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Nasdaq · USD

QS

QuantumScape Corp

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4158
SEC CIK
0001811414
Parsed reports
506

Last 12 months

Inside the activity.

0 purchase rows · 57 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025010
Dec 202506
Jan 202604
Feb 202605
Mar 202606
Apr 202604
May 202607
Jun 202603
Jul 202603
Aug 202603
Sep 202603
Oct 202603

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 01, 2022 Filed Feb 3, 2022 23:00 UTC
Prinz FritzDirector
SaleClass A Common Stock 14,962 $17.35 $259,652.04
Disclosure

SEC source: 0001209191-22-006918 · doc4.xml · nonDerivative · entry 4

Prinz Fritz · CIK 0001834027 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Marie Helene Prinz 2019 Trust dated June 17, 2019

Disclosed balance after: 156,640

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2021.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.21 to $17.605, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 23:00 UTC
Prinz FritzDirector
SaleClass A Common Stock 16,158 $16.72 $270,224.78
Disclosure

SEC source: 0001209191-22-006918 · doc4.xml · nonDerivative · entry 3

Prinz Fritz · CIK 0001834027 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Marie Helene Prinz 2019 Trust dated June 17, 2019

Disclosed balance after: 171,602

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2021.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.21 to $17.205 inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

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February 01, 2022 Filed Feb 3, 2022 23:00 UTC
Prinz FritzDirector
SaleClass A Common Stock 44,756 $17.35 $776,704.58
Disclosure

SEC source: 0001209191-22-006918 · doc4.xml · nonDerivative · entry 2

Prinz Fritz · CIK 0001834027 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Friedrich Prinz and Gertrud Prinz, Trustees of the Prinz Family Trust dated September 17, 2018

Disclosed balance after: 519,920

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2021.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.21 to $17.605, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 23:00 UTC
Prinz FritzDirector
SaleClass A Common Stock 48,604 $16.72 $812,882.46
Disclosure

SEC source: 0001209191-22-006918 · doc4.xml · nonDerivative · entry 1

Prinz Fritz · CIK 0001834027 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Friedrich Prinz and Gertrud Prinz, Trustees of the Prinz Family Trust dated September 17, 2018

Disclosed balance after: 564,676

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2021.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.21 to $17.205 inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
January 14, 2022 Filed Jan 19, 2022 16:33 UTC GrantClass A Common Stock 6,535 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-003649 · doc4.xml · nonDerivative · entry 2

Lovett Gena C · CIK 0001785725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,795

F2 · kind: On January 14, 2022, the Issuer granted RSUs to the Reporting Person as a pro-rated annual award automatically granted under the Issuer's Outside Director Compensation Policy. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. 100% of the RSUs shall vest on February 15, 2023, subject to the Reporting Person's continued service as the vesting date.

Read SEC document
January 14, 2022 Filed Jan 19, 2022 16:33 UTC GrantClass A Common Stock 14,260 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-003649 · doc4.xml · nonDerivative · entry 1

Lovett Gena C · CIK 0001785725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,260

F1 · kind: On January 14, 2022 the Issuer granted RSUs to the Reporting Person as an initial award automatically granted under the Issuer's Outside Director Compensation Policy. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest quarterly over three years, subject to the Reporting Person's continued service as each vesting date.

Read SEC document
January 12, 2022 Filed Jan 15, 2022 00:00 UTC
Prinz FritzDirector
SaleClass A Common Stock 350 $21.69 $7,589.79
Disclosure

SEC source: 0001209191-22-003391 · doc4.xml · nonDerivative · entry 6

Prinz Fritz · CIK 0001834027 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Benedikt Prinz 2019 Trust dated June 17, 2019

Disclosed balance after: 187,760

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2021.

