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Nasdaq · USD

QS

QuantumScape Corp

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4158
SEC CIK
0001811414
Parsed reports
506

Last 12 months

Inside the activity.

0 purchase rows · 57 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025010
Dec 202506
Jan 202604
Feb 202605
Mar 202606
Apr 202604
May 202607
Jun 202603
Jul 202603
Aug 202603
Sep 202603
Oct 202603

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 01, 2022 Filed Jun 3, 2022 10:00 UTC
Hettrich KevinChief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 14,591 $0.00 Strike: $1.31 $0.00
Disclosure

SEC source: 0001209191-22-033758 · doc4.xml · derivative · entry 4

Hettrich Kevin · CIK 0001834025 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,758

Underlying: Class A Common Stock · 14,591 shares

Expires 2026-05-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 10:00 UTC
Hettrich KevinChief Financial Officer
SaleClass A Common Stock 5,293 $12.84 $67,944.12
Disclosure

SEC source: 0001209191-22-033758 · doc4.xml · nonDerivative · entry 3

Hettrich Kevin · CIK 0001834025 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 475,958

F2 · kind: The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting person in September 2021.

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.76 to $12.97, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F5 · balance_after: Includes 474,462 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 10:00 UTC
Hettrich KevinChief Financial Officer
SaleClass A Common Stock 40,992 $12.17 $498,966.92
Disclosure

SEC source: 0001209191-22-033758 · doc4.xml · nonDerivative · entry 2

Hettrich Kevin · CIK 0001834025 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 481,251

F2 · kind: The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting person in September 2021.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.76 to $12.75, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 10:00 UTC
Hettrich KevinChief Financial Officer
Exercise / conversionClass A Common Stock 14,591 $1.31 $19,155.06
Disclosure

SEC source: 0001209191-22-033758 · doc4.xml · nonDerivative · entry 1

Hettrich Kevin · CIK 0001834025 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 522,243

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 915 shares acquired under the Issuer's Employee Stock Purchase Plan on June 1, 2022.

Read SEC document
May 25, 2022 Filed May 27, 2022 23:00 UTC
Prinz FritzDirector
SaleClass A Common Stock 31,120 $11.04 $343,515.01
Disclosure

SEC source: 0001209191-22-032720 · doc4.xml · nonDerivative · entry 3

Prinz Fritz · CIK 0001834027 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Benedikt Prinz 2019 Trust dated June 17, 2019

Disclosed balance after: 63,280

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2021.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.60 to $11.285, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
May 25, 2022 Filed May 27, 2022 23:00 UTC
Prinz FritzDirector
SaleClass A Common Stock 31,120 $11.04 $343,515.01
Disclosure

SEC source: 0001209191-22-032720 · doc4.xml · nonDerivative · entry 2

Prinz Fritz · CIK 0001834027 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Marie Helene Prinz 2019 Trust dated June 17, 2019

Disclosed balance after: 63,280

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2021.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.60 to $11.285, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
May 25, 2022 Filed May 27, 2022 23:00 UTC
Prinz FritzDirector
SaleClass A Common Stock 93,360 $11.04 $1,030,545.02
Disclosure

SEC source: 0001209191-22-032720 · doc4.xml · nonDerivative · entry 1

Prinz Fritz · CIK 0001834027 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Friedrich Prinz and Gertrud Prinz, Trustees of the Prinz Family Trust dated September 17, 2018

Disclosed balance after: 239,840

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2021.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.60 to $11.285, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
May 20, 2022 Filed May 24, 2022 21:00 UTC
Holme TimothyChief Technology Officer
Exercise / conversionStock Option (right to buy) · Derivative 21,860 $0.00 Strike: $1.05 $0.00
Disclosure

SEC source: 0001209191-22-031644 · doc4.xml · derivative · entry 11

Holme Timothy · CIK 0001834249 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,096

