Last 12 months
Inside the activity.
4 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 1 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 3 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 30, 2020 Filed Jul 17, 2020 21:29 UTC |
KNITTEL RUSSELL JDirector
|
GrantCommon Stock | 2,447 | $1.18 | $2,887.46 |
DisclosureSEC source: 0000921895-20-002010 · form412364002kni_07172020.xml · nonDerivative · entry 4 KNITTEL RUSSELL J · CIK 0001225977 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,229 F1 · shares: The reported securities represent deferred stock units granted under the Issuer's 2012 Incentive Compensation Plan in lieu of a portion of the Reporting Person's annual cash retainer for services as a member of the Issuer's Board of Directors. The shares of common stock underlying such deferred stock units shall be issued upon the Reporting Person's separation from service with the Issuer. Read SEC document |
| April 30, 2020 Filed Jul 17, 2020 21:27 UTC |
Golden Michael FDirector
|
GrantCommon Stock | 734 | $1.18 | $866.12 |
DisclosureSEC source: 0000921895-20-002009 · form412364002gol_07172020.xml · nonDerivative · entry 4 Golden Michael F · CIK 0001309339 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,669 F1 · shares: The reported securities represent deferred stock units granted under the Issuer's 2012 Incentive Compensation Plan in lieu of a portion of the Reporting Person's annual cash retainer for services as a member of the Issuer's Board of Directors. The shares of common stock underlying such deferred stock units shall be issued upon the Reporting Person's separation from service with the Issuer. Read SEC document |
| April 29, 2020 Filed May 1, 2020 22:08 UTC |
FRIEDBERG DANIEL M.Director · 10% owner
|
PurchaseCommon Stock | 11,279 | $1.10 | $12,406.90 |
DisclosureSEC source: 0000921895-20-001264 · form412364002_05012020.xml · nonDerivative · entry 1 FRIEDBERG DANIEL M. · CIK 0001448795 · Director · 10% owner Hampstead Park Capital Management, LLC · CIK 0001773816 · 10% owner Hampstead Park Environmental Services Investment Fund LLC · CIK 0001773840 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Hampstead Park Environmental Services Investment Fund LLC Disclosed balance after: 2,120,489 F1 · ownership.nature: This Form 4 is filed jointly by Hampstead Park Environmental Services Investment Fund LLC ("Hampstead Park Environmental"), Daniel Friedberg and Hampstead Park Capital Management, LLC ("Hampstead Park Capital"). Hampstead Park Capital is the sole member of Hampstead Park Environmental, and Mr. Friedberg is the Chief Executive Officer of Hampstead Park Capital; each may therefore be deemed to control Hampstead Park Environmental. In addition, Mr. Friedberg is a Director of the Issuer. Read SEC document |
| April 01, 2020 Filed Apr 1, 2020 22:57 UTC |
FRIEDBERG DANIEL M.Director · 10% owner
|
PurchaseCommon Stock | 1,605 | $1.10 | $1,765.50 |
DisclosureSEC source: 0000921895-20-000969 · form412364002_04012020.xml · nonDerivative · entry 2 FRIEDBERG DANIEL M. · CIK 0001448795 · Director · 10% owner Hampstead Park Capital Management, LLC · CIK 0001773816 · 10% owner Hampstead Park Environmental Services Investment Fund LLC · CIK 0001773840 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Hampstead Park Environmental Services Investment Fund LLC Disclosed balance after: 2,109,210 F1 · ownership.nature: This Form 4 is filed jointly by Hampstead Park Environmental Services Investment Fund LLC ("Hampstead Park Environmental"), Daniel Friedberg and Hampstead Park Capital Management, LLC ("Hampstead Park Capital"). Hampstead Park Capital is the sole member of Hampstead Park Environmental, and Mr. Friedberg is the Chief Executive Officer of Hampstead Park Capital; each may therefore be deemed to control Hampstead Park Environmental. In addition, Mr. Friedberg is a Director of the Issuer. Read SEC document |
| March 31, 2020 Filed Jul 17, 2020 21:36 UTC |
WADECKI ISABELL MARIEDirector
|
GrantCommon Stock | 1,727 | $1.17 | $2,020.59 |
DisclosureSEC source: 0000921895-20-002012 · form412364002wad_07172020.xml · nonDerivative · entry 3 WADECKI ISABELL MARIE · CIK 0001214761 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,847 F1 · shares: The reported securities represent deferred stock units granted under the Issuer's 2012 Incentive Compensation Plan in lieu of a portion of the Reporting Person's annual cash retainer for services as a member of the Issuer's Board of Directors. The shares of common stock underlying such deferred stock units shall be issued upon the Reporting Person's separation from service with the Issuer. Read SEC document |
| March 31, 2020 Filed Jul 17, 2020 21:31 UTC |
Nolan Stephen ADirector
|
