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Nasdaq · USD

QS

QuantumScape Corp

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4158
SEC CIK
0001811414
Parsed reports
506

Last 12 months

Inside the activity.

0 purchase rows · 57 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025010
Dec 202506
Jan 202604
Feb 202605
Mar 202606
Apr 202604
May 202607
Jun 202603
Jul 202603
Aug 202603
Sep 202603
Oct 202603

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 22, 2024 Filed Feb 23, 2024 21:47 UTC
Singh MohitCHIEF DEVELOPMENT OFFICER
Tax withholdingClass A Common Stock 6,505 $6.23 $40,556.07
Disclosure

SEC source: 0001415889-24-005052 · form4-02232024_090242.xml · nonDerivative · entry 2

Singh Mohit · CIK 0001834019 · CHIEF DEVELOPMENT OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 646,268

F2 · kind: Represents a sale to cover tax obligations on the release of RSUs.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.13 to $6.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · balance_after: Includes 518,280 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
February 22, 2024 Filed Feb 23, 2024 21:41 UTC
Hettrich KevinCHIEF FINANCIAL OFFICER
Tax withholdingClass A Common Stock 6,384 $6.23 $39,801.69
Disclosure

SEC source: 0001415889-24-005046 · form4-02232024_090214.xml · nonDerivative · entry 2

Hettrich Kevin · CIK 0001834025 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 568,442

F2 · kind: Represents a sale to cover tax obligations on the release of RSUs.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.13 to $6.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · balance_after: Includes 524,988 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

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February 21, 2024 Filed Feb 21, 2024 23:48 UTC
Hettrich KevinCHIEF FINANCIAL OFFICER
SaleClass A Common Stock 11,294 $6.46 $73,002.16
Disclosure

SEC source: 0001415889-24-004677 · form4-02212024_110221.xml · nonDerivative · entry 5

Hettrich Kevin · CIK 0001834025 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 543,259

F4 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023.

F6 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.39 to $6.61, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F7 · balance_after: Includes 524,988 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 21:45 UTC
MCCARTHY MICHAEL O IIICHIEF LEGAL OFFICER
GrantClass A Common Stock 31,567 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-005051 · form4-02232024_090217.xml · nonDerivative · entry 1

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 765,163

F1 · kind: The Issuer granted restricted stock units ("RSUs") to all eligible employees, including the Reporting Person, as a final bonus payout under the Issuer's 2023 Annual Bonus Plan. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. 100% of the RSUs vest on the award grant date.

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February 21, 2024 Filed Feb 23, 2024 21:43 UTC
Holme TimothyCHIEF TECHNOLOGY OFFICER
GrantClass A Common Stock 31,567 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-005048 · form4-02232024_090228.xml · nonDerivative · entry 1

Holme Timothy · CIK 0001834249 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 719,282

F1 · kind: The Issuer granted restricted stock units ("RSUs") to all eligible employees, including the Reporting Person, as a final bonus payout under the Issuer's 2023 Annual Bonus Plan. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. 100% of the RSUs vest on the award grant date.

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February 21, 2024 Filed Feb 23, 2024 21:49 UTC GrantClass A Common Stock 105,397 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-005054 · form4-02232024_090247.xml · nonDerivative · entry 1

Singh Jagdeep · CIK 0001398826 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,054,694

F1 · kind: The Issuer granted restricted stock units ("RSUs") to all eligible employees, including the Reporting Person, as a final bonus payout under the Issuer's 2023 Annual Bonus Plan. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. 100% of the RSUs vest on the award grant date.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 21:48 UTC
Sivaram SrinivasanDirector · CHIEF EXECUTIVE OFFICER
GrantClass A Common Stock 17,889 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-005053 · form4-02232024_090218.xml · nonDerivative · entry 1

Sivaram Srinivasan · CIK 0001587067 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,390,477

