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QuantumScape Corp

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4158
SEC CIK
0001811414
Parsed reports
506

Last 12 months

Inside the activity.

0 purchase rows · 57 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 2025010
Dec 202506
Jan 202604
Feb 202605
Mar 202606
Apr 202604
May 202607
Jun 202603
Jul 202603
Aug 202603
Sep 202603
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 01, 2022 Filed Dec 2, 2022 23:00 UTC
Singh MohitChief Development Officer
Exercise / conversionClass A Common Stock 6,843 $1.33 $9,068.34
Disclosure

SEC source: 0001209191-22-059480 · doc4.xml · nonDerivative · entry 3

Singh Mohit · CIK 0001834019 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,637

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in December 2021.

F3 · balance_after: Includes 1,000 shares acquired under the Issuer's Employee Stock Purchase Plan on December 1, 2022.

Read SEC document
November 30, 2022 Filed Dec 2, 2022 23:00 UTC
Singh MohitChief Development Officer
Exercise / conversionStock Option (right to buy) · Derivative 10,157 $0.00 Strike: $1.33 $0.00
Disclosure

SEC source: 0001209191-22-059480 · doc4.xml · derivative · entry 5

Singh Mohit · CIK 0001834019 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,138,793

Underlying: Class A Common Stock · 10,157 shares

Expires 2027-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in December 2021.

Read SEC document
November 30, 2022 Filed Dec 2, 2022 23:00 UTC
Singh MohitChief Development Officer
SaleClass A Common Stock 10,157 $7.50 $76,188.67
Disclosure

SEC source: 0001209191-22-059480 · doc4.xml · nonDerivative · entry 2

Singh Mohit · CIK 0001834019 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,794

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in December 2021.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.50 to $7.51, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
November 30, 2022 Filed Dec 2, 2022 23:00 UTC
Singh MohitChief Development Officer
Exercise / conversionClass A Common Stock 10,157 $1.33 $13,460.06
Disclosure

SEC source: 0001209191-22-059480 · doc4.xml · nonDerivative · entry 1

Singh Mohit · CIK 0001834019 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,951

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in December 2021.

Read SEC document
November 17, 2022 Filed Nov 18, 2022 22:01 UTC
MCCARTHY MICHAEL O IIIChief Legal Officer
SaleClass A Common Stock 20,000 $7.15 $143,012.00
Disclosure

SEC source: 0001209191-22-057892 · doc4.xml · nonDerivative · entry 2

MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392,771

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.05 to $7.25, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F5 · balance_after: Includes 272,718 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
November 16, 2022 Filed Nov 18, 2022 22:01 UTC
MCCARTHY MICHAEL O IIIChief Legal Officer
Tax withholdingClass A Common Stock 33,265 $7.37 $245,029.99
Disclosure

SEC source: 0001209191-22-057892 · doc4.xml · nonDerivative · entry 1

MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 412,771

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.25 to $7.55, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
November 16, 2022 Filed Nov 18, 2022 22:01 UTC
Holme TimothyChief Technology Officer
Tax withholdingClass A Common Stock 23,884 $7.37 $175,929.54
Disclosure

SEC source: 0001209191-22-057890 · doc4.xml · nonDerivative · entry 1

Holme Timothy · CIK 0001834249 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,070

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.25 to $7.55, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 208,902 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
November 16, 2022 Filed Nov 18, 2022 22:01 UTC
Hettrich KevinChief Financial Officer
Tax withholdingClass A Common Stock 43,849 $7.37 $322,991.73
Disclosure

SEC source: 0001209191-22-057896 · doc4.xml · nonDerivative · entry 1

Hettrich Kevin · CIK 0001834025 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356,376

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.25 to $7.55, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 322,990 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
November 16, 2022 Filed Nov 18, 2022 22:01 UTC
Singh MohitChief Development Officer
Tax withholdingClass A Common Stock 25,363 $7.37 $186,823.86
Disclosure

SEC source: 0001209191-22-057894 · doc4.xml · nonDerivative · entry 1

Singh Mohit · CIK 0001834019 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,794

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.25 to $7.55, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 208,902 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
November 16, 2022 Filed Nov 18, 2022 22:01 UTC
Singh JagdeepDirector · Chief Executive Officer · 10% owner · Chairman
Tax withholdingClass A Common Stock 145,513 $7.37 $1,071,848.76
Disclosure

SEC source: 0001209191-22-057888 · doc4.xml · nonDerivative · entry 1

Singh Jagdeep · CIK 0001398826 · Director · Chief Executive Officer · 10% owner · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,803,971

