Tapewire

Nasdaq · USD

QS

QuantumScape Corp

Export transactions ↓
Tapewire entity
4158
SEC CIK
0001811414
Parsed reports
506

Last 12 months

Inside the activity.

0 purchase rows · 57 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025010
Dec 202506
Jan 202604
Feb 202605
Mar 202606
Apr 202604
May 202607
Jun 202603
Jul 202603
Aug 202603
Sep 202603
Oct 202603

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 06, 2024 Filed Aug 8, 2024 00:25 UTC
MCCARTHY MICHAEL O IIICHIEF LEGAL OFFICER
Tax withholdingClass A Common Stock 2,879 $6.03 $17,355.76
Disclosure

SEC source: 0001415889-24-020957 · form4-08072024_080805.xml · nonDerivative · entry 2

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,286,713

F2 · kind: Represents a sale to cover tax obligations on the release of RSUs.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.94 to $6.15, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · balance_after: Includes 1,020,732 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
August 06, 2024 Filed Aug 8, 2024 00:25 UTC
Holme TimothyCHIEF TECHNOLOGY OFFICER
Tax withholdingClass A Common Stock 3,144 $6.03 $18,953.29
Disclosure

SEC source: 0001415889-24-020956 · form4-08072024_080803.xml · nonDerivative · entry 2

Holme Timothy · CIK 0001834249 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,266,277

F2 · kind: Represents a sale to cover tax obligations on the release of RSUs.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.94 to $6.15, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · balance_after: Includes 1,066,897 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
August 06, 2024 Filed Aug 8, 2024 00:25 UTC
Sivaram SrinivasanDirector · CHIEF EXECUTIVE OFFICER
Tax withholdingClass A Common Stock 11,920 $6.03 $71,858.53
Disclosure

SEC source: 0001415889-24-020959 · form4-08072024_080809.xml · nonDerivative · entry 2

Sivaram Srinivasan · CIK 0001587067 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,371,244

F2 · kind: Represents a sale to cover tax obligations on the release of RSUs.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.94 to $6.15, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · balance_after: Includes 3,292,417 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
August 06, 2024 Filed Aug 8, 2024 00:25 UTC
Singh MohitCHIEF DEVELOPMENT OFFICER
Tax withholdingClass A Common Stock 3,203 $6.03 $19,308.97
Disclosure

SEC source: 0001415889-24-020958 · form4-08072024_080807.xml · nonDerivative · entry 2

Singh Mohit · CIK 0001834019 · CHIEF DEVELOPMENT OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,199,447

F2 · kind: Represents a sale to cover tax obligations on the release of RSUs.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.94 to $6.15, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · balance_after: Includes 1,066,897 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
August 06, 2024 Filed Aug 8, 2024 00:25 UTC
Hettrich KevinCHIEF FINANCIAL OFFICER
Tax withholdingClass A Common Stock 3,144 $6.03 $18,953.29
Disclosure

SEC source: 0001415889-24-020955 · form4-08072024_080801.xml · nonDerivative · entry 2

Hettrich Kevin · CIK 0001834025 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,150,922

F3 · kind: Represents a sale to cover tax obligations on the release of RSUs.

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.94 to $6.15, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F5 · balance_after: Includes 1,111,102 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
August 05, 2024 Filed Aug 8, 2024 00:25 UTC
MCCARTHY MICHAEL O IIICHIEF LEGAL OFFICER
GrantClass A Common Stock 5,745 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-020957 · form4-08072024_080805.xml · nonDerivative · entry 1

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,289,592

F1 · kind: The Issuer granted restricted stock units ("RSUs") to all eligible employees, including the Reporting Person, as an interim bonus payout granted under the Issuer's 2024 Annual Bonus Plan. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. 100% of the RSUs vest on the award grant date.

Read SEC document
August 05, 2024 Filed Aug 8, 2024 00:25 UTC
Holme TimothyCHIEF TECHNOLOGY OFFICER
GrantClass A Common Stock 5,745 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-020956 · form4-08072024_080803.xml · nonDerivative · entry 1

Holme Timothy · CIK 0001834249 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,269,421

F1 · kind: The Issuer granted restricted stock units ("RSUs") to all eligible employees, including the Reporting Person, as an interim bonus payout granted under the Issuer's 2024 Annual Bonus Plan. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. 100% of the RSUs vest on the award grant date.

