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Nasdaq · USD

QSI

Quantum-Si Inc

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Tapewire entity
6440
SEC CIK
0001816431
Parsed reports
167

Last 12 months

Inside the activity.

2 purchase rows · 30 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202504
Jan 202600
Feb 202600
Mar 202628
Apr 202604
May 202600
Jun 202608
Jul 202600
Aug 202600
Sep 202606
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 16, 2025 Filed Oct 17, 2025 23:05 UTC
ROTHBERG JONATHAN MDirector · 10% owner
SaleClass A Common Stock 26,095 $3.07 $80,111.65
Disclosure

SEC source: 0001140361-25-038534 · form4.xml · nonDerivative · entry 1

ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By NVR TR, LLC

Disclosed balance after: 1,904,866

F1 · shares: This sale was effected in connection with estate planning pursuant to a 10b5-1 trading plan established by Dr. Rothberg on September 13, 2024.

F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $3.07 to $3.09 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

F3 · balance_after: Includes additional shares of Class A common stock previously held by 2012 JMR Trust Common, LLC that were distributed for estate planning purposes to NVR TR, LLC, JNR TR, LLC, GBR TR, LLC and EJR TR, LLC.

F4 · ownership.nature: Dr. Rothberg is the sole manager of 4C Holdings I, LLC, 4C Holdings V, LLC, 2012 JMR Trust Common, LLC, NVR TR, LLC, JNR TR, LLC, GBR TR, LLC, EJR TR, LLC and JAR TR, LLC and. Dr. Rothberg is the spouse of Bonnie E. Gould Rothberg MD and Dr. Rothberg's son is the manager of 23rd Century Capital LLC. Dr. Rothberg disclaims beneficial ownership of the shares held by his spouse and 23rd Century Capital LLC.

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September 23, 2025 Filed Sep 24, 2025 22:31 UTC
Vieceli John S.Chief Product Officer
SaleClass A Common Stock 9,843 $1.64 $16,093.31
Disclosure

SEC source: 0001140361-25-036047 · form4.xml · nonDerivative · entry 2

Vieceli John S. · CIK 0002032947 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 822,900

F1 · kind: Represents shares sold pursuant to a mandatory Quantum-Si sell-to-cover provision for required federal, state and local withholding taxes in connection with the vesting of previously granted restricted stock units. Individual is not able to alter this mandatory sell-to-cover provision that is enacted at the grant date of the related restricted stock unit award.

F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $1.57 to $1.79 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

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September 23, 2025 Filed Sep 24, 2025 22:31 UTC
LaPointe ChristianGC & Corp. Secretary
SaleClass A Common Stock 5,364 $1.64 $8,770.14
Disclosure

SEC source: 0001140361-25-036049 · form4.xml · nonDerivative · entry 2

LaPointe Christian · CIK 0001856912 · GC & Corp. Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 960,806

F1 · kind: Represents shares sold pursuant to a mandatory Quantum-Si sell-to-cover provision for required federal, state and local withholding taxes in connection with the vesting of previously granted restricted stock units. Individual is not able to alter this mandatory sell-to-cover provision that is enacted at the grant date of the related restricted stock unit award.

F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $1.57 to $1.79 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
September 23, 2025 Filed Sep 24, 2025 22:31 UTC
Hawkins Jeffrey AlanDirector · President & CEO
SaleClass A Common Stock 10,643 $1.64 $17,401.31
Disclosure

SEC source: 0001140361-25-036048 · form4.xml · nonDerivative · entry 2

Hawkins Jeffrey Alan · CIK 0001505034 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,601,725

F1 · kind: Represents shares sold pursuant to a mandatory Quantum-Si sell-to-cover provision for required federal, state and local withholding taxes in connection with the vesting of previously granted restricted stock units. Individual is not able to alter this mandatory sell-to-cover provision that is enacted at the grant date of the related restricted stock unit award.

F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $1.57 to $1.79 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
September 23, 2025 Filed Sep 24, 2025 22:31 UTC
Keyes Jeffry R.Chief Financial Officer
SaleClass A Common Stock 3,873 $1.64 $6,332.36
Disclosure

SEC source: 0001140361-25-036046 · form4.xml · nonDerivative · entry 2

Keyes Jeffry R. · CIK 0001557736 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,171,824

F1 · kind: Represents shares sold pursuant to a mandatory Quantum-Si sell-to-cover provision for required federal, state and local withholding taxes in connection with the vesting of previously granted restricted stock units. Individual is not able to alter this mandatory sell-to-cover provision that is enacted at the grant date of the related restricted stock unit award.

