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Nasdaq · USD

QS

QuantumScape Corp

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Tapewire entity
4158
SEC CIK
0001811414
Parsed reports
506

Last 12 months

Inside the activity.

0 purchase rows · 57 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025010
Dec 202506
Jan 202604
Feb 202605
Mar 202606
Apr 202604
May 202607
Jun 202603
Jul 202603
Aug 202603
Sep 202603
Oct 202603

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 31, 2024 Filed Jun 4, 2024 22:57 UTC Exercise / conversionStock Option (right to buy) · Derivative 192,280 $0.00 Strike: $1.31 $0.00
Disclosure

SEC source: 0001415889-24-015482 · form4-06042024_100630.xml · derivative · entry 5

Singh Jagdeep · CIK 0001398826 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,307,240

Underlying: Class A Common Stock · 192,280 shares

Expires 2026-08-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2024.

F2 · kind: Exercise and sale of stock options expiring in the next two years.

Read SEC document
May 31, 2024 Filed Jun 4, 2024 22:57 UTC SaleClass A Common Stock 57,720 $5.85 $337,708.18
Disclosure

SEC source: 0001415889-24-015482 · form4-06042024_100630.xml · nonDerivative · entry 3

Singh Jagdeep · CIK 0001398826 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By: Trusts

Disclosed balance after: 6,004,688

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2024.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.705 to $6.025, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F5 · ownership.nature: The Reporting Person's family members are beneficiaries of the trusts. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

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May 31, 2024 Filed Jun 4, 2024 22:57 UTC SaleClass A Common Stock 192,280 $5.85 $1,124,991.82
Disclosure

SEC source: 0001415889-24-015482 · form4-06042024_100630.xml · nonDerivative · entry 2

Singh Jagdeep · CIK 0001398826 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,809,253

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2024.

F2 · kind: Exercise and sale of stock options expiring in the next two years.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.705 to $6.025, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · balance_after: Includes 1,001,359 shares represented by restricted stock units ("RSUs") and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

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May 31, 2024 Filed Jun 4, 2024 22:57 UTC Exercise / conversionClass A Common Stock 192,280 $1.31 $252,425.18
Disclosure

SEC source: 0001415889-24-015482 · form4-06042024_100630.xml · nonDerivative · entry 1

Singh Jagdeep · CIK 0001398826 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,001,533

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2024.

F2 · kind: Exercise and sale of stock options expiring in the next two years.

Read SEC document
May 21, 2024 Filed May 22, 2024 01:00 UTC
MCCARTHY MICHAEL O IIICHIEF LEGAL OFFICER
SaleClass A Common Stock 22,554 $5.72 $128,936.71
Disclosure

SEC source: 0001415889-24-014032 · form4-05212024_090502.xml · nonDerivative · entry 1

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,207,500

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.66 to $5.81, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · balance_after: Includes 1,020,732 shares represented by restricted stock units ("RSUs") and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
May 20, 2024 Filed May 20, 2024 22:59 UTC
Hettrich KevinCHIEF FINANCIAL OFFICER
Exercise / conversionStock Option (right to buy) · Derivative 34,607 $0.00 Strike: $1.33 $0.00
Disclosure

SEC source: 0001415889-24-013827 · form4-05202024_100557.xml · derivative · entry 5

Hettrich Kevin · CIK 0001834025 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 54,207

Underlying: Class A Common Stock · 34,607 shares

Expires 2027-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023.

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May 20, 2024 Filed May 20, 2024 22:59 UTC
Hettrich KevinCHIEF FINANCIAL OFFICER
SaleClass A Common Stock 45,848 $5.61 $257,243.96
Disclosure

SEC source: 0001415889-24-013827 · form4-05202024_100557.xml · nonDerivative · entry 4

Hettrich Kevin · CIK 0001834025 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,145,821

F4 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023.

