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QuantumScape Corp

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4158
SEC CIK
0001811414
Parsed reports
506

Last 12 months

Inside the activity.

0 purchase rows · 57 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 2025010
Dec 202506
Jan 202604
Feb 202605
Mar 202606
Apr 202604
May 202607
Jun 202603
Jul 202603
Aug 202603
Sep 202603
Oct 202603

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 29, 2022 Filed Mar 30, 2022 21:00 UTC
Singh MohitChief Development Officer
Exercise / conversionClass A Common Stock 5,360 $1.33 $7,103.07
Disclosure

SEC source: 0001209191-22-021603 · doc4.xml · nonDerivative · entry 1

Singh Mohit · CIK 0001834019 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 349,615

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 28, 2022 Filed Mar 30, 2022 21:01 UTC Exercise / conversionStock Option (right to buy) · Derivative 20,717 $0.00 Strike: $1.33 $0.00
Disclosure

SEC source: 0001209191-22-021610 · doc4.xml · derivative · entry 3

Leohold Jurgen · CIK 0001834036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,175

Underlying: Class A Common · 20,717 shares

Expires 2027-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 20% of the shares subject to the option vested and became exercisable on January 1, 2019, and the remaining shares will vest monthly thereafter, subject to the Reporting Person's continued service at each vesting date.

Read SEC document
March 28, 2022 Filed Mar 30, 2022 21:01 UTC SaleClass A Common Stock 20,717 $18.02 $373,270.62
Disclosure

SEC source: 0001209191-22-021610 · doc4.xml · nonDerivative · entry 2

Leohold Jurgen · CIK 0001834036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,589

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2021.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.05, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 5,294 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. 100% of the RSUs vest on the first quarterly vesting date following the one-year anniversary of the grant date, subject to the Reporting Person's continued service as of the vesting date.

Read SEC document
March 28, 2022 Filed Mar 30, 2022 21:01 UTC Exercise / conversionClass A Common Stock 20,717 $1.33 $27,454.17
Disclosure

SEC source: 0001209191-22-021610 · doc4.xml · nonDerivative · entry 1

Leohold Jurgen · CIK 0001834036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,306

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 23, 2022 Filed Mar 25, 2022 21:00 UTC Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $2.38 $0.00
Disclosure

SEC source: 0001209191-22-021124 · doc4.xml · derivative · entry 5

Leohold Jurgen · CIK 0001834036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,175

Underlying: Class A Common · 10,000 shares

Expires 2029-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 20% of the shares subject to the option will vest and become exercisable on December 11, 2020, and the remaining shares will vest monthly thereafter, subject to the Reporting Person's continued service at each vesting date.

Read SEC document
March 23, 2022 Filed Mar 25, 2022 21:00 UTC Exercise / conversionStock Option (right to buy) · Derivative 4,283 $0.00 Strike: $1.33 $0.00
Disclosure

SEC source: 0001209191-22-021124 · doc4.xml · derivative · entry 4

Leohold Jurgen · CIK 0001834036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,892

Underlying: Class A Common · 4,283 shares

Expires 2027-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 20% of the shares subject to the option vested and became exercisable on January 1, 2019, and the remaining shares will vest monthly thereafter, subject to the Reporting Person's continued service at each vesting date.

Read SEC document
March 23, 2022 Filed Mar 25, 2022 21:00 UTC SaleClass A Common Stock 14,283 $18.00 $257,122.57
Disclosure

SEC source: 0001209191-22-021124 · doc4.xml · nonDerivative · entry 3

Leohold Jurgen · CIK 0001834036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,589

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2021.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.015, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 5,294 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. 100% of the RSUs vest on the first quarterly vesting date following the one-year anniversary of the grant date, subject to the Reporting Person's continued service as of the vesting date.