GrantCommon Stock | 2,468 | $1.17 | $2,887.56 |
DisclosureSEC source: 0000921895-20-002011 · form412364002nol_07172020.xml · nonDerivative · entry 3 Nolan Stephen A · CIK 0001578531 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,782 F1 · shares: The reported securities represent deferred stock units granted under the Issuer's 2012 Incentive Compensation Plan in lieu of a portion of the Reporting Person's annual cash retainer for services as a member of the Issuer's Board of Directors. The shares of common stock underlying such deferred stock units shall be issued upon the Reporting Person's separation from service with the Issuer. Read SEC document |
| March 31, 2020 Filed Jul 17, 2020 21:29 UTC |
KNITTEL RUSSELL JDirector
|
GrantCommon Stock | 2,468 | $1.17 | $2,887.56 |
DisclosureSEC source: 0000921895-20-002010 · form412364002kni_07172020.xml · nonDerivative · entry 3 KNITTEL RUSSELL J · CIK 0001225977 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,782 F1 · shares: The reported securities represent deferred stock units granted under the Issuer's 2012 Incentive Compensation Plan in lieu of a portion of the Reporting Person's annual cash retainer for services as a member of the Issuer's Board of Directors. The shares of common stock underlying such deferred stock units shall be issued upon the Reporting Person's separation from service with the Issuer. Read SEC document |
| March 31, 2020 Filed Jul 17, 2020 21:27 UTC |
Golden Michael FDirector
|
GrantCommon Stock | 741 | $1.17 | $866.97 |
DisclosureSEC source: 0000921895-20-002009 · form412364002gol_07172020.xml · nonDerivative · entry 3 Golden Michael F · CIK 0001309339 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,935 F1 · shares: The reported securities represent deferred stock units granted under the Issuer's 2012 Incentive Compensation Plan in lieu of a portion of the Reporting Person's annual cash retainer for services as a member of the Issuer's Board of Directors. The shares of common stock underlying such deferred stock units shall be issued upon the Reporting Person's separation from service with the Issuer. Read SEC document |
| March 30, 2020 Filed Apr 1, 2020 22:57 UTC |
FRIEDBERG DANIEL M.Director · 10% owner
|
PurchaseCommon Stock | 400 | $1.10 | $440.00 |
DisclosureSEC source: 0000921895-20-000969 · form412364002_04012020.xml · nonDerivative · entry 1 FRIEDBERG DANIEL M. · CIK 0001448795 · Director · 10% owner Hampstead Park Capital Management, LLC · CIK 0001773816 · 10% owner Hampstead Park Environmental Services Investment Fund LLC · CIK 0001773840 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Hampstead Park Environmental Services Investment Fund LLC Disclosed balance after: 2,107,605 F1 · ownership.nature: This Form 4 is filed jointly by Hampstead Park Environmental Services Investment Fund LLC ("Hampstead Park Environmental"), Daniel Friedberg and Hampstead Park Capital Management, LLC ("Hampstead Park Capital"). Hampstead Park Capital is the sole member of Hampstead Park Environmental, and Mr. Friedberg is the Chief Executive Officer of Hampstead Park Capital; each may therefore be deemed to control Hampstead Park Environmental. In addition, Mr. Friedberg is a Director of the Issuer. Read SEC document |
| March 19, 2020 Filed Mar 19, 2020 22:45 UTC |
FRIEDBERG DANIEL M.Director · 10% owner
|
PurchaseCommon Stock | 6,372 | $1.31 | $8,365.16 |
DisclosureSEC source: 0000921895-20-000835 · form412364002_03192020.xml · nonDerivative · entry 2 FRIEDBERG DANIEL M. · CIK 0001448795 · Director · 10% owner Hampstead Park Capital Management, LLC · CIK 0001773816 · 10% owner Hampstead Park Environmental Services Investment Fund LLC · CIK 0001773840 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Hampstead Park Environmental Services Investment Fund LLC Disclosed balance after: 2,107,205 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.15 to $1.35, inclusive. The Reporting Persons undertake to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares purchased at each separate price such shares were purchased. F2 · ownership.nature: This Form 4 is filed jointly by Hampstead Park Environmental Services Investment Fund LLC ("Hampstead Park Environmental"), Daniel Friedberg and Hampstead Park Capital Management, LLC ("Hampstead Park Capital"). Hampstead Park Capital is the sole member of Hampstead Park Environmental, and Mr. Friedberg is the Chief Executive Officer of Hampstead Park Capital; each may therefore be deemed to control Hampstead Park Environmental. In addition, Mr. Friedberg is a Director of the Issuer. Read SEC document |
| March 18, 2020 Filed Mar 19, 2020 22:45 UTC |
FRIEDBERG DANIEL M.Director · 10% owner
|
PurchaseCommon Stock | 20,833 | $1.35 | $28,118.30 |
