.xml · derivative · entry 3

DRISCOLL JOSEPH · CIK 0001392297 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,385

Underlying: Common Stock · 20,000 shares

Expires 2027-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option to purchase 301,722 shares of common stock vested as to 25% of the shares on April 24, 2018 and vests as to an additional 2.083% of the shares per month thereafter until March 31, 2021.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 16:09 UTC
DRISCOLL JOSEPHChief Financial Officer
SaleCommon Stock 20,000 $18.47 $369,354.00
Disclosure

SEC source: 0001562180-18-004848 · primarydocument.xml · nonDerivative · entry 2

DRISCOLL JOSEPH · CIK 0001392297 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,388

F2 · price: This transaction was executed in multiple trades at prices ranging from $18.45 to $18.65. The price reported reflects the weighted average sale price. The reporting person undertakes to provide upon request to the SEC staff, the issuer or any security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 4,388 shares of common stock issuable upon vesting of restricted stock units that vest as to 25% of the shares on May 10, 2019 and as to an additional 2.083% of the shares per month for 36 months thereafter.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 16:09 UTC
DRISCOLL JOSEPHChief Financial Officer
Exercise / conversionCommon Stock 20,000 $8.68 $173,600.00
Disclosure

SEC source: 0001562180-18-004848 · primarydocument.xml · nonDerivative · entry 1

DRISCOLL JOSEPH · CIK 0001392297 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,388

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 4,388 shares of common stock issuable upon vesting of restricted stock units that vest as to 25% of the shares on May 10, 2019 and as to an additional 2.083% of the shares per month for 36 months thereafter.

Read SEC document
November 28, 2018 Filed Nov 30, 2018 16:05 UTC
DRISCOLL JOSEPHChief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $8.68 $0.00
Disclosure

SEC source: 0001562180-18-004754 · primarydocument.xml · derivative · entry 3

DRISCOLL JOSEPH · CIK 0001392297 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,385

Underlying: Common Stock · 20,000 shares

Expires 2027-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option to purchase 301,722 shares of common stock vested as to 25% of the shares on April 24, 2018 and vests as to an additional 2.083% of the shares per month thereafter until March 31, 2021.

Read SEC document
November 28, 2018 Filed Nov 30, 2018 16:05 UTC
DRISCOLL JOSEPHChief Financial Officer
SaleCommon Stock 20,000 $17.80 $356,050.00
Disclosure

SEC source: 0001562180-18-004754 · primarydocument.xml · nonDerivative · entry 2

DRISCOLL JOSEPH · CIK 0001392297 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,388

F2 · price: This transaction was executed in multiple trades at prices ranging from $17.80 to $18.00. The price reported reflects the weighted average sale price. The reporting person undertakes to provide upon request to the SEC staff, the issuer or any security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 4,388 shares of common stock issuable upon vesting of restricted stock units that vest as to 25% of the shares on May 10, 2019 and as to an additional 2.083% of the shares per month for 36 months thereafter.

Read SEC document
November 28, 2018 Filed Nov 30, 2018 16:05 UTC
DRISCOLL JOSEPHChief Financial Officer
Exercise / conversionCommon Stock 20,000 $8.68 $173,600.00
Disclosure

SEC source: 0001562180-18-004754 · primarydocument.xml · nonDerivative · entry 1

DRISCOLL JOSEPH · CIK 0001392297 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,388

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 4,388 shares of common stock issuable upon vesting of restricted stock units that vest as to 25% of the shares on May 10, 2019 and as to an additional 2.083% of the shares per month for 36 months thereafter.

Read SEC document
November 16, 2018 Filed Nov 20, 2018 16:00 UTC
HRUSOVSKY E KEVINDirector · Chairman, President & CEO
SaleCommon Stock 60 $17.12 $1,027.20
Disclosure

SEC source: 0001562180-18-004629 · primarydocument.xml · nonDerivative · entry 2

HRUSOVSKY E KEVIN · CIK 0001252546 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,166,239

F1 · shares: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted on June 14, 2018.

F3 · balance_after: Includes 39,815 shares of common stock that are subject to performance-based vesting and 237,500 restricted stock units.

Read SEC document
November 16, 2018 Filed Nov 20, 2018 16:00 UTC
HRUSOVSKY E KEVINDirector · Chairman, President & CEO
SaleCommon Stock 3,940 $16.66 $65,652.22
Disclosure

SEC source: 0001562180-18-004629 · primarydocument.xml · nonDerivative · entry 1

HRUSOVSKY E KEVIN · CIK 0001252546 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,166,299

F1 · shares: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted on June 14, 2018.

F2 · price: This transaction was executed in multiple trades at prices ranging from $16.031 to $17.00. The price reported reflects the weighted average sale price. The reporting person undertakes to provide upon request to the SEC staff, the issuer or any security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: Includes 39,815 shares of common stock that are subject to performance-based vesting and 237,500 restricted stock units.