F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.505 to $5.685, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F6 · balance_after: Includes 1,111,102 shares represented by RSUs and PSUs. Each RSU and PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
May 20, 2024 Filed May 20, 2024 22:59 UTC
Hettrich KevinCHIEF FINANCIAL OFFICER
Exercise / conversionClass A Common Stock 34,607 $1.33 $45,861.20
Disclosure

SEC source: 0001415889-24-013827 · form4-05202024_100557.xml · nonDerivative · entry 3

Hettrich Kevin · CIK 0001834025 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,191,669

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023.

Read SEC document
May 17, 2024 Filed May 20, 2024 22:39 UTC
MCCARTHY MICHAEL O IIICHIEF LEGAL OFFICER
Tax withholdingClass A Common Stock 7,218 $5.64 $40,731.17
Disclosure

SEC source: 0001415889-24-013820 · form4-05202024_100538.xml · nonDerivative · entry 2

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,230,054

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.55 to $5.79, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · balance_after: Includes 1,020,732 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
May 17, 2024 Filed May 20, 2024 22:43 UTC
Holme TimothyCHIEF TECHNOLOGY OFFICER
Tax withholdingClass A Common Stock 11,165 $5.64 $63,004.10
Disclosure

SEC source: 0001415889-24-013824 · form4-05202024_100521.xml · nonDerivative · entry 2

Holme Timothy · CIK 0001834249 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,263,676

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.55 to $5.79, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · balance_after: Includes 1,066,897 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
May 17, 2024 Filed May 20, 2024 22:59 UTC
Hettrich KevinCHIEF FINANCIAL OFFICER
Tax withholdingClass A Common Stock 11,434 $5.64 $64,522.06
Disclosure

SEC source: 0001415889-24-013827 · form4-05202024_100557.xml · nonDerivative · entry 2

Hettrich Kevin · CIK 0001834025 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,157,062

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.55 to $5.79, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
May 17, 2024 Filed May 20, 2024 22:45 UTC
Sivaram SrinivasanDirector · CHIEF EXECUTIVE OFFICER
Tax withholdingClass A Common Stock 11,729 $5.64 $66,186.75
Disclosure

SEC source: 0001415889-24-013826 · form4-05202024_100547.xml · nonDerivative · entry 2

Sivaram Srinivasan · CIK 0001587067 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,361,371

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.55 to $5.79, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · balance_after: Includes 3,292,417 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
May 17, 2024 Filed May 20, 2024 22:44 UTC
Singh MohitCHIEF DEVELOPMENT OFFICER
Tax withholdingClass A Common Stock 11,376 $5.64 $64,194.77
Disclosure

SEC source: 0001415889-24-013825 · form4-05202024_100528.xml · nonDerivative · entry 2

Singh Mohit · CIK 0001834019 · CHIEF DEVELOPMENT OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,196,420

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.55 to $5.79, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · balance_after: Includes 1,066,897 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
May 17, 2024 Filed May 20, 2024 22:42 UTC Tax withholdingClass A Common Stock 97,240 $5.64 $548,725.32
Disclosure

SEC source: 0001415889-24-013823 · form4-05202024_100522.xml · nonDerivative · entry 2

Singh Jagdeep · CIK 0001398826 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,809,253

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.55 to $5.79, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · balance_after: Includes 1,001,359 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
May 16, 2024 Filed May 20, 2024 22:39 UTC
MCCARTHY MICHAEL O IIICHIEF LEGAL OFFICER
Tax withholdingClass A Common Stock 6,324 $5.82 $36,825.92
Disclosure

SEC source: 0001415889-24-013820 · form4-05202024_100538.xml · nonDerivative · entry 1

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,237,272

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.78 to $6.01, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
May 16, 2024 Filed May 20, 2024 22:43 UTC
Holme TimothyCHIEF TECHNOLOGY OFFICER
Tax withholdingClass A Common Stock 9,781 $5.82 $56,956.72
Disclosure

SEC source: 0001415889-24-013824 · form4-05202024_100521.xml · nonDerivative · entry 1

Holme Timothy · CIK 0001834249 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,274,841

