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Nasdaq · USD

QS

QuantumScape Corp

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4158
SEC CIK
0001811414
Parsed reports
506

Last 12 months

Inside the activity.

0 purchase rows · 57 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025010
Dec 202506
Jan 202604
Feb 202605
Mar 202606
Apr 202604
May 202607
Jun 202603
Jul 202603
Aug 202603
Sep 202603
Oct 202603

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 20, 2023 Filed Nov 20, 2023 23:30 UTC
Hettrich KevinChief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 34,607 $0.00 Strike: $1.33 $0.00
Disclosure

SEC source: 0001209191-23-056133 · doc4.xml · derivative · entry 5

Hettrich Kevin · CIK 0001834025 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 261,849

Underlying: Class A Common Stock · 34,607 shares

Expires 2027-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023.

Read SEC document
November 20, 2023 Filed Nov 20, 2023 23:30 UTC
Hettrich KevinChief Financial Officer
SaleClass A Common Stock 45,981 $6.08 $279,486.31
Disclosure

SEC source: 0001209191-23-056133 · doc4.xml · nonDerivative · entry 4

Hettrich Kevin · CIK 0001834025 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 573,436

F4 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023.

F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.95 to $6.205, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F6 · balance_after: Includes 561,086 shares represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.

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November 20, 2023 Filed Nov 20, 2023 23:30 UTC
Hettrich KevinChief Financial Officer
Exercise / conversionClass A Common Stock 34,607 $1.33 $45,861.20
Disclosure

SEC source: 0001209191-23-056133 · doc4.xml · nonDerivative · entry 3

Hettrich Kevin · CIK 0001834025 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 619,417

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023.

Read SEC document
November 17, 2023 Filed Nov 20, 2023 22:47 UTC
MCCARTHY MICHAEL O IIIChief Legal Officer
Tax withholdingClass A Common Stock 8,184 $5.92 $48,423.91
Disclosure

SEC source: 0001209191-23-056106 · doc4.xml · nonDerivative · entry 2

MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 809,901

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.81 to $6.0105, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · balance_after: Includes 561,086 shares represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
November 17, 2023 Filed Nov 20, 2023 22:46 UTC
Holme TimothyChief Technology Officer
Tax withholdingClass A Common Stock 8,545 $5.92 $50,559.91
Disclosure

SEC source: 0001209191-23-056102 · doc4.xml · nonDerivative · entry 2

Holme Timothy · CIK 0001834249 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 709,352

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.81 to $6.0105, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · balance_after: Includes 553,527 shares represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
November 17, 2023 Filed Nov 20, 2023 23:30 UTC
Hettrich KevinChief Financial Officer
Tax withholdingClass A Common Stock 8,751 $5.92 $51,778.79
Disclosure

SEC source: 0001209191-23-056133 · doc4.xml · nonDerivative · entry 2

Hettrich Kevin · CIK 0001834025 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 584,810

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.81 to $6.0105, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
November 17, 2023 Filed Nov 20, 2023 22:52 UTC Tax withholdingClass A Common Stock 6,325 $5.92 $37,424.39
Disclosure

SEC source: 0001209191-23-056113 · doc4.xml · nonDerivative · entry 2

Sivaram Srinivasan · CIK 0001587067 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 947,583

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.81 to $6.0105, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · balance_after: Includes 925,925 shares represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
November 17, 2023 Filed Nov 20, 2023 22:51 UTC
Singh MohitChief Development Officer
Tax withholdingClass A Common Stock 8,710 $5.92 $51,536.20
Disclosure

SEC source: 0001209191-23-056112 · doc4.xml · nonDerivative · entry 2

Singh Mohit · CIK 0001834019 · Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 642,057

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.81 to $6.0105, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · balance_after: Includes 553,527 shares represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
November 17, 2023 Filed Nov 20, 2023 22:49 UTC
Singh JagdeepDirector · Chief Executive Officer · 10% owner · Chairman
Tax withholdingClass A Common Stock 74,453 $5.92 $440,530.96
Disclosure

SEC source: 0001209191-23-056110 · doc4.xml · nonDerivative · entry 2

Singh Jagdeep · CIK 0001398826 · Director · Chief Executive Officer · 10% owner · Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,131,151