Underlying: Class A Common Stock · 21,860 shares

Expires 2025-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2022 Filed May 24, 2022 21:00 UTC
Holme TimothyChief Technology Officer
Exercise / conversionStock Option (right to buy) · Derivative 94,848 $0.00 Strike: $1.05 $0.00
Disclosure

SEC source: 0001209191-22-031644 · doc4.xml · derivative · entry 10

Holme Timothy · CIK 0001834249 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,956

Underlying: Class A Common Stock · 94,848 shares

Expires 2025-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2022 Filed May 24, 2022 21:00 UTC
Holme TimothyChief Technology Officer
Exercise / conversionStock Option (right to buy) · Derivative 178,525 $0.00 Strike: $0.64 $0.00
Disclosure

SEC source: 0001209191-22-031644 · doc4.xml · derivative · entry 9

Holme Timothy · CIK 0001834249 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 178,525 shares

Expires 2023-04-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2022 Filed May 24, 2022 21:00 UTC
Holme TimothyChief Technology Officer
Exercise / conversionStock Option (right to buy) · Derivative 4,767 $0.00 Strike: $0.64 $0.00
Disclosure

SEC source: 0001209191-22-031644 · doc4.xml · derivative · entry 8

Holme Timothy · CIK 0001834249 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,525

Underlying: Class B Common Stock · 4,767 shares

Expires 2023-04-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2022 Filed May 24, 2022 21:00 UTC
Holme TimothyChief Technology Officer
SaleClass A Common Stock 1,675 $12.51 $20,958.27
Disclosure

SEC source: 0001209191-22-031644 · doc4.xml · nonDerivative · entry 6

Holme Timothy · CIK 0001834249 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By: The Holme-Dang Living Trust dated 12/13/2015, Jessica Dang and Timothy Holme as trustees

Disclosed balance after: 0

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in September 2021.

F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.47 to $12.56, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
May 20, 2022 Filed May 24, 2022 21:00 UTC
Holme TimothyChief Technology Officer
SaleClass A Common Stock 298,325 $11.93 $3,558,181.94
Disclosure

SEC source: 0001209191-22-031644 · doc4.xml · nonDerivative · entry 5

Holme Timothy · CIK 0001834249 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By: The Holme-Dang Living Trust dated 12/13/2015, Jessica Dang and Timothy Holme as trustees

Disclosed balance after: 1,675

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in September 2021.

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.47 to $12.45, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
May 20, 2022 Filed May 24, 2022 21:00 UTC
Holme TimothyChief Technology Officer
Exercise / conversionClass A Common Stock 21,860 $1.05 $23,044.81
Disclosure

SEC source: 0001209191-22-031644 · doc4.xml · nonDerivative · entry 4

Holme Timothy · CIK 0001834249 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By: The Holme-Dang Living Trust dated 12/13/2015, Jessica Dang and Timothy Holme as trustees

Disclosed balance after: 300,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: Immediately upon the exercise of the option grant, the shares were registered in the name of the Reporting Person's family trust; therefore, the shares are indirectly owned.

Read SEC document
May 20, 2022 Filed May 24, 2022 21:00 UTC
Holme TimothyChief Technology Officer
Exercise / conversionClass A Common Stock 94,848 $1.05 $99,988.76
Disclosure

SEC source: 0001209191-22-031644 · doc4.xml · nonDerivative · entry 3

Holme Timothy · CIK 0001834249 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By: The Holme-Dang Living Trust dated 12/13/2015, Jessica Dang and Timothy Holme as trustees

Disclosed balance after: 278,140

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: Immediately upon the exercise of the option grant, the shares were registered in the name of the Reporting Person's family trust; therefore, the shares are indirectly owned.