F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $1.57 to $1.79 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
September 23, 2025 Filed Sep 24, 2025 22:31 UTC
Bennett Todd C.Chief Commercial Officer
SaleClass A Common Stock 18,482 $1.64 $30,218.07
Disclosure

SEC source: 0001140361-25-036045 · form4.xml · nonDerivative · entry 2

Bennett Todd C. · CIK 0001690473 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 681,521

F1 · kind: Represents shares sold pursuant to a mandatory Quantum-Si sell-to-cover provision for required federal, state and local withholding taxes in connection with the vesting of previously granted restricted stock units. Individual is not able to alter this mandatory sell-to-cover provision that is enacted at the grant date of the related restricted stock unit award.

F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $1.57 to $1.79 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
September 22, 2025 Filed Sep 24, 2025 22:31 UTC
Vieceli John S.Chief Product Officer
SaleClass A Common Stock 9,843 $1.68 $16,561.83
Disclosure

SEC source: 0001140361-25-036047 · form4.xml · nonDerivative · entry 1

Vieceli John S. · CIK 0002032947 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 832,743

F1 · kind: Represents shares sold pursuant to a mandatory Quantum-Si sell-to-cover provision for required federal, state and local withholding taxes in connection with the vesting of previously granted restricted stock units. Individual is not able to alter this mandatory sell-to-cover provision that is enacted at the grant date of the related restricted stock unit award.

F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $1.64 to $1.72 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
September 22, 2025 Filed Sep 24, 2025 22:31 UTC
LaPointe ChristianGC & Corp. Secretary
SaleClass A Common Stock 5,364 $1.68 $9,025.47
Disclosure

SEC source: 0001140361-25-036049 · form4.xml · nonDerivative · entry 1

LaPointe Christian · CIK 0001856912 · GC & Corp. Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 966,170

F1 · kind: Represents shares sold pursuant to a mandatory Quantum-Si sell-to-cover provision for required federal, state and local withholding taxes in connection with the vesting of previously granted restricted stock units. Individual is not able to alter this mandatory sell-to-cover provision that is enacted at the grant date of the related restricted stock unit award.

F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $1.64 to $1.72 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
September 22, 2025 Filed Sep 24, 2025 22:31 UTC
Hawkins Jeffrey AlanDirector · President & CEO
SaleClass A Common Stock 10,643 $1.68 $17,907.91
Disclosure

SEC source: 0001140361-25-036048 · form4.xml · nonDerivative · entry 1

Hawkins Jeffrey Alan · CIK 0001505034 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,612,368

F1 · kind: Represents shares sold pursuant to a mandatory Quantum-Si sell-to-cover provision for required federal, state and local withholding taxes in connection with the vesting of previously granted restricted stock units. Individual is not able to alter this mandatory sell-to-cover provision that is enacted at the grant date of the related restricted stock unit award.

F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $1.64 to $1.72 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
September 22, 2025 Filed Sep 24, 2025 22:31 UTC
Keyes Jeffry R.Chief Financial Officer
SaleClass A Common Stock 3,873 $1.68 $6,516.71
Disclosure

SEC source: 0001140361-25-036046 · form4.xml · nonDerivative · entry 1

Keyes Jeffry R. · CIK 0001557736 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,175,697

F1 · kind: Represents shares sold pursuant to a mandatory Quantum-Si sell-to-cover provision for required federal, state and local withholding taxes in connection with the vesting of previously granted restricted stock units. Individual is not able to alter this mandatory sell-to-cover provision that is enacted at the grant date of the related restricted stock unit award.

F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $1.64 to $1.72 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
September 22, 2025 Filed Sep 24, 2025 22:31 UTC
Bennett Todd C.Chief Commercial Officer
SaleClass A Common Stock 18,482 $1.68 $31,097.81
Disclosure

SEC source: 0001140361-25-036045 · form4.xml · nonDerivative · entry 1

Bennett Todd C. · CIK 0001690473 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 700,003

F1 · kind: Represents shares sold pursuant to a mandatory Quantum-Si sell-to-cover provision for required federal, state and local withholding taxes in connection with the vesting of previously granted restricted stock units. Individual is not able to alter this mandatory sell-to-cover provision that is enacted at the grant date of the related restricted stock unit award.

F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $1.64 to $1.72 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
June 23, 2025 Filed Jun 24, 2025 23:11 UTC
Vieceli John S.Chief Product Officer
SaleClass A Common Stock 21,923 $1.61 $35,381.53
Disclosure

SEC source: 0001140361-25-023514 · form4.xml · nonDerivative · entry 1

Vieceli John S. · CIK 0002032947 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 842,586

F1 · kind: Represents shares sold pursuant to a mandatory Quantum-Si sell-to-cover provision for required federal, state and local withholding taxes in connection with the vesting of previously granted restricted stock units. Individual is not able to alter this mandatory sell-to-cover provision that is enacted at the grant date of the related restricted stock unit award.

