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Nasdaq · USD

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QuantumScape Corp

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4158
SEC CIK
0001811414
Parsed reports
506

Last 12 months

Inside the activity.

0 purchase rows · 57 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025010
Dec 202506
Jan 202604
Feb 202605
Mar 202606
Apr 202604
May 202607
Jun 202603
Jul 202603
Aug 202603
Sep 202603
Oct 202603

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 15, 2025 Filed Dec 17, 2025 23:39 UTC
Hettrich KevinCHIEF FINANCIAL OFFICER
SaleClass A Common Stock 9,800 $11.07 $108,527.16
Disclosure

SEC source: 0001834025-25-000015 · primarydocument.xml · nonDerivative · entry 1

Hettrich Kevin · CIK 0001834025 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,492,438

F1 · kind: The exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2025.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.815 to $11.66, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 1,110,707 shares represented by restricted stock units ("RSUs") and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 23:38 UTC GiftClass A Common Stock 3,400 $0.00 $0.00
Disclosure

SEC source: 0001785725-25-000003 · primarydocument.xml · nonDerivative · entry 1

Lovett Gena C · CIK 0001785725 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,171

F1 · balance_after: Includes 48,192 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer per the applicable vesting schedule, subject to the Reporting Person's continued service as of each vesting date.

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December 12, 2025 Filed Dec 16, 2025 22:47 UTC SaleClass A Common Stock 684,524 $11.94 $8,173,216.56
Disclosure

SEC source: 0001834268-25-000006 · form4-12162025_101208.xml · nonDerivative · entry 1

Saluja Dipender · CIK 0001834268 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Capricorn-Libra Investment Group, LP

Disclosed balance after: 12,506,055

F1 · price: The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $11.78 to $12.32 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of securities sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Shares are held by Capricorn-Libra Investment Group, LP, of which the Reporting Person is the managing director. The Reporting Person disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein.

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December 04, 2025 Filed Dec 8, 2025 22:03 UTC
Holme TimothyCHIEF TECHNOLOGY OFFICER
ConversionClass B Common Stock · Derivative 44,922 $0.00 $0.00
Disclosure

SEC source: 0001834249-25-000011 · primarydocument.xml · derivative · entry 6

Holme Timothy · CIK 0001834249 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: Plan reported

Ownership: Indirect · By: The Holme 2020 Irrevocable Trust

Disclosed balance after: 1,528,863

Underlying: Class A Common Stock · 44,922 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date.

Read SEC document
December 04, 2025 Filed Dec 8, 2025 22:03 UTC
Holme TimothyCHIEF TECHNOLOGY OFFICER
ConversionClass B Common Stock · Derivative 166,440 $0.00 $0.00
Disclosure

SEC source: 0001834249-25-000011 · primarydocument.xml · derivative · entry 5

Holme Timothy · CIK 0001834249 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,027,578

Underlying: Class A Common Stock · 166,440 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date.

Read SEC document
December 04, 2025 Filed Dec 8, 2025 22:03 UTC
Holme TimothyCHIEF TECHNOLOGY OFFICER
SaleClass A Common Stock 44,922 $12.69 $570,064.67
Disclosure

SEC source: 0001834249-25-000011 · primarydocument.xml · nonDerivative · entry 4

Holme Timothy · CIK 0001834249 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: Plan reported

Ownership: Indirect · By: The Holme 2020 Irrevocable Trust

Disclosed balance after: 0

F1 · kind: The exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2025.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.125 to $13.075, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
December 04, 2025 Filed Dec 8, 2025 22:03 UTC
Holme TimothyCHIEF TECHNOLOGY OFFICER
ConversionClass A Common Stock 44,922 $0.00 $0.00
Disclosure

SEC source: 0001834249-25-000011 · primarydocument.xml · nonDerivative · entry 3

Holme Timothy · CIK 0001834249 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: Plan reported

Ownership: Indirect · By: The Holme 2020 Irrevocable Trust

Disclosed balance after: 44,922

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 04, 2025 Filed Dec 8, 2025 22:03 UTC
Holme TimothyCHIEF TECHNOLOGY OFFICER
SaleClass A Common Stock 166,440 $12.69 $2,112,123.60
Disclosure