DisclosureSEC source: 0000921895-20-000835 · form412364002_03192020.xml · nonDerivative · entry 1 FRIEDBERG DANIEL M. · CIK 0001448795 · Director · 10% owner Hampstead Park Capital Management, LLC · CIK 0001773816 · 10% owner Hampstead Park Environmental Services Investment Fund LLC · CIK 0001773840 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Hampstead Park Environmental Services Investment Fund LLC Disclosed balance after: 2,100,833 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.25 to $1.36, inclusive. The Reporting Persons undertake to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares purchased at each separate price such shares were purchased. F2 · ownership.nature: This Form 4 is filed jointly by Hampstead Park Environmental Services Investment Fund LLC ("Hampstead Park Environmental"), Daniel Friedberg and Hampstead Park Capital Management, LLC ("Hampstead Park Capital"). Hampstead Park Capital is the sole member of Hampstead Park Environmental, and Mr. Friedberg is the Chief Executive Officer of Hampstead Park Capital; each may therefore be deemed to control Hampstead Park Environmental. In addition, Mr. Friedberg is a Director of the Issuer. Read SEC document |
| March 18, 2020 Filed Mar 23, 2020 19:25 UTC |
Sweitzer David PEVP and COO
|
GrantCommon Stock | 11,905 | $1.26 | $15,000.30 |
DisclosureSEC source: 0000921895-20-000875 · form412364002swe_03232020.xml · nonDerivative · entry 1 Sweitzer David P · CIK 0001685530 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,905 F1 · shares: The reported securities represent deferred stock units granted under the Issuer's 2012 Incentive Compensation Plan. The shares of common stock underlying such deferred stock units shall be issued upon the Reporting Person's separation from service with the Issuer. Read SEC document |
| March 18, 2020 Filed Mar 23, 2020 23:23 UTC |
LATHAM LAURIE LSenior VP and CFO
|
GrantCommon Stock | 11,905 | $1.26 | $15,000.30 |
DisclosureSEC source: 0000921895-20-000874 · form412364002lat_03232020.xml · nonDerivative · entry 1 LATHAM LAURIE L · CIK 0001264935 · Senior VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,905 F1 · shares: The reported securities represent deferred stock units granted under the Issuer's 2012 Incentive Compensation Plan. The shares of common stock underlying such deferred stock units shall be issued upon the Reporting Person's separation from service with the Issuer. Read SEC document |
| March 18, 2020 Filed Mar 23, 2020 23:20 UTC |
Hatch S. RayDirector · President and CEO
|
GrantCommon Stock | 15,874 | $1.26 | $20,001.24 |
DisclosureSEC source: 0000921895-20-000873 · form412364002hat_03232020.xml · nonDerivative · entry 1 Hatch S. Ray · CIK 0001663269 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,874 F1 · shares: The reported securities represent deferred stock units granted under the Issuer's 2012 Incentive Compensation Plan. The shares of common stock underlying such deferred stock units shall be issued upon the Reporting Person's separation from service with the Issuer. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 22:45 UTC |
FRIEDBERG DANIEL M.Director · 10% owner
|
GrantStock Option (Right to Buy) · Derivative | 19,078 | $0.00 Strike: $1.35 | $0.00 |
DisclosureSEC source: 0000921895-20-000835 · form412364002_03192020.xml · derivative · entry 3 FRIEDBERG DANIEL M. · CIK 0001448795 · Director · 10% owner Hampstead Park Capital Management, LLC · CIK 0001773816 · 10% owner Hampstead Park Environmental Services Investment Fund LLC · CIK 0001773840 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,078 Underlying: Common Stock · 19,078 shares Expires 2030-03-17 F4 · derivative.exercise_date: The total number of shares subject to the option shall vest and become exercisable in on the one year anniversary of the grant date. Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 19:20 UTC |
Sweitzer David PEVP and COO
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 105,000 | $0.00 Strike: $1.51 | $0.00 |
DisclosureSEC source: 0000921895-20-000824 · form412364002swe_03182020.xml · derivative · entry 1 Sweitzer David P · CIK 0001685530 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,000 Underlying: Common Stock · 105,000 shares Expires 2030-03-16 F1 · derivative.exercise_date: One-third of the total number of shares subject to the option shall vest and become exercisable on each anniversary of the date of grant, until fully vested on March 16, 2023. Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 23:17 UTC |
LATHAM LAURIE LSenior VP and CFO
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 105,000 | $0.00 Strike: $1.51 | $0.00 |
