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Nasdaq · USD

QS

QuantumScape Corp

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4158
SEC CIK
0001811414
Parsed reports
506

Last 12 months

Inside the activity.

0 purchase rows · 57 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025010
Dec 202506
Jan 202604
Feb 202605
Mar 202606
Apr 202604
May 202607
Jun 202603
Jul 202603
Aug 202603
Sep 202603
Oct 202603

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 13, 2024 Filed Nov 15, 2024 22:37 UTC Exercise / conversionClass A Common Stock 70,912 $1.31 $93,093.27
Disclosure

SEC source: 0001562180-24-007733 · primarydocument.xml · nonDerivative · entry 1

Singh Jagdeep · CIK 0001398826 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,661,495

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2024.

F2 · kind: Exercise and sale of stock options expiring in the next two years.

Read SEC document
October 17, 2024 Filed Oct 22, 2024 00:03 UTC GrantClass A Common Stock 20,612 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-007414 · primarydocument.xml · nonDerivative · entry 2

SEGERS DENNIS · CIK 0001216750 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,149

F2 · kind: On October 17, 2024, the Issuer granted RSUs to the Reporting Person as a pro-rated annual award automatically granted under the Issuer's Outside Director Compensation Policy. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. 100% of the RSUs shall vest on the earlier of the one-year anniversary of the grant date or the day before the next annual meeting of stockholders, subject to the Reporting Person's continued service as of the vesting date.

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October 17, 2024 Filed Oct 22, 2024 00:03 UTC GrantClass A Common Stock 56,537 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-007414 · primarydocument.xml · nonDerivative · entry 1

SEGERS DENNIS · CIK 0001216750 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,537

F1 · kind: On October 17, 2024, the Issuer granted restricted stock units ("RSUs") to the Reporting Person as an initial award automatically granted under the Issuer's Outside Director Compensation Policy. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest quarterly over three years, subject to the Reporting Person's continued service as each vesting date.

Read SEC document
October 09, 2024 Filed Oct 11, 2024 23:15 UTC
Hettrich KevinCHIEF FINANCIAL OFFICER
Exercise / conversionStock Option (Right to Buy) · Derivative 34,607 $0.00 Strike: $2.38 $0.00
Disclosure

SEC source: 0001562180-24-007308 · primarydocument.xml · derivative · entry 3

Hettrich Kevin · CIK 0001834025 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 332,960

Underlying: Class A Common Stock · 34,607 shares

Expires 2029-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 6, 2024.

Read SEC document
October 09, 2024 Filed Oct 11, 2024 23:15 UTC
Hettrich KevinCHIEF FINANCIAL OFFICER
SaleClass A Common Stock 34,607 $5.49 $190,006.27
Disclosure

SEC source: 0001562180-24-007308 · primarydocument.xml · nonDerivative · entry 2

Hettrich Kevin · CIK 0001834025 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,073,022

F1 · kind: The exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 6, 2024.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.425 to $5.575, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 1,009,176 shares represented by restricted stock units ("RSUs") and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
October 09, 2024 Filed Oct 11, 2024 23:15 UTC
Hettrich KevinCHIEF FINANCIAL OFFICER
Exercise / conversionClass A Common Stock 34,607 $2.38 $82,260.84
Disclosure

SEC source: 0001562180-24-007308 · primarydocument.xml · nonDerivative · entry 1

Hettrich Kevin · CIK 0001834025 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,107,629

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 6, 2024.

Read SEC document
October 07, 2024 Filed Oct 9, 2024 20:31 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 192,270 $0.00 Strike: $1.31 $0.00
Disclosure

SEC source: 0001562180-24-007285 · primarydocument.xml · derivative · entry 5

Singh Jagdeep · CIK 0001398826 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,345,890

Underlying: Class A Common Stock · 192,270 shares

Expires 2026-08-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2024.

F2 · kind: Exercise and sale of stock options expiring in the next two years.