Read SEC document
August 05, 2024 Filed Aug 8, 2024 00:25 UTC
Sivaram SrinivasanDirector · CHIEF EXECUTIVE OFFICER
GrantClass A Common Stock 21,793 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-020959 · form4-08072024_080809.xml · nonDerivative · entry 1

Sivaram Srinivasan · CIK 0001587067 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,383,164

F1 · kind: The Issuer granted restricted stock units ("RSUs") to all eligible employees, including the Reporting Person, as an interim bonus payout granted under the Issuer's 2024 Annual Bonus Plan. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. 100% of the RSUs vest on the award grant date.

Read SEC document
August 05, 2024 Filed Aug 8, 2024 00:25 UTC
Singh MohitCHIEF DEVELOPMENT OFFICER
GrantClass A Common Stock 5,745 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-020958 · form4-08072024_080807.xml · nonDerivative · entry 1

Singh Mohit · CIK 0001834019 · CHIEF DEVELOPMENT OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,202,650

F1 · kind: The Issuer granted restricted stock units ("RSUs") to all eligible employees, including the Reporting Person, as an interim bonus payout granted under the Issuer's 2024 Annual Bonus Plan. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. 100% of the RSUs vest on the award grant date.

Read SEC document
August 05, 2024 Filed Aug 8, 2024 00:25 UTC
Hettrich KevinCHIEF FINANCIAL OFFICER
GrantClass A Common Stock 5,745 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-020955 · form4-08072024_080801.xml · nonDerivative · entry 1

Hettrich Kevin · CIK 0001834025 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,154,066

F1 · kind: The Issuer granted restricted stock units ("RSUs") to all eligible employees, including the Reporting Person, as an interim bonus payout granted under the Issuer's 2024 Annual Bonus Plan. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. 100% of the RSUs vest on the award grant date.

F2 · balance_after: On June 26, 2026, the Reporting Person filed a Form 4 that overstated the total amount of securities beneficially owned by 200 shares. This footnote corrects the running total of securities held.

Read SEC document
July 31, 2024 Filed Jul 31, 2024 23:03 UTC
MCCARTHY MICHAEL O IIICHIEF LEGAL OFFICER
Exercise / conversionStock Option (right to buy) · Derivative 222,476 $0.00 Strike: $1.33 $0.00
Disclosure

SEC source: 0001415889-24-020474 · form4-07312024_110714.xml · derivative · entry 9

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 222,476 shares

Expires 2027-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2024 Filed Jul 31, 2024 23:03 UTC
MCCARTHY MICHAEL O IIICHIEF LEGAL OFFICER
SaleClass A Common Stock 222,476 $6.58 $1,463,758.59
Disclosure

SEC source: 0001415889-24-020474 · form4-07312024_110714.xml · nonDerivative · entry 6

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,283,847

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.435 to $6.82, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · balance_after: Includes 1,020,732 shares represented by restricted stock units ("RSUs") and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
July 31, 2024 Filed Jul 31, 2024 23:03 UTC
MCCARTHY MICHAEL O IIICHIEF LEGAL OFFICER
Exercise / conversionClass A Common Stock 222,476 $1.33 $294,825.20
Disclosure

SEC source: 0001415889-24-020474 · form4-07312024_110714.xml · nonDerivative · entry 5

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,506,323

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2024 Filed Jul 31, 2024 23:03 UTC
MCCARTHY MICHAEL O IIICHIEF LEGAL OFFICER
Exercise / conversionStock Option (right to buy) · Derivative 222,477 $0.00 Strike: $1.33 $0.00
Disclosure

SEC source: 0001415889-24-020474 · form4-07312024_110714.xml · derivative · entry 8

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 222,476

Underlying: Class A Common Stock · 222,477 shares

Expires 2027-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2024 Filed Jul 31, 2024 23:03 UTC
MCCARTHY MICHAEL O IIICHIEF LEGAL OFFICER
SaleClass A Common Stock 222,477 $6.53 $1,452,530.09
Disclosure

SEC source: 0001415889-24-020474 · form4-07312024_110714.xml · nonDerivative · entry 4

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,283,847

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.44 to $6.64, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
July 30, 2024 Filed Jul 31, 2024 23:03 UTC
MCCARTHY MICHAEL O IIICHIEF LEGAL OFFICER
Exercise / conversionClass A Common Stock 222,477 $1.33 $294,826.52
Disclosure

SEC source: 0001415889-24-020474 · form4-07312024_110714.xml · nonDerivative · entry 3

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,506,324

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 29, 2024 Filed Jul 31, 2024 23:03 UTC
MCCARTHY MICHAEL O IIICHIEF LEGAL OFFICER
Exercise / conversionStock Option (right to buy) · Derivative 66,120 $0.00 Strike: $1.33 $0.00
Disclosure