Read SEC document
March 23, 2022 Filed Mar 25, 2022 21:00 UTC Exercise / conversionClass A Common Stock 10,000 $2.38 $23,770.00
Disclosure

SEC source: 0001209191-22-021124 · doc4.xml · nonDerivative · entry 2

Leohold Jurgen · CIK 0001834036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,872

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 23, 2022 Filed Mar 25, 2022 21:00 UTC Exercise / conversionClass A Common Stock 4,283 $1.33 $5,675.83
Disclosure

SEC source: 0001209191-22-021124 · doc4.xml · nonDerivative · entry 1

Leohold Jurgen · CIK 0001834036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,872

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 21, 2022 Filed Mar 23, 2022 21:00 UTC
Prinz FritzDirector
SaleClass A Common Stock 31,120 $16.84 $524,029.68
Disclosure

SEC source: 0001209191-22-020795 · doc4.xml · nonDerivative · entry 3

Prinz Fritz · CIK 0001834027 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Benedikt Prinz 2019 Trust dated June 17, 2019

Disclosed balance after: 125,520

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2021.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.45 to $17.23, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
March 21, 2022 Filed Mar 23, 2022 21:00 UTC
Prinz FritzDirector
SaleClass A Common Stock 31,120 $16.84 $524,032.79
Disclosure

SEC source: 0001209191-22-020795 · doc4.xml · nonDerivative · entry 2

Prinz Fritz · CIK 0001834027 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Marie Helene Prinz 2019 Trust dated June 17, 2019

Disclosed balance after: 125,520

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2021.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.45 to $17.23, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
March 21, 2022 Filed Mar 23, 2022 21:00 UTC
Prinz FritzDirector
SaleClass A Common Stock 93,960 $16.84 $1,582,201.84
Disclosure

SEC source: 0001209191-22-020795 · doc4.xml · nonDerivative · entry 1

Prinz Fritz · CIK 0001834027 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Friedrich Prinz and Gertrud Prinz, Trustees of the Prinz Family Trust dated September 17, 2018

Disclosed balance after: 426,560

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2021.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.45 to $17.23, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
March 14, 2022 Filed Mar 17, 2022 00:44 UTC
Singh MohitChief Development Officer
Exercise / conversionStock Option (right to buy) · Derivative 5,360 $0.00 Strike: $1.33 $0.00
Disclosure

SEC source: 0001209191-22-019362 · doc4.xml · derivative · entry 3

Singh Mohit · CIK 0001834019 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,319,140

Underlying: Class A Common Stock · 5,360 shares

Expires 2027-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2022 Filed Mar 17, 2022 00:44 UTC
Singh MohitChief Development Officer
SaleClass A Common Stock 5,360 $14.52 $77,819.70
Disclosure

SEC source: 0001209191-22-019362 · doc4.xml · nonDerivative · entry 2

Singh Mohit · CIK 0001834019 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344,255

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in December 2021.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.50 to $14.59, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 324,925 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
March 14, 2022 Filed Mar 17, 2022 00:44 UTC
Singh MohitChief Development Officer
Exercise / conversionClass A Common Stock 5,360 $1.33 $7,103.07
Disclosure

SEC source: 0001209191-22-019362 · doc4.xml · nonDerivative · entry 1

Singh Mohit · CIK 0001834019 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 349,615

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2022 Filed Mar 11, 2022 22:00 UTC
Hettrich KevinChief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 1,386 $0.00 Strike: $1.31 $0.00
Disclosure

SEC source: 0001209191-22-018190 · doc4.xml · derivative · entry 5

Hettrich Kevin · CIK 0001834025 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,919

Underlying: Class A Common Stock · 1,386 shares

Expires 2026-05-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2022 Filed Mar 11, 2022 22:00 UTC
Hettrich KevinChief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 7,243 $0.00 Strike: $1.31 $0.00
Disclosure

SEC source: 0001209191-22-018190 · doc4.xml · derivative · entry 4

Hettrich Kevin · CIK 0001834025 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 7,243 shares

Expires 2026-05-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2022 Filed Mar 11, 2022 22:00 UTC
Hettrich KevinChief Financial Officer
SaleClass A Common Stock 46,285 $15.81 $731,710.31
Disclosure

SEC source: 0001209191-22-018190 · doc4.xml · nonDerivative · entry 3

Hettrich Kevin · CIK 0001834025 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 542,074

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2021.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.185 to $16.155, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 541,493 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
March 09, 2022 Filed Mar 11, 2022 22:00 UTC
Hettrich KevinChief Financial Officer
Exercise / conversionClass A Common Stock 1,386 $1.31 $1,819.54
Disclosure

SEC source: 0001209191-22-018190 · doc4.xml · nonDerivative · entry 2

Hettrich Kevin · CIK 0001834025 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 588,359

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2022 Filed Mar 11, 2022 22:00 UTC
Hettrich KevinChief Financial Officer
Exercise / conversionClass A Common Stock 7,243 $1.31 $9,508.61
Disclosure

SEC source: 0001209191-22-018190 · doc4.xml · nonDerivative · entry 1

Hettrich Kevin · CIK 0001834025 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 586,973

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 23:00 UTC
MCCARTHY MICHAEL O IIIChief Legal Officer
GrantClass A Common Stock 139,318 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016799 · doc4.xml · nonDerivative · entry 1

MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 542,743

F1 · kind: The Issuer granted RSUs to the Reporting Person as an annual refresh grant. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.