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.81 to $6.0105, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · balance_after: Includes 1,604,077 shares represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
November 16, 2023 Filed Nov 20, 2023 22:47 UTC
MCCARTHY MICHAEL O IIIChief Legal Officer
Tax withholdingClass A Common Stock 11,713 $5.89 $69,037.59
Disclosure

SEC source: 0001209191-23-056106 · doc4.xml · nonDerivative · entry 1

MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 818,085

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.83 to $6.14, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
November 16, 2023 Filed Nov 20, 2023 22:46 UTC
Holme TimothyChief Technology Officer
Tax withholdingClass A Common Stock 12,232 $5.89 $72,096.63
Disclosure

SEC source: 0001209191-23-056102 · doc4.xml · nonDerivative · entry 1

Holme Timothy · CIK 0001834249 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 717,897

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.83 to $6.14, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
November 16, 2023 Filed Nov 20, 2023 23:30 UTC
Hettrich KevinChief Financial Officer
Tax withholdingClass A Common Stock 12,526 $5.89 $73,829.50
Disclosure

SEC source: 0001209191-23-056133 · doc4.xml · nonDerivative · entry 1

Hettrich Kevin · CIK 0001834025 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 593,561

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.83 to $6.14, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
November 16, 2023 Filed Nov 20, 2023 22:52 UTC Tax withholdingClass A Common Stock 9,054 $5.89 $53,365.18
Disclosure

SEC source: 0001209191-23-056113 · doc4.xml · nonDerivative · entry 1

Sivaram Srinivasan · CIK 0001587067 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 953,908

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.83 to $6.14, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
November 16, 2023 Filed Nov 20, 2023 22:51 UTC
Singh MohitChief Development Officer
Tax withholdingClass A Common Stock 12,468 $5.89 $73,487.64
Disclosure

SEC source: 0001209191-23-056112 · doc4.xml · nonDerivative · entry 1

Singh Mohit · CIK 0001834019 · Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 650,767

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.83 to $6.14, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
November 16, 2023 Filed Nov 20, 2023 22:49 UTC
Singh JagdeepDirector · Chief Executive Officer · 10% owner · Chairman
Tax withholdingClass A Common Stock 106,579 $5.89 $628,187.28
Disclosure

SEC source: 0001209191-23-056110 · doc4.xml · nonDerivative · entry 1

Singh Jagdeep · CIK 0001398826 · Director · Chief Executive Officer · 10% owner · Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,205,604

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.83 to $6.14, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
November 08, 2023 Filed Nov 9, 2023 23:07 UTC
MCCARTHY MICHAEL O IIIChief Legal Officer
SaleClass A Common Stock 43,476 $5.77 $250,830.43
Disclosure

SEC source: 0001209191-23-054890 · doc4.xml · nonDerivative · entry 1

MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 829,798

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.75 to $5.7828, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · balance_after: Includes 597,182 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer.

Read SEC document
October 09, 2023 Filed Oct 11, 2023 21:00 UTC GrantClass A Common Stock 296,296 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-052642 · doc4.xml · nonDerivative · entry 3

Sivaram Srinivasan · CIK 0001587067 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 962,962

F3 · kind: The Issuer granted RSUs to the Reporting Person as a one-time signing bonus grant. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest quarterly in equal installments over two years starting on November 15, 2023, subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
October 09, 2023 Filed Oct 11, 2023 21:00 UTC GrantClass A Common Stock 333,333 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-052642 · doc4.xml · nonDerivative · entry 2

Sivaram Srinivasan · CIK 0001587067 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 666,666

F2 · kind: The Issuer granted RSUs to the Reporting Person as a new-hire grant. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest upon achievement of certain performance milestones, subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
October 09, 2023 Filed Oct 11, 2023 21:00 UTC GrantClass A Common Stock 333,333 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-052642 · doc4.xml · nonDerivative · entry 1

Sivaram Srinivasan · CIK 0001587067 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 333,333

F1 · kind: The Issuer granted restricted stock units ("RSUs") to the Reporting Person as a new-hire grant. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. Twenty-five percent (25%) of the RSUs will vest on August 15, 2024, and six and one-quarter percent (6.25%) will vest quarterly thereafter, subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
October 04, 2023 Filed Oct 6, 2023 21:00 UTC Exercise / conversionStock Option (right to buy) · Derivative 69,309 $0.00 Strike: $2.38 $0.00
Disclosure

SEC source: 0001209191-23-052352 · doc4.xml · derivative · entry 3

Straubel Jeffrey B · CIK 0001494727 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 797,498

Underlying: Class A Common Stock · 69,309 shares

Expires 2029-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 15, 2023.