Read SEC document
October 07, 2024 Filed Oct 9, 2024 20:31 UTC SaleClass A Common Stock 57,690 $5.53 $319,175.69
Disclosure

SEC source: 0001562180-24-007285 · primarydocument.xml · nonDerivative · entry 3

Singh Jagdeep · CIK 0001398826 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By: Trusts

Disclosed balance after: 5,716,238

F1 · kind: The exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2024.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.45 to $5.67, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F5 · ownership.nature: The Reporting Person's family members are beneficiaries of the trusts. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
October 07, 2024 Filed Oct 9, 2024 20:31 UTC SaleClass A Common Stock 192,270 $5.53 $1,063,753.00
Disclosure

SEC source: 0001562180-24-007285 · primarydocument.xml · nonDerivative · entry 2

Singh Jagdeep · CIK 0001398826 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,590,583

F1 · kind: The exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2024.

F2 · kind: Exercise and sale of stock options expiring in the next two years.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.45 to $5.67, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · balance_after: Includes 600,000 shares represented by restricted stock units ("RSUs") and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
October 07, 2024 Filed Oct 9, 2024 20:31 UTC Exercise / conversionClass A Common Stock 192,270 $1.31 $252,412.06
Disclosure

SEC source: 0001562180-24-007285 · primarydocument.xml · nonDerivative · entry 1

Singh Jagdeep · CIK 0001398826 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,782,853

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2024.

F2 · kind: Exercise and sale of stock options expiring in the next two years.

Read SEC document
September 17, 2024 Filed Sep 19, 2024 23:00 UTC Exercise / conversionStock Option (right to buy) · Derivative 192,270 $0.00 Strike: $1.31 $0.00
Disclosure

SEC source: 0001415889-24-023727 · form4-09192024_070901.xml · derivative · entry 5

Singh Jagdeep · CIK 0001398826 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,538,160

Underlying: Class A Common Stock · 192,270 shares

Expires 2026-08-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2024.

F2 · kind: Exercise and sale of stock options expiring in the next two years.

Read SEC document
September 17, 2024 Filed Sep 19, 2024 23:00 UTC SaleClass A Common Stock 57,690 $5.99 $345,326.57
Disclosure

SEC source: 0001415889-24-023727 · form4-09192024_070901.xml · nonDerivative · entry 3

Singh Jagdeep · CIK 0001398826 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By: Trusts

Disclosed balance after: 5,773,928

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2024.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.905 to $6.045, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F5 · ownership.nature: The Reporting Person's family members are beneficiaries of the trusts. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
September 17, 2024 Filed Sep 19, 2024 23:00 UTC SaleClass A Common Stock 192,270 $5.99 $1,150,908.99
Disclosure

SEC source: 0001415889-24-023727 · form4-09192024_070901.xml · nonDerivative · entry 2

Singh Jagdeep · CIK 0001398826 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,590,583

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2024.

F2 · kind: Exercise and sale of stock options expiring in the next two years.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.905 to $6.045, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · balance_after: Includes 600,000 shares represented by restricted stock units ("RSUs") and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
September 17, 2024 Filed Sep 19, 2024 23:00 UTC Exercise / conversionClass A Common Stock 192,270 $1.31 $252,412.06
Disclosure

SEC source: 0001415889-24-023727 · form4-09192024_070901.xml · nonDerivative · entry 1

Singh Jagdeep · CIK 0001398826 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,782,853

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2024.

F2 · kind: Exercise and sale of stock options expiring in the next two years.