F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.63 to $21.74, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
January 12, 2022 Filed Jan 15, 2022 00:00 UTC
Prinz FritzDirector
SaleClass A Common Stock 30,770 $21.07 $648,431.60
Disclosure

SEC source: 0001209191-22-003391 · doc4.xml · nonDerivative · entry 5

Prinz Fritz · CIK 0001834027 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Benedikt Prinz 2019 Trust dated June 17, 2019

Disclosed balance after: 188,110

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2021.

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.61 to $21.60, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
January 12, 2022 Filed Jan 15, 2022 00:00 UTC
Prinz FritzDirector
SaleClass A Common Stock 350 $21.69 $7,589.82
Disclosure

SEC source: 0001209191-22-003391 · doc4.xml · nonDerivative · entry 4

Prinz Fritz · CIK 0001834027 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Marie Helene Prinz 2019 Trust dated June 17, 2019

Disclosed balance after: 187,760

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2021.

F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.63 to $21.74, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
January 12, 2022 Filed Jan 15, 2022 00:00 UTC
Prinz FritzDirector
SaleClass A Common Stock 30,770 $21.07 $648,434.67
Disclosure

SEC source: 0001209191-22-003391 · doc4.xml · nonDerivative · entry 3

Prinz Fritz · CIK 0001834027 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Marie Helene Prinz 2019 Trust dated June 17, 2019

Disclosed balance after: 188,110

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2021.

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.61 to $21.60, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
January 12, 2022 Filed Jan 15, 2022 00:00 UTC
Prinz FritzDirector
SaleClass A Common Stock 1,000 $21.70 $21,695.40
Disclosure

SEC source: 0001209191-22-003391 · doc4.xml · nonDerivative · entry 2

Prinz Fritz · CIK 0001834027 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Friedrich Prinz and Gertrud Prinz, Trustees of the Prinz Family Trust dated September 17, 2018

Disclosed balance after: 613,280

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2021.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.62 to $21.76, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
January 12, 2022 Filed Jan 15, 2022 00:00 UTC
Prinz FritzDirector
SaleClass A Common Stock 92,360 $21.07 $1,946,385.40
Disclosure

SEC source: 0001209191-22-003391 · doc4.xml · nonDerivative · entry 1

Prinz Fritz · CIK 0001834027 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Friedrich Prinz and Gertrud Prinz, Trustees of the Prinz Family Trust dated September 17, 2018

Disclosed balance after: 614,280

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2021.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.61 to $21.59 inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
January 07, 2022 Filed Jan 11, 2022 00:59 UTC SaleClass A Common Stock 3,148 $21.64 $68,116.11
Disclosure

SEC source: 0001209191-22-002765 · doc4.xml · nonDerivative · entry 2

MIRRO JUSTIN E · CIK 0001641982 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kensington Capital Partners, LLC

Disclosed balance after: 1,184,056

F1 · kind: All sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.57 to $21.75, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · ownership.nature: Held of record by Kensington Capital Partners, LLC, for which the Reporting Person is the managing member.

Read SEC document
January 07, 2022 Filed Jan 11, 2022 00:59 UTC SaleClass A Common Stock 46,852 $21.03 $985,096.10
Disclosure

SEC source: 0001209191-22-002765 · doc4.xml · nonDerivative · entry 1

MIRRO JUSTIN E · CIK 0001641982 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kensington Capital Partners, LLC

Disclosed balance after: 1,187,204

F1 · kind: All sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.53 to $21.51, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · ownership.nature: Held of record by Kensington Capital Partners, LLC, for which the Reporting Person is the managing member.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 02:25 UTC
Hettrich KevinChief Financial Officer
SaleClass A Common Stock 1,940 $23.54 $45,666.63
Disclosure

SEC source: 0001209191-22-001303 · doc4.xml · nonDerivative · entry 2

Hettrich Kevin · CIK 0001834025 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 498,940

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2021.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.485 to $23.60, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · balance_after: Includes 469,206 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 02:25 UTC
Hettrich KevinChief Financial Officer
SaleClass A Common Stock 44,345 $23.13 $1,025,748.63
Disclosure