Read SEC document
October 04, 2023 Filed Oct 6, 2023 21:00 UTC SaleClass A Common Stock 69,309 $6.51 $451,139.21
Disclosure

SEC source: 0001209191-23-052352 · doc4.xml · nonDerivative · entry 2

Straubel Jeffrey B · CIK 0001494727 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 292,644

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 15, 2023.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.50 to $6.535, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 25,236 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer per the applicable vesting schedule, subject to the Reporting Person's continued services as of each vesting date.

Read SEC document
October 04, 2023 Filed Oct 6, 2023 21:00 UTC Exercise / conversionClass A Common Stock 69,309 $2.38 $164,747.49
Disclosure

SEC source: 0001209191-23-052352 · doc4.xml · nonDerivative · entry 1

Straubel Jeffrey B · CIK 0001494727 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 361,953

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 15, 2023.

Read SEC document
October 04, 2023 Filed Oct 6, 2023 21:00 UTC
Hettrich KevinChief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 34,607 $0.00 Strike: $1.33 $0.00
Disclosure

SEC source: 0001209191-23-052351 · doc4.xml · derivative · entry 3

Hettrich Kevin · CIK 0001834025 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 296,456

Underlying: Class A Common Stock · 34,607 shares

Expires 2027-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023.

Read SEC document
October 04, 2023 Filed Oct 6, 2023 21:00 UTC
Hettrich KevinChief Financial Officer
SaleClass A Common Stock 34,607 $6.34 $219,356.47
Disclosure

SEC source: 0001209191-23-052351 · doc4.xml · nonDerivative · entry 2

Hettrich Kevin · CIK 0001834025 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 606,087

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.15 to $6.535, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

F3 · balance_after: Includes 597,182 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer per the applicable vesting schedule, subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
October 04, 2023 Filed Oct 6, 2023 21:00 UTC
Hettrich KevinChief Financial Officer
Exercise / conversionClass A Common Stock 34,607 $1.33 $45,861.20
Disclosure

SEC source: 0001209191-23-052351 · doc4.xml · nonDerivative · entry 1

Hettrich Kevin · CIK 0001834025 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 640,694

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023.

Read SEC document
September 12, 2023 Filed Sep 14, 2023 21:00 UTC
Hettrich KevinChief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 34,607 $0.00 Strike: $1.33 $0.00
Disclosure

SEC source: 0001209191-23-049449 · doc4.xml · derivative · entry 3

Hettrich Kevin · CIK 0001834025 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 331,063

Underlying: Class A Common Stock · 34,607 shares

Expires 2027-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023.

Read SEC document
September 12, 2023 Filed Sep 14, 2023 21:00 UTC
Hettrich KevinChief Financial Officer
SaleClass A Common Stock 34,607 $7.06 $244,422.32
Disclosure

SEC source: 0001209191-23-049449 · doc4.xml · nonDerivative · entry 2

Hettrich Kevin · CIK 0001834025 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 604,204

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.84 to $7.27, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

F3 · balance_after: Includes 597,182 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer per the applicable vesting schedule, subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
September 12, 2023 Filed Sep 14, 2023 21:00 UTC
Hettrich KevinChief Financial Officer
Exercise / conversionClass A Common Stock 34,607 $1.33 $45,861.20
Disclosure

SEC source: 0001209191-23-049449 · doc4.xml · nonDerivative · entry 1

Hettrich Kevin · CIK 0001834025 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 638,811

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023.

Read SEC document
September 05, 2023 Filed Sep 7, 2023 21:00 UTC Exercise / conversionStock Option (right to buy) · Derivative 69,309 $0.00 Strike: $2.38 $0.00
Disclosure

SEC source: 0001209191-23-048657 · doc4.xml · derivative · entry 3

Straubel Jeffrey B · CIK 0001494727 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 866,807

Underlying: Class A Common Stock · 69,309 shares

Expires 2029-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 15, 2023.