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.25 to $7.55, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 1,759,513 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
November 09, 2022 Filed Nov 11, 2022 01:00 UTC
Singh MohitChief Development Officer
Exercise / conversionStock Option (right to buy) · Derivative 8,500 $0.00 Strike: $1.33 $0.00
Disclosure

SEC source: 0001209191-22-056461 · doc4.xml · derivative · entry 3

Singh Mohit · CIK 0001834019 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,148,950

Underlying: Class A Common Stock · 8,500 shares

Expires 2027-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2022 Filed Nov 11, 2022 01:00 UTC
Singh MohitChief Development Officer
SaleClass A Common Stock 8,500 $7.63 $64,825.25
Disclosure

SEC source: 0001209191-22-056461 · doc4.xml · nonDerivative · entry 2

Singh Mohit · CIK 0001834019 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,157

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in December 2021.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.52 to $7.76, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 250,155 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
November 09, 2022 Filed Nov 11, 2022 01:00 UTC
Singh MohitChief Development Officer
Exercise / conversionClass A Common Stock 8,500 $1.33 $11,264.20
Disclosure

SEC source: 0001209191-22-056461 · doc4.xml · nonDerivative · entry 1

Singh Mohit · CIK 0001834019 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,657

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2022 Filed Nov 2, 2022 20:40 UTC
Singh MohitChief Development Officer
Exercise / conversionStock Option (right to buy) · Derivative 8,500 $0.00 Strike: $1.33 $0.00
Disclosure

SEC source: 0001209191-22-055324 · doc4.xml · derivative · entry 3

Singh Mohit · CIK 0001834019 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,157,450

Underlying: Class A Common Stock · 8,500 shares

Expires 2027-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2022 Filed Nov 2, 2022 20:40 UTC
Singh MohitChief Development Officer
SaleClass A Common Stock 8,500 $8.13 $69,082.05
Disclosure

SEC source: 0001209191-22-055324 · doc4.xml · nonDerivative · entry 2

Singh Mohit · CIK 0001834019 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,157

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in December 2021.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.055 to $8.25, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 250,155 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
October 31, 2022 Filed Nov 2, 2022 20:40 UTC
Singh MohitChief Development Officer
Exercise / conversionClass A Common Stock 8,500 $1.33 $11,264.20
Disclosure

SEC source: 0001209191-22-055324 · doc4.xml · nonDerivative · entry 1

Singh Mohit · CIK 0001834019 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,657

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 19, 2022 Filed Oct 21, 2022 10:00 UTC
Singh MohitChief Development Officer
Exercise / conversionStock Option (right to buy) · Derivative 8,500 $0.00 Strike: $1.33 $0.00
Disclosure

SEC source: 0001209191-22-054227 · doc4.xml · derivative · entry 3

Singh Mohit · CIK 0001834019 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,165,950

Underlying: Class A Common Stock · 8,500 shares

Expires 2027-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 19, 2022 Filed Oct 21, 2022 10:00 UTC
Singh MohitChief Development Officer
SaleClass A Common Stock 8,500 $8.07 $68,594.15
Disclosure

SEC source: 0001209191-22-054227 · doc4.xml · nonDerivative · entry 2

Singh Mohit · CIK 0001834019 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,157

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in December 2021.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.01 to $8.16, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 250,155 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
October 19, 2022 Filed Oct 21, 2022 10:00 UTC
Singh MohitChief Development Officer
Exercise / conversionClass A Common Stock 8,500 $1.33 $11,264.20
Disclosure

SEC source: 0001209191-22-054227 · doc4.xml · nonDerivative · entry 1

Singh Mohit · CIK 0001834019 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,657

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 10, 2022 Filed Oct 12, 2022 10:00 UTC
Singh MohitChief Development Officer
Exercise / conversionStock Option (right to buy) · Derivative 8,500 $0.00 Strike: $1.33 $0.00
Disclosure

SEC source: 0001209191-22-053407 · doc4.xml · derivative · entry 3

Singh Mohit · CIK 0001834019 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,174,450

Underlying: Class A Common Stock · 8,500 shares

Expires 2027-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 10, 2022 Filed Oct 12, 2022 10:00 UTC
Singh MohitChief Development Officer
SaleClass A Common Stock 8,500 $8.22 $69,833.45
Disclosure

SEC source: 0001209191-22-053407 · doc4.xml · nonDerivative · entry 2

Singh Mohit · CIK 0001834019 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,157