SEC source: 0001834249-25-000011 · primarydocument.xml · nonDerivative · entry 2

Holme Timothy · CIK 0001834249 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,251,383

F1 · kind: The exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2025.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.125 to $13.075, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 1,217,866 shares represented by RSUs and PSUs. Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
December 04, 2025 Filed Dec 8, 2025 22:03 UTC
Holme TimothyCHIEF TECHNOLOGY OFFICER
ConversionClass A Common Stock 166,440 $0.00 $0.00
Disclosure

SEC source: 0001834249-25-000011 · primarydocument.xml · nonDerivative · entry 1

Holme Timothy · CIK 0001834249 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,417,823

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 25, 2025 Filed Nov 27, 2025 00:22 UTC
MCCARTHY MICHAEL O IIICHIEF LEGAL OFFICER
SaleClass A Common Stock 40,000 $11.79 $471,652.00
Disclosure

SEC source: 0001177264-25-000020 · primarydocument.xml · nonDerivative · entry 6

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Indirect · By: Trust

Disclosed balance after: 137,888

F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.765 to $11.86, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · ownership.nature: The Reporting Person is the grantor of the trust.

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November 25, 2025 Filed Nov 27, 2025 00:22 UTC
MCCARTHY MICHAEL O IIICHIEF LEGAL OFFICER
GiftClass A Common Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001177264-25-000020 · primarydocument.xml · nonDerivative · entry 5

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Indirect · By: Trust

Disclosed balance after: 177,888

F1 · kind: Gift transfer of shares from Reporting Person to trusts for no consideration.

F2 · ownership.nature: The Reporting Person is the grantor of the trust.

Read SEC document
November 25, 2025 Filed Nov 27, 2025 00:22 UTC
MCCARTHY MICHAEL O IIICHIEF LEGAL OFFICER
GiftClass A Common Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001177264-25-000020 · primarydocument.xml · nonDerivative · entry 4

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,081,514

F1 · kind: Gift transfer of shares from Reporting Person to trusts for no consideration.

F4 · balance_after: Includes 1,081,514 shares represented by restricted stock units ("RSUs") and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
November 24, 2025 Filed Nov 27, 2025 00:22 UTC
MCCARTHY MICHAEL O IIICHIEF LEGAL OFFICER
SaleClass A Common Stock 36,415 $11.60 $422,530.53
Disclosure

SEC source: 0001177264-25-000020 · primarydocument.xml · nonDerivative · entry 3

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Indirect · By: Trust

Disclosed balance after: 137,888

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.60 to $11.655, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · ownership.nature: The Reporting Person is the grantor of the trust.

Read SEC document
November 24, 2025 Filed Nov 27, 2025 00:22 UTC
MCCARTHY MICHAEL O IIICHIEF LEGAL OFFICER
GiftClass A Common Stock 36,415 $0.00 $0.00
Disclosure

SEC source: 0001177264-25-000020 · primarydocument.xml · nonDerivative · entry 2

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Indirect · By: Trust

Disclosed balance after: 174,303

F1 · kind: Gift transfer of shares from Reporting Person to trusts for no consideration.

F2 · ownership.nature: The Reporting Person is the grantor of the trust.

Read SEC document
November 24, 2025 Filed Nov 27, 2025 00:22 UTC
MCCARTHY MICHAEL O IIICHIEF LEGAL OFFICER
GiftClass A Common Stock 36,415 $0.00 $0.00
Disclosure

SEC source: 0001177264-25-000020 · primarydocument.xml · nonDerivative · entry 1

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,121,514

F1 · kind: Gift transfer of shares from Reporting Person to trusts for no consideration.