Read SEC document
May 20, 2022 Filed May 24, 2022 21:00 UTC
Holme TimothyChief Technology Officer
Exercise / conversionClass A Common Stock 178,525 $0.64 $114,952.25
Disclosure

SEC source: 0001209191-22-031644 · doc4.xml · nonDerivative · entry 2

Holme Timothy · CIK 0001834249 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By: The Holme-Dang Living Trust dated 12/13/2015, Jessica Dang and Timothy Holme as trustees

Disclosed balance after: 183,292

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The shares were initially acquired as Class B Common Stock via an option exercise, and then automatically converted on a one-to-one basis to Class A Common Stock in connection with the sale of the shares.

F2 · balance_after: Immediately upon the exercise of the option grant, the shares were registered in the name of the Reporting Person's family trust; therefore, the shares are indirectly owned.

Read SEC document
May 20, 2022 Filed May 24, 2022 21:00 UTC
Holme TimothyChief Technology Officer
Exercise / conversionClass A Common Stock 4,767 $0.64 $3,069.47
Disclosure

SEC source: 0001209191-22-031644 · doc4.xml · nonDerivative · entry 1

Holme Timothy · CIK 0001834249 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By: The Holme-Dang Living Trust dated 12/13/2015, Jessica Dang and Timothy Holme as trustees

Disclosed balance after: 4,767

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The shares were initially acquired as Class B Common Stock via an option exercise, and then automatically converted on a one-to-one basis to Class A Common Stock in connection with the sale of the shares.

F2 · balance_after: Immediately upon the exercise of the option grant, the shares were registered in the name of the Reporting Person's family trust; therefore, the shares are indirectly owned.

Read SEC document
May 18, 2022 Filed May 19, 2022 21:01 UTC
MCCARTHY MICHAEL O IIIChief Legal Officer
SaleClass A Common Stock 20,000 $11.94 $238,792.00
Disclosure

SEC source: 0001209191-22-030592 · doc4.xml · nonDerivative · entry 2

MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 496,925

F3 · kind: The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in December 2021.

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.84 to $12.11, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F5 · balance_after: Includes 390,677 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
May 17, 2022 Filed May 19, 2022 21:01 UTC
MCCARTHY MICHAEL O IIIChief Legal Officer
Tax withholdingClass A Common Stock 25,818 $11.84 $305,581.85
Disclosure

SEC source: 0001209191-22-030592 · doc4.xml · nonDerivative · entry 1

MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 516,925

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.48 to $12.12, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
May 17, 2022 Filed May 19, 2022 21:01 UTC
Holme TimothyChief Technology Officer
Tax withholdingClass A Common Stock 17,668 $11.84 $209,118.45
Disclosure

SEC source: 0001209191-22-030587 · doc4.xml · nonDerivative · entry 1

Holme Timothy · CIK 0001834249 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356,792

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.48 to $12.12, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 291,412 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
May 17, 2022 Filed May 19, 2022 21:01 UTC
Singh MohitChief Development Officer
Tax withholdingClass A Common Stock 18,762 $11.84 $222,067.03
Disclosure

SEC source: 0001209191-22-030591 · doc4.xml · nonDerivative · entry 1

Singh Mohit · CIK 0001834019 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,493

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.48 to $12.12, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 291,412 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
May 17, 2022 Filed May 19, 2022 21:01 UTC
Hettrich KevinChief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 46,285 $0.00 Strike: $1.31 $0.00
Disclosure

SEC source: 0001209191-22-030588 · doc4.xml · derivative · entry 4

Hettrich Kevin · CIK 0001834025 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,349

Underlying: Class A Common Stock · 46,285 shares

Expires 2026-05-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2022 Filed May 19, 2022 21:01 UTC
Hettrich KevinChief Financial Officer
Tax withholdingClass A Common Stock 35,337 $11.84 $418,248.73
Disclosure

SEC source: 0001209191-22-030588 · doc4.xml · nonDerivative · entry 3

Hettrich Kevin · CIK 0001834025 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 506,737