SEC source: 0001415889-24-020474 · form4-07312024_110714.xml · derivative · entry 7

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 444,953

Underlying: Class A Common Stock · 66,120 shares

Expires 2027-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 29, 2024 Filed Jul 31, 2024 23:03 UTC
MCCARTHY MICHAEL O IIICHIEF LEGAL OFFICER
SaleClass A Common Stock 222,476 $6.58 $1,464,337.03
Disclosure

SEC source: 0001415889-24-020474 · form4-07312024_110714.xml · nonDerivative · entry 2

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,283,847

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.52 to $6.70, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
July 29, 2024 Filed Jul 31, 2024 23:03 UTC
MCCARTHY MICHAEL O IIICHIEF LEGAL OFFICER
Exercise / conversionClass A Common Stock 66,120 $1.33 $87,622.22
Disclosure

SEC source: 0001415889-24-020474 · form4-07312024_110714.xml · nonDerivative · entry 1

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,506,323

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 11, 2024 Filed Jul 12, 2024 21:00 UTC
Singh MohitCHIEF DEVELOPMENT OFFICER
Exercise / conversionStock Option (right to buy) · Derivative 173,224 $0.00 Strike: $1.05 $0.00
Disclosure

SEC source: 0001415889-24-019527 · form4-07122024_050702.xml · derivative · entry 3

Singh Mohit · CIK 0001834019 · CHIEF DEVELOPMENT OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,263

Underlying: Class A Common Stock · 173,224 shares

Expires 2025-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2023.

Read SEC document
July 11, 2024 Filed Jul 12, 2024 21:00 UTC
Singh MohitCHIEF DEVELOPMENT OFFICER
SaleClass A Common Stock 173,224 $7.04 $1,219,531.60
Disclosure

SEC source: 0001415889-24-019527 · form4-07122024_050702.xml · nonDerivative · entry 2

Singh Mohit · CIK 0001834019 · CHIEF DEVELOPMENT OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,196,905

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2023.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.95 to $7.21, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · balance_after: Includes 1,066,897 shares represented by restricted stock units ("RSUs") and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
July 11, 2024 Filed Jul 12, 2024 21:00 UTC
Singh MohitCHIEF DEVELOPMENT OFFICER
Exercise / conversionClass A Common Stock 173,224 $1.05 $182,612.74
Disclosure

SEC source: 0001415889-24-019527 · form4-07122024_050702.xml · nonDerivative · entry 1

Singh Mohit · CIK 0001834019 · CHIEF DEVELOPMENT OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,370,129

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2023.

F2 · balance_after: Includes 485 shares acquired under the Issuer's Employee Stock Purchase Plan on June 3, 2024.

Read SEC document
July 08, 2024 Filed Jul 9, 2024 20:55 UTC Exercise / conversionStock Option (right to buy) · Derivative 113,264 $0.00 Strike: $1.31 $0.00
Disclosure

SEC source: 0001415889-24-019434 · form4-07092024_040701.xml · derivative · entry 9

Singh Jagdeep · CIK 0001398826 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,922,700

Underlying: Class A Common Stock · 113,264 shares

Expires 2026-08-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2024.

F2 · kind: Exercise and sale of stock options expiring in the next two years.

Read SEC document
July 08, 2024 Filed Jul 9, 2024 20:55 UTC SaleClass A Common Stock 33,984 $5.04 $171,354.12
Disclosure

SEC source: 0001415889-24-019434 · form4-07092024_040701.xml · nonDerivative · entry 6

Singh Jagdeep · CIK 0001398826 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By: Trusts

Disclosed balance after: 5,889,308

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2024.

F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.125, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · ownership.nature: The Reporting Person's family members are beneficiaries of the trusts. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
July 08, 2024 Filed Jul 9, 2024 20:55 UTC SaleClass A Common Stock 113,264 $5.04 $571,099.74
Disclosure

SEC source: 0001415889-24-019434 · form4-07092024_040701.xml · nonDerivative · entry 5

Singh Jagdeep · CIK 0001398826 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,809,253

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2024.

F2 · kind: Exercise and sale of stock options expiring in the next two years.

F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.125, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F6 · balance_after: Includes 1,001,359 shares represented by restricted stock units ("RSUs") and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
July 08, 2024 Filed Jul 9, 2024 20:55 UTC Exercise / conversionClass A Common Stock 113,264 $1.31 $148,692.98
Disclosure

SEC source: 0001415889-24-019434 · form4-07092024_040701.xml · nonDerivative · entry 4

Singh Jagdeep · CIK 0001398826 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,922,517

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2024.