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in December 2021.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.13 to $8.39, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 250,155 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
October 10, 2022 Filed Oct 12, 2022 10:00 UTC
Singh MohitChief Development Officer
Exercise / conversionClass A Common Stock 8,500 $1.33 $11,264.20
Disclosure

SEC source: 0001209191-22-053407 · doc4.xml · nonDerivative · entry 1

Singh Mohit · CIK 0001834019 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,657

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 28, 2022 Filed Sep 30, 2022 10:00 UTC
Singh MohitChief Development Officer
Exercise / conversionStock Option (right to buy) · Derivative 8,500 $0.00 Strike: $1.33 $0.00
Disclosure

SEC source: 0001209191-22-051590 · doc4.xml · derivative · entry 3

Singh Mohit · CIK 0001834019 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,182,950

Underlying: Class A Common Stock · 8,500 shares

Expires 2027-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 28, 2022 Filed Sep 30, 2022 10:00 UTC
Singh MohitChief Development Officer
SaleClass A Common Stock 8,500 $9.07 $77,102.65
Disclosure

SEC source: 0001209191-22-051590 · doc4.xml · nonDerivative · entry 2

Singh Mohit · CIK 0001834019 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,157

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in December 2021.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.98 to $9.14, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 250,155 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
September 28, 2022 Filed Sep 30, 2022 10:00 UTC
Singh MohitChief Development Officer
Exercise / conversionClass A Common Stock 8,500 $1.33 $11,264.20
Disclosure

SEC source: 0001209191-22-051590 · doc4.xml · nonDerivative · entry 1

Singh Mohit · CIK 0001834019 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,657

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 20, 2022 Filed Sep 23, 2022 01:00 UTC GrantClass A Common Stock 14,625 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-051072 · doc4.xml · nonDerivative · entry 1

Saluja Dipender · CIK 0001834268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,384

F1 · kind: On September 20, 2022, the Issuer granted RSUs to the Reporting Person as an annual award automatically granted under the Issuer's Outside Director Compensation Policy. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. 100% of the RSUs vest on the earlier of the one-year anniversary of the date the RSUs were granted or the day before the next annual meeting of stockholders, subject to the Reporting Person's continued service as of the vesting date.

F2 · balance_after: Includes 19,919 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer.

Read SEC document
September 20, 2022 Filed Sep 23, 2022 01:00 UTC GrantClass A Common Stock 14,625 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-051076 · doc4.xml · nonDerivative · entry 1

Lovett Gena C · CIK 0001785725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,420

F1 · kind: On September 20, 2022, the Issuer granted RSUs to the Reporting Person as an annual award automatically granted under the Issuer's Outside Director Compensation Policy. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. 100% of the RSUs vest on the earlier of the one-year anniversary of the date the RSUs were granted or the day before the next annual meeting of stockholders, subject to the Reporting Person's continued service as of the vesting date.

Read SEC document
September 20, 2022 Filed Sep 23, 2022 01:00 UTC GrantClass A Common Stock 14,625 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-051075 · doc4.xml · nonDerivative · entry 1

Hanley Jeneanne Michelle · CIK 0001733201 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,695

F1 · kind: On September 20, 2022, the Issuer granted RSUs to the Reporting Person as an annual award automatically granted under the Issuer's Outside Director Compensation Policy. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. 100% of the RSUs vest on the earlier of the one-year anniversary of the date the RSUs were granted or the day before the next annual meeting of stockholders, subject to the Reporting Person's continued service as of the vesting date.

Read SEC document
September 20, 2022 Filed Sep 23, 2022 01:00 UTC GrantClass A Common Stock 14,625 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-051074 · doc4.xml · nonDerivative · entry 1

Huppertz Susan · CIK 0001909268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,027

F1 · kind: On September 20, 2022, the Issuer granted RSUs to the Reporting Person as an annual award automatically granted under the Issuer's Outside Director Compensation Policy. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. 100% of the RSUs vest on the earlier of the one-year anniversary of the date the RSUs were granted or the day before the next annual meeting of stockholders, subject to the Reporting Person's continued service as of the vesting date.

Read SEC document
September 20, 2022 Filed Sep 23, 2022 01:00 UTC GrantClass A Common Stock 14,625 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-051073 · doc4.xml · nonDerivative · entry 1

Leohold Jurgen · CIK 0001834036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,214

F1 · kind: On September 20, 2022, the Issuer granted RSUs to the Reporting Person as an annual award automatically granted under the Issuer's Outside Director Compensation Policy. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. 100% of the RSUs vest on the earlier of the one-year anniversary of the date the RSUs were granted or the day before the next annual meeting of stockholders, subject to the Reporting Person's continued service as of the vesting date.