SEC source: 0001209191-22-001303 · doc4.xml · nonDerivative · entry 1

Hettrich Kevin · CIK 0001834025 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,880

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2021.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.485 to $23.48, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
December 30, 2021 Filed Jan 5, 2022 02:24 UTC GrantClass A Common Stock 5,993 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-001292 · doc4.xml · nonDerivative · entry 2

Hanley Jeneanne Michelle · CIK 0001733201 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,070

F2 · kind: On December 30, 2021, the Issuer granted RSUs to the Reporting Person as a pro-rated annual award automatically granted under the Issuer's Outside Director Compensation Policy. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. 100% of the RSUs shall vest on February 15, 2023, subject to the Reporting Person's continued service as the vesting date.

Read SEC document
December 30, 2021 Filed Jan 5, 2022 02:24 UTC GrantClass A Common Stock 13,077 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-001292 · doc4.xml · nonDerivative · entry 1

Hanley Jeneanne Michelle · CIK 0001733201 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,077

F1 · kind: On December 30, 2021 the Issuer granted RSUs to the Reporting Person as an initial award automatically granted under the Issuer's Outside Director Compensation Policy. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest quarterly over three years, subject to the Reporting Person's continued service as each vesting date.

Read SEC document
December 27, 2021 Filed Dec 30, 2021 00:22 UTC
Holme TimothyChief Technology Officer
GiftClass A Common Stock 161,160 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-071535 · doc4.xml · nonDerivative · entry 1

Holme Timothy · CIK 0001834249 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 401,508

F1 · balance_after: Includes 234,599 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
December 27, 2021 Filed Dec 30, 2021 00:23 UTC
Prinz FritzDirector
GiftClass A Common Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-071536 · doc4.xml · nonDerivative · entry 1

Prinz Fritz · CIK 0001834027 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Friedrich Prinz and Gertrude Prinz, Trustees of the Prinz Family Trust dated September 17, 2018

Disclosed balance after: 706,640

Read SEC document
December 20, 2021 Filed Dec 22, 2021 23:53 UTC
Hettrich KevinChief Financial Officer
SaleClass A Common Stock 1,550 $23.25 $36,034.09
Disclosure

SEC source: 0001209191-21-070988 · doc4.xml · nonDerivative · entry 2

Hettrich Kevin · CIK 0001834025 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 545,225

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2021.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.19 to $23.35, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · balance_after: Includes 469,206 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
December 20, 2021 Filed Dec 22, 2021 23:53 UTC
Hettrich KevinChief Financial Officer
SaleClass A Common Stock 44,735 $22.66 $1,013,856.15
Disclosure

SEC source: 0001209191-21-070988 · doc4.xml · nonDerivative · entry 1

Hettrich Kevin · CIK 0001834025 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 546,775

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2021.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.19 to $23.18, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 23:00 UTC
DOERR L JOHNDirector
GrantClass A Common Stock 5,294 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-070385 · doc4.xml · nonDerivative · entry 1

DOERR L JOHN · CIK 0001032455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,294

F1 · kind: On December 15, the Issuer granted an RSU to the Reporting Person as an annual award automatically granted under the Issuer's Outside Director Compensation Policy. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. 100% of the RSUs vest on the first quarterly vesting date following the one-year anniversary of the grant date, subject to the Reporting Person's continued service as of the vesting date.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 23:00 UTC GrantClass A Common Stock 5,294 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-070382 · doc4.xml · nonDerivative · entry 1

Saluja Dipender · CIK 0001834268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,038

F1 · kind: On December 15, the Issuer granted an RSU to the Reporting Person as an annual award automatically granted under the Issuer's Outside Director Compensation Policy. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. 100% of the RSUs vest on the first quarterly vesting date following the one-year anniversary of the grant date, subject to the Reporting Person's continued service as of the vesting date.