F2 · balance_after: Includes 440,949 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 23:00 UTC
Holme TimothyChief Technology Officer
GrantClass A Common Stock 123,839 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016800 · doc4.xml · nonDerivative · entry 1

Holme Timothy · CIK 0001834249 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,460

F1 · kind: The Issuer granted RSUs to the Reporting Person as an annual refresh grant. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.

F2 · balance_after: Includes 324,925 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 23:00 UTC
Mikolajczak CelinaChief Manufacturing Officer
GrantClass A Common Stock 123,839 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016797 · doc4.xml · nonDerivative · entry 1

Mikolajczak Celina · CIK 0001857353 · Chief Manufacturing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,009

F1 · kind: The Issuer granted RSUs to the Reporting Person as an annual refresh grant. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.

F2 · balance_after: Includes 271,009 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 23:00 UTC
Hettrich KevinChief Financial Officer
GrantClass A Common Stock 139,318 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016798 · doc4.xml · nonDerivative · entry 1

Hettrich Kevin · CIK 0001834025 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 579,730

F1 · kind: The Issuer granted RSUs to the Reporting Person as an annual refresh grant. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.

F2 · balance_after: Includes 541,493 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 23:00 UTC
Singh MohitChief Development Officer
GrantClass A Common Stock 123,839 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016796 · doc4.xml · nonDerivative · entry 1

Singh Mohit · CIK 0001834019 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344,255

F1 · kind: The Issuer granted RSUs to the Reporting Person as an annual refresh grant. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.

F2 · balance_after: Includes 324,925 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 23:00 UTC
Singh MohitChief Development Officer
Exercise / conversionStock Option (right to buy) · Derivative 5,360 $0.00 Strike: $1.33 $0.00
Disclosure

SEC source: 0001209191-22-014253 · doc4.xml · derivative · entry 3

Singh Mohit · CIK 0001834019 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,324,500

Underlying: Class A Common Stock · 5,360 shares

Expires 2027-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 23:00 UTC
Singh MohitChief Development Officer
SaleClass A Common Stock 5,360 $15.30 $81,982.81
Disclosure

SEC source: 0001209191-22-014253 · doc4.xml · nonDerivative · entry 2

Singh Mohit · CIK 0001834019 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,416

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in December 2021.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.17 to $15.31, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 201,086 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 23:00 UTC
Singh MohitChief Development Officer
Exercise / conversionClass A Common Stock 5,360 $1.33 $7,103.07
Disclosure

SEC source: 0001209191-22-014253 · doc4.xml · nonDerivative · entry 1

Singh Mohit · CIK 0001834019 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,776

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2022 Filed Feb 26, 2022 00:00 UTC
Holme TimothyChief Technology Officer
Exercise / conversionStock Option (right to buy) · Derivative 150,512 $0.00 Strike: $0.64 $0.00
Disclosure

SEC source: 0001209191-22-013345 · doc4.xml · derivative · entry 5

Holme Timothy · CIK 0001834249 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,292

Underlying: Class B Common Stock · 150,512 shares

Expires 2023-04-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2022 Filed Feb 26, 2022 00:00 UTC
Holme TimothyChief Technology Officer
SaleClass A Common Stock 288,519 $14.37 $4,145,758.36
Disclosure

SEC source: 0001209191-22-013345 · doc4.xml · nonDerivative · entry 2

Holme Timothy · CIK 0001834249 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By: The Holme-Dang Living Trust dated 12/13/2015, Jessica Dang and Timothy Holme as trustees

Disclosed balance after: 11,481

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in September 2021.