F1 · kind: The Issuer granted restricted stock units ("RSUs") to all eligible employees, including the Reporting Person, as a final bonus payout under the Issuer's 2023 Annual Bonus Plan. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. 100% of the RSUs vest on the award grant date.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 21:47 UTC
Singh MohitCHIEF DEVELOPMENT OFFICER
GrantClass A Common Stock 31,567 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-005052 · form4-02232024_090242.xml · nonDerivative · entry 1

Singh Mohit · CIK 0001834019 · CHIEF DEVELOPMENT OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 652,773

F1 · kind: The Issuer granted restricted stock units ("RSUs") to all eligible employees, including the Reporting Person, as a final bonus payout under the Issuer's 2023 Annual Bonus Plan. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. 100% of the RSUs vest on the award grant date.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 21:41 UTC
Hettrich KevinCHIEF FINANCIAL OFFICER
GrantClass A Common Stock 31,567 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-005046 · form4-02232024_090214.xml · nonDerivative · entry 1

Hettrich Kevin · CIK 0001834025 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 574,826

F1 · kind: The Issuer granted restricted stock units ("RSUs") to all eligible employees, including the Reporting Person, as a final bonus payout under the Issuer's 2023 Annual Bonus Plan. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. 100% of the RSUs vest on the award grant date.

Read SEC document
February 20, 2024 Filed Feb 21, 2024 01:36 UTC
MCCARTHY MICHAEL O IIICHIEF LEGAL OFFICER
Tax withholdingClass A Common Stock 7,439 $6.54 $48,625.77
Disclosure

SEC source: 0001415889-24-004517 · form4-02212024_010248.xml · nonDerivative · entry 2

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 733,596

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.46 to $6.83, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F5 · balance_after: Includes 524,988 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
February 20, 2024 Filed Feb 21, 2024 01:41 UTC
Holme TimothyCHIEF TECHNOLOGY OFFICER
Tax withholdingClass A Common Stock 11,289 $6.54 $73,791.68
Disclosure

SEC source: 0001415889-24-004521 · form4-02212024_010219.xml · nonDerivative · entry 2

Holme Timothy · CIK 0001834249 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 687,715

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.46 to $6.83, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · balance_after: Includes 518,280 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
February 20, 2024 Filed Feb 21, 2024 01:39 UTC Tax withholdingClass A Common Stock 94,877 $6.54 $620,173.00
Disclosure

SEC source: 0001415889-24-004519 · form4-02212024_010222.xml · nonDerivative · entry 2

Singh Jagdeep · CIK 0001398826 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,949,297

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.46 to $6.83, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · balance_after: Includes 1,302,718 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
February 20, 2024 Filed Feb 21, 2024 01:43 UTC
Singh MohitCHIEF DEVELOPMENT OFFICER
Tax withholdingClass A Common Stock 11,100 $6.54 $72,556.26
Disclosure

SEC source: 0001415889-24-004523 · form4-02212024_010217.xml · nonDerivative · entry 2

Singh Mohit · CIK 0001834019 · CHIEF DEVELOPMENT OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 621,206

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.46 to $6.83, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · balance_after: Includes 518,280 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
February 20, 2024 Filed Feb 21, 2024 01:23 UTC
Sivaram SrinivasanDirector · CHIEF EXECUTIVE OFFICER
Tax withholdingClass A Common Stock 8,119 $6.54 $53,070.66
Disclosure

SEC source: 0001415889-24-004515 · form4-02212024_010225.xml · nonDerivative · entry 4

Sivaram Srinivasan · CIK 0001587067 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,372,588

F3 · kind: Represents a sale to cover tax obligations on the release of RSUs.

F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.46 to $6.83, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F6 · balance_after: Includes 3,329,454 shares represented by RSUs and PSUs. Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
February 20, 2024 Filed Feb 21, 2024 23:48 UTC
Hettrich KevinCHIEF FINANCIAL OFFICER
Exercise / conversionStock Option (right to buy) · Derivative 34,607 $0.00 Strike: $1.33 $0.00
Disclosure

SEC source: 0001415889-24-004677 · form4-02212024_110221.xml · derivative · entry 6

Hettrich Kevin · CIK 0001834025 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 158,028

Underlying: Class A Common Stock · 34,607 shares

Expires 2027-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023.