Read SEC document
December 15, 2021 Filed Dec 18, 2021 00:00 UTC GrantClass A Common Stock 5,294 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-070427 · doc4.xml · nonDerivative · entry 1

MIRRO JUSTIN E · CIK 0001641982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,294

F1 · kind: On December 15, the Issuer granted an RSU to the Reporting Person as an annual award automatically granted under the Issuer's Outside Director Compensation Policy. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. 100% of the RSUs vest on the first quarterly vesting date following the one-year anniversary of the grant date, subject to the Reporting Person's continued service as of the vesting date.

Read SEC document
December 15, 2021 Filed Dec 18, 2021 00:00 UTC GrantClass A Common Stock 5,294 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-070428 · doc4.xml · nonDerivative · entry 1

Straubel Jeffrey B · CIK 0001494727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,768

F1 · kind: On December 15, the Issuer granted an RSU to the Reporting Person as an annual award automatically granted under the Issuer's Outside Director Compensation Policy. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. 100% of the RSUs vest on the first quarterly vesting date following the one-year anniversary of the grant date, subject to the Reporting Person's continued service as of the vesting date.

Read SEC document
December 15, 2021 Filed Dec 18, 2021 00:00 UTC
Buss Brad WDirector
GrantClass A Common Stock 5,294 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-070426 · doc4.xml · nonDerivative · entry 1

Buss Brad W · CIK 0001336664 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,294

F1 · kind: On December 15, the Issuer granted an RSU to the Reporting Person as an annual award automatically granted under the Issuer's Outside Director Compensation Policy. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. 100% of the RSUs vest on the first quarterly vesting date following the one-year anniversary of the grant date, subject to the Reporting Person's continued service as of the vesting date.

Read SEC document
December 15, 2021 Filed Dec 18, 2021 00:00 UTC GrantClass A Common Stock 5,294 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-070423 · doc4.xml · nonDerivative · entry 1

Leohold Jurgen · CIK 0001834036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,589

F1 · kind: On December 15, the Issuer granted an RSU to the Reporting Person as an annual award automatically granted under the Issuer's Outside Director Compensation Policy. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. 100% of the RSUs vest on the first quarterly vesting date following the one-year anniversary of the grant date, subject to the Reporting Person's continued service as of the vesting date.

Read SEC document
December 14, 2021 Filed Dec 16, 2021 22:00 UTC
MCCARTHY MICHAEL O IIIChief Legal Officer
Exercise / conversionStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $0.64 $0.00
Disclosure

SEC source: 0001209191-21-069989 · doc4.xml · derivative · entry 4

MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370,407

Underlying: Class A Common Stock · 100,000 shares

Expires 2023-09-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 14, 2021 Filed Dec 16, 2021 22:00 UTC
MCCARTHY MICHAEL O IIIChief Legal Officer
SaleClass A Common Stock 158,857 $24.01 $3,813,727.66
Disclosure

SEC source: 0001209191-21-069989 · doc4.xml · nonDerivative · entry 3

MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Chesapeake Trust, dated June 18 2021, Jennifer McCarthy and Owen Desmon McCarthy as Co-Trustees

Disclosed balance after: 0

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.00 to $24.10, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
December 14, 2021 Filed Dec 16, 2021 22:00 UTC
MCCARTHY MICHAEL O IIIChief Legal Officer
SaleClass A Common Stock 100,000 $24.08 $2,408,370.00
Disclosure

SEC source: 0001209191-21-069989 · doc4.xml · nonDerivative · entry 2

MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 422,045

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.00 to $24.48, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · balance_after: Includes 351,903 shares represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
December 14, 2021 Filed Dec 16, 2021 22:00 UTC
MCCARTHY MICHAEL O IIIChief Legal Officer
Exercise / conversionClass A Common Stock 100,000 $0.64 $64,390.00
Disclosure

SEC source: 0001209191-21-069989 · doc4.xml · nonDerivative · entry 1

MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 522,045

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 10, 2021 Filed Dec 14, 2021 00:00 UTC Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $2.38 $0.00
Disclosure

SEC source: 0001209191-21-069324 · doc4.xml · derivative · entry 6

Leohold Jurgen · CIK 0001834036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,175

Underlying: Class A Common · 10,000 shares

Expires 2029-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 20% of the shares subject to the option will vest and become exercisable on December 11, 2020, and the remaining shares will vest monthly thereafter, subject to the Reporting Person's continued service at each vesting date.