Read SEC document
September 13, 2024 Filed Sep 16, 2024 22:00 UTC
MCCARTHY MICHAEL O IIICHIEF LEGAL OFFICER
Exercise / conversionStock Option (right to buy) · Derivative 106,084 $0.00 Strike: $2.38 $0.00
Disclosure

SEC source: 0001415889-24-023455 · form4-09162024_060906.xml · derivative · entry 6

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Class A Common Stock · 106,084 shares

Expires 2029-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 13, 2024 Filed Sep 16, 2024 22:00 UTC
MCCARTHY MICHAEL O IIICHIEF LEGAL OFFICER
SaleClass A Common Stock 106,084 $5.90 $625,630.39
Disclosure

SEC source: 0001415889-24-023455 · form4-09162024_060906.xml · nonDerivative · entry 4

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,181,884

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.8090 to $5.9606, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 921,630 shares represented by restricted stock units ("RSUs") and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
September 13, 2024 Filed Sep 16, 2024 22:00 UTC
MCCARTHY MICHAEL O IIICHIEF LEGAL OFFICER
Exercise / conversionClass A Common Stock 106,084 $2.38 $252,161.67
Disclosure

SEC source: 0001415889-24-023455 · form4-09162024_060906.xml · nonDerivative · entry 3

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,287,968

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 13, 2024 Filed Sep 16, 2024 22:00 UTC SaleClass A Common Stock 17,435 $6.00 $104,610.00
Disclosure

SEC source: 0001415889-24-023454 · form4-09162024_060904.xml · nonDerivative · entry 1

Leohold Jurgen · CIK 0001834036 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 194,904

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 4, 2024.

F2 · balance_after: Includes 34,423 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer per the applicable vesting schedule, subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
September 12, 2024 Filed Sep 16, 2024 22:00 UTC
MCCARTHY MICHAEL O IIICHIEF LEGAL OFFICER
Exercise / conversionStock Option (right to buy) · Derivative 97,177 $0.00 Strike: $2.38 $0.00
Disclosure

SEC source: 0001415889-24-023455 · form4-09162024_060906.xml · derivative · entry 5

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 506,084

Underlying: Class A Common Stock · 97,177 shares

Expires 2029-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2024 Filed Sep 16, 2024 22:00 UTC
MCCARTHY MICHAEL O IIICHIEF LEGAL OFFICER
SaleClass A Common Stock 100,038 $5.80 $579,890.27
Disclosure

SEC source: 0001415889-24-023455 · form4-09162024_060906.xml · nonDerivative · entry 2

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,181,884

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.7626 to $5.8555, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
September 12, 2024 Filed Sep 16, 2024 22:00 UTC
MCCARTHY MICHAEL O IIICHIEF LEGAL OFFICER
Exercise / conversionClass A Common Stock 97,177 $2.38 $230,989.73
Disclosure

SEC source: 0001415889-24-023455 · form4-09162024_060906.xml · nonDerivative · entry 1

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,281,922

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2024 Filed Sep 16, 2024 22:00 UTC
Hettrich KevinCHIEF FINANCIAL OFFICER
Exercise / conversionStock Option (right to buy) · Derivative 34,607 $0.00 Strike: $2.38 $0.00
Disclosure

SEC source: 0001415889-24-023453 · form4-09162024_060902.xml · derivative · entry 3

Hettrich Kevin · CIK 0001834025 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 367,567

Underlying: Class A Common Stock · 34,607 shares

Expires 2029-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 6, 2024.

Read SEC document
September 12, 2024 Filed Sep 16, 2024 22:00 UTC
Hettrich KevinCHIEF FINANCIAL OFFICER
SaleClass A Common Stock 58,000 $5.78 $335,216.80
Disclosure

SEC source: 0001415889-24-023453 · form4-09162024_060902.xml · nonDerivative · entry 2

Hettrich Kevin · CIK 0001834025 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,073,022

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 6, 2024.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.695 to $5.87, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 1,009,176 shares represented by restricted stock units ("RSUs") and performance stock units ("PSUs"). Each RSU and PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
September 12, 2024 Filed Sep 16, 2024 22:00 UTC
Hettrich KevinCHIEF FINANCIAL OFFICER
Exercise / conversionClass A Common Stock 34,607 $2.38 $82,260.84
Disclosure

SEC source: 0001415889-24-023453 · form4-09162024_060902.xml · nonDerivative · entry 1

Hettrich Kevin · CIK 0001834025 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,131,022

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 6, 2024.