F2 · balance_after: Includes 19,919 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer.

Read SEC document
September 20, 2022 Filed Sep 23, 2022 01:00 UTC
Buss Brad WDirector
GrantClass A Common Stock 14,625 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-051071 · doc4.xml · nonDerivative · entry 1

Buss Brad W · CIK 0001336664 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,919

F1 · kind: On September 20, 2022, the Issuer granted RSUs to the Reporting Person as an annual award automatically granted under the Issuer's Outside Director Compensation Policy. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. 100% of the RSUs vest on the earlier of the one-year anniversary of the date the RSUs were granted or the day before the next annual meeting of stockholders, subject to the Reporting Person's continued service as of the vesting date.

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September 20, 2022 Filed Sep 23, 2022 01:00 UTC GrantClass A Common Stock 14,625 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-051070 · doc4.xml · nonDerivative · entry 1

Straubel Jeffrey B · CIK 0001494727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,408

F1 · kind: On September 20, 2022, the Issuer granted RSUs to the Reporting Person as an annual award automatically granted under the Issuer's Outside Director Compensation Policy. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. 100% of the RSUs vest on the earlier of the one-year anniversary of the date the RSUs were granted or the day before the next annual meeting of stockholders, subject to the Reporting Person's continued service as of the vesting date.

F2 · balance_after: Includes 19,919 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer.

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September 19, 2022 Filed Sep 20, 2022 21:00 UTC
Singh MohitChief Development Officer
Exercise / conversionStock Option (right to buy) · Derivative 21,250 $0.00 Strike: $1.33 $0.00
Disclosure

SEC source: 0001209191-22-050753 · doc4.xml · derivative · entry 3

Singh Mohit · CIK 0001834019 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,191,450

Underlying: Class A Common Stock · 21,250 shares

Expires 2027-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 19, 2022 Filed Sep 20, 2022 21:00 UTC
Singh MohitChief Development Officer
SaleClass A Common Stock 21,250 $11.09 $235,577.50
Disclosure

SEC source: 0001209191-22-050753 · doc4.xml · nonDerivative · entry 2

Singh Mohit · CIK 0001834019 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,157

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in December 2021.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.01 to $11.17, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 250,155 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.

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September 19, 2022 Filed Sep 20, 2022 21:00 UTC
Singh MohitChief Development Officer
Exercise / conversionClass A Common Stock 21,250 $1.33 $28,160.50
Disclosure

SEC source: 0001209191-22-050753 · doc4.xml · nonDerivative · entry 1

Singh Mohit · CIK 0001834019 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,407

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 19, 2022 Filed Sep 20, 2022 21:00 UTC SaleClass A Common Stock 30,937 $11.13 $344,480.40
Disclosure

SEC source: 0001209191-22-050748 · doc4.xml · nonDerivative · entry 1

Straubel Jeffrey B · CIK 0001494727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,783

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in March 2022.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.93 to $11.31, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 5,294 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. 100% of the RSUs vest on the first quarterly vesting date following the one-year anniversary of the grant date, subject to the Reporting Person's continued service as of the vesting date.

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September 19, 2022 Filed Jan 24, 2023 22:00 UTC SaleClass A Common Stock 21,184 $11.45 $242,539.85
Disclosure

SEC source: 0001209191-23-004650 · doc4.xml · nonDerivative · entry 3

Saluja Dipender · CIK 0001834268 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Capricorn-Libra Investment Group, LP

Disclosed balance after: 13,190,579

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September 16, 2022 Filed Jan 24, 2023 22:00 UTC SaleClass A Common Stock 293,834 $11.33 $3,328,786.62
Disclosure

SEC source: 0001209191-23-004650 · doc4.xml · nonDerivative · entry 2

Saluja Dipender · CIK 0001834268 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Capricorn-Libra Investment Group, LP

Disclosed balance after: 13,211,763

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September 15, 2022 Filed Sep 19, 2022 23:13 UTC
MCCARTHY MICHAEL O IIIChief Legal Officer
Exercise / conversionStock Option (right to buy) · Derivative 36,757 $0.00 Strike: $0.64 $0.00
Disclosure

SEC source: 0001209191-22-050638 · doc4.xml · derivative · entry 3

MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,606

Underlying: Class A Common Stock · 36,757 shares

Expires 2023-09-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 23:13 UTC
MCCARTHY MICHAEL O IIIChief Legal Officer
SaleClass A Common Stock 36,757 $12.62 $463,729.99
Disclosure

SEC source: 0001209191-22-050638 · doc4.xml · nonDerivative · entry 2

MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 446,036

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in December 2021.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.50 to $12.74, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 331,698 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.