Read SEC document
September 05, 2023 Filed Sep 7, 2023 21:00 UTC SaleClass A Common Stock 69,309 $7.00 $485,190.72
Disclosure

SEC source: 0001209191-23-048657 · doc4.xml · nonDerivative · entry 2

Straubel Jeffrey B · CIK 0001494727 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 292,644

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 15, 2023.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.91 to $7.135, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 25,236 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer per the applicable vesting schedule, subject to the Reporting Person's continued services as of each vesting date.

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September 05, 2023 Filed Sep 7, 2023 21:00 UTC Exercise / conversionClass A Common Stock 69,309 $2.38 $164,747.49
Disclosure

SEC source: 0001209191-23-048657 · doc4.xml · nonDerivative · entry 1

Straubel Jeffrey B · CIK 0001494727 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 361,953

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 15, 2023.

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August 23, 2023 Filed Aug 24, 2023 20:17 UTC
MCCARTHY MICHAEL O IIIChief Legal Officer
Tax withholdingClass A Common Stock 2,174 $6.81 $14,806.68
Disclosure

SEC source: 0001209191-23-047184 · doc4.xml · nonDerivative · entry 2

MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 872,274

F2 · kind: Represents a sale to cover tax obligations on the release of RSUs. The shares of the Issuer's common stock held by the Reporting Person, including shares received upon vesting of the RSUs, are subject to a lock-up agreement with the underwriters for the public offering of Class A Common Stock by the Issuer for which the underwriting agreement was entered into on August 3, 2023.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.79 to $6.90, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · balance_after: Includes 597,182 shares represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.

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August 23, 2023 Filed Aug 24, 2023 20:16 UTC
Holme TimothyChief Technology Officer
Tax withholdingClass A Common Stock 2,325 $6.81 $15,835.11
Disclosure

SEC source: 0001209191-23-047183 · doc4.xml · nonDerivative · entry 2

Holme Timothy · CIK 0001834249 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 730,129

F2 · kind: Represents a sale to cover tax obligations on the release of RSUs. The shares of the Issuer's common stock held by the Reporting Person, including shares received upon vesting of the RSUs, are subject to a lock-up agreement with the underwriters for the public offering of Class A Common Stock by the Issuer for which the underwriting agreement was entered into on August 3, 2023.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.79 to $6.90, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · balance_after: Includes 588,774 shares represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.

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August 23, 2023 Filed Aug 24, 2023 20:18 UTC
Singh MohitChief Development Officer
Tax withholdingClass A Common Stock 2,370 $6.81 $16,141.60
Disclosure

SEC source: 0001209191-23-047189 · doc4.xml · nonDerivative · entry 2

Singh Mohit · CIK 0001834019 · Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 663,235

F2 · kind: Represents a sale to cover tax obligations on the release of RSUs. The shares of the Issuer's common stock held by the Reporting Person, including shares received upon vesting of the RSUs, are subject to a lock-up agreement with the underwriters for the public offering of Class A Common Stock by the Issuer for which the underwriting agreement was entered into on August 3, 2023.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.79 to $6.90, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · balance_after: Includes 588,774 shares represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.

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August 23, 2023 Filed Aug 24, 2023 20:18 UTC
Singh JagdeepDirector · Chief Executive Officer · 10% owner · Chairman
Tax withholdingClass A Common Stock 7,698 $6.81 $52,429.54
Disclosure

SEC source: 0001209191-23-047187 · doc4.xml · nonDerivative · entry 2

Singh Jagdeep · CIK 0001398826 · Director · Chief Executive Officer · 10% owner · Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,312,183

F2 · kind: Represents a sale to cover tax obligations on the release of RSUs. The shares of the Issuer's common stock held by the Reporting Person, including shares received upon vesting of the RSUs, are subject to a lock-up agreement with the underwriters for the public offering of Class A Common Stock by the Issuer for which the underwriting agreement was entered into on August 3, 2023.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.79 to $6.90, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · balance_after: Includes 1,905,436 shares represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.

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August 23, 2023 Filed Aug 24, 2023 20:15 UTC
Hettrich KevinChief Financial Officer
Tax withholdingClass A Common Stock 2,325 $6.81 $15,835.11
Disclosure

SEC source: 0001209191-23-047182 · doc4.xml · nonDerivative · entry 2

Hettrich Kevin · CIK 0001834025 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 606,087

F2 · kind: Represents a sale to cover tax obligations on the release of RSUs. The shares of the Issuer's common stock held by the Reporting Person, including shares received upon vesting of the RSUs, are subject to a lock-up agreement with the underwriters for the public offering of Class A Common Stock by the Issuer for which the underwriting agreement was entered into on August 3, 2023.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.79 to $6.90, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · balance_after: Includes 597,182 shares represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.