F3 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.48 to $12.12, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F5 · balance_after: Includes 474,462 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
May 17, 2022 Filed May 19, 2022 21:01 UTC
Hettrich KevinChief Financial Officer
SaleClass A Common Stock 46,285 $11.81 $546,542.54
Disclosure

SEC source: 0001209191-22-030588 · doc4.xml · nonDerivative · entry 2

Hettrich Kevin · CIK 0001834025 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 542,074

F1 · kind: The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting person in September 2021.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.47 to $12.18, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
May 17, 2022 Filed May 19, 2022 21:01 UTC
Hettrich KevinChief Financial Officer
Exercise / conversionClass A Common Stock 46,285 $1.31 $60,762.95
Disclosure

SEC source: 0001209191-22-030588 · doc4.xml · nonDerivative · entry 1

Hettrich Kevin · CIK 0001834025 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 588,359

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2022 Filed May 19, 2022 21:01 UTC
Singh JagdeepDirector · Chief Executive Officer · 10% owner · Chairman
Tax withholdingClass A Common Stock 132,507 $11.84 $1,568,352.85
Disclosure

SEC source: 0001209191-22-030579 · doc4.xml · nonDerivative · entry 1

Singh Jagdeep · CIK 0001398826 · Director · Chief Executive Officer · 10% owner · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,088,612

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.48 to $12.12, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 2,262,231 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
May 16, 2022 Filed May 18, 2022 21:03 UTC SaleClass A Common Stock 100 $12.42 $1,242.00
Disclosure

SEC source: 0001209191-22-030107 · doc4.xml · nonDerivative · entry 2

Straubel Jeffrey B · CIK 0001494727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,531

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in March 2022.

F3 · balance_after: Includes 5,294 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. 100% of the RSUs vest on the first quarterly vesting date following the one-year anniversary of the grant date, subject to the Reporting Person's continued service as of the vesting date.

Read SEC document
May 16, 2022 Filed May 18, 2022 21:03 UTC SaleClass A Common Stock 30,837 $11.86 $365,662.06
Disclosure

SEC source: 0001209191-22-030107 · doc4.xml · nonDerivative · entry 1

Straubel Jeffrey B · CIK 0001494727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,631

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in March 2022.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.38 to $12.37, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
May 16, 2022 Filed May 19, 2022 21:01 UTC Amendment SaleClass A Common Stock 30,837 $11.86 $365,662.06
Disclosure

SEC source: 0001209191-22-030586 · doc4a.xml · nonDerivative · entry 1

Straubel Jeffrey B · CIK 0001494727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,631

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in March 2022.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.38 to $12.37, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · acquired: On May 18, 2022 the Reporting Person filed a Form 4 that incorrectly listed shares as an acquisition rather than a disposition. This Amendment corrects that inaccurate code listing.

F4 · balance_after: Includes 5,294 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. 100% of the RSUs vest on the first quarterly vesting date following the one-year anniversary of the grant date, subject to the Reporting Person's continued service as of the vesting date.

Read SEC document
May 13, 2022 Filed May 17, 2022 20:50 UTC
MCCARTHY MICHAEL O IIIChief Legal Officer
Exercise / conversionStock Option (right to buy) · Derivative 27,871 $0.00 Strike: $1.05 $0.00
Disclosure

SEC source: 0001209191-22-029719 · doc4.xml · derivative · entry 3

MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,933

Underlying: Class A Common Stock · 27,871 shares

Expires 2025-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 13, 2022 Filed May 17, 2022 20:50 UTC
MCCARTHY MICHAEL O IIIChief Legal Officer
SaleClass A Common Stock 27,871 $12.51 $348,540.79
Disclosure

SEC source: 0001209191-22-029719 · doc4.xml · nonDerivative · entry 2

MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 542,743

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in December 2021.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.50 to $12.525, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 440,949 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.