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September 15, 2022 Filed Sep 19, 2022 23:13 UTC
MCCARTHY MICHAEL O IIIChief Legal Officer
Exercise / conversionClass A Common Stock 36,757 $0.64 $23,667.83
Disclosure

SEC source: 0001209191-22-050638 · doc4.xml · nonDerivative · entry 1

MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 482,793

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2022 Filed Jan 24, 2023 22:00 UTC SaleClass A Common Stock 54,943 $11.21 $615,889.05
Disclosure

SEC source: 0001209191-23-004650 · doc4.xml · nonDerivative · entry 1

Saluja Dipender · CIK 0001834268 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Capricorn-Libra Investment Group, LP

Disclosed balance after: 13,505,597

F1 · ownership.nature: The Reporting Person has shared voting and investment power over the shares held by Capricorn-Libra Investment Group, LP. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or any other purpose.

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September 12, 2022 Filed Sep 14, 2022 21:00 UTC
Hettrich KevinChief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 12,472 $0.00 Strike: $1.31 $0.00
Disclosure

SEC source: 0001209191-22-049940 · doc4.xml · derivative · entry 3

Hettrich Kevin · CIK 0001834025 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,716

Underlying: Class A Common Stock · 12,472 shares

Expires 2026-05-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2022 Filed Sep 14, 2022 21:00 UTC
Hettrich KevinChief Financial Officer
SaleClass A Common Stock 46,285 $11.18 $517,619.04
Disclosure

SEC source: 0001209191-22-049940 · doc4.xml · nonDerivative · entry 2

Hettrich Kevin · CIK 0001834025 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,225

F1 · kind: The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting person in September 2021.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.915 to $11.515, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 398,729 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.

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September 12, 2022 Filed Sep 14, 2022 21:00 UTC
Hettrich KevinChief Financial Officer
Exercise / conversionClass A Common Stock 12,472 $1.31 $16,373.24
Disclosure

SEC source: 0001209191-22-049940 · doc4.xml · nonDerivative · entry 1

Hettrich Kevin · CIK 0001834025 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 446,510

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2022 Filed Sep 10, 2022 00:00 UTC
Singh MohitChief Development Officer
Exercise / conversionStock Option (right to buy) · Derivative 12,750 $0.00 Strike: $1.33 $0.00
Disclosure

SEC source: 0001209191-22-049365 · doc4.xml · derivative · entry 6

Singh Mohit · CIK 0001834019 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,212,700

Underlying: Class A Common Stock · 12,750 shares

Expires 2027-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2022 Filed Sep 10, 2022 00:00 UTC
Singh MohitChief Development Officer
SaleClass A Common Stock 12,750 $10.66 $135,922.65
Disclosure

SEC source: 0001209191-22-049365 · doc4.xml · nonDerivative · entry 4

Singh Mohit · CIK 0001834019 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,157

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in December 2021.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.64 to $10.70, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · balance_after: Includes 250,155 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.

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September 09, 2022 Filed Sep 10, 2022 00:00 UTC
Singh MohitChief Development Officer
Exercise / conversionClass A Common Stock 12,750 $1.33 $16,896.30
Disclosure

SEC source: 0001209191-22-049365 · doc4.xml · nonDerivative · entry 3

Singh Mohit · CIK 0001834019 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,907

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 07, 2022 Filed Sep 10, 2022 00:00 UTC
Singh MohitChief Development Officer
Exercise / conversionStock Option (right to buy) · Derivative 8,500 $0.00 Strike: $1.33 $0.00
Disclosure

SEC source: 0001209191-22-049365 · doc4.xml · derivative · entry 5

Singh Mohit · CIK 0001834019 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,225,450

Underlying: Class A Common Stock · 8,500 shares

Expires 2027-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 07, 2022 Filed Sep 10, 2022 00:00 UTC
Singh MohitChief Development Officer
SaleClass A Common Stock 8,500 $9.76 $82,989.75
Disclosure

SEC source: 0001209191-22-049365 · doc4.xml · nonDerivative · entry 2

Singh Mohit · CIK 0001834019 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,157

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in December 2021.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.66 to $9.90, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.