F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $1.55 to $1.68 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
June 23, 2025 Filed Jun 24, 2025 23:14 UTC
Hawkins Jeffrey AlanDirector · President & CEO
SaleClass A Common Stock 23,705 $1.61 $38,257.50
Disclosure

SEC source: 0001140361-25-023516 · form4.xml · nonDerivative · entry 1

Hawkins Jeffrey Alan · CIK 0001505034 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,623,011

F1 · kind: Represents shares sold pursuant to a mandatory Quantum-Si sell-to-cover provision for required federal, state and local withholding taxes in connection with the vesting of previously granted restricted stock units. Individual is not able to alter this mandatory sell-to-cover provision that is enacted at the grant date of the related restricted stock unit award.

F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $1.55 to $1.68 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
June 23, 2025 Filed Jun 24, 2025 23:06 UTC
LaPointe ChristianGC & Corp. Secretary
SaleClass A Common Stock 11,946 $1.61 $19,279.65
Disclosure

SEC source: 0001140361-25-023512 · form4.xml · nonDerivative · entry 1

LaPointe Christian · CIK 0001856912 · GC & Corp. Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 971,534

F1 · kind: Represents shares sold pursuant to a mandatory Quantum-Si sell-to-cover provision for required federal, state and local withholding taxes in connection with the vesting of previously granted restricted stock units. Individual is not able to alter this mandatory sell-to-cover provision that is enacted at the grant date of the related restricted stock unit award.

F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $1.55 to $1.68 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
June 23, 2025 Filed Jun 24, 2025 23:03 UTC
Keyes Jeffry R.Chief Financial Officer
SaleClass A Common Stock 8,624 $1.61 $13,918.27
Disclosure

SEC source: 0001140361-25-023510 · form4.xml · nonDerivative · entry 1

Keyes Jeffry R. · CIK 0001557736 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,179,570

F1 · kind: Represents shares sold pursuant to a mandatory Quantum-Si sell-to-cover provision for required federal, state and local withholding taxes in connection with the vesting of previously granted restricted stock units. Individual is not able to alter this mandatory sell-to-cover provision that is enacted at the grant date of the related restricted stock unit award.

F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $1.55 to $1.68 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
May 19, 2025 Filed May 21, 2025 20:01 UTC
ROTHBERG JONATHAN MDirector · 10% owner
GrantStock Option (right to buy) · Derivative 126,095 $0.00 Strike: $1.41 $0.00
Disclosure

SEC source: 0001140361-25-020045 · form4.xml · derivative · entry 12

ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,095

Underlying: Class A Common Stock · 126,095 shares

Expires 2035-05-19

F2 · derivative.exercise_date: The shares underlying this option vest on the date of the Issuer's next regular annual stockholders meeting, subject to continued service through the applicable vesting date.

Read SEC document
May 19, 2025 Filed May 21, 2025 20:01 UTC
Dowdy PaulaDirector
GrantStock Option (right to buy) · Derivative 126,095 $0.00 Strike: $1.41 $0.00
Disclosure

SEC source: 0001140361-25-020043 · form4.xml · derivative · entry 2

Dowdy Paula · CIK 0002016312 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,095

Underlying: Class A Common Stock · 126,095 shares

Expires 2035-05-19

F1 · derivative.exercise_date: The shares underlying this option vest on the date of the Issuer's next regular annual stockholders meeting, subject to continued service through the applicable vesting date.

Read SEC document
May 19, 2025 Filed May 21, 2025 20:01 UTC GrantStock Option (right to buy) · Derivative 126,095 $0.00 Strike: $1.41 $0.00
Disclosure

SEC source: 0001140361-25-020048 · form4.xml · derivative · entry 2

Kenny John P. · CIK 0001719325 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,095

Underlying: Class A Common Stock · 126,095 shares

Expires 2035-05-19

F1 · derivative.exercise_date: The shares underlying this option vest on the date of the Issuer's next regular annual stockholders meeting, subject to continued service through the applicable vesting date.

Read SEC document
May 19, 2025 Filed May 21, 2025 20:01 UTC GrantStock Option (right to buy) · Derivative 126,095 $0.00 Strike: $1.41 $0.00
Disclosure

SEC source: 0001140361-25-020047 · form4.xml · derivative · entry 2

Kummeth Charles R. · CIK 0001534980 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,095

Underlying: Class A Common Stock · 126,095 shares

Expires 2035-05-19

F1 · derivative.exercise_date: The shares underlying this option vest on the date of the Issuer's next regular annual stockholders meeting, subject to continued service through the applicable vesting date.