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May 13, 2022 Filed May 17, 2022 20:50 UTC
MCCARTHY MICHAEL O IIIChief Legal Officer
Exercise / conversionClass A Common Stock 27,871 $1.05 $29,381.61
Disclosure

SEC source: 0001209191-22-029719 · doc4.xml · nonDerivative · entry 1

MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 570,614

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2022 Filed May 4, 2022 00:00 UTC
Singh MohitChief Development Officer
Exercise / conversionStock Option (right to buy) · Derivative 5,360 $0.00 Strike: $1.33 $0.00
Disclosure

SEC source: 0001209191-22-026921 · doc4.xml · derivative · entry 3

Singh Mohit · CIK 0001834019 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,297,700

Underlying: Class A Common Stock · 5,360 shares

Expires 2027-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2022 Filed May 4, 2022 00:00 UTC
Singh MohitChief Development Officer
SaleClass A Common Stock 5,360 $14.77 $79,160.23
Disclosure

SEC source: 0001209191-22-026921 · doc4.xml · nonDerivative · entry 2

Singh Mohit · CIK 0001834019 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344,255

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in December 2021.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.75 to $14.79, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 324,925 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.

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May 02, 2022 Filed May 4, 2022 00:00 UTC
Singh MohitChief Development Officer
Exercise / conversionClass A Common Stock 5,360 $1.33 $7,103.07
Disclosure

SEC source: 0001209191-22-026921 · doc4.xml · nonDerivative · entry 1

Singh Mohit · CIK 0001834019 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 349,615

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 12, 2022 Filed Apr 13, 2022 22:28 UTC
Singh MohitChief Development Officer
Exercise / conversionStock Option (right to buy) · Derivative 5,360 $0.00 Strike: $1.33 $0.00
Disclosure

SEC source: 0001209191-22-024341 · doc4.xml · derivative · entry 3

Singh Mohit · CIK 0001834019 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,303,060

Underlying: Class A Common Stock · 5,360 shares

Expires 2027-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 12, 2022 Filed Apr 13, 2022 22:28 UTC
Singh MohitChief Development Officer
SaleClass A Common Stock 5,360 $18.13 $97,195.02
Disclosure

SEC source: 0001209191-22-024341 · doc4.xml · nonDerivative · entry 2

Singh Mohit · CIK 0001834019 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344,255

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in December 2021.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.05 to $18.225, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 324,925 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
April 12, 2022 Filed Apr 13, 2022 22:28 UTC
Singh MohitChief Development Officer
Exercise / conversionClass A Common Stock 5,360 $1.33 $7,103.07
Disclosure

SEC source: 0001209191-22-024341 · doc4.xml · nonDerivative · entry 1

Singh Mohit · CIK 0001834019 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 349,615

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 08, 2022 Filed Apr 12, 2022 21:00 UTC
Prinz FritzDirector
SaleClass A Common Stock 31,120 $18.24 $567,638.14
Disclosure

SEC source: 0001209191-22-024170 · doc4.xml · nonDerivative · entry 3

Prinz Fritz · CIK 0001834027 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Benedikt Prinz 2019 Trust dated June 17, 2019

Disclosed balance after: 94,400

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2021.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.87 to $18.61, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

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April 08, 2022 Filed Apr 12, 2022 21:00 UTC
Prinz FritzDirector
SaleClass A Common Stock 31,120 $18.24 $567,638.14
Disclosure

SEC source: 0001209191-22-024170 · doc4.xml · nonDerivative · entry 2

Prinz Fritz · CIK 0001834027 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Marie Helene Prinz 2019 Trust dated June 17, 2019

Disclosed balance after: 94,400

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2021.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.87 to $18.61, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

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April 08, 2022 Filed Apr 12, 2022 21:00 UTC
Prinz FritzDirector
SaleClass A Common Stock 93,960 $18.24 $1,713,858.59
Disclosure