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December 10, 2021 Filed Dec 14, 2021 00:00 UTC Exercise / conversionStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $1.33 $0.00
Disclosure

SEC source: 0001209191-21-069324 · doc4.xml · derivative · entry 5

Leohold Jurgen · CIK 0001834036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,175

Underlying: Class A Common · 50,000 shares

Expires 2027-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 20% of the shares subject to the option vested and became exercisable on January 1, 2019, and the remaining shares will vest monthly thereafter, subject to the Reporting Person's continued service at each vesting date.

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December 10, 2021 Filed Dec 14, 2021 00:00 UTC SaleClass A Common Stock 5,951 $24.93 $148,335.82
Disclosure

SEC source: 0001209191-21-069324 · doc4.xml · nonDerivative · entry 4

Leohold Jurgen · CIK 0001834036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,295

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2021.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.69 to $25.31, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

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December 10, 2021 Filed Dec 14, 2021 00:00 UTC SaleClass A Common Stock 54,049 $23.99 $1,296,381.48
Disclosure

SEC source: 0001209191-21-069324 · doc4.xml · nonDerivative · entry 3

Leohold Jurgen · CIK 0001834036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,246

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2021.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.69 to $24.68, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

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December 10, 2021 Filed Dec 14, 2021 00:00 UTC Exercise / conversionClass A Common Stock 10,000 $2.38 $23,770.00
Disclosure

SEC source: 0001209191-21-069324 · doc4.xml · nonDerivative · entry 2

Leohold Jurgen · CIK 0001834036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,295

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 00:00 UTC Exercise / conversionClass A Common Stock 50,000 $1.33 $66,260.00
Disclosure

SEC source: 0001209191-21-069324 · doc4.xml · nonDerivative · entry 1

Leohold Jurgen · CIK 0001834036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,295

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2021 Filed Dec 10, 2021 00:22 UTC
MCCARTHY MICHAEL O IIIChief Legal Officer
Exercise / conversionStock Option (right to buy) · Derivative 51,279 $0.00 Strike: $0.64 $0.00
Disclosure

SEC source: 0001209191-21-068878 · doc4.xml · derivative · entry 14

MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 470,407

Underlying: Class A Common Stock · 51,279 shares

Expires 2023-09-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2021 Filed Dec 10, 2021 00:22 UTC
MCCARTHY MICHAEL O IIIChief Legal Officer
SaleClass A Common Stock 158,857 $25.82 $4,102,180.20
Disclosure

SEC source: 0001209191-21-068878 · doc4.xml · nonDerivative · entry 10

MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Chesapeake Trust, dated June 18 2021, Jennifer McCarthy and Owen Desmon McCarthy as Co-Trustees

Disclosed balance after: 133,436

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.50 to $26.37, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

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December 09, 2021 Filed Dec 10, 2021 00:22 UTC
MCCARTHY MICHAEL O IIIChief Legal Officer
SaleClass A Common Stock 51,279 $26.14 $1,340,566.39
Disclosure

SEC source: 0001209191-21-068878 · doc4.xml · nonDerivative · entry 9

MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 422,045

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.00 to $26.37, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F8 · balance_after: Includes 351,903 shares represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.