F2 · kind: Exercise and sale of stock options expiring in the next two years.

Read SEC document
July 05, 2024 Filed Jul 9, 2024 20:55 UTC Exercise / conversionStock Option (right to buy) · Derivative 79,006 $0.00 Strike: $1.31 $0.00
Disclosure

SEC source: 0001415889-24-019434 · form4-07092024_040701.xml · derivative · entry 8

Singh Jagdeep · CIK 0001398826 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,035,964

Underlying: Class A Common Stock · 79,006 shares

Expires 2026-08-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2024.

F2 · kind: Exercise and sale of stock options expiring in the next two years.

Read SEC document
July 05, 2024 Filed Jul 9, 2024 20:55 UTC SaleClass A Common Stock 23,706 $5.03 $119,203.25
Disclosure

SEC source: 0001415889-24-019434 · form4-07092024_040701.xml · nonDerivative · entry 3

Singh Jagdeep · CIK 0001398826 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By: Trusts

Disclosed balance after: 5,923,292

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2024.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.055, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · ownership.nature: The Reporting Person's family members are beneficiaries of the trusts. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
July 05, 2024 Filed Jul 9, 2024 20:55 UTC SaleClass A Common Stock 79,006 $5.03 $397,273.77
Disclosure

SEC source: 0001415889-24-019434 · form4-07092024_040701.xml · nonDerivative · entry 2

Singh Jagdeep · CIK 0001398826 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,809,253

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2024.

F2 · kind: Exercise and sale of stock options expiring in the next two years.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.055, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
July 05, 2024 Filed Jul 9, 2024 20:55 UTC Exercise / conversionClass A Common Stock 79,006 $1.31 $103,719.08
Disclosure

SEC source: 0001415889-24-019434 · form4-07092024_040701.xml · nonDerivative · entry 1

Singh Jagdeep · CIK 0001398826 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,888,259

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2024.

F2 · kind: Exercise and sale of stock options expiring in the next two years.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 20:50 UTC
Prinz FritzDirector
SaleCommon Stock 25,816 $4.87 $125,711.01
Disclosure

SEC source: 0001415889-24-019212 · form4-07032024_040701.xml · nonDerivative · entry 1

Prinz Fritz · CIK 0001834027 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 267,011

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2024.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.81 to $4.97, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 229,796 shares represented by restricted stock units ("RSUs") and performance restricted stock units ("PSUs"). Each RSU and PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
June 26, 2024 Filed Jun 28, 2024 20:55 UTC
MCCARTHY MICHAEL O IIICHIEF LEGAL OFFICER
Exercise / conversionStock Option (right to buy) · Derivative 156,536 $0.00 Strike: $1.33 $0.00
Disclosure

SEC source: 0001415889-24-018459 · form4-06282024_040602.xml · derivative · entry 4

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 511,073

Underlying: Class A Common Stock · 156,536 shares

Expires 2027-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 26, 2024 Filed Jun 28, 2024 20:55 UTC
MCCARTHY MICHAEL O IIICHIEF LEGAL OFFICER
Exercise / conversionStock Option (right to buy) · Derivative 76,167 $0.00 Strike: $1.31 $0.00
Disclosure

SEC source: 0001415889-24-018459 · form4-06282024_040602.xml · derivative · entry 3

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 76,167 shares

Expires 2026-05-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 26, 2024 Filed Jun 28, 2024 20:55 UTC
MCCARTHY MICHAEL O IIICHIEF LEGAL OFFICER
Exercise / conversionClass A Common Stock 156,536 $1.33 $207,441.51
Disclosure

SEC source: 0001415889-24-018459 · form4-06282024_040602.xml · nonDerivative · entry 2

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,440,203

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 1,020,732 shares represented by restricted stock units ("RSUs") and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
June 26, 2024 Filed Jun 28, 2024 20:55 UTC
MCCARTHY MICHAEL O IIICHIEF LEGAL OFFICER
Exercise / conversionClass A Common Stock 76,167 $1.31 $99,992.04
Disclosure

SEC source: 0001415889-24-018459 · form4-06282024_040602.xml · nonDerivative · entry 1

MCCARTHY MICHAEL O III · CIK 0001177264 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,283,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 24, 2024 Filed Jun 26, 2024 21:12 UTC
Hettrich KevinCHIEF FINANCIAL OFFICER
Exercise / conversionStock Option (right to buy) · Derivative 3,300 $0.00 Strike: $1.33 $0.00
Disclosure

SEC source: 0001415889-24-018251 · form4-06262024_090639.xml · derivative · entry 3

Hettrich Kevin · CIK 0001834025 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 50,907

Underlying: Class A Common Stock · 3,300 shares

Expires 2027-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023.