SEC source: 0001209191-22-024170 · doc4.xml · nonDerivative · entry 1

Prinz Fritz · CIK 0001834027 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Friedrich Prinz and Gertrud Prinz, Trustees of the Prinz Family Trust dated September 17, 2018

Disclosed balance after: 333,200

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2021.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.87 to $18.61, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
April 06, 2022 Filed Apr 7, 2022 21:00 UTC
Singh MohitChief Development Officer
Exercise / conversionStock Option (right to buy) · Derivative 5,360 $0.00 Strike: $1.33 $0.00
Disclosure

SEC source: 0001209191-22-023691 · doc4.xml · derivative · entry 3

Singh Mohit · CIK 0001834019 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,308,420

Underlying: Class A Common Stock · 5,360 shares

Expires 2027-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 06, 2022 Filed Apr 7, 2022 21:00 UTC
Singh MohitChief Development Officer
SaleClass A Common Stock 5,360 $19.76 $105,911.99
Disclosure

SEC source: 0001209191-22-023691 · doc4.xml · nonDerivative · entry 2

Singh Mohit · CIK 0001834019 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344,255

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in December 2021.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.62 to $19.90, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 324,925 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
April 06, 2022 Filed Apr 7, 2022 21:00 UTC
Singh MohitChief Development Officer
Exercise / conversionClass A Common Stock 5,360 $1.33 $7,103.07
Disclosure

SEC source: 0001209191-22-023691 · doc4.xml · nonDerivative · entry 1

Singh Mohit · CIK 0001834019 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 349,615

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 04, 2022 Filed Apr 6, 2022 21:00 UTC
Hettrich KevinChief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 46,285 $0.00 Strike: $1.31 $0.00
Disclosure

SEC source: 0001209191-22-023501 · doc4.xml · derivative · entry 4

Hettrich Kevin · CIK 0001834025 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,634

Underlying: Class A Common Stock · 46,285 shares

Expires 2026-05-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 04, 2022 Filed Apr 6, 2022 21:00 UTC
Hettrich KevinChief Financial Officer
SaleClass A Common Stock 22,398 $21.54 $482,394.69
Disclosure

SEC source: 0001209191-22-023501 · doc4.xml · nonDerivative · entry 3

Hettrich Kevin · CIK 0001834025 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 542,074

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2021.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.43 to $21.695, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · balance_after: Includes 541,493 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
April 04, 2022 Filed Apr 6, 2022 21:00 UTC
Hettrich KevinChief Financial Officer
SaleClass A Common Stock 23,887 $21.22 $506,920.36
Disclosure

SEC source: 0001209191-22-023501 · doc4.xml · nonDerivative · entry 2

Hettrich Kevin · CIK 0001834025 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 564,472

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2021.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.43 to $21.425, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
April 04, 2022 Filed Apr 6, 2022 21:00 UTC
Hettrich KevinChief Financial Officer
Exercise / conversionClass A Common Stock 46,285 $1.31 $60,762.95
Disclosure

SEC source: 0001209191-22-023501 · doc4.xml · nonDerivative · entry 1

Hettrich Kevin · CIK 0001834025 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 588,359

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 29, 2022 Filed Mar 30, 2022 21:00 UTC
Singh MohitChief Development Officer
Exercise / conversionStock Option (right to buy) · Derivative 5,360 $0.00 Strike: $1.33 $0.00
Disclosure

SEC source: 0001209191-22-021603 · doc4.xml · derivative · entry 3

Singh Mohit · CIK 0001834019 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,313,780

Underlying: Class A Common Stock · 5,360 shares

Expires 2027-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 29, 2022 Filed Mar 30, 2022 21:00 UTC
Singh MohitChief Development Officer
SaleClass A Common Stock 5,360 $18.96 $101,643.29
Disclosure

SEC source: 0001209191-22-021603 · doc4.xml · nonDerivative · entry 2

Singh Mohit · CIK 0001834019 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344,255

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in December 2021.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.62 to $19.375, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 324,925 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.