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November 15, 2018 Filed Nov 16, 2018 16:11 UTC
DRISCOLL JOSEPHChief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $8.68 $0.00
Disclosure

SEC source: 0001562180-18-004593 · primarydocument.xml · derivative · entry 3

DRISCOLL JOSEPH · CIK 0001392297 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,385

Underlying: Common Stock · 25,000 shares

Expires 2027-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option to purchase 301,722 shares of common stock vested as to 25% of the shares on April 24, 2018 and vests as to an additional 2.083% of the shares per month thereafter until March 31, 2021.

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November 15, 2018 Filed Nov 16, 2018 16:11 UTC
DRISCOLL JOSEPHChief Financial Officer
SaleCommon Stock 25,000 $16.60 $415,000.00
Disclosure

SEC source: 0001562180-18-004593 · primarydocument.xml · nonDerivative · entry 2

DRISCOLL JOSEPH · CIK 0001392297 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,388

F1 · balance_after: Includes 4,388 shares of common stock issuable upon vesting of restricted stock units that vest as to 25% of the shares on May 10, 2019 and as to an additional 2.083% of the shares per month for 36 months thereafter.

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November 15, 2018 Filed Nov 16, 2018 16:11 UTC
DRISCOLL JOSEPHChief Financial Officer
Exercise / conversionCommon Stock 25,000 $8.68 $217,000.00
Disclosure

SEC source: 0001562180-18-004593 · primarydocument.xml · nonDerivative · entry 1

DRISCOLL JOSEPH · CIK 0001392297 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,388

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 4,388 shares of common stock issuable upon vesting of restricted stock units that vest as to 25% of the shares on May 10, 2019 and as to an additional 2.083% of the shares per month for 36 months thereafter.

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November 12, 2018 Filed Nov 14, 2018 21:35 UTC
Streeter JacksonSVP, Corp Dev & Strategy
GrantStock Options (Right to buy) · Derivative 66,143 $0.00 Strike: $16.33 $0.00
Disclosure

SEC source: 0001562180-18-004539 · primarydocument.xml · derivative · entry 2

Streeter Jackson · CIK 0001758379 · SVP, Corp Dev & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,143

Underlying: Common Stock · 66,143 shares

Expires 2028-11-12

F3 · derivative.exercise_date: The option vests as to 25% of the shares on November 12, 2019 and vests as to an additional 2.083% of the shares per month for 36 months thereafter.

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November 12, 2018 Filed Nov 14, 2018 21:35 UTC
Streeter JacksonSVP, Corp Dev & Strategy
GrantCommon Stock 28,441 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-004539 · primarydocument.xml · nonDerivative · entry 1

Streeter Jackson · CIK 0001758379 · SVP, Corp Dev & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,441

F1 · shares: Represents shares of common stock issuable upon vesting of restricted stock units. The restricted stock units vest as to 25% of the shares on November 12, 2019 and vest as to an additional 2.083% of the shares per month for 36 months thereafter.

F2 · balance_after: Represents 28,441 restricted stock units.

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November 08, 2018 Filed Nov 8, 2018 16:12 UTC
Orticerio ErnestSVP Finance and Corporate Dev
Exercise / conversionStock Option (Right to Buy) · Derivative 8,330 $0.00 Strike: $2.89 $0.00
Disclosure

SEC source: 0001562180-18-004462 · primarydocument.xml · derivative · entry 6

Orticerio Ernest · CIK 0001724369 · SVP Finance and Corporate Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,783

Underlying: Common Stock · 8,330 shares

Expires 2023-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All shares underlying the option have vested.

Read SEC document
November 08, 2018 Filed Nov 8, 2018 16:12 UTC
Orticerio ErnestSVP Finance and Corporate Dev
Exercise / conversionStock Option (Right to Buy) · Derivative 1,670 $0.00 Strike: $2.28 $0.00
Disclosure

SEC source: 0001562180-18-004462 · primarydocument.xml · derivative · entry 5

Orticerio Ernest · CIK 0001724369 · SVP Finance and Corporate Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,670 shares

Expires 2022-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All shares underlying the option have vested.

Read SEC document
November 08, 2018 Filed Nov 8, 2018 16:12 UTC
Orticerio ErnestSVP Finance and Corporate Dev
SaleCommon Stock 8,330 $17.46 $145,480.12
Disclosure

SEC source: 0001562180-18-004462 · primarydocument.xml · nonDerivative · entry 4

Orticerio Ernest · CIK 0001724369 · SVP Finance and Corporate Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,802

F3 · price: This transaction was executed in multiple trades at prices ranging from $17.15 to $17.93. The price reported reflects the weighted average sale price. The reporting person undertakes to provide upon request to the SEC staff, the issuer or any security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 7,131 restricted stock units that vest as to 25% of the shares on May 10, 2019 and as to an additional 2.083% of the shares per month for 36 months thereafter.