Read SEC document
June 24, 2024 Filed Jun 26, 2024 21:12 UTC
Hettrich KevinCHIEF FINANCIAL OFFICER
SaleClass A Common Stock 3,300 $5.01 $16,517.16
Disclosure

SEC source: 0001415889-24-018251 · form4-06262024_090639.xml · nonDerivative · entry 2

Hettrich Kevin · CIK 0001834025 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,148,521

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.03, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · balance_after: Includes 1,111,102 shares represented by restricted stock units ("RSUs") and performance stock units ("PSUs"). Each RSU and PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
June 24, 2024 Filed Jun 26, 2024 21:12 UTC
Hettrich KevinCHIEF FINANCIAL OFFICER
Exercise / conversionClass A Common Stock 3,300 $1.33 $4,373.16
Disclosure

SEC source: 0001415889-24-018251 · form4-06262024_090639.xml · nonDerivative · entry 1

Hettrich Kevin · CIK 0001834025 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,151,621

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023.

F2 · balance_after: Includes 2,500 shares acquired under the Issuer's Employee Stock Purchase Plan on June 3, 2024.

Read SEC document
June 13, 2024 Filed Jun 14, 2024 21:21 UTC Exercise / conversionStock Option (right to buy) · Derivative 192,270 $0.00 Strike: $1.31 $0.00
Disclosure

SEC source: 0001415889-24-016976 · form4-06142024_090649.xml · derivative · entry 5

Singh Jagdeep · CIK 0001398826 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,114,970

Underlying: Class A Common Stock · 192,270 shares

Expires 2026-08-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2024.

F2 · kind: Exercise and sale of stock options expiring in the next two years.

Read SEC document
June 13, 2024 Filed Jun 14, 2024 21:21 UTC SaleClass A Common Stock 57,690 $5.35 $308,814.57
Disclosure

SEC source: 0001415889-24-016976 · form4-06142024_090649.xml · nonDerivative · entry 3

Singh Jagdeep · CIK 0001398826 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By: Trusts

Disclosed balance after: 5,946,998

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2024.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.22 to $5.62, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F5 · ownership.nature: The Reporting Person's family members are beneficiaries of the trusts. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
June 13, 2024 Filed Jun 14, 2024 21:21 UTC SaleClass A Common Stock 192,270 $5.35 $1,029,221.31
Disclosure

SEC source: 0001415889-24-016976 · form4-06142024_090649.xml · nonDerivative · entry 2

Singh Jagdeep · CIK 0001398826 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,809,253

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2024.

F2 · kind: Exercise and sale of stock options expiring in the next two years.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.22 to $5.62, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · balance_after: Includes 1,001,359 shares represented by restricted stock units ("RSUs") and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
June 13, 2024 Filed Jun 14, 2024 21:21 UTC Exercise / conversionClass A Common Stock 192,270 $1.31 $252,412.06
Disclosure

SEC source: 0001415889-24-016976 · form4-06142024_090649.xml · nonDerivative · entry 1

Singh Jagdeep · CIK 0001398826 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,001,523

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2024.

F2 · kind: Exercise and sale of stock options expiring in the next two years.

Read SEC document
June 11, 2024 Filed Jun 12, 2024 21:05 UTC GrantClass A Common Stock 34,423 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-016524 · form4-06122024_050606.xml · nonDerivative · entry 1

Saluja Dipender · CIK 0001834268 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 324,043

F1 · kind: On June 11, 2024, the Issuer granted restricted stock units ("RSUs") to the Reporting Person as an annual award automatically granted under the Issuer's Outside Director Compensation Policy. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. 100% of the RSUs vest on the earlier of the one-year anniversary of the date the RSUs were granted or the day before the next annual meeting of stockholders, subject to the Reporting Person's continued service as of the vesting date.