Read SEC document
February 20, 2024 Filed Feb 21, 2024 23:48 UTC
Hettrich KevinCHIEF FINANCIAL OFFICER
SaleClass A Common Stock 34,607 $6.54 $226,333.24
Disclosure

SEC source: 0001415889-24-004677 · form4-02212024_110221.xml · nonDerivative · entry 4

Hettrich Kevin · CIK 0001834025 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 554,553

F4 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023.

F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.46 to $6.80, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
February 20, 2024 Filed Feb 21, 2024 23:48 UTC
Hettrich KevinCHIEF FINANCIAL OFFICER
Exercise / conversionClass A Common Stock 34,607 $1.33 $45,861.20
Disclosure

SEC source: 0001415889-24-004677 · form4-02212024_110221.xml · nonDerivative · entry 3

Hettrich Kevin · CIK 0001834025 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 589,160

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023.

Read SEC document
February 20, 2024 Filed Feb 21, 2024 23:48 UTC
Hettrich KevinCHIEF FINANCIAL OFFICER
Tax withholdingClass A Common Stock 11,156 $6.54 $72,922.31
Disclosure

SEC source: 0001415889-24-004677 · form4-02212024_110221.xml · nonDerivative · entry 2

Hettrich Kevin · CIK 0001834025 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 554,553

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.46 to $6.83, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 01:36 UTC
MCCARTHY MICHAEL O IIICHIEF LEGAL OFFICER
Tax withholdingClass A Common Stock 6,819 $7.00 $47,745.96
Disclosure

SEC source: 0001415889-24-004517 · form4-02212024_010248.xml · nonDerivative · entry 1

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 741,035

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.89 to $7.24, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: On November 9, 2023, the Reporting Person filed a Form 4 that inadvertently overstated the total amount of securities beneficially owned by 1,000 shares. This Form 4 corrects that and subsequent reports that carried forward such number.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 01:41 UTC
Holme TimothyCHIEF TECHNOLOGY OFFICER
Tax withholdingClass A Common Stock 10,348 $7.00 $72,455.66
Disclosure

SEC source: 0001415889-24-004521 · form4-02212024_010219.xml · nonDerivative · entry 1

Holme Timothy · CIK 0001834249 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 699,004

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.89 to $7.24, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 01:39 UTC Tax withholdingClass A Common Stock 86,977 $7.00 $609,004.26
Disclosure

SEC source: 0001415889-24-004519 · form4-02212024_010222.xml · nonDerivative · entry 1

Singh Jagdeep · CIK 0001398826 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,044,174

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.89 to $7.24, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 01:43 UTC
Singh MohitCHIEF DEVELOPMENT OFFICER
Tax withholdingClass A Common Stock 10,175 $7.00 $71,244.33
Disclosure

SEC source: 0001415889-24-004523 · form4-02212024_010217.xml · nonDerivative · entry 1

Singh Mohit · CIK 0001834019 · CHIEF DEVELOPMENT OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 632,306

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.89 to $7.24, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 01:23 UTC
Sivaram SrinivasanDirector · CHIEF EXECUTIVE OFFICER
Tax withholdingClass A Common Stock 7,442 $7.00 $52,108.14
Disclosure

SEC source: 0001415889-24-004515 · form4-02212024_010225.xml · nonDerivative · entry 3

Sivaram Srinivasan · CIK 0001587067 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,380,707

F3 · kind: Represents a sale to cover tax obligations on the release of RSUs.