Read SEC document
November 21, 2025 Filed Nov 26, 2025 02:17 UTC
Hettrich KevinCHIEF FINANCIAL OFFICER
SaleClass A Common Stock 241 $11.65 $2,808.83
Disclosure

SEC source: 0001834025-25-000013 · primarydocument.xml · nonDerivative · entry 2

Hettrich Kevin · CIK 0001834025 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,502,238

F1 · kind: The exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2025.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.59 to $11.705, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · balance_after: Includes 1,110,707 shares represented by restricted stock units ("RSUs") and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
November 21, 2025 Filed Nov 26, 2025 02:17 UTC
Hettrich KevinCHIEF FINANCIAL OFFICER
SaleClass A Common Stock 9,559 $11.28 $107,860.89
Disclosure

SEC source: 0001834025-25-000013 · primarydocument.xml · nonDerivative · entry 1

Hettrich Kevin · CIK 0001834025 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,502,479

F1 · kind: The exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2025.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.58 to $11.555, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
November 19, 2025 Filed Nov 20, 2025 22:39 UTC
Holme TimothyCHIEF TECHNOLOGY OFFICER
ConversionClass B Common Stock · Derivative 44,923 $0.00 $0.00
Disclosure

SEC source: 0001834249-25-000009 · primarydocument.xml · derivative · entry 8

Holme Timothy · CIK 0001834249 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: Plan reported

Ownership: Indirect · By: The Holme 2020 Irrevocable Trust

Disclosed balance after: 1,573,785

Underlying: Class A Common Stock · 44,923 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date.

F8 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date.

F8 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date.

Read SEC document
November 19, 2025 Filed Nov 20, 2025 22:39 UTC
Holme TimothyCHIEF TECHNOLOGY OFFICER
ConversionClass B Common Stock · Derivative 166,441 $0.00 $0.00
Disclosure

SEC source: 0001834249-25-000009 · primarydocument.xml · derivative · entry 7

Holme Timothy · CIK 0001834249 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,194,018

Underlying: Class A Common Stock · 166,441 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date.

F8 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date.

F8 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date.

Read SEC document
November 19, 2025 Filed Nov 20, 2025 22:39 UTC
Holme TimothyCHIEF TECHNOLOGY OFFICER
SaleClass A Common Stock 44,923 $12.51 $562,018.18
Disclosure

SEC source: 0001834249-25-000009 · primarydocument.xml · nonDerivative · entry 6

Holme Timothy · CIK 0001834249 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: Plan reported

Ownership: Indirect · By: The Holme 2020 Irrevocable Trust

Disclosed balance after: 0

F4 · kind: The exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2025.

F7 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.225 to $12.885, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
November 19, 2025 Filed Nov 20, 2025 22:39 UTC
Holme TimothyCHIEF TECHNOLOGY OFFICER
ConversionClass A Common Stock 44,923 $0.00 $0.00
Disclosure

SEC source: 0001834249-25-000009 · primarydocument.xml · nonDerivative · entry 5

Holme Timothy · CIK 0001834249 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: Plan reported

Ownership: Indirect · By: The Holme 2020 Irrevocable Trust

Disclosed balance after: 44,923

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 19, 2025 Filed Nov 20, 2025 22:39 UTC
Holme TimothyCHIEF TECHNOLOGY OFFICER
SaleClass A Common Stock 201,785 $12.51 $2,524,431.24
Disclosure

SEC source: 0001834249-25-000009 · primarydocument.xml · nonDerivative · entry 4

Holme Timothy · CIK 0001834249 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,251,383

F4 · kind: The exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2025.

F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.215 to $12.885, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F6 · balance_after: Includes 1,217,866 shares represented by RSUs and PSUs. Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
November 19, 2025 Filed Nov 20, 2025 22:39 UTC
Holme TimothyCHIEF TECHNOLOGY OFFICER
ConversionClass A Common Stock 166,441 $0.00 $0.00
Disclosure

SEC source: 0001834249-25-000009 · primarydocument.xml · nonDerivative · entry 3

Holme Timothy · CIK 0001834249 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,453,168

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2025 Filed Nov 20, 2025 23:05 UTC
MCCARTHY MICHAEL O IIICHIEF LEGAL OFFICER
Tax withholdingClass A Common Stock 758 $13.46 $10,203.36
Disclosure

SEC source: 0001177264-25-000018 · primarydocument.xml · nonDerivative · entry 2

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,157,929

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs") and performance restricted stock units ("PSUs").