DisclosureSEC source: 0000921895-20-000823 · form412364002lat_03182020.xml · derivative · entry 1 LATHAM LAURIE L · CIK 0001264935 · Senior VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,000 Underlying: Common Stock · 105,000 shares Expires 2030-03-16 F1 · derivative.exercise_date: One-third of the total number of shares subject to the option shall vest and become exercisable on each anniversary of the date of grant, until fully vested on March 16, 2023. Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 23:10 UTC |
Hatch S. RayDirector · President and CEO
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 160,000 | $0.00 Strike: $1.51 | $0.00 |
DisclosureSEC source: 0000921895-20-000822 · form412364002hat_03182020.xml · derivative · entry 1 Hatch S. Ray · CIK 0001663269 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,000 Underlying: Common Stock · 160,000 shares Expires 2030-03-16 F1 · derivative.exercise_date: One-third of the total number of shares subject to the option shall vest and become exercisable on each anniversary of the date of grant, until fully vested on March 16, 2023. Read SEC document |
| February 29, 2020 Filed Jul 17, 2020 21:36 UTC |
WADECKI ISABELL MARIEDirector
|
GrantCommon Stock | 923 | $2.19 | $2,021.37 |
DisclosureSEC source: 0000921895-20-002012 · form412364002wad_07172020.xml · nonDerivative · entry 2 WADECKI ISABELL MARIE · CIK 0001214761 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,120 F1 · shares: The reported securities represent deferred stock units granted under the Issuer's 2012 Incentive Compensation Plan in lieu of a portion of the Reporting Person's annual cash retainer for services as a member of the Issuer's Board of Directors. The shares of common stock underlying such deferred stock units shall be issued upon the Reporting Person's separation from service with the Issuer. Read SEC document |
| February 29, 2020 Filed Jul 17, 2020 21:31 UTC |
Nolan Stephen ADirector
|
GrantCommon Stock | 1,319 | $2.19 | $2,888.61 |
DisclosureSEC source: 0000921895-20-002011 · form412364002nol_07172020.xml · nonDerivative · entry 2 Nolan Stephen A · CIK 0001578531 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,314 F1 · shares: The reported securities represent deferred stock units granted under the Issuer's 2012 Incentive Compensation Plan in lieu of a portion of the Reporting Person's annual cash retainer for services as a member of the Issuer's Board of Directors. The shares of common stock underlying such deferred stock units shall be issued upon the Reporting Person's separation from service with the Issuer. Read SEC document |
| February 29, 2020 Filed Jul 17, 2020 21:29 UTC |
KNITTEL RUSSELL JDirector
|
GrantCommon Stock | 1,319 | $2.19 | $2,888.61 |
DisclosureSEC source: 0000921895-20-002010 · form412364002kni_07172020.xml · nonDerivative · entry 2 KNITTEL RUSSELL J · CIK 0001225977 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,314 F1 · shares: The reported securities represent deferred stock units granted under the Issuer's 2012 Incentive Compensation Plan in lieu of a portion of the Reporting Person's annual cash retainer for services as a member of the Issuer's Board of Directors. The shares of common stock underlying such deferred stock units shall be issued upon the Reporting Person's separation from service with the Issuer. Read SEC document |
| February 29, 2020 Filed Jul 17, 2020 21:27 UTC |
Golden Michael FDirector
|
GrantCommon Stock | 396 | $2.19 | $867.24 |
DisclosureSEC source: 0000921895-20-002009 · form412364002gol_07172020.xml · nonDerivative · entry 2 Golden Michael F · CIK 0001309339 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,194 F1 · shares: The reported securities represent deferred stock units granted under the Issuer's 2012 Incentive Compensation Plan in lieu of a portion of the Reporting Person's annual cash retainer for services as a member of the Issuer's Board of Directors. The shares of common stock underlying such deferred stock units shall be issued upon the Reporting Person's separation from service with the Issuer. Read SEC document |
| January 31, 2020 Filed Jul 17, 2020 21:36 UTC |
WADECKI ISABELL MARIEDirector
|
GrantCommon Stock | 825 | $2.45 | $2,021.25 |
DisclosureSEC source: 0000921895-20-002012 · form412364002wad_07172020.xml · nonDerivative · entry 1 WADECKI ISABELL MARIE · CIK 0001214761 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,197 F1 · shares: The reported securities represent deferred stock units granted under the Issuer's 2012 Incentive Compensation Plan in lieu of a portion of the Reporting Person's annual cash retainer for services as a member of the Issuer's Board of Directors. The shares of common stock underlying such deferred stock units shall be issued upon the Reporting Person's separation from service with the Issuer. Read SEC document |