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.78 to $6.01, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
May 16, 2024 Filed May 20, 2024 22:59 UTC
Hettrich KevinCHIEF FINANCIAL OFFICER
Tax withholdingClass A Common Stock 10,016 $5.82 $58,325.17
Disclosure

SEC source: 0001415889-24-013827 · form4-05202024_100557.xml · nonDerivative · entry 1

Hettrich Kevin · CIK 0001834025 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,168,496

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.78 to $6.01, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
May 16, 2024 Filed May 20, 2024 22:45 UTC
Sivaram SrinivasanDirector · CHIEF EXECUTIVE OFFICER
Tax withholdingClass A Common Stock 10,276 $5.82 $59,839.20
Disclosure

SEC source: 0001415889-24-013826 · form4-05202024_100547.xml · nonDerivative · entry 1

Sivaram Srinivasan · CIK 0001587067 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,373,100

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.78 to $6.01, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
May 16, 2024 Filed May 20, 2024 22:44 UTC
Singh MohitCHIEF DEVELOPMENT OFFICER
Tax withholdingClass A Common Stock 9,966 $5.82 $58,034.01
Disclosure

SEC source: 0001415889-24-013825 · form4-05202024_100528.xml · nonDerivative · entry 1

Singh Mohit · CIK 0001834019 · CHIEF DEVELOPMENT OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,207,796

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.78 to $6.01, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
May 16, 2024 Filed May 20, 2024 22:42 UTC Tax withholdingClass A Common Stock 85,195 $5.82 $496,107.52
Disclosure

SEC source: 0001415889-24-013823 · form4-05202024_100522.xml · nonDerivative · entry 1

Singh Jagdeep · CIK 0001398826 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,906,493

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.78 to $6.01, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
April 08, 2024 Filed Apr 10, 2024 00:00 UTC
Hettrich KevinCHIEF FINANCIAL OFFICER
Exercise / conversionStock Option (right to buy) · Derivative 34,607 $0.00 Strike: $1.33 $0.00
Disclosure

SEC source: 0001415889-24-010615 · form4-04092024_080402.xml · derivative · entry 4

Hettrich Kevin · CIK 0001834025 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 88,814

Underlying: Class A Common Stock · 34,607 shares

Expires 2027-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023.

Read SEC document
April 08, 2024 Filed Apr 10, 2024 00:00 UTC
Hettrich KevinCHIEF FINANCIAL OFFICER
SaleClass A Common Stock 34,607 $6.14 $212,618.49
Disclosure

SEC source: 0001415889-24-010615 · form4-04092024_080402.xml · nonDerivative · entry 3

Hettrich Kevin · CIK 0001834025 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,178,512

F2 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.06 to $6.255, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · balance_after: Includes 1,147,198 shares represented by RSUs and PSUs. Each RSU and PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
April 08, 2024 Filed Apr 10, 2024 00:00 UTC
Hettrich KevinCHIEF FINANCIAL OFFICER
Exercise / conversionClass A Common Stock 34,607 $1.33 $45,861.20
Disclosure

SEC source: 0001415889-24-010615 · form4-04092024_080402.xml · nonDerivative · entry 2

Hettrich Kevin · CIK 0001834025 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,213,119

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023.

Read SEC document
April 05, 2024 Filed Apr 10, 2024 00:00 UTC
MCCARTHY MICHAEL O IIICHIEF LEGAL OFFICER
GrantClass A Common Stock 531,840 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-010616 · form4-04092024_080404.xml · nonDerivative · entry 1

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,243,596

F1 · kind: The Issuer granted restricted stock units ("RSUs") (50%) and performance restricted stock units ("PSUs") (50%) to the Reporting Person. Each RSU and PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

F2 · balance_after: Includes 1,056,828 shares represented by RSUs and PSUs. Each RSU and PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
April 05, 2024 Filed Apr 10, 2024 00:00 UTC
Holme TimothyCHIEF TECHNOLOGY OFFICER
GrantClass A Common Stock 583,864 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-010617 · form4-04092024_080407.xml · nonDerivative · entry 1

Holme Timothy · CIK 0001834249 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,284,622