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.01 to $15.00, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
February 23, 2022 Filed Feb 26, 2022 00:00 UTC
Holme TimothyChief Technology Officer
Exercise / conversionClass A Common Stock 150,512 $0.64 $96,914.68
Disclosure

SEC source: 0001209191-22-013345 · doc4.xml · nonDerivative · entry 1

Holme Timothy · CIK 0001834249 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By: The Holme-Dang Living Trust dated 12/13/2015, Jessica Dang and Timothy Holme as trustees

Disclosed balance after: 300,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The shares were initially acquired as Class B Common Stock via an option exercise, and then automatically converted on a one-to-one basis to Class A Common Stock in connection with the sale of the shares.

F2 · balance_after: Immediately upon the exercise of the option grant, the shares were registered in the name of the Reporting Person's family trust; therefore, the shares are indirectly owned.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 22:00 UTC ConversionClass B Common Stock · Derivative 182,700 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-012738 · doc4.xml · derivative · entry 2

Straubel Jeffrey B · CIK 0001494727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 182,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date.

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February 22, 2022 Filed Feb 24, 2022 22:00 UTC ConversionClass A Common Stock 182,700 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-012738 · doc4.xml · nonDerivative · entry 1

Straubel Jeffrey B · CIK 0001494727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407,468

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes previously reported Restricted Stock Units ("RSU"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer.

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February 22, 2022 Filed Feb 24, 2022 22:00 UTC
Singh MohitChief Development Officer
Exercise / conversionStock Option (right to buy) · Derivative 5,360 $0.00 Strike: $1.33 $0.00
Disclosure

SEC source: 0001209191-22-012737 · doc4.xml · derivative · entry 3

Singh Mohit · CIK 0001834019 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,329,860

Underlying: Class A Common Stock · 5,360 shares

Expires 2027-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 22, 2022 Filed Feb 24, 2022 22:00 UTC
Singh MohitChief Development Officer
SaleClass A Common Stock 5,360 $15.32 $82,106.09
Disclosure

SEC source: 0001209191-22-012737 · doc4.xml · nonDerivative · entry 2

Singh Mohit · CIK 0001834019 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,599

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in December 2021.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.26 to $15.43, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 234,599 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.

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February 22, 2022 Filed Feb 24, 2022 22:00 UTC
Singh MohitChief Development Officer
Exercise / conversionClass A Common Stock 5,360 $1.33 $7,103.07
Disclosure

SEC source: 0001209191-22-012737 · doc4.xml · nonDerivative · entry 1

Singh Mohit · CIK 0001834019 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,959

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 17, 2022 Filed Feb 22, 2022 22:03 UTC
Mikolajczak CelinaChief Manufacturing Officer
GrantClass A Common Stock 61,919 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-011764 · doc4.xml · nonDerivative · entry 1

Mikolajczak Celina · CIK 0001857353 · Chief Manufacturing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,170

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. Twenty-five percent (25%) of the RSUs will vest on February 15, 2023, and six and one-quarter percent (6.25%) will vest quarterly thereafter, subject to the Reporting Person's continued service as of each vesting date.

F2 · balance_after: Includes previously reported RSUs. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest over time, subject to the Reporting Person's continued service as of each vesting date.

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February 16, 2022 Filed Feb 18, 2022 21:36 UTC
MCCARTHY MICHAEL O IIIChief Legal Officer
Tax withholdingClass A Common Stock 18,620 $17.04 $317,197.29
Disclosure

SEC source: 0001209191-22-011312 · doc4.xml · nonDerivative · entry 1

MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 403,425

F1 · shares: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.78 to $17.27, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 301,631 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.

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February 16, 2022 Filed Feb 18, 2022 21:39 UTC
Holme TimothyChief Technology Officer
Tax withholdingClass A Common Stock 13,058 $17.04 $222,446.95
Disclosure

SEC source: 0001209191-22-011323 · doc4.xml · nonDerivative · entry 1

Holme Timothy · CIK 0001834249 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,621

F1 · shares: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.78 to $17.27, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 201,086 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.

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February 16, 2022 Filed Feb 18, 2022 22:01 UTC
Singh MohitChief Development Officer
Tax withholdingClass A Common Stock 14,183 $17.04 $241,611.66
Disclosure

SEC source: 0001209191-22-011358 · doc4.xml · nonDerivative · entry 1

Singh Mohit · CIK 0001834019 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,416

F1 · shares: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.78 to $17.27, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 201,086 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.