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.45 to $13.48, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · balance_after: Includes 1,081,514 shares represented by RSUs and PSUs. Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
November 18, 2025 Filed Nov 20, 2025 23:05 UTC
MCCARTHY MICHAEL O IIICHIEF LEGAL OFFICER
Tax withholdingClass A Common Stock 59,108 $13.04 $770,862.89
Disclosure

SEC source: 0001177264-25-000018 · primarydocument.xml · nonDerivative · entry 1

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,158,687

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs") and performance restricted stock units ("PSUs").

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.44 to $13.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
November 18, 2025 Filed Nov 20, 2025 22:39 UTC
Holme TimothyCHIEF TECHNOLOGY OFFICER
Tax withholdingClass A Common Stock 981 $13.46 $13,205.14
Disclosure

SEC source: 0001834249-25-000009 · primarydocument.xml · nonDerivative · entry 2

Holme Timothy · CIK 0001834249 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,286,727

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs") and performance restricted stock units ("PSUs").

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.45 to $13.48, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
November 18, 2025 Filed Nov 20, 2025 22:39 UTC
Holme TimothyCHIEF TECHNOLOGY OFFICER
Tax withholdingClass A Common Stock 76,565 $13.04 $998,530.10
Disclosure

SEC source: 0001834249-25-000009 · primarydocument.xml · nonDerivative · entry 1

Holme Timothy · CIK 0001834249 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,287,708

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs") and performance restricted stock units ("PSUs").

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.44 to $13.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
November 18, 2025 Filed Nov 20, 2025 22:39 UTC
Sivaram SrinivasanDirector · CHIEF EXECUTIVE OFFICER
Tax withholdingClass A Common Stock 3,274 $13.46 $44,070.99
Disclosure

SEC source: 0001587067-25-000009 · primarydocument.xml · nonDerivative · entry 2

Sivaram Srinivasan · CIK 0001587067 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,874,023

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs") and performance restricted stock units ("PSUs").

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.45 to $13.48, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · balance_after: Includes 3,319,260 shares represented by RSUs and PSUs. Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

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November 18, 2025 Filed Nov 20, 2025 22:39 UTC
Sivaram SrinivasanDirector · CHIEF EXECUTIVE OFFICER
Tax withholdingClass A Common Stock 255,403 $13.04 $3,330,863.76
Disclosure

SEC source: 0001587067-25-000009 · primarydocument.xml · nonDerivative · entry 1

Sivaram Srinivasan · CIK 0001587067 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,877,297

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs") and performance restricted stock units ("PSUs").

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.44 to $13.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

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November 18, 2025 Filed Nov 20, 2025 22:39 UTC
Singh MohitCHIEF DEVELOPMENT OFFICER
Tax withholdingClass A Common Stock 1,000 $13.46 $13,460.90
Disclosure

SEC source: 0001834019-25-000007 · primarydocument.xml · nonDerivative · entry 2

Singh Mohit · CIK 0001834019 · CHIEF DEVELOPMENT OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,341,041

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs") and performance restricted stock units ("PSUs").

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.45 to $13.48, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · balance_after: Includes 1,217,866 shares represented by RSUs and PSUs. Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

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November 18, 2025 Filed Nov 20, 2025 22:39 UTC
Singh MohitCHIEF DEVELOPMENT OFFICER
Tax withholdingClass A Common Stock 78,013 $13.04 $1,017,414.34
Disclosure

SEC source: 0001834019-25-000007 · primarydocument.xml · nonDerivative · entry 1

Singh Mohit · CIK 0001834019 · CHIEF DEVELOPMENT OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,342,041

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs") and performance restricted stock units ("PSUs").

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.44 to $13.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

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November 18, 2025 Filed Nov 20, 2025 22:39 UTC
Hettrich KevinCHIEF FINANCIAL OFFICER
Tax withholdingClass A Common Stock 1,005 $13.46 $13,528.20
Disclosure

SEC source: 0001834025-25-000011 · primarydocument.xml · nonDerivative · entry 2

Hettrich Kevin · CIK 0001834025 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,512,038

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs") and performance restricted stock units ("PSUs").