F1 · kind: The Issuer granted restricted stock units ("RSUs") (50%) and performance restricted stock units ("PSUs") (50%) to the Reporting Person. Each RSU and PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

F2 · balance_after: Includes 1,102,144 shares represented by RSUs and PSUs. Each RSU and PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
April 05, 2024 Filed Apr 10, 2024 00:00 UTC
Singh MohitCHIEF DEVELOPMENT OFFICER
GrantClass A Common Stock 583,864 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-010618 · form4-04092024_080416.xml · nonDerivative · entry 1

Singh Mohit · CIK 0001834019 · CHIEF DEVELOPMENT OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,217,762

F1 · kind: The Issuer granted restricted stock units ("RSUs") (50%) and performance restricted stock units ("PSUs") (50%) to the Reporting Person. Each RSU and PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

F2 · balance_after: Includes 1,102,144 shares represented by RSUs and PSUs. Each RSU and PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

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April 05, 2024 Filed Apr 10, 2024 00:00 UTC
Hettrich KevinCHIEF FINANCIAL OFFICER
GrantClass A Common Stock 622,210 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-010615 · form4-04092024_080402.xml · nonDerivative · entry 1

Hettrich Kevin · CIK 0001834025 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,178,512

F1 · kind: The Issuer granted restricted stock units ("RSUs") (50%) and performance restricted stock units ("PSUs") (50%) to the Reporting Person. Each RSU and PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

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April 05, 2024 Filed Apr 11, 2024 00:34 UTC
Prinz FritzDirector
GrantCommon Stock 34,663 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-010675 · form4-04112024_120403.xml · nonDerivative · entry 1

Prinz Fritz · CIK 0001834027 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 292,827

F1 · kind: The Issuer granted restricted stock units ("RSUs") to the Reporting Person. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.

F2 · balance_after: Includes 242,704 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU and PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

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March 11, 2024 Filed Mar 13, 2024 20:55 UTC
Hettrich KevinCHIEF FINANCIAL OFFICER
Exercise / conversionStock Option (right to buy) · Derivative 34,607 $0.00 Strike: $1.33 $0.00
Disclosure

SEC source: 0001415889-24-007822 · form4-03132024_040302.xml · derivative · entry 3

Hettrich Kevin · CIK 0001834025 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 123,421

Underlying: Class A Common Stock · 34,607 shares

Expires 2027-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023.

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March 11, 2024 Filed Mar 13, 2024 20:55 UTC
Hettrich KevinCHIEF FINANCIAL OFFICER
SaleClass A Common Stock 34,607 $6.11 $211,383.02
Disclosure

SEC source: 0001415889-24-007822 · form4-03132024_040302.xml · nonDerivative · entry 2

Hettrich Kevin · CIK 0001834025 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 556,302

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.03 to $6.23, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 524,988 shares represented by restricted stock units ("RSUs") and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

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March 11, 2024 Filed Mar 13, 2024 20:55 UTC
Hettrich KevinCHIEF FINANCIAL OFFICER
Exercise / conversionClass A Common Stock 34,607 $1.33 $45,861.20
Disclosure

SEC source: 0001415889-24-007822 · form4-03132024_040302.xml · nonDerivative · entry 1

Hettrich Kevin · CIK 0001834025 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 590,909

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023.

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March 05, 2024 Filed Mar 6, 2024 21:55 UTC
MCCARTHY MICHAEL O IIICHIEF LEGAL OFFICER
SaleClass A Common Stock 9,937 $6.00 $59,640.88
Disclosure

SEC source: 0001415889-24-007056 · form4-03062024_040302.xml · nonDerivative · entry 2

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 711,756

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.00 to $6.005, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 524,988 shares represented by restricted stock units ("RSUs") and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

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March 04, 2024 Filed Mar 6, 2024 21:55 UTC
MCCARTHY MICHAEL O IIICHIEF LEGAL OFFICER
SaleClass A Common Stock 9,936 $6.15 $61,099.44
Disclosure