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August 22, 2023 Filed Aug 24, 2023 20:17 UTC
MCCARTHY MICHAEL O IIIChief Legal Officer
GrantClass A Common Stock 4,208 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-047184 · doc4.xml · nonDerivative · entry 1

MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 874,448

F1 · kind: The Issuer granted restricted stock units ("RSUs") to all eligible employees, including the Reporting Person, as an interim bonus payout granted under the Issuer's 2023 Annual Bonus Plan. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. 100% of the RSUs vest on the award grant date.

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August 22, 2023 Filed Aug 24, 2023 20:16 UTC
Holme TimothyChief Technology Officer
GrantClass A Common Stock 4,208 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-047183 · doc4.xml · nonDerivative · entry 1

Holme Timothy · CIK 0001834249 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 732,454

F1 · kind: The Issuer granted restricted stock units ("RSUs") to all eligible employees, including the Reporting Person, as an interim bonus payout granted under the Issuer's 2023 Annual Bonus Plan. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. 100% of the RSUs vest on the award grant date.

Read SEC document
August 22, 2023 Filed Aug 24, 2023 20:18 UTC
Singh MohitChief Development Officer
GrantClass A Common Stock 4,208 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-047189 · doc4.xml · nonDerivative · entry 1

Singh Mohit · CIK 0001834019 · Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 665,605

F1 · kind: The Issuer granted restricted stock units ("RSUs") to all eligible employees, including the Reporting Person, as an interim bonus payout granted under the Issuer's 2023 Annual Bonus Plan. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. 100% of the RSUs vest on the award grant date.

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August 22, 2023 Filed Aug 24, 2023 20:18 UTC
Singh JagdeepDirector · Chief Executive Officer · 10% owner · Chairman
GrantClass A Common Stock 13,675 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-047187 · doc4.xml · nonDerivative · entry 1

Singh Jagdeep · CIK 0001398826 · Director · Chief Executive Officer · 10% owner · Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,319,881

F1 · kind: The Issuer granted restricted stock units ("RSUs") to all eligible employees, including the Reporting Person, as an interim bonus payout granted under the Issuer's 2023 Annual Bonus Plan. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. 100% of the RSUs vest on the award grant date.

Read SEC document
August 22, 2023 Filed Aug 24, 2023 20:15 UTC
Hettrich KevinChief Financial Officer
GrantClass A Common Stock 4,208 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-047182 · doc4.xml · nonDerivative · entry 1

Hettrich Kevin · CIK 0001834025 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 608,412

F1 · kind: The Issuer granted restricted stock units ("RSUs") to all eligible employees, including the Reporting Person, as an interim bonus payout granted under the Issuer's 2023 Annual Bonus Plan. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. 100% of the RSUs vest on the award grant date.

Read SEC document
August 18, 2023 Filed Aug 18, 2023 23:44 UTC
Hettrich KevinChief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 34,607 $0.00 Strike: $1.33 $0.00
Disclosure

SEC source: 0001209191-23-046656 · doc4.xml · derivative · entry 5

Hettrich Kevin · CIK 0001834025 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 365,670

Underlying: Class A Common Stock · 34,607 shares

Expires 2027-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: The option exercise and subsequent sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023.

Read SEC document
August 18, 2023 Filed Aug 18, 2023 23:44 UTC
Hettrich KevinChief Financial Officer
SaleClass A Common Stock 76,648 $6.84 $524,348.97
Disclosure

SEC source: 0001209191-23-046656 · doc4.xml · nonDerivative · entry 4

Hettrich Kevin · CIK 0001834025 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 604,204

F4 · kind: The option exercise and subsequent sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023.

F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.71 to $6.92, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F6 · balance_after: Includes 597,182 shares represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
August 18, 2023 Filed Aug 18, 2023 23:44 UTC
Hettrich KevinChief Financial Officer
Exercise / conversionClass A Common Stock 34,607 $1.33 $45,861.20
Disclosure

SEC source: 0001209191-23-046656 · doc4.xml · nonDerivative · entry 3

Hettrich Kevin · CIK 0001834025 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 680,852

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: The option exercise and subsequent sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023.