| January 31, 2020 Filed Jul 17, 2020 21:31 UTC |
Nolan Stephen ADirector
|
GrantCommon Stock | 1,178 | $2.45 | $2,886.10 |
DisclosureSEC source: 0000921895-20-002011 · form412364002nol_07172020.xml · nonDerivative · entry 1 Nolan Stephen A · CIK 0001578531 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,995 F1 · shares: The reported securities represent deferred stock units granted under the Issuer's 2012 Incentive Compensation Plan in lieu of a portion of the Reporting Person's annual cash retainer for services as a member of the Issuer's Board of Directors. The shares of common stock underlying such deferred stock units shall be issued upon the Reporting Person's separation from service with the Issuer. Read SEC document |
| January 31, 2020 Filed Jul 17, 2020 21:29 UTC |
KNITTEL RUSSELL JDirector
|
GrantCommon Stock | 1,178 | $2.45 | $2,886.10 |
DisclosureSEC source: 0000921895-20-002010 · form412364002kni_07172020.xml · nonDerivative · entry 1 KNITTEL RUSSELL J · CIK 0001225977 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,995 F1 · shares: The reported securities represent deferred stock units granted under the Issuer's 2012 Incentive Compensation Plan in lieu of a portion of the Reporting Person's annual cash retainer for services as a member of the Issuer's Board of Directors. The shares of common stock underlying such deferred stock units shall be issued upon the Reporting Person's separation from service with the Issuer. Read SEC document |
| January 31, 2020 Filed Jul 17, 2020 21:27 UTC |
Golden Michael FDirector
|
GrantCommon Stock | 353 | $2.45 | $864.85 |
DisclosureSEC source: 0000921895-20-002009 · form412364002gol_07172020.xml · nonDerivative · entry 1 Golden Michael F · CIK 0001309339 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,798 F1 · shares: The reported securities represent deferred stock units granted under the Issuer's 2012 Incentive Compensation Plan in lieu of a portion of the Reporting Person's annual cash retainer for services as a member of the Issuer's Board of Directors. The shares of common stock underlying such deferred stock units shall be issued upon the Reporting Person's separation from service with the Issuer. Read SEC document |
| December 31, 2019 Filed Feb 6, 2020 00:57 UTC |
WADECKI ISABELL MARIEDirector
|
GrantCommon Stock | 928 | $2.18 | $2,023.04 |
DisclosureSEC source: 0000921895-20-000276 · form512364002wad_02052020.xml · nonDerivative · entry 4 WADECKI ISABELL MARIE · CIK 0001214761 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,372 F1 · shares: The reported securities represent deferred stock units granted under the Issuer's 2012 Incentive Compensation Plan in lieu of a portion of the Reporting Person's annual cash retainer for services as a member of the Issuer's Board of Directors. The shares of common stock underlying such deferred stock units shall be issued upon the Reporting Person's separation from service with the Issuer. Read SEC document |
| December 31, 2019 Filed Feb 6, 2020 00:54 UTC |
Nolan Stephen ADirector
|
GrantCommon Stock | 1,325 | $2.18 | $2,888.50 |
DisclosureSEC source: 0000921895-20-000275 · form512364002nol_02052020.xml · nonDerivative · entry 4 Nolan Stephen A · CIK 0001578531 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,817 F1 · shares: The reported securities represent deferred stock units granted under the Issuer's 2012 Incentive Compensation Plan in lieu of a portion of the Reporting Person's annual cash retainer for services as a member of the Issuer's Board of Directors. The shares of common stock underlying such deferred stock units shall be issued upon the Reporting Person's separation from service with the Issuer. Read SEC document |
| December 31, 2019 Filed Feb 6, 2020 00:51 UTC |
KNITTEL RUSSELL JDirector
|
GrantCommon Stock | 1,325 | $2.18 | $2,888.50 |
DisclosureSEC source: 0000921895-20-000274 · form512364002kni_02052020.xml · nonDerivative · entry 4 KNITTEL RUSSELL J · CIK 0001225977 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,817 F1 · shares: The reported securities represent deferred stock units granted under the Issuer's 2012 Incentive Compensation Plan in lieu of a portion of the Reporting Person's annual cash retainer for services as a member of the Issuer's Board of Directors. The shares of common stock underlying such deferred stock units shall be issued upon the Reporting Person's separation from service with the Issuer. Read SEC document |
| December 31, 2019 Filed Feb 6, 2020 00:48 UTC |
Golden Michael FDirector
|
GrantCommon Stock | 398 | $2.18 | $867.64 |