Read SEC document
August 21, 2024 Filed Aug 23, 2024 20:55 UTC
MCCARTHY MICHAEL O IIICHIEF LEGAL OFFICER
SaleClass A Common Stock 50,575 $5.99 $303,025.17
Disclosure

SEC source: 0001415889-24-022140 · form4-08232024_040807.xml · nonDerivative · entry 1

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,184,745

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.8017 to $6.16, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · balance_after: Includes 921,630 shares represented by restricted stock units ("RSUs") and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
August 21, 2024 Filed Aug 23, 2024 20:55 UTC
Holme TimothyCHIEF TECHNOLOGY OFFICER
SaleClass A Common Stock 44,306 $6.11 $270,559.02
Disclosure

SEC source: 0001415889-24-022139 · form4-08232024_040805.xml · nonDerivative · entry 1

Holme Timothy · CIK 0001834249 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,168,496

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2024.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.035 to $6.155, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 966,902 shares represented by restricted stock units ("RSUs") and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
August 21, 2024 Filed Aug 23, 2024 20:55 UTC
Prinz FritzDirector
SaleCommon Stock 12,908 $5.96 $76,929.10
Disclosure

SEC source: 0001415889-24-022138 · form4-08232024_040802.xml · nonDerivative · entry 1

Prinz Fritz · CIK 0001834027 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 254,103

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2024.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.825 to $6.155, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 190,416 shares represented by restricted stock units ("RSUs") and performance restricted stock units ("PSUs"). Each RSU and PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
August 20, 2024 Filed Aug 20, 2024 23:56 UTC
MCCARTHY MICHAEL O IIICHIEF LEGAL OFFICER
Tax withholdingClass A Common Stock 10,445 $5.72 $59,788.22
Disclosure

SEC source: 0001415889-24-021776 · form4-08202024_110822.xml · nonDerivative · entry 4

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,235,320

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.66 to $5.825, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F5 · balance_after: Includes 921,630 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
August 20, 2024 Filed Aug 20, 2024 23:54 UTC
Holme TimothyCHIEF TECHNOLOGY OFFICER
Tax withholdingClass A Common Stock 11,511 $5.72 $65,890.12
Disclosure

SEC source: 0001415889-24-021774 · form4-08202024_110813.xml · nonDerivative · entry 3

Holme Timothy · CIK 0001834249 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,212,802

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.66 to $5.825, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F5 · balance_after: Includes 966,902 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
August 20, 2024 Filed Aug 20, 2024 23:57 UTC Tax withholdingClass A Common Stock 47,076 $5.72 $269,467.73
Disclosure

SEC source: 0001415889-24-021780 · form4-08202024_110821.xml · nonDerivative · entry 3

Singh Jagdeep · CIK 0001398826 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,590,583

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.66 to $5.825, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F5 · balance_after: Includes 600,000 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
August 20, 2024 Filed Aug 20, 2024 23:56 UTC
Singh MohitCHIEF DEVELOPMENT OFFICER
Tax withholdingClass A Common Stock 11,730 $5.72 $67,143.69
Disclosure

SEC source: 0001415889-24-021778 · form4-08202024_110851.xml · nonDerivative · entry 3

Singh Mohit · CIK 0001834019 · CHIEF DEVELOPMENT OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,144,959

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.66 to $5.825, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F5 · balance_after: Includes 966,902 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
August 20, 2024 Filed Aug 20, 2024 23:55 UTC
Hettrich KevinCHIEF FINANCIAL OFFICER
Tax withholdingClass A Common Stock 11,734 $5.72 $67,166.59
Disclosure

SEC source: 0001415889-24-021775 · form4-08202024_110828.xml · nonDerivative · entry 3

Hettrich Kevin · CIK 0001834025 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,096,415