Read SEC document
May 19, 2025 Filed May 21, 2025 20:01 UTC
Makes BrigidDirector
GrantStock Option (right to buy) · Derivative 126,095 $0.00 Strike: $1.41 $0.00
Disclosure

SEC source: 0001140361-25-020046 · form4.xml · derivative · entry 2

Makes Brigid · CIK 0001375927 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,095

Underlying: Class A Common Stock · 126,095 shares

Expires 2035-05-19

F1 · derivative.exercise_date: The shares underlying this option vest on the date of the Issuer's next regular annual stockholders meeting, subject to continued service through the applicable vesting date.

Read SEC document
May 19, 2025 Filed May 21, 2025 20:01 UTC
Mendel ScottDirector
GrantStock Option (right to buy) · Derivative 126,095 $0.00 Strike: $1.41 $0.00
Disclosure

SEC source: 0001140361-25-020041 · form4.xml · derivative · entry 2

Mendel Scott · CIK 0001515051 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,095

Underlying: Class A Common Stock · 126,095 shares

Expires 2035-05-19

F1 · derivative.exercise_date: The shares underlying this option vest on the date of the Issuer's next regular annual stockholders meeting, subject to continued service through the applicable vesting date.

Read SEC document
May 19, 2025 Filed May 21, 2025 20:01 UTC
RAKIN KEVINDirector
GrantStock Option (right to buy) · Derivative 126,095 $0.00 Strike: $1.41 $0.00
Disclosure

SEC source: 0001140361-25-020042 · form4.xml · derivative · entry 3

RAKIN KEVIN · CIK 0001184421 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,095

Underlying: Class A Common Stock · 126,095 shares

Expires 2035-05-19

F3 · derivative.exercise_date: The shares underlying this option vest on the date of the Issuer's next regular annual stockholders meeting, subject to continued service through the applicable vesting date.

Read SEC document
May 19, 2025 Filed May 21, 2025 20:01 UTC GrantStock Option (right to buy) · Derivative 126,095 $0.00 Strike: $1.41 $0.00
Disclosure

SEC source: 0001140361-25-020040 · form4.xml · derivative · entry 2

Fattori Ruth A · CIK 0001306826 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,095

Underlying: Class A Common Stock · 126,095 shares

Expires 2035-05-19

F1 · derivative.exercise_date: The shares underlying this option vest on the date of the Issuer's next regular annual stockholders meeting, subject to continued service through the applicable vesting date.

Read SEC document
May 19, 2025 Filed May 21, 2025 20:01 UTC
Jafri AmirDirector
GrantStock Option (right to buy) · Derivative 126,095 $0.00 Strike: $1.41 $0.00
Disclosure

SEC source: 0001140361-25-020039 · form4.xml · derivative · entry 2

Jafri Amir · CIK 0001994864 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,095

Underlying: Class A Common Stock · 126,095 shares

Expires 2035-05-19

F1 · derivative.exercise_date: The shares underlying this option vest on the date of the Issuer's next regular annual stockholders meeting, subject to continued service through the applicable vesting date.

Read SEC document
March 21, 2025 Filed Mar 24, 2025 22:11 UTC
Vieceli John S.Chief Product Officer
SaleClass A Common Stock 4,317 $1.39 $5,981.20
Disclosure

SEC source: 0001140361-25-010074 · form4.xml · nonDerivative · entry 1

Vieceli John S. · CIK 0002032947 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 864,509

F1 · kind: Represents shares sold pursuant to a mandatory Quantum-Si sell-to-cover provision for required federal, state and local withholding taxes in connection with the vesting of previously granted restricted stock units. Individual is not able to alter this mandatory sell-to-cover provision that is enacted at the grant date of the related restricted stock unit award.

F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $1.36 to $1.405 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
March 21, 2025 Filed Mar 24, 2025 22:48 UTC
Hawkins Jeffrey AlanDirector · President & CEO
SaleClass A Common Stock 23,707 $1.39 $32,846.05
Disclosure

SEC source: 0001140361-25-010084 · form4.xml · nonDerivative · entry 1

Hawkins Jeffrey Alan · CIK 0001505034 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,646,716

F1 · kind: Represents shares sold pursuant to a mandatory Quantum-Si sell-to-cover provision for required federal, state and local withholding taxes in connection with the vesting of previously granted restricted stock units. Individual is not able to alter this mandatory sell-to-cover provision that is enacted at the grant date of the related restricted stock unit award.

F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $1.36 to $1.405 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
March 21, 2025 Filed Mar 24, 2025 22:42 UTC
LaPointe ChristianGeneral Counsel & Corp. Secr.
SaleClass A Common Stock 4,896 $1.39 $6,783.41
Disclosure

SEC source: 0001140361-25-010082 · form4.xml · nonDerivative · entry 1

LaPointe Christian · CIK 0001856912 · General Counsel & Corp. Secr.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 983,480

F1 · kind: Represents shares sold pursuant to a mandatory Quantum-Si sell-to-cover provision for required federal, state and local withholding taxes in connection with the vesting of previously granted restricted stock units. Individual is not able to alter this mandatory sell-to-cover provision that is enacted at the grant date of the related restricted stock unit award.