F2 · balance_after: Includes 34,423 shares represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer per the applicable vesting schedule, subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
June 11, 2024 Filed Jun 12, 2024 21:05 UTC GrantClass A Common Stock 34,423 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-016528 · form4-06122024_050616.xml · nonDerivative · entry 1

Straubel Jeffrey B · CIK 0001494727 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 327,067

F1 · kind: On June 11, 2024, the Issuer granted restricted stock units ("RSUs") to the Reporting Person as an annual award automatically granted under the Issuer's Outside Director Compensation Policy. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. 100% of the RSUs vest on the earlier of the one-year anniversary of the date the RSUs were granted or the day before the next annual meeting of stockholders, subject to the Reporting Person's continued service as of the vesting date.

F2 · balance_after: Includes 34,423 shares represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer per the applicable vesting schedule, subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
June 11, 2024 Filed Jun 12, 2024 21:05 UTC GrantClass A Common Stock 34,423 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-016527 · form4-06122024_050613.xml · nonDerivative · entry 1

Huppertz Susan · CIK 0001909268 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,686

F1 · kind: On June 11, 2024, the Issuer granted restricted stock units ("RSUs") to the Reporting Person as an annual award automatically granted under the Issuer's Outside Director Compensation Policy. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. 100% of the RSUs vest on the earlier of the one-year anniversary of the date the RSUs were granted or the day before the next annual meeting of stockholders, subject to the Reporting Person's continued service as of the vesting date.

F2 · balance_after: Includes 39,082 shares represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer per the applicable vesting schedule, subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
June 11, 2024 Filed Jun 12, 2024 21:05 UTC GrantClass A Common Stock 34,423 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-016526 · form4-06122024_050611.xml · nonDerivative · entry 1

Lovett Gena C · CIK 0001785725 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,379

F1 · kind: On June 11, 2024, the Issuer granted restricted stock units ("RSUs") to the Reporting Person as an annual award automatically granted under the Issuer's Outside Director Compensation Policy. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. 100% of the RSUs vest on the earlier of the one-year anniversary of the date the RSUs were granted or the day before the next annual meeting of stockholders, subject to the Reporting Person's continued service as of the vesting date.

F2 · balance_after: Includes 37,988 shares represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer per the applicable vesting schedule, subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
June 11, 2024 Filed Jun 12, 2024 21:05 UTC GrantClass A Common Stock 34,423 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-016525 · form4-06122024_050609.xml · nonDerivative · entry 1

Hanley Jeneanne Michelle · CIK 0001733201 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,354

F1 · kind: On June 11, 2024, the Issuer granted restricted stock units ("RSUs") to the Reporting Person as an annual award automatically granted under the Issuer's Outside Director Compensation Policy. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. 100% of the RSUs vest on the earlier of the one-year anniversary of the date the RSUs were granted or the day before the next annual meeting of stockholders, subject to the Reporting Person's continued service as of the vesting date.

F2 · balance_after: Includes 37,692 shares represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer per the applicable vesting schedule, subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
June 11, 2024 Filed Jun 12, 2024 21:05 UTC GrantClass A Common Stock 34,423 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-016523 · form4-06122024_050604.xml · nonDerivative · entry 2

Leohold Jurgen · CIK 0001834036 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 212,339

F3 · kind: On June 11, 2024, the Issuer granted RSUs to the Reporting Person as an annual award automatically granted under the Issuer's Outside Director Compensation Policy. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. 100% of the RSUs vest on the earlier of the one-year anniversary of the date the RSUs were granted or the day before the next annual meeting of stockholders, subject to the Reporting Person's continued service as of the vesting date.

F4 · balance_after: Includes 34,423 shares represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer per the applicable vesting schedule, subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
June 11, 2024 Filed Jun 12, 2024 21:05 UTC
Buss Brad WDirector
GrantClass A Common Stock 34,423 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-016522 · form4-06122024_050601.xml · nonDerivative · entry 1

Buss Brad W · CIK 0001336664 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,284

F1 · kind: On June 11, 2024, the Issuer granted restricted stock units ("RSUs") to the Reporting Person as an annual award automatically granted under the Issuer's Outside Director Compensation Policy. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. 100% of the RSUs vest on the earlier of the one-year anniversary of the date the RSUs were granted or the day before the next annual meeting of stockholders, subject to the Reporting Person's continued service as of the vesting date.

F2 · balance_after: Includes 34,423 shares represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer per the applicable vesting schedule, subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
June 10, 2024 Filed Jun 12, 2024 21:05 UTC Tax withholdingClass A Common Stock 7,801 $5.60 $43,699.64
Disclosure

SEC source: 0001415889-24-016523 · form4-06122024_050604.xml · nonDerivative · entry 1

Leohold Jurgen · CIK 0001834036 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 177,916

F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.60 to $5.615, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.