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.66 to $5.825, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F5 · balance_after: Includes 1,009,176 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU and PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
August 20, 2024 Filed Aug 20, 2024 23:53 UTC
Sivaram SrinivasanDirector · CHIEF EXECUTIVE OFFICER
Tax withholdingClass A Common Stock 23,449 $5.72 $134,224.42
Disclosure

SEC source: 0001415889-24-021773 · form4-08202024_110808.xml · nonDerivative · entry 3

Sivaram Srinivasan · CIK 0001587067 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,262,324

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.66 to $5.825, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F5 · balance_after: Includes 3,088,714 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
August 19, 2024 Filed Aug 20, 2024 23:56 UTC
MCCARTHY MICHAEL O IIICHIEF LEGAL OFFICER
Tax withholdingClass A Common Stock 20,960 $5.78 $121,071.25
Disclosure

SEC source: 0001415889-24-021776 · form4-08202024_110822.xml · nonDerivative · entry 3

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,245,765

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.70 to $5.8253, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
August 19, 2024 Filed Aug 20, 2024 23:54 UTC
Holme TimothyCHIEF TECHNOLOGY OFFICER
Tax withholdingClass A Common Stock 23,097 $5.78 $133,415.20
Disclosure

SEC source: 0001415889-24-021774 · form4-08202024_110813.xml · nonDerivative · entry 2

Holme Timothy · CIK 0001834249 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,224,313

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.70 to $5.8253, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
August 19, 2024 Filed Aug 20, 2024 23:57 UTC Tax withholdingClass A Common Stock 94,445 $5.78 $545,542.65
Disclosure

SEC source: 0001415889-24-021780 · form4-08202024_110821.xml · nonDerivative · entry 2

Singh Jagdeep · CIK 0001398826 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,637,659

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.70 to $5.8253, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
August 19, 2024 Filed Aug 20, 2024 23:56 UTC
Singh MohitCHIEF DEVELOPMENT OFFICER
Tax withholdingClass A Common Stock 23,534 $5.78 $135,939.44
Disclosure

SEC source: 0001415889-24-021778 · form4-08202024_110851.xml · nonDerivative · entry 2

Singh Mohit · CIK 0001834019 · CHIEF DEVELOPMENT OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,156,689

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.70 to $5.8253, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
August 19, 2024 Filed Aug 20, 2024 23:55 UTC
Hettrich KevinCHIEF FINANCIAL OFFICER
Tax withholdingClass A Common Stock 23,542 $5.78 $135,985.65
Disclosure

SEC source: 0001415889-24-021775 · form4-08202024_110828.xml · nonDerivative · entry 2

Hettrich Kevin · CIK 0001834025 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,108,149

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.70 to $5.8253, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
August 19, 2024 Filed Aug 20, 2024 23:53 UTC
Sivaram SrinivasanDirector · CHIEF EXECUTIVE OFFICER
Tax withholdingClass A Common Stock 47,043 $5.78 $271,734.48
Disclosure

SEC source: 0001415889-24-021773 · form4-08202024_110808.xml · nonDerivative · entry 2

Sivaram Srinivasan · CIK 0001587067 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,285,773

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.70 to $5.8253, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
August 16, 2024 Filed Aug 20, 2024 23:56 UTC
MCCARTHY MICHAEL O IIICHIEF LEGAL OFFICER
SaleClass A Common Stock 2,866 $5.87 $16,826.86
Disclosure

SEC source: 0001415889-24-021776 · form4-08202024_110822.xml · nonDerivative · entry 2

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,266,725

Read SEC document
August 16, 2024 Filed Aug 20, 2024 23:56 UTC
MCCARTHY MICHAEL O IIICHIEF LEGAL OFFICER
Tax withholdingClass A Common Stock 17,122 $5.74 $98,266.58
Disclosure

SEC source: 0001415889-24-021776 · form4-08202024_110822.xml · nonDerivative · entry 1

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,269,591

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.70 to $5.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
August 16, 2024 Filed Aug 20, 2024 23:54 UTC
Holme TimothyCHIEF TECHNOLOGY OFFICER
Tax withholdingClass A Common Stock 18,867 $5.74 $108,281.49
Disclosure