Read SEC document
November 08, 2018 Filed Nov 8, 2018 16:12 UTC
Orticerio ErnestSVP Finance and Corporate Dev
Exercise / conversionCommon Stock 8,330 $2.89 $24,073.70
Disclosure

SEC source: 0001562180-18-004462 · primarydocument.xml · nonDerivative · entry 3

Orticerio Ernest · CIK 0001724369 · SVP Finance and Corporate Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,132

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 7,131 restricted stock units that vest as to 25% of the shares on May 10, 2019 and as to an additional 2.083% of the shares per month for 36 months thereafter.

Read SEC document
November 08, 2018 Filed Nov 8, 2018 16:12 UTC
Orticerio ErnestSVP Finance and Corporate Dev
SaleCommon Stock 1,670 $18.00 $30,055.49
Disclosure

SEC source: 0001562180-18-004462 · primarydocument.xml · nonDerivative · entry 2

Orticerio Ernest · CIK 0001724369 · SVP Finance and Corporate Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,802

F2 · price: This transaction was executed in multiple trades at prices ranging from $17.87 to $18.16. The price reported reflects the weighted average sale price. The reporting person undertakes to provide upon request to the SEC staff, the issuer or any security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 7,131 restricted stock units that vest as to 25% of the shares on May 10, 2019 and as to an additional 2.083% of the shares per month for 36 months thereafter.

Read SEC document
November 08, 2018 Filed Nov 8, 2018 16:12 UTC
Orticerio ErnestSVP Finance and Corporate Dev
Exercise / conversionCommon Stock 1,670 $2.28 $3,807.60
Disclosure

SEC source: 0001562180-18-004462 · primarydocument.xml · nonDerivative · entry 1

Orticerio Ernest · CIK 0001724369 · SVP Finance and Corporate Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,472

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 7,131 restricted stock units that vest as to 25% of the shares on May 10, 2019 and as to an additional 2.083% of the shares per month for 36 months thereafter.

Read SEC document
November 08, 2018 Filed Nov 13, 2018 16:30 UTC
DRISCOLL JOSEPHChief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 2,337 $0.00 Strike: $8.68 $0.00
Disclosure

SEC source: 0001562180-18-004522 · primarydocument.xml · derivative · entry 3

DRISCOLL JOSEPH · CIK 0001392297 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,385

Underlying: Common Stock · 2,337 shares

Expires 2027-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option to purchase 301,722 shares of common stock vested as to 25% of the shares on April 24, 2018 and vests as to an additional 2.083% of the shares per month thereafter until March 31, 2021.

Read SEC document
November 08, 2018 Filed Nov 13, 2018 16:30 UTC
DRISCOLL JOSEPHChief Financial Officer
SaleCommon Stock 2,337 $17.36 $40,570.32
Disclosure

SEC source: 0001562180-18-004522 · primarydocument.xml · nonDerivative · entry 2

DRISCOLL JOSEPH · CIK 0001392297 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,388

F2 · price: This transaction was executed in multiple trades at prices ranging from $17.30 to $17.40. The price reported reflects the weighted average sale price. The reporting person undertakes to provide upon request to the SEC staff, the issuer or any security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 4,388 shares of common stock issuable upon vesting of restricted stock units that vest as to 25% of the shares on May 10, 2019 and as to an additional 2.083% of the shares per month for 36 months thereafter.

Read SEC document
November 08, 2018 Filed Nov 13, 2018 16:30 UTC
DRISCOLL JOSEPHChief Financial Officer
Exercise / conversionCommon Stock 2,337 $8.68 $20,285.16
Disclosure

SEC source: 0001562180-18-004522 · primarydocument.xml · nonDerivative · entry 1

DRISCOLL JOSEPH · CIK 0001392297 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,725

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 4,388 shares of common stock issuable upon vesting of restricted stock units that vest as to 25% of the shares on May 10, 2019 and as to an additional 2.083% of the shares per month for 36 months thereafter.

Read SEC document
November 07, 2018 Filed Nov 7, 2018 18:18 UTC
Orticerio ErnestSVP Finance and Corporate Dev
Exercise / conversionStock Option (Right to Buy) · Derivative 1,171 $0.00 Strike: $2.28 $0.00
Disclosure

SEC source: 0001562180-18-004456 · primarydocument.xml · derivative · entry 9

Orticerio Ernest · CIK 0001724369 · SVP Finance and Corporate Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,670

Underlying: Common Stock · 1,171 shares

Expires 2022-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All shares underlying the option have vested.

F4 · balance_after: All shares underlying the option have vested.

Read SEC document
November 07, 2018 Filed Nov 7, 2018 18:18 UTC
Orticerio ErnestSVP Finance and Corporate Dev
Exercise / conversionStock Option (Right to Buy) · Derivative 8,829 $0.00 Strike: $2.28 $0.00
Disclosure

SEC source: 0001562180-18-004456 · primarydocument.xml · derivative · entry 8

Orticerio Ernest · CIK 0001724369 · SVP Finance and Corporate Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,841

Underlying: Common Stock · 8,829 shares

Expires 2022-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All shares underlying the option have vested.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.