SEC source: 0001415889-24-007056 · form4-03062024_040302.xml · nonDerivative · entry 1

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 721,693

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.1282 to $6.17, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

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February 26, 2024 Filed Feb 27, 2024 23:24 UTC
MCCARTHY MICHAEL O IIICHIEF LEGAL OFFICER
SaleClass A Common Stock 21,840 $6.17 $134,663.26
Disclosure

SEC source: 0001415889-24-005585 · form4-02272024_110235.xml · nonDerivative · entry 3

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 731,629

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.124 to $6.205, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F5 · balance_after: Includes 524,988 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

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February 26, 2024 Filed Feb 27, 2024 23:24 UTC
MCCARTHY MICHAEL O IIICHIEF LEGAL OFFICER
Tax withholdingClass A Common Stock 3,692 $6.16 $22,743.09
Disclosure

SEC source: 0001415889-24-005585 · form4-02272024_110235.xml · nonDerivative · entry 2

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 753,469

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.02 to $6.23, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

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February 26, 2024 Filed Feb 27, 2024 23:27 UTC
Holme TimothyCHIEF TECHNOLOGY OFFICER
Tax withholdingClass A Common Stock 5,848 $6.16 $36,024.26
Disclosure

SEC source: 0001415889-24-005592 · form4-02272024_110254.xml · nonDerivative · entry 2

Holme Timothy · CIK 0001834249 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 700,758

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.02 to $6.23, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · balance_after: Includes 518,280 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

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February 26, 2024 Filed Feb 27, 2024 23:28 UTC
Singh MohitCHIEF DEVELOPMENT OFFICER
Tax withholdingClass A Common Stock 5,959 $6.16 $36,708.04
Disclosure

SEC source: 0001415889-24-005594 · form4-02272024_110203.xml · nonDerivative · entry 2

Singh Mohit · CIK 0001834019 · CHIEF DEVELOPMENT OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 633,898

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.02 to $6.23, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · balance_after: Includes 518,280 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

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February 26, 2024 Filed Feb 27, 2024 23:25 UTC Tax withholdingClass A Common Stock 19,890 $6.16 $122,524.39
Disclosure

SEC source: 0001415889-24-005589 · form4-02272024_110231.xml · nonDerivative · entry 2

Singh Jagdeep · CIK 0001398826 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,991,688

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.02 to $6.23, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · balance_after: Includes 1,302,718 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

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February 26, 2024 Filed Feb 27, 2024 23:23 UTC
Hettrich KevinCHIEF FINANCIAL OFFICER
Tax withholdingClass A Common Stock 5,848 $6.16 $36,024.26
Disclosure

SEC source: 0001415889-24-005581 · form4-02272024_110231.xml · nonDerivative · entry 2

Hettrich Kevin · CIK 0001834025 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 556,302

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.02 to $6.23, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · balance_after: Includes 524,988 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

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February 26, 2024 Filed Feb 27, 2024 23:21 UTC
Sivaram SrinivasanDirector · CHIEF EXECUTIVE OFFICER
Tax withholdingClass A Common Stock 2,242 $6.16 $13,810.94
Disclosure

SEC source: 0001415889-24-005579 · form4-02272024_110237.xml · nonDerivative · entry 2

Sivaram Srinivasan · CIK 0001587067 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,383,376

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.02 to $6.23, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · balance_after: Includes 3,329,454 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

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February 23, 2024 Filed Feb 27, 2024 23:24 UTC
MCCARTHY MICHAEL O IIICHIEF LEGAL OFFICER
Tax withholdingClass A Common Stock 3,972 $6.08 $24,158.50
Disclosure

SEC source: 0001415889-24-005585 · form4-02272024_110235.xml · nonDerivative · entry 1

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 757,161

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.02 to $6.31, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

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February 23, 2024 Filed Feb 27, 2024 23:27 UTC
Holme TimothyCHIEF TECHNOLOGY OFFICER
Tax withholdingClass A Common Stock 6,292 $6.08 $38,269.20
Disclosure