Read SEC document
August 17, 2023 Filed Aug 18, 2023 22:00 UTC
MCCARTHY MICHAEL O IIIChief Legal Officer
Tax withholdingClass A Common Stock 20,665 $6.87 $141,997.48
Disclosure

SEC source: 0001209191-23-046627 · doc4.xml · nonDerivative · entry 2

MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 870,240

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs"). The shares of the Issuer's common stock held by the Reporting Person, including shares received upon vesting of the RSUs, are subject to a lock-up agreement with the underwriters for the public offering of Class A Common Stock by the Issuer for which the underwriting agreement was entered into on August 3, 2023.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.78 to $7.01, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · balance_after: Includes 597,182 shares represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
August 17, 2023 Filed Aug 18, 2023 22:00 UTC
Holme TimothyChief Technology Officer
Tax withholdingClass A Common Stock 17,593 $6.87 $120,888.54
Disclosure

SEC source: 0001209191-23-046628 · doc4.xml · nonDerivative · entry 2

Holme Timothy · CIK 0001834249 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 728,246

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs"). The shares of the Issuer's common stock held by the Reporting Person, including shares received upon vesting of the RSUs, are subject to a lock-up agreement with the underwriters for the public offering of Class A Common Stock by the Issuer for which the underwriting agreement was entered into on August 3, 2023.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.78 to $7.01, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · balance_after: Includes 588,774 shares represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
August 17, 2023 Filed Aug 18, 2023 23:44 UTC
Hettrich KevinChief Financial Officer
Tax withholdingClass A Common Stock 26,385 $6.87 $181,301.89
Disclosure

SEC source: 0001209191-23-046656 · doc4.xml · nonDerivative · entry 2

Hettrich Kevin · CIK 0001834025 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 646,245

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs"). The shares of the Issuer's common stock held by the Reporting Person, including shares received upon vesting of the RSUs, are subject to a lock-up agreement with the underwriters for the public offering of Class A Common Stock by the Issuer for which the underwriting agreement was entered into on August 3, 2023.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.78 to $7.01, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
August 17, 2023 Filed Aug 18, 2023 22:00 UTC
Singh JagdeepDirector · Chief Executive Officer · 10% owner · Chairman
Tax withholdingClass A Common Stock 78,587 $6.87 $540,002.71
Disclosure

SEC source: 0001209191-23-046629 · doc4.xml · nonDerivative · entry 2

Singh Jagdeep · CIK 0001398826 · Director · Chief Executive Officer · 10% owner · Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,306,206

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs"). The shares of the Issuer's common stock held by the Reporting Person, including shares received upon vesting of the RSUs, are subject to a lock-up agreement with the underwriters for the public offering of Class A Common Stock by the Issuer for which the underwriting agreement was entered into on August 3, 2023.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.78 to $7.01, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · balance_after: Includes 1,905,436 shares represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
August 17, 2023 Filed Aug 18, 2023 22:00 UTC
Singh MohitChief Development Officer
Tax withholdingClass A Common Stock 17,934 $6.87 $123,231.69
Disclosure

SEC source: 0001209191-23-046624 · doc4.xml · nonDerivative · entry 2

Singh Mohit · CIK 0001834019 · Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 661,397

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs"). The shares of the Issuer's common stock held by the Reporting Person, including shares received upon vesting of the RSUs, are subject to a lock-up agreement with the underwriters for the public offering of Class A Common Stock by the Issuer for which the underwriting agreement was entered into on August 3, 2023.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.78 to $7.01, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · balance_after: Includes 588,774 shares represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
August 16, 2023 Filed Aug 18, 2023 22:00 UTC
MCCARTHY MICHAEL O IIIChief Legal Officer
Tax withholdingClass A Common Stock 24,261 $7.02 $170,368.02
Disclosure

SEC source: 0001209191-23-046627 · doc4.xml · nonDerivative · entry 1

MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 890,905

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs"). The shares of the Issuer's common stock held by the Reporting Person, including shares received upon vesting of the RSUs, are subject to a lock-up agreement with the underwriters for the public offering of Class A Common Stock by the Issuer for which the underwriting agreement was entered into on August 3, 2023.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.92 to $7.095, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.