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.45 to $13.48, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · balance_after: Includes 1,110,707 shares represented by RSUs and PSUs. Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

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November 18, 2025 Filed Nov 20, 2025 22:39 UTC
Hettrich KevinCHIEF FINANCIAL OFFICER
Tax withholdingClass A Common Stock 78,424 $13.04 $1,022,774.44
Disclosure

SEC source: 0001834025-25-000011 · primarydocument.xml · nonDerivative · entry 1

Hettrich Kevin · CIK 0001834025 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,513,043

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs") and performance restricted stock units ("PSUs").

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.44 to $13.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

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November 07, 2025 Filed Nov 12, 2025 22:15 UTC
MCCARTHY MICHAEL O IIICHIEF LEGAL OFFICER
SaleClass A Common Stock 20,435 $16.12 $329,440.81
Disclosure

SEC source: 0001177264-25-000016 · primarydocument.xml · nonDerivative · entry 3

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Indirect · By: Trust

Disclosed balance after: 137,888

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.12 to $16.1301, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · ownership.nature: The Reporting Person is the grantor of the trust.

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November 07, 2025 Filed Nov 12, 2025 22:15 UTC
MCCARTHY MICHAEL O IIICHIEF LEGAL OFFICER
GiftClass A Common Stock 158,323 $0.00 $0.00
Disclosure

SEC source: 0001177264-25-000016 · primarydocument.xml · nonDerivative · entry 2

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Indirect · By: Trust

Disclosed balance after: 158,323

F1 · kind: Gift transfer of shares from Reporting Person to trust for no consideration.

F3 · ownership.nature: The Reporting Person is the grantor of the trust.

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November 07, 2025 Filed Nov 12, 2025 22:15 UTC
MCCARTHY MICHAEL O IIICHIEF LEGAL OFFICER
GiftClass A Common Stock 158,323 $0.00 $0.00
Disclosure

SEC source: 0001177264-25-000016 · primarydocument.xml · nonDerivative · entry 1

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,217,795

F1 · kind: Gift transfer of shares from Reporting Person to trust for no consideration.

F2 · balance_after: Includes 1,217,795 shares represented by restricted stock units ("RSUs") and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

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November 05, 2025 Filed Nov 8, 2025 01:23 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 130,065 $0.00 Strike: $2.38 $0.00
Disclosure

SEC source: 0001494727-25-000010 · primarydocument.xml · derivative · entry 5

Straubel Jeffrey B · CIK 0001494727 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 130,065

Underlying: Class A Common Stock · 130,065 shares

Expires 2029-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2025.

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November 05, 2025 Filed Nov 8, 2025 01:23 UTC SaleClass A Common Stock 18,828 $17.61 $331,579.91
Disclosure

SEC source: 0001494727-25-000010 · primarydocument.xml · nonDerivative · entry 4

Straubel Jeffrey B · CIK 0001494727 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 293,934

F1 · kind: The exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2025.

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.565 to $17.695, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F5 · balance_after: Includes 48,192 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer per the applicable vesting schedule, subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
November 05, 2025 Filed Nov 8, 2025 01:23 UTC SaleClass A Common Stock 107,299 $17.03 $1,827,194.67
Disclosure

SEC source: 0001494727-25-000010 · primarydocument.xml · nonDerivative · entry 3

Straubel Jeffrey B · CIK 0001494727 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 312,762

F1 · kind: The exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2025.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.555 to $17.555, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
November 05, 2025 Filed Nov 8, 2025 01:23 UTC SaleClass A Common Stock 31,044 $16.16 $501,640.00
Disclosure

SEC source: 0001494727-25-000010 · primarydocument.xml · nonDerivative · entry 2

Straubel Jeffrey B · CIK 0001494727 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 420,061

F1 · kind: The exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2025.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.55 to $16.55, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
November 05, 2025 Filed Nov 8, 2025 01:23 UTC Exercise / conversionClass A Common Stock 130,065 $2.38 $309,164.51
Disclosure

SEC source: 0001494727-25-000010 · primarydocument.xml · nonDerivative · entry 1

Straubel Jeffrey B · CIK 0001494727 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 451,105

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2025.