F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $1.36 to $1.405 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
March 21, 2025 Filed Mar 24, 2025 22:34 UTC
Keyes Jeffry R.Chief Financial Officer
SaleClass A Common Stock 8,626 $1.39 $11,951.32
Disclosure

SEC source: 0001140361-25-010078 · form4.xml · nonDerivative · entry 1

Keyes Jeffry R. · CIK 0001557736 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,188,194

F1 · kind: Represents shares sold pursuant to a mandatory Quantum-Si sell-to-cover provision for required federal, state and local withholding taxes in connection with the vesting of previously granted restricted stock units. Individual is not able to alter this mandatory sell-to-cover provision that is enacted at the grant date of the related restricted stock unit award.

F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $1.36 to $1.405 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
March 12, 2025 Filed Mar 14, 2025 21:06 UTC
Vieceli John S.Chief Product Officer
GrantClass A Common Stock 708,333 $0.00 $0.00
Disclosure

SEC source: 0001140361-25-008849 · form4.xml · nonDerivative · entry 1

Vieceli John S. · CIK 0002032947 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 868,826

F1 · shares: The grant consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest shall vest in 16 equal quarterly installments beginning on June 20, 2025 until fully vested, subject to continued service through the applicable vesting date.

Read SEC document
March 12, 2025 Filed Mar 14, 2025 21:06 UTC
LaPointe ChristianGeneral Counsel & Corp. Secr.
GrantClass A Common Stock 416,666 $0.00 $0.00
Disclosure

SEC source: 0001140361-25-008852 · form4.xml · nonDerivative · entry 1

LaPointe Christian · CIK 0001856912 · General Counsel & Corp. Secr.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 988,376

F1 · shares: The grant consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest shall vest in 16 equal quarterly installments beginning on June 20, 2025 until fully vested, subject to continued service through the applicable vesting date.

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March 12, 2025 Filed Mar 14, 2025 21:06 UTC
Keyes Jeffry R.Chief Financial Officer
GrantClass A Common Stock 750,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-25-008851 · form4.xml · nonDerivative · entry 1

Keyes Jeffry R. · CIK 0001557736 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,196,820

F1 · shares: The grant consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs shall vest in four (4) equal annual installments beginning on April 20, 2026, subject to continued service through the applicable vesting date.

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March 12, 2025 Filed Mar 14, 2025 21:06 UTC
Bennett Todd C.Chief Commercial Officer
GrantClass A Common Stock 208,333 $0.00 $0.00
Disclosure

SEC source: 0001140361-25-008850 · form4.xml · nonDerivative · entry 1

Bennett Todd C. · CIK 0001690473 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 718,485

F1 · shares: The grant consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest shall vest in 16 equal quarterly installments beginning on September 20, 2025 until fully vested, subject to continued service through the applicable vesting date.

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March 12, 2025 Filed Mar 14, 2025 21:06 UTC
Hawkins Jeffrey AlanDirector · President & CEO
GrantClass A Common Stock 1,666,666 $0.00 $0.00
Disclosure

SEC source: 0001140361-25-008848 · form4.xml · nonDerivative · entry 1

Hawkins Jeffrey Alan · CIK 0001505034 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,670,423

F1 · shares: The grant consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs shall vest in four (4) equal annual installments beginning on April 20, 2026, subject to continued service through the applicable vesting date.

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December 27, 2024 Filed Jan 1, 2025 01:27 UTC
ROTHBERG JONATHAN MDirector · 10% owner
SaleClass A Common Stock 42,313 $4.10 $173,309.82
Disclosure

SEC source: 0001140361-24-050719 · form4.xml · nonDerivative · entry 8

ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By EJR TR, LLC

Disclosed balance after: 1,250,000

F1 · shares: This sale was effected in connection with estate planning pursuant to a 10b5-1 trading plan established by Dr. Rothberg on September 11, 2023.

F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $4.07 to $4.135 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

F4 · balance_after: Includes additional shares of Class A common stock previously held by 2012 JMR Trust Common, LLC that were distributed for estate planning purposes to NVR TR, LLC, JNR TR, LLC, GBR TR, LLC and EJR TR, LLC.

F5 · ownership.nature: Dr. Rothberg is the sole manager of 4C Holdings I, LLC, 4C Holdings V, LLC, 2012 JMR Trust Common, LLC, NVR TR, LLC, JNR TR, LLC, JAR TR, LLC, GBR TR, LLC and EJR TR, LLC. Dr. Rothberg is the spouse of Bonnie E. Gould Rothberg MD and Dr. Rothberg's son is the manager of 23rd Century Capital LLC. Dr. Rothberg disclaims beneficial ownership of the shares held by his spouse and 23rd Century Capital LLC.