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December 09, 2021 Filed Dec 10, 2021 00:22 UTC
MCCARTHY MICHAEL O IIIChief Legal Officer
Exercise / conversionClass A Common Stock 51,279 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-068878 · doc4.xml · nonDerivative · entry 8

MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 473,324

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2021 Filed Dec 14, 2021 00:00 UTC
DOERR L JOHNDirector
OtherClass A Common Stock 54,619 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-069323 · doc4.xml · nonDerivative · entry 2

DOERR L JOHN · CIK 0001032455 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · see footnote

Disclosed balance after: 554,241

F3 · kind: Represents the receipt of shares of Common Stock of the Issuer by virtue of the Associates Distribution

F4 · ownership.nature: Shares are held by Vallejo Ventures Trust for which the Reporting Person and his spouse serve as trustee.

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December 09, 2021 Filed Dec 14, 2021 00:00 UTC
DOERR L JOHNDirector
OtherClass A Common Stock 126,880 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-069323 · doc4.xml · nonDerivative · entry 1

DOERR L JOHN · CIK 0001032455 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · see footnote

Disclosed balance after: 117,800

F1 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by KPCB XIV Associates, LLC (KPCB XIV Associates) without consideration to its members (the "Associates Distribution").

F2 · ownership.nature: The shares are held directly by KPCB XIV Associates. The Reporting Person is a managing member of KPCB XIV Associates and may be deemed to share voting and investment power over the securities held by KPCB XIV Associates. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

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December 09, 2021 Filed Dec 14, 2021 00:00 UTC
Hettrich KevinChief Financial Officer
SaleClass A Common Stock 2,900 $26.20 $75,987.25
Disclosure

SEC source: 0001209191-21-069325 · doc4.xml · nonDerivative · entry 3

Hettrich Kevin · CIK 0001834025 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 591,510

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2021.

F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.03 to $26.32, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F6 · balance_after: Includes 469,206 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.

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December 09, 2021 Filed Dec 14, 2021 00:00 UTC
Hettrich KevinChief Financial Officer
SaleClass A Common Stock 21,063 $25.41 $535,290.87
Disclosure

SEC source: 0001209191-21-069325 · doc4.xml · nonDerivative · entry 2

Hettrich Kevin · CIK 0001834025 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 594,410

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2021.

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.03 to $26.01, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

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December 09, 2021 Filed Dec 14, 2021 00:00 UTC
Hettrich KevinChief Financial Officer
SaleClass A Common Stock 22,322 $24.55 $548,020.73
Disclosure

SEC source: 0001209191-21-069325 · doc4.xml · nonDerivative · entry 1

Hettrich Kevin · CIK 0001834025 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 615,473

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2021.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.03 to $25.02, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 581 shares acquired by the Reporting Person on December 1, 2021 pursuant to the Issuer's Employee Stock Purchase Plan.

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December 08, 2021 Filed Dec 10, 2021 00:22 UTC
MCCARTHY MICHAEL O IIIChief Legal Officer
Exercise / conversionStock Option (right to buy) · Derivative 12,862 $0.00 Strike: $0.64 $0.00
Disclosure

SEC source: 0001209191-21-068878 · doc4.xml · derivative · entry 13

MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 521,686

Underlying: Class A Common Stock · 12,862 shares

Expires 2023-09-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2021 Filed Dec 10, 2021 00:22 UTC
MCCARTHY MICHAEL O IIIChief Legal Officer
Exercise / conversionStock Option (right to buy) · Derivative 17,930 $0.00 Strike: $0.64 $0.00
Disclosure

SEC source: 0001209191-21-068878 · doc4.xml · derivative · entry 12

MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 17,930 shares

Expires 2023-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2021 Filed Dec 10, 2021 00:22 UTC
MCCARTHY MICHAEL O IIIChief Legal Officer
SaleClass A Common Stock 47,320 $26.26 $1,242,476.51
Disclosure

SEC source: 0001209191-21-068878 · doc4.xml · nonDerivative · entry 7

MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Chesapeake Trust, dated June 18 2021, Jennifer McCarthy and Owen Desmon McCarthy as Co-Trustees

Disclosed balance after: 292,293

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.25 to $26.35, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.