Read SEC document
October 31, 2025 Filed Oct 31, 2025 22:57 UTC
Buss Brad WDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 300,000 $0.00 Strike: $6.23 $0.00
Disclosure

SEC source: 0001336664-25-000008 · primarydocument.xml · derivative · entry 6

Buss Brad W · CIK 0001336664 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 707,612

Underlying: Class A Common Stock · 300,000 shares

Expires 2030-09-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2025 Filed Oct 31, 2025 22:57 UTC
Buss Brad WDirector
SaleClass A Common Stock 175,000 $18.41 $3,221,767.50
Disclosure

SEC source: 0001336664-25-000008 · primarydocument.xml · nonDerivative · entry 3

Buss Brad W · CIK 0001336664 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,476

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.40 to $18.475, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 48,192 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer per the applicable vesting schedule, subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
October 31, 2025 Filed Oct 31, 2025 22:57 UTC
Buss Brad WDirector
SaleClass A Common Stock 125,000 $17.37 $2,170,812.50
Disclosure

SEC source: 0001336664-25-000008 · primarydocument.xml · nonDerivative · entry 2

Buss Brad W · CIK 0001336664 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 297,476

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.26 to $17.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
October 31, 2025 Filed Oct 31, 2025 22:57 UTC
Buss Brad WDirector
Exercise / conversionClass A Common Stock 300,000 $6.23 $1,870,080.00
Disclosure

SEC source: 0001336664-25-000008 · primarydocument.xml · nonDerivative · entry 1

Buss Brad W · CIK 0001336664 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 422,476

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 30, 2025 Filed Oct 31, 2025 22:55 UTC
MCCARTHY MICHAEL O IIICHIEF LEGAL OFFICER
Exercise / conversionStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $2.38 $0.00
Disclosure

SEC source: 0001177264-25-000014 · primarydocument.xml · derivative · entry 3

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Class A Common Stock · 50,000 shares

Expires 2029-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 30, 2025 Filed Oct 31, 2025 22:55 UTC
MCCARTHY MICHAEL O IIICHIEF LEGAL OFFICER
SaleClass A Common Stock 50,000 $15.78 $788,985.00
Disclosure

SEC source: 0001177264-25-000014 · primarydocument.xml · nonDerivative · entry 2

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,376,118

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.77 to $15.795, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · balance_after: Includes 1,217,795 shares represented by restricted stock units ("RSUs") and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
October 30, 2025 Filed Oct 31, 2025 22:55 UTC
MCCARTHY MICHAEL O IIICHIEF LEGAL OFFICER
Exercise / conversionClass A Common Stock 50,000 $2.38 $118,850.00
Disclosure

SEC source: 0001177264-25-000014 · primarydocument.xml · nonDerivative · entry 1

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,426,118

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 27, 2025 Filed Oct 29, 2025 00:59 UTC
Sivaram SrinivasanDirector · CHIEF EXECUTIVE OFFICER
SaleClass A Common Stock 90,000 $17.05 $1,534,761.00
Disclosure

SEC source: 0001587067-25-000007 · primarydocument.xml · nonDerivative · entry 2

Sivaram Srinivasan · CIK 0001587067 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Indirect · By: Trusts

Disclosed balance after: 360,000

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.05 to $17.10, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · ownership.nature: The Reporting Person is a Co-Trustee of the trusts and his family members are beneficiaries of the trusts.

Read SEC document
October 24, 2025 Filed Oct 29, 2025 01:01 UTC
MCCARTHY MICHAEL O IIICHIEF LEGAL OFFICER
Exercise / conversionStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $2.38 $0.00
Disclosure

SEC source: 0001177264-25-000013 · primarydocument.xml · derivative · entry 3

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Class A Common Stock · 25,000 shares

Expires 2029-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.