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December 27, 2024 Filed Jan 1, 2025 01:27 UTC
ROTHBERG JONATHAN MDirector · 10% owner
SaleClass A Common Stock 834,254 $3.30 $2,755,874.66
Disclosure

SEC source: 0001140361-24-050719 · form4.xml · nonDerivative · entry 7

ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By EJR TR, LLC

Disclosed balance after: 1,292,313

F1 · shares: This sale was effected in connection with estate planning pursuant to a 10b5-1 trading plan established by Dr. Rothberg on September 11, 2023.

F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $3.07 to $4.0697 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

F4 · balance_after: Includes additional shares of Class A common stock previously held by 2012 JMR Trust Common, LLC that were distributed for estate planning purposes to NVR TR, LLC, JNR TR, LLC, GBR TR, LLC and EJR TR, LLC.

F5 · ownership.nature: Dr. Rothberg is the sole manager of 4C Holdings I, LLC, 4C Holdings V, LLC, 2012 JMR Trust Common, LLC, NVR TR, LLC, JNR TR, LLC, JAR TR, LLC, GBR TR, LLC and EJR TR, LLC. Dr. Rothberg is the spouse of Bonnie E. Gould Rothberg MD and Dr. Rothberg's son is the manager of 23rd Century Capital LLC. Dr. Rothberg disclaims beneficial ownership of the shares held by his spouse and 23rd Century Capital LLC.

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December 27, 2024 Filed Jan 1, 2025 01:27 UTC
ROTHBERG JONATHAN MDirector · 10% owner
SaleClass A Common Stock 42,313 $4.10 $173,309.82
Disclosure

SEC source: 0001140361-24-050719 · form4.xml · nonDerivative · entry 6

ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By GBR TR, LLC

Disclosed balance after: 1,250,000

F1 · shares: This sale was effected in connection with estate planning pursuant to a 10b5-1 trading plan established by Dr. Rothberg on September 11, 2023.

F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $4.07 to $4.135 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

F4 · balance_after: Includes additional shares of Class A common stock previously held by 2012 JMR Trust Common, LLC that were distributed for estate planning purposes to NVR TR, LLC, JNR TR, LLC, GBR TR, LLC and EJR TR, LLC.

F5 · ownership.nature: Dr. Rothberg is the sole manager of 4C Holdings I, LLC, 4C Holdings V, LLC, 2012 JMR Trust Common, LLC, NVR TR, LLC, JNR TR, LLC, JAR TR, LLC, GBR TR, LLC and EJR TR, LLC. Dr. Rothberg is the spouse of Bonnie E. Gould Rothberg MD and Dr. Rothberg's son is the manager of 23rd Century Capital LLC. Dr. Rothberg disclaims beneficial ownership of the shares held by his spouse and 23rd Century Capital LLC.

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December 27, 2024 Filed Jan 1, 2025 01:27 UTC
ROTHBERG JONATHAN MDirector · 10% owner
SaleClass A Common Stock 834,254 $3.30 $2,755,874.66
Disclosure

SEC source: 0001140361-24-050719 · form4.xml · nonDerivative · entry 5

ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By GBR TR, LLC

Disclosed balance after: 1,292,313

F1 · shares: This sale was effected in connection with estate planning pursuant to a 10b5-1 trading plan established by Dr. Rothberg on September 11, 2023.

F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $3.07 to $4.0697 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

F4 · balance_after: Includes additional shares of Class A common stock previously held by 2012 JMR Trust Common, LLC that were distributed for estate planning purposes to NVR TR, LLC, JNR TR, LLC, GBR TR, LLC and EJR TR, LLC.

F5 · ownership.nature: Dr. Rothberg is the sole manager of 4C Holdings I, LLC, 4C Holdings V, LLC, 2012 JMR Trust Common, LLC, NVR TR, LLC, JNR TR, LLC, JAR TR, LLC, GBR TR, LLC and EJR TR, LLC. Dr. Rothberg is the spouse of Bonnie E. Gould Rothberg MD and Dr. Rothberg's son is the manager of 23rd Century Capital LLC. Dr. Rothberg disclaims beneficial ownership of the shares held by his spouse and 23rd Century Capital LLC.

Read SEC document
December 27, 2024 Filed Jan 1, 2025 01:27 UTC
ROTHBERG JONATHAN MDirector · 10% owner
SaleClass A Common Stock 42,313 $4.10 $173,309.82
Disclosure

SEC source: 0001140361-24-050719 · form4.xml · nonDerivative · entry 4

ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By JNR TR, LLC

Disclosed balance after: 1,250,000

F1 · shares: This sale was effected in connection with estate planning pursuant to a 10b5-1 trading plan established by Dr. Rothberg on September 11, 2023.