SEC source: 0001415889-24-005592 · form4-02272024_110254.xml · nonDerivative · entry 1

Holme Timothy · CIK 0001834249 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 706,606

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.02 to $6.31, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

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February 23, 2024 Filed Feb 27, 2024 23:28 UTC
Singh MohitCHIEF DEVELOPMENT OFFICER
Tax withholdingClass A Common Stock 6,411 $6.08 $38,992.98
Disclosure

SEC source: 0001415889-24-005594 · form4-02272024_110203.xml · nonDerivative · entry 1

Singh Mohit · CIK 0001834019 · CHIEF DEVELOPMENT OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 639,857

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.02 to $6.31, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

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February 23, 2024 Filed Feb 27, 2024 23:25 UTC Tax withholdingClass A Common Stock 21,402 $6.08 $130,171.24
Disclosure

SEC source: 0001415889-24-005589 · form4-02272024_110231.xml · nonDerivative · entry 1

Singh Jagdeep · CIK 0001398826 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,011,578

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.02 to $6.31, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

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February 23, 2024 Filed Feb 27, 2024 23:23 UTC
Hettrich KevinCHIEF FINANCIAL OFFICER
Tax withholdingClass A Common Stock 6,292 $6.08 $38,269.20
Disclosure

SEC source: 0001415889-24-005581 · form4-02272024_110231.xml · nonDerivative · entry 1

Hettrich Kevin · CIK 0001834025 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 562,150

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.02 to $6.31, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

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February 23, 2024 Filed Feb 27, 2024 23:21 UTC
Sivaram SrinivasanDirector · CHIEF EXECUTIVE OFFICER
Tax withholdingClass A Common Stock 2,412 $6.08 $14,670.27
Disclosure

SEC source: 0001415889-24-005579 · form4-02272024_110237.xml · nonDerivative · entry 1

Sivaram Srinivasan · CIK 0001587067 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,385,618

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.02 to $6.31, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

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February 22, 2024 Filed Feb 23, 2024 21:45 UTC
MCCARTHY MICHAEL O IIICHIEF LEGAL OFFICER
Tax withholdingClass A Common Stock 4,030 $6.23 $25,125.44
Disclosure

SEC source: 0001415889-24-005051 · form4-02232024_090217.xml · nonDerivative · entry 2

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 761,133

F2 · kind: Represents a sale to cover tax obligations on the release of RSUs.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.13 to $6.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · balance_after: Includes 524,988 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

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February 22, 2024 Filed Feb 23, 2024 21:43 UTC
Holme TimothyCHIEF TECHNOLOGY OFFICER
Tax withholdingClass A Common Stock 6,384 $6.23 $39,801.69
Disclosure

SEC source: 0001415889-24-005048 · form4-02232024_090228.xml · nonDerivative · entry 2

Holme Timothy · CIK 0001834249 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 712,898

F2 · kind: Represents a sale to cover tax obligations on the release of RSUs.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.13 to $6.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · balance_after: Includes 518,280 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

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February 22, 2024 Filed Feb 23, 2024 21:49 UTC Tax withholdingClass A Common Stock 21,714 $6.23 $135,378.10
Disclosure

SEC source: 0001415889-24-005054 · form4-02232024_090247.xml · nonDerivative · entry 2

Singh Jagdeep · CIK 0001398826 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,032,980

F2 · kind: Represents a sale to cover tax obligations on the release of RSUs.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.13 to $6.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · balance_after: Includes 1,302,718 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

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February 22, 2024 Filed Feb 23, 2024 21:48 UTC
Sivaram SrinivasanDirector · CHIEF EXECUTIVE OFFICER
Tax withholdingClass A Common Stock 2,447 $6.23 $15,256.07
Disclosure

SEC source: 0001415889-24-005053 · form4-02232024_090218.xml · nonDerivative · entry 2

Sivaram Srinivasan · CIK 0001587067 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,388,030

F2 · kind: Represents a sale to cover tax obligations on the release of RSUs.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.13 to $6.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · balance_after: Includes 3,329,454 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.