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.89 to $7.24, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 23:48 UTC
Hettrich KevinCHIEF FINANCIAL OFFICER
Tax withholdingClass A Common Stock 10,227 $7.00 $71,608.43
Disclosure

SEC source: 0001415889-24-004677 · form4-02212024_110221.xml · nonDerivative · entry 1

Hettrich Kevin · CIK 0001834025 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 565,709

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.89 to $7.24, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
February 15, 2024 Filed Feb 21, 2024 01:23 UTC
Sivaram SrinivasanDirector · CHIEF EXECUTIVE OFFICER
GrantClass A Common Stock 1,464,340 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-004515 · form4-02212024_010225.xml · nonDerivative · entry 2

Sivaram Srinivasan · CIK 0001587067 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,388,149

F2 · kind: In connection with the Reporting Person's appointment as the Chief Executive Officer of the Issuer, the Issuer granted performance restricted stock units ("PSUs") to the Reporting Person. Each PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The PSUs vest upon achievement of certain performance milestones, subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
February 15, 2024 Filed Feb 21, 2024 01:23 UTC
Sivaram SrinivasanDirector · CHIEF EXECUTIVE OFFICER
GrantClass A Common Stock 976,226 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-004515 · form4-02212024_010225.xml · nonDerivative · entry 1

Sivaram Srinivasan · CIK 0001587067 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,923,809

F1 · kind: In connection with the Reporting Person's appointment as the Chief Executive Officer of the Issuer, the Issuer granted restricted stock units ("RSUs") to the Reporting Person. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. Twenty-five percent (25%) of the RSUs will vest on February 15, 2025, and six and one-quarter percent (6.25%) will vest quarterly thereafter, subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
February 05, 2024 Filed Feb 7, 2024 22:00 UTC Exercise / conversionStock Option (right to buy) · Derivative 69,309 $0.00 Strike: $2.38 $0.00
Disclosure

SEC source: 0001415889-24-002948 · form4-02072024_050201.xml · derivative · entry 3

Straubel Jeffrey B · CIK 0001494727 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 520,262

Underlying: Class A Common Stock · 69,309 shares

Expires 2029-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 15, 2023.

Read SEC document
February 05, 2024 Filed Feb 7, 2024 22:00 UTC SaleClass A Common Stock 69,309 $6.72 $465,590.14
Disclosure

SEC source: 0001415889-24-002948 · form4-02072024_050201.xml · nonDerivative · entry 2

Straubel Jeffrey B · CIK 0001494727 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 292,644

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 15, 2023.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.56 to $6.90, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 25,236 shares represented by Restricted Stock Units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer per the applicable vesting schedule, subject to the Reporting Person's continued service as of each vesting date.

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February 05, 2024 Filed Feb 7, 2024 22:00 UTC Exercise / conversionClass A Common Stock 69,309 $2.38 $164,747.49
Disclosure

SEC source: 0001415889-24-002948 · form4-02072024_050201.xml · nonDerivative · entry 1

Straubel Jeffrey B · CIK 0001494727 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 361,953

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 15, 2023.

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January 04, 2024 Filed Jan 6, 2024 00:02 UTC
Singh MohitChief Development Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 174,000 $0.00 Strike: $1.05 $0.00
Disclosure

SEC source: 0001209191-24-001073 · doc4.xml · derivative · entry 3

Singh Mohit · CIK 0001834019 · Chief Development Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 187,487

Underlying: Class A Common Stock · 174,000 shares

Expires 2025-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2023.

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January 04, 2024 Filed Jan 6, 2024 00:02 UTC
Singh MohitChief Development Officer
SaleClass A Common Stock 174,000 $8.58 $1,492,885.20
Disclosure

SEC source: 0001209191-24-001073 · doc4.xml · nonDerivative · entry 2

Singh Mohit · CIK 0001834019 · Chief Development Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 642,481

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2023.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.50 to $8.695, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · balance_after: Includes 553,527 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer per the applicable vesting schedule, subject to the Reporting Person's continued service as of each vesting date.

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January 04, 2024 Filed Jan 6, 2024 00:02 UTC
Singh MohitChief Development Officer
Exercise / conversionClass A Common Stock 174,000 $1.05 $183,430.80
Disclosure

SEC source: 0001209191-24-001073 · doc4.xml · nonDerivative · entry 1

Singh Mohit · CIK 0001834019 · Chief Development Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 816,481

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2023.