DisclosureSEC source: 0000921895-20-000273 · form512364002gol_02052020.xml · nonDerivative · entry 4 Golden Michael F · CIK 0001309339 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,445 F1 · shares: The reported securities represent deferred stock units granted under the Issuer's 2012 Incentive Compensation Plan in lieu of a portion of the Reporting Person's annual cash retainer for services as a member of the Issuer's Board of Directors. The shares of common stock underlying such deferred stock units shall be issued upon the Reporting Person's separation from service with the Issuer. Read SEC document |
| November 30, 2019 Filed Feb 6, 2020 00:57 UTC |
WADECKI ISABELL MARIEDirector
|
GrantCommon Stock | 783 | $2.58 | $2,020.14 |
DisclosureSEC source: 0000921895-20-000276 · form512364002wad_02052020.xml · nonDerivative · entry 3 WADECKI ISABELL MARIE · CIK 0001214761 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,444 F1 · shares: The reported securities represent deferred stock units granted under the Issuer's 2012 Incentive Compensation Plan in lieu of a portion of the Reporting Person's annual cash retainer for services as a member of the Issuer's Board of Directors. The shares of common stock underlying such deferred stock units shall be issued upon the Reporting Person's separation from service with the Issuer. Read SEC document |
| November 30, 2019 Filed Feb 6, 2020 00:54 UTC |
Nolan Stephen ADirector
|
GrantCommon Stock | 1,119 | $2.58 | $2,887.02 |
DisclosureSEC source: 0000921895-20-000275 · form512364002nol_02052020.xml · nonDerivative · entry 3 Nolan Stephen A · CIK 0001578531 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,492 F1 · shares: The reported securities represent deferred stock units granted under the Issuer's 2012 Incentive Compensation Plan in lieu of a portion of the Reporting Person's annual cash retainer for services as a member of the Issuer's Board of Directors. The shares of common stock underlying such deferred stock units shall be issued upon the Reporting Person's separation from service with the Issuer. Read SEC document |
| November 30, 2019 Filed Feb 6, 2020 00:51 UTC |
KNITTEL RUSSELL JDirector
|
GrantCommon Stock | 1,119 | $2.58 | $2,887.02 |
DisclosureSEC source: 0000921895-20-000274 · form512364002kni_02052020.xml · nonDerivative · entry 3 KNITTEL RUSSELL J · CIK 0001225977 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,492 F1 · shares: The reported securities represent deferred stock units granted under the Issuer's 2012 Incentive Compensation Plan in lieu of a portion of the Reporting Person's annual cash retainer for services as a member of the Issuer's Board of Directors. The shares of common stock underlying such deferred stock units shall be issued upon the Reporting Person's separation from service with the Issuer. Read SEC document |
| November 30, 2019 Filed Feb 6, 2020 00:48 UTC |
Golden Michael FDirector
|
GrantCommon Stock | 335 | $2.58 | $864.30 |
DisclosureSEC source: 0000921895-20-000273 · form512364002gol_02052020.xml · nonDerivative · entry 3 Golden Michael F · CIK 0001309339 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,047 F1 · shares: The reported securities represent deferred stock units granted under the Issuer's 2012 Incentive Compensation Plan in lieu of a portion of the Reporting Person's annual cash retainer for services as a member of the Issuer's Board of Directors. The shares of common stock underlying such deferred stock units shall be issued upon the Reporting Person's separation from service with the Issuer. Read SEC document |
| November 22, 2019 Filed Nov 27, 2019 00:15 UTC |
Miller Ronald L. Jr.Director
|
PurchaseCommon Stock | 200 | $2.42 | $483.58 |
DisclosureSEC source: 0000921895-19-002888 · form412364002_11262019.xml · nonDerivative · entry 2 Miller Ronald L. Jr. · CIK 0001560790 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 975 F1 · shares: Such shares were purchased by the Reporting Person for his IRA account. Read SEC document |
| November 22, 2019 Filed Nov 27, 2019 00:15 UTC |
Miller Ronald L. Jr.Director
|
PurchaseCommon Stock | 100 | $2.42 | $242.28 |
DisclosureSEC source: 0000921895-19-002888 · form412364002_11262019.xml · nonDerivative · entry 1 Miller Ronald L. Jr. · CIK 0001560790 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 775 Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 21:17 UTC |
LATHAM LAURIE LSenior VP and CFO
|
GrantCommon Stock | 642 | $1.80 | $1,156.88 |
DisclosureSEC source: 0000921895-19-002815 · form412364lat_11182019.xml · nonDerivative · entry 1 LATHAM LAURIE L · CIK 0001264935 · Senior VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,238 F1 · kind: The shares were acquired under the Issuer's employee stock purchase plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 21:15 UTC |
Hatch S. RayDirector · President and CEO
|
GrantCommon Stock | 918 | $1.80 | $1,654.24 |