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February 16, 2022 Filed Feb 18, 2022 22:02 UTC
Singh JagdeepDirector · Chief Executive Officer · 10% owner · Chairman
Tax withholdingClass A Common Stock 127,281 $17.04 $2,168,270.02
Disclosure

SEC source: 0001209191-22-011363 · doc4.xml · nonDerivative · entry 1

Singh Jagdeep · CIK 0001398826 · Director · Chief Executive Officer · 10% owner · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,221,119

F1 · shares: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.78 to $17.27, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 2,513,590 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.

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February 16, 2022 Filed Feb 18, 2022 21:40 UTC
Hettrich KevinChief Financial Officer
Tax withholdingClass A Common Stock 29,375 $17.04 $500,411.94
Disclosure

SEC source: 0001209191-22-011325 · doc4.xml · nonDerivative · entry 1

Hettrich Kevin · CIK 0001834025 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,412

F1 · shares: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.78 to $17.27, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 402,175 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.

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February 09, 2022 Filed Feb 11, 2022 17:09 UTC GrantClass A Common Stock 7,765 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-008743 · doc4.xml · nonDerivative · entry 2

Huppertz Susan · CIK 0001909268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,402

F2 · kind: On February 9, 2022, the Issuer granted RSUs to the Reporting Person as a pro-rated annual award automatically granted under the Issuer's Outside Director Compensation Policy. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. 100% of the RSUs shall vest on February 15, 2023, subject to the Reporting Person's continued service as the vesting date.

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February 09, 2022 Filed Feb 11, 2022 17:09 UTC GrantClass A Common Stock 18,637 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-008743 · doc4.xml · nonDerivative · entry 1

Huppertz Susan · CIK 0001909268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,637

F1 · kind: On February 9, 2022 the Issuer granted RSUs to the Reporting Person as an initial award automatically granted under the Issuer's Outside Director Compensation Policy. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest quarterly over three years, subject to the Reporting Person's continued service as each vesting date.

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February 03, 2022 Filed Feb 7, 2022 23:00 UTC
Hettrich KevinChief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 17,132 $0.00 Strike: $1.31 $0.00
Disclosure

SEC source: 0001209191-22-007565 · doc4.xml · derivative · entry 4

Hettrich Kevin · CIK 0001834025 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,243

Underlying: Class A Common Stock · 17,132 shares

Expires 2026-05-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2022 Filed Feb 7, 2022 23:00 UTC
Hettrich KevinChief Financial Officer
SaleClass A Common Stock 300 $16.91 $5,073.00
Disclosure

SEC source: 0001209191-22-007565 · doc4.xml · nonDerivative · entry 3

Hettrich Kevin · CIK 0001834025 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 469,787

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2021.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.89 to $16.92, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · balance_after: Includes 469,206 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.

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February 03, 2022 Filed Feb 7, 2022 23:00 UTC
Hettrich KevinChief Financial Officer
SaleClass A Common Stock 45,985 $16.28 $748,815.14
Disclosure

SEC source: 0001209191-22-007565 · doc4.xml · nonDerivative · entry 2

Hettrich Kevin · CIK 0001834025 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 470,087

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2021.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.875 to $16.86, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

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February 03, 2022 Filed Feb 7, 2022 23:00 UTC
Hettrich KevinChief Financial Officer
Exercise / conversionClass A Common Stock 17,132 $1.31 $22,490.89
Disclosure

SEC source: 0001209191-22-007565 · doc4.xml · nonDerivative · entry 1

Hettrich Kevin · CIK 0001834025 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 516,072

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 23:00 UTC
Prinz FritzDirector
SaleClass A Common Stock 14,964 $17.35 $259,688.25
Disclosure

SEC source: 0001209191-22-006918 · doc4.xml · nonDerivative · entry 6

Prinz Fritz · CIK 0001834027 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Benedikt Prinz 2019 Trust dated June 17, 2019

Disclosed balance after: 156,640

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2021.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.21 to $17.605, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

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February 01, 2022 Filed Feb 3, 2022 23:00 UTC
Prinz FritzDirector
SaleClass A Common Stock 16,156 $16.72 $270,191.33
Disclosure

SEC source: 0001209191-22-006918 · doc4.xml · nonDerivative · entry 5

Prinz Fritz · CIK 0001834027 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Benedikt Prinz 2019 Trust dated June 17, 2019

Disclosed balance after: 171,604

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2021.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.21 to $17.205 inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.