F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $4.07 to $4.135 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

F4 · balance_after: Includes additional shares of Class A common stock previously held by 2012 JMR Trust Common, LLC that were distributed for estate planning purposes to NVR TR, LLC, JNR TR, LLC, GBR TR, LLC and EJR TR, LLC.

F5 · ownership.nature: Dr. Rothberg is the sole manager of 4C Holdings I, LLC, 4C Holdings V, LLC, 2012 JMR Trust Common, LLC, NVR TR, LLC, JNR TR, LLC, JAR TR, LLC, GBR TR, LLC and EJR TR, LLC. Dr. Rothberg is the spouse of Bonnie E. Gould Rothberg MD and Dr. Rothberg's son is the manager of 23rd Century Capital LLC. Dr. Rothberg disclaims beneficial ownership of the shares held by his spouse and 23rd Century Capital LLC.

Read SEC document
December 27, 2024 Filed Jan 1, 2025 01:27 UTC
ROTHBERG JONATHAN MDirector · 10% owner
SaleClass A Common Stock 834,254 $3.30 $2,755,874.66
Disclosure

SEC source: 0001140361-24-050719 · form4.xml · nonDerivative · entry 3

ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By JNR TR, LLC

Disclosed balance after: 1,292,313

F1 · shares: This sale was effected in connection with estate planning pursuant to a 10b5-1 trading plan established by Dr. Rothberg on September 11, 2023.

F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $3.07 to $4.0697 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

F4 · balance_after: Includes additional shares of Class A common stock previously held by 2012 JMR Trust Common, LLC that were distributed for estate planning purposes to NVR TR, LLC, JNR TR, LLC, GBR TR, LLC and EJR TR, LLC.

F5 · ownership.nature: Dr. Rothberg is the sole manager of 4C Holdings I, LLC, 4C Holdings V, LLC, 2012 JMR Trust Common, LLC, NVR TR, LLC, JNR TR, LLC, JAR TR, LLC, GBR TR, LLC and EJR TR, LLC. Dr. Rothberg is the spouse of Bonnie E. Gould Rothberg MD and Dr. Rothberg's son is the manager of 23rd Century Capital LLC. Dr. Rothberg disclaims beneficial ownership of the shares held by his spouse and 23rd Century Capital LLC.

Read SEC document
December 27, 2024 Filed Jan 1, 2025 01:27 UTC
ROTHBERG JONATHAN MDirector · 10% owner
SaleClass A Common Stock 42,313 $4.10 $173,309.82
Disclosure

SEC source: 0001140361-24-050719 · form4.xml · nonDerivative · entry 2

ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By NVR TR, LLC

Disclosed balance after: 1,250,000

F1 · shares: This sale was effected in connection with estate planning pursuant to a 10b5-1 trading plan established by Dr. Rothberg on September 11, 2023.

F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $4.07 to $4.135 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

F4 · balance_after: Includes additional shares of Class A common stock previously held by 2012 JMR Trust Common, LLC that were distributed for estate planning purposes to NVR TR, LLC, JNR TR, LLC, GBR TR, LLC and EJR TR, LLC.

F5 · ownership.nature: Dr. Rothberg is the sole manager of 4C Holdings I, LLC, 4C Holdings V, LLC, 2012 JMR Trust Common, LLC, NVR TR, LLC, JNR TR, LLC, JAR TR, LLC, GBR TR, LLC and EJR TR, LLC. Dr. Rothberg is the spouse of Bonnie E. Gould Rothberg MD and Dr. Rothberg's son is the manager of 23rd Century Capital LLC. Dr. Rothberg disclaims beneficial ownership of the shares held by his spouse and 23rd Century Capital LLC.

Read SEC document
December 27, 2024 Filed Jan 1, 2025 01:27 UTC
ROTHBERG JONATHAN MDirector · 10% owner
SaleClass A Common Stock 834,253 $3.30 $2,755,871.36
Disclosure

SEC source: 0001140361-24-050719 · form4.xml · nonDerivative · entry 1

ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By NVR TR, LLC

Disclosed balance after: 1,292,313

F1 · shares: This sale was effected in connection with estate planning pursuant to a 10b5-1 trading plan established by Dr. Rothberg on September 11, 2023.

F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $3.07 to $4.0697 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

F4 · balance_after: Includes additional shares of Class A common stock previously held by 2012 JMR Trust Common, LLC that were distributed for estate planning purposes to NVR TR, LLC, JNR TR, LLC, GBR TR, LLC and EJR TR, LLC.