F2 · balance_after: Includes 424 shares acquired under the Issuer's Employee Stock Purchase Plan on December 1, 2023.

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January 04, 2024 Filed Jan 6, 2024 00:00 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 40,000 $0.00 Strike: $2.38 $0.00
Disclosure

SEC source: 0001209191-24-001070 · doc4.xml · derivative · entry 3

Leohold Jurgen · CIK 0001834036 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 242,175

Underlying: Class A Common Stock · 40,000 shares

Expires 2029-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 9, 2023.

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January 04, 2024 Filed Jan 6, 2024 00:00 UTC SaleClass A Common Stock 40,000 $9.01 $360,468.00
Disclosure

SEC source: 0001209191-24-001070 · doc4.xml · nonDerivative · entry 2

Leohold Jurgen · CIK 0001834036 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 185,717

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 9, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.00 to $10.00, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 25,236 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer per the applicable vesting schedule, subject to the Reporting Person's continued service as of each vesting date.

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January 04, 2024 Filed Jan 6, 2024 00:00 UTC Exercise / conversionClass A Common Stock 40,000 $2.38 $95,080.00
Disclosure

SEC source: 0001209191-24-001070 · doc4.xml · nonDerivative · entry 1

Leohold Jurgen · CIK 0001834036 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 225,717

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 9, 2023.

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January 03, 2024 Filed Jan 4, 2024 22:00 UTC
Hettrich KevinChief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 34,607 $0.00 Strike: $1.33 $0.00
Disclosure

SEC source: 0001209191-24-000833 · doc4.xml · derivative · entry 3

Hettrich Kevin · CIK 0001834025 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 192,635

Underlying: Class A Common Stock · 34,607 shares

Expires 2027-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023.

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January 03, 2024 Filed Jan 4, 2024 22:00 UTC
Hettrich KevinChief Financial Officer
SaleClass A Common Stock 34,607 $6.51 $225,149.68
Disclosure

SEC source: 0001209191-24-000833 · doc4.xml · nonDerivative · entry 2

Hettrich Kevin · CIK 0001834025 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 575,936

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.36 to $6.63, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 561,086 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.

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January 03, 2024 Filed Jan 4, 2024 22:00 UTC
Hettrich KevinChief Financial Officer
Exercise / conversionClass A Common Stock 34,607 $1.33 $45,861.20
Disclosure

SEC source: 0001209191-24-000833 · doc4.xml · nonDerivative · entry 1

Hettrich Kevin · CIK 0001834025 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 610,543

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 22:00 UTC Exercise / conversionStock Option (right to buy) · Derivative 69,309 $0.00 Strike: $2.38 $0.00
Disclosure

SEC source: 0001209191-24-000832 · doc4.xml · derivative · entry 3

Straubel Jeffrey B · CIK 0001494727 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 589,571

Underlying: Class A Common Stock · 69,309 shares

Expires 2029-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 15, 2023.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 22:00 UTC SaleClass A Common Stock 69,309 $6.75 $467,717.92
Disclosure

SEC source: 0001209191-24-000832 · doc4.xml · nonDerivative · entry 2

Straubel Jeffrey B · CIK 0001494727 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 292,644

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 15, 2023.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.62 to $6.91, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 25,236 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer per the applicable vesting schedule, subject to the Reporting Person's continued services as of each vesting date.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 22:00 UTC Exercise / conversionClass A Common Stock 69,309 $2.38 $164,747.49
Disclosure

SEC source: 0001209191-24-000832 · doc4.xml · nonDerivative · entry 1

Straubel Jeffrey B · CIK 0001494727 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 361,953

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 15, 2023.