SEC source: 0001415889-24-021774 · form4-08202024_110813.xml · nonDerivative · entry 1

Holme Timothy · CIK 0001834249 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,247,410

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.70 to $5.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
August 16, 2024 Filed Aug 20, 2024 23:57 UTC Tax withholdingClass A Common Stock 77,149 $5.74 $442,773.54
Disclosure

SEC source: 0001415889-24-021780 · form4-08202024_110821.xml · nonDerivative · entry 1

Singh Jagdeep · CIK 0001398826 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,732,104

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.70 to $5.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
August 16, 2024 Filed Aug 20, 2024 23:56 UTC
Singh MohitCHIEF DEVELOPMENT OFFICER
Tax withholdingClass A Common Stock 19,224 $5.74 $110,330.38
Disclosure

SEC source: 0001415889-24-021778 · form4-08202024_110851.xml · nonDerivative · entry 1

Singh Mohit · CIK 0001834019 · CHIEF DEVELOPMENT OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,180,223

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.70 to $5.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
August 16, 2024 Filed Aug 20, 2024 23:55 UTC
Hettrich KevinCHIEF FINANCIAL OFFICER
Tax withholdingClass A Common Stock 19,231 $5.74 $110,370.56
Disclosure

SEC source: 0001415889-24-021775 · form4-08202024_110828.xml · nonDerivative · entry 1

Hettrich Kevin · CIK 0001834025 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,131,691

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.70 to $5.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
August 16, 2024 Filed Aug 20, 2024 23:53 UTC
Sivaram SrinivasanDirector · CHIEF EXECUTIVE OFFICER
Tax withholdingClass A Common Stock 38,428 $5.74 $220,545.98
Disclosure

SEC source: 0001415889-24-021773 · form4-08202024_110808.xml · nonDerivative · entry 1

Sivaram Srinivasan · CIK 0001587067 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,332,816

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.70 to $5.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
August 12, 2024 Filed Aug 14, 2024 20:58 UTC Exercise / conversionStock Option (right to buy) · Derivative 192,270 $0.00 Strike: $1.31 $0.00
Disclosure

SEC source: 0001415889-24-021307 · form4-08142024_080822.xml · derivative · entry 5

Singh Jagdeep · CIK 0001398826 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,730,430

Underlying: Class A Common Stock · 192,270 shares

Expires 2026-08-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2024.

F2 · kind: Exercise and sale of stock options expiring in the next two years.

Read SEC document
August 12, 2024 Filed Aug 14, 2024 20:58 UTC SaleClass A Common Stock 57,690 $5.50 $317,427.69
Disclosure

SEC source: 0001415889-24-021307 · form4-08142024_080822.xml · nonDerivative · entry 3

Singh Jagdeep · CIK 0001398826 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By: Trusts

Disclosed balance after: 5,831,618

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2024.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.42 to $5.705, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F5 · ownership.nature: The Reporting Person's family members are beneficiaries of the trusts. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
August 12, 2024 Filed Aug 14, 2024 20:58 UTC SaleClass A Common Stock 192,270 $5.50 $1,057,927.22
Disclosure

SEC source: 0001415889-24-021307 · form4-08142024_080822.xml · nonDerivative · entry 2

Singh Jagdeep · CIK 0001398826 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,809,253

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2024.

F2 · kind: Exercise and sale of stock options expiring in the next two years.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.42 to $5.705, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · balance_after: Includes 1,001,359 shares represented by restricted stock units ("RSUs") and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
August 12, 2024 Filed Aug 14, 2024 20:58 UTC Exercise / conversionClass A Common Stock 192,270 $1.31 $252,412.06
Disclosure

SEC source: 0001415889-24-021307 · form4-08142024_080822.xml · nonDerivative · entry 1

Singh Jagdeep · CIK 0001398826 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,001,523

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2024.

F2 · kind: Exercise and sale of stock options expiring in the next two years.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.