F5 · ownership.nature: Dr. Rothberg is the sole manager of 4C Holdings I, LLC, 4C Holdings V, LLC, 2012 JMR Trust Common, LLC, NVR TR, LLC, JNR TR, LLC, JAR TR, LLC, GBR TR, LLC and EJR TR, LLC. Dr. Rothberg is the spouse of Bonnie E. Gould Rothberg MD and Dr. Rothberg's son is the manager of 23rd Century Capital LLC. Dr. Rothberg disclaims beneficial ownership of the shares held by his spouse and 23rd Century Capital LLC.

Read SEC document
December 23, 2024 Filed Dec 26, 2024 23:21 UTC
Vieceli John S.Chief Product Officer
SaleClass A Common Stock 4,306 $1.29 $5,570.24
Disclosure

SEC source: 0001140361-24-050424 · form4.xml · nonDerivative · entry 1

Vieceli John S. · CIK 0002032947 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,493

F1 · kind: The sales reported in this Form 4 were effected to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") that were granted on March 15, 2024. The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $1.23 to $1.37 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

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September 24, 2024 Filed Sep 25, 2024 20:24 UTC
Vieceli John S.Chief Product Officer
SaleClass A Common Stock 2,117 $0.93 $1,970.29
Disclosure

SEC source: 0001140361-24-041897 · form4.xml · nonDerivative · entry 2

Vieceli John S. · CIK 0002032947 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 164,799

F1 · kind: The sales reported in this Form 4 were effected to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") that were granted on March 15, 2024. The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $0.89 to $0.965 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

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September 23, 2024 Filed Sep 25, 2024 20:24 UTC
Vieceli John S.Chief Product Officer
SaleClass A Common Stock 2,192 $0.95 $2,073.41
Disclosure

SEC source: 0001140361-24-041897 · form4.xml · nonDerivative · entry 1

Vieceli John S. · CIK 0002032947 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,916

F1 · kind: The sales reported in this Form 4 were effected to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") that were granted on March 15, 2024. The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $0.9111 to $0.964 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

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September 17, 2024 Filed Sep 18, 2024 20:15 UTC
Bennett Todd C.Chief Commercial Officer
GrantStock Option (Right to buy) · Derivative 735,294 $0.00 Strike: $0.98 $0.00
Disclosure

SEC source: 0001140361-24-041377 · form4.xml · derivative · entry 2

Bennett Todd C. · CIK 0001690473 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 735,294

Underlying: Class A Common Stock · 735,294 shares

Expires 2034-09-17

F2 · derivative.exercise_date: The shares underlying this option vest as to 25% on September 20, 2025, with the remainder vesting in 12 equal quarterly installments thereafter, subject to Mr. Bennett's continued service through the applicable vesting date.

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September 17, 2024 Filed Sep 18, 2024 20:15 UTC
Bennett Todd C.Chief Commercial Officer
GrantClass A Common Stock 510,152 $0.00 $0.00
Disclosure

SEC source: 0001140361-24-041377 · form4.xml · nonDerivative · entry 1

Bennett Todd C. · CIK 0001690473 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 510,152

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest as to 25% on September 20, 2025, with the remainder vesting in 12 equal quarterly installments thereafter, subject to Mr. Bennett's continued service through the applicable vesting date.

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August 12, 2024 Filed Aug 13, 2024 10:01 UTC PurchaseClass A Common Stock 31,100 $0.89 $27,532.83
Disclosure

SEC source: 0001140361-24-036919 · form4.xml · nonDerivative · entry 2

Kummeth Charles R. · CIK 0001534980 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 355,000

F2 · price: Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $0.84 to $0.90 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

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August 09, 2024 Filed Aug 13, 2024 10:01 UTC
Hawkins Jeffrey AlanDirector · President & CEO
PurchaseClass A Common Stock 25,000 $0.85 $21,272.50
Disclosure

SEC source: 0001140361-24-036922 · form4.xml · nonDerivative · entry 1

Hawkins Jeffrey Alan · CIK 0001505034 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,003,757

F1 · price: Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $0.84 to $0.8573 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

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August 09, 2024 Filed Aug 13, 2024 10:01 UTC
LaPointe ChristianGeneral Counsel & Corp. Secr.
PurchaseClass A Common Stock 25,000 $0.86 $21,610.00
Disclosure

SEC source: 0001140361-24-036921 · form4.xml · nonDerivative · entry 1

LaPointe Christian · CIK 0001856912 · General Counsel & Corp. Secr.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 571,710

F1 · price: Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $0.8492 to $0.8724 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

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August 09, 2024 Filed Aug 13, 2024 10:01 UTC
Keyes Jeffry R.Chief Financial Officer
PurchaseClass A Common Stock 50,000 $0.87 $43,465.00
Disclosure

SEC source: 0001140361-24-036920 · form4.xml · nonDerivative · entry 1

Keyes Jeffry R. · CIK 0001557736 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 446,820

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.