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December 21, 2023 Filed Dec 27, 2023 01:00 UTC
Singh JagdeepDirector · Chief Executive Officer · Chairman
OtherClass A Common Stock 2,101 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-059721 · doc4.xml · nonDerivative · entry 1

Singh Jagdeep · CIK 0001398826 · Director · Chief Executive Officer · Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By: The Singh Family Trust UDT dated October 3, 1996

Disclosed balance after: 972,978

F1 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Kleiner Perkins Caufield & Byers XIV, LLC to its members (including the Reporting Person) without consideration.

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December 14, 2023 Filed Dec 19, 2023 02:00 UTC
Hettrich KevinChief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 34,607 $0.00 Strike: $1.33 $0.00
Disclosure

SEC source: 0001209191-23-059060 · doc4.xml · derivative · entry 3

Hettrich Kevin · CIK 0001834025 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 227,242

Underlying: Class A Common Stock · 34,607 shares

Expires 2027-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023.

Read SEC document
December 14, 2023 Filed Dec 19, 2023 02:00 UTC
Hettrich KevinChief Financial Officer
SaleClass A Common Stock 34,607 $7.62 $263,802.24
Disclosure

SEC source: 0001209191-23-059060 · doc4.xml · nonDerivative · entry 2

Hettrich Kevin · CIK 0001834025 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 575,936

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.30 to $7.795, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · balance_after: Includes 561,086 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
December 14, 2023 Filed Dec 19, 2023 02:00 UTC
Hettrich KevinChief Financial Officer
Exercise / conversionClass A Common Stock 34,607 $1.33 $45,861.20
Disclosure

SEC source: 0001209191-23-059060 · doc4.xml · nonDerivative · entry 1

Hettrich Kevin · CIK 0001834025 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 610,543

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023.

F2 · balance_after: Includes 2,500 shares acquired under the Issuer's Employee Stock Purchase Plan on December 1, 2023.

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December 06, 2023 Filed Dec 8, 2023 22:00 UTC
MCCARTHY MICHAEL O IIIChief Legal Officer
SaleClass A Common Stock 44,848 $7.04 $315,801.68
Disclosure

SEC source: 0001209191-23-057965 · doc4.xml · nonDerivative · entry 1

MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 748,854

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.91 to $7.2471, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · balance_after: Includes 561,086 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer.

Read SEC document
December 04, 2023 Filed Dec 5, 2023 22:19 UTC Exercise / conversionStock Option (right to buy) · Derivative 138,618 $0.00 Strike: $2.38 $0.00
Disclosure

SEC source: 0001209191-23-057488 · doc4.xml · derivative · entry 3

Straubel Jeffrey B · CIK 0001494727 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 658,880

Underlying: Class A Common Stock · 138,618 shares

Expires 2029-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 15, 2023.

Read SEC document
December 04, 2023 Filed Dec 5, 2023 22:19 UTC SaleClass A Common Stock 138,618 $6.93 $960,262.33
Disclosure

SEC source: 0001209191-23-057488 · doc4.xml · nonDerivative · entry 2

Straubel Jeffrey B · CIK 0001494727 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 292,644

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 15, 2023.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.71 to $7.12, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 25,236 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer per the applicable vesting schedule, subject to the Reporting Person's continued services as of each vesting date.

Read SEC document
December 04, 2023 Filed Dec 5, 2023 22:19 UTC Exercise / conversionClass A Common Stock 138,618 $2.38 $329,494.99
Disclosure

SEC source: 0001209191-23-057488 · doc4.xml · nonDerivative · entry 1

Straubel Jeffrey B · CIK 0001494727 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 431,262

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 15, 2023.

Read SEC document
November 29, 2023 Filed Nov 30, 2023 23:40 UTC
MCCARTHY MICHAEL O IIIChief Legal Officer
SaleClass A Common Stock 16,199 $6.19 $100,207.01
Disclosure

SEC source: 0001209191-23-057014 · doc4.xml · nonDerivative · entry 1

MCCARTHY MICHAEL O III · CIK 0001177264 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 793,702

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.135 to $6.27, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · balance_after: Includes 561,086 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.