DisclosureSEC source: 0000921895-19-002814 · form412364hat_11182019.xml · nonDerivative · entry 1 Hatch S. Ray · CIK 0001663269 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,590 F1 · kind: The shares were acquired under the Issuer's employee stock purchase plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 22:12 UTC |
Lewis Matthew C.See Remarks
|
GrantStock Option (right to buy) · Derivative | 60,000 | $0.00 Strike: $2.34 | $0.00 |
DisclosureSEC source: 0000921895-19-002677 · form412364002_11062019.xml · derivative · entry 1 Lewis Matthew C. · CIK 0001793189 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires 2029-11-04 F1 · derivative.exercise_date: The shares underlying the stock option shall vest in one third increments on each of the first, second and third anniversary of the grant date, until fully vested on November 4, 2022. Read SEC document |
| October 31, 2019 Filed Feb 6, 2020 00:57 UTC |
WADECKI ISABELL MARIEDirector
|
GrantCommon Stock | 853 | $2.37 | $2,021.61 |
DisclosureSEC source: 0000921895-20-000276 · form512364002wad_02052020.xml · nonDerivative · entry 2 WADECKI ISABELL MARIE · CIK 0001214761 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,661 F1 · shares: The reported securities represent deferred stock units granted under the Issuer's 2012 Incentive Compensation Plan in lieu of a portion of the Reporting Person's annual cash retainer for services as a member of the Issuer's Board of Directors. The shares of common stock underlying such deferred stock units shall be issued upon the Reporting Person's separation from service with the Issuer. Read SEC document |
| October 31, 2019 Filed Feb 6, 2020 00:54 UTC |
Nolan Stephen ADirector
|
GrantCommon Stock | 1,218 | $2.37 | $2,886.66 |
DisclosureSEC source: 0000921895-20-000275 · form512364002nol_02052020.xml · nonDerivative · entry 2 Nolan Stephen A · CIK 0001578531 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,373 F1 · shares: The reported securities represent deferred stock units granted under the Issuer's 2012 Incentive Compensation Plan in lieu of a portion of the Reporting Person's annual cash retainer for services as a member of the Issuer's Board of Directors. The shares of common stock underlying such deferred stock units shall be issued upon the Reporting Person's separation from service with the Issuer. Read SEC document |
| October 31, 2019 Filed Feb 6, 2020 00:51 UTC |
KNITTEL RUSSELL JDirector
|
GrantCommon Stock | 1,218 | $2.37 | $2,886.66 |
DisclosureSEC source: 0000921895-20-000274 · form512364002kni_02052020.xml · nonDerivative · entry 2 KNITTEL RUSSELL J · CIK 0001225977 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,373 F1 · shares: The reported securities represent deferred stock units granted under the Issuer's 2012 Incentive Compensation Plan in lieu of a portion of the Reporting Person's annual cash retainer for services as a member of the Issuer's Board of Directors. The shares of common stock underlying such deferred stock units shall be issued upon the Reporting Person's separation from service with the Issuer. Read SEC document |
| October 31, 2019 Filed Feb 6, 2020 00:48 UTC |
Golden Michael FDirector
|
GrantCommon Stock | 366 | $2.37 | $867.42 |
DisclosureSEC source: 0000921895-20-000273 · form512364002gol_02052020.xml · nonDerivative · entry 2 Golden Michael F · CIK 0001309339 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 712 F1 · shares: The reported securities represent deferred stock units granted under the Issuer's 2012 Incentive Compensation Plan in lieu of a portion of the Reporting Person's annual cash retainer for services as a member of the Issuer's Board of Directors. The shares of common stock underlying such deferred stock units shall be issued upon the Reporting Person's separation from service with the Issuer. Read SEC document |
| October 03, 2019 Filed Dec 12, 2019 18:17 UTC |
Sweitzer David PEVP and COO
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 10,500 | $0.00 Strike: $2.45 | $0.00 |
DisclosureSEC source: 0000921895-19-002975 · form412364002_12122019.xml · derivative · entry 1 Sweitzer David P · CIK 0001685530 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,500 Underlying: Common Stock · 10,500 shares Expires 2029-10-03 F1 · derivative.exercise_date: One-fifth of the total number of shares subject to the option shall vest and become exercisable on each anniversary of the date of grant, until fully vested on October 3, 2024. Read SEC document |
| September 30, 2019 Filed Feb 6, 2020 00:57 UTC |
WADECKI ISABELL MARIEDirector
|
GrantCommon Stock | 808 | $2.50 | $2,020.00 |
DisclosureSEC source: 0000921895-20-000276 · form512364002wad_02052020.xml · nonDerivative · entry 1 WADECKI ISABELL MARIE · CIK 0001214761 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 808 F1 · shares: The reported securities represent deferred stock units granted under the Issuer's 2012 Incentive Compensation Plan in lieu of a portion of the Reporting Person's annual cash retainer for services as a member of the Issuer's Board of Directors. The shares of common stock underlying such deferred stock units shall be issued upon the Reporting Person's separation from service with the Issuer. Read SEC document |
| September 30, 2019 Filed Feb 6, 2020 00:54 UTC |
Nolan Stephen ADirector
|
GrantCommon Stock | 1,155 | $2.50 | $2,887.50 |
DisclosureSEC source: 0000921895-20-000275 · form512364002nol_02052020.xml · nonDerivative · entry 1 Nolan Stephen A · CIK 0001578531 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,155 F1 · shares: The reported securities represent deferred stock units granted under the Issuer's 2012 Incentive Compensation Plan in lieu of a portion of the Reporting Person's annual cash retainer for services as a member of the Issuer's Board of Directors. The shares of common stock underlying such deferred stock units shall be issued upon the Reporting Person's separation from service with the Issuer. Read SEC document |
| September 30, 2019 Filed Feb 6, 2020 00:51 UTC |
KNITTEL RUSSELL JDirector
|
GrantCommon Stock | 1,155 | $2.50 | $2,887.50 |
DisclosureSEC source: 0000921895-20-000274 · form512364002kni_02052020.xml · nonDerivative · entry 1 KNITTEL RUSSELL J · CIK 0001225977 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,155 F1 · shares: The reported securities represent deferred stock units granted under the Issuer's 2012 Incentive Compensation Plan in lieu of a portion of the Reporting Person's annual cash retainer for services as a member of the Issuer's Board of Directors. The shares of common stock underlying such deferred stock units shall be issued upon the Reporting Person's separation from service with the Issuer. Read SEC document |
| September 30, 2019 Filed Feb 6, 2020 00:48 UTC |
Golden Michael FDirector
|
GrantCommon Stock | 346 | $2.50 | $865.00 |
DisclosureSEC source: 0000921895-20-000273 · form512364002gol_02052020.xml · nonDerivative · entry 1 Golden Michael F · CIK 0001309339 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 346 F1 · shares: The reported securities represent deferred stock units granted under the Issuer's 2012 Incentive Compensation Plan in lieu of a portion of the Reporting Person's annual cash retainer for services as a member of the Issuer's Board of Directors. The shares of common stock underlying such deferred stock units shall be issued upon the Reporting Person's separation from service with the Issuer. Read SEC document |
| August 19, 2019 Filed Aug 21, 2019 22:32 UTC |
Miller Ronald L. Jr.Director
|
PurchaseCommon Stock | 300 | $2.65 | $795.00 |
DisclosureSEC source: 0000921895-19-002297 · form412364002_08212019.xml · nonDerivative · entry 1 Miller Ronald L. Jr. · CIK 0001560790 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 675 Read SEC document |
| July 24, 2019 Filed Jul 31, 2019 16:15 UTC |
WYNNEFIELD CAPITAL MANAGEMENT LLC10% owner
WYNNEFIELD CAPITAL INC10% owner
OBUS NELSON10% owner
LANDES JOSHUA10% owner
|
PurchaseCommon Stock, $0.001 par value per share | 1,473 | $2.26 | $3,328.98 |
DisclosureSEC source: 0001144204-19-036891 · tv526166_form4.xml · nonDerivative · entry 2 WYNNEFIELD PARTNERS SMALL CAP VALUE LP I · CIK 0001251565 · 10% owner WYNNEFIELD PARTNERS SMALL CAP VALUE LP · CIK 0000899083 · 10% owner WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD · CIK 0001030806 · 10% owner WYNNEFIELD CAPITAL MANAGEMENT LLC · CIK 0001056835 · 10% owner WYNNEFIELD CAPITAL INC · CIK 0001251567 · 10% owner Wynnefield Capital, Inc. Profit Sharing Plan · CIK 0001289453 · 10% owner OBUS NELSON · CIK 0001017043 · 10% owner LANDES JOSHUA · CIK 0001251568 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 966,300 F2 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 487,620 shares of Common Stock, which are directly beneficially owned by Wynnefield Partners Small Cap Value, L.P., as members of a group under Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Wynnefield Partners Small Cap Value, L.P., which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. Wynnefield Capital Management, LLC, as the sole general partner of Wynnefield Partners Small Cap Value, L.P., has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Partners Small Cap Value L.P. directly beneficially owns. Nelson Obus and Joshua Landes, as co-managing members of Wynnefield Capital Management, LLC, have an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Partners Small Cap Value, L.P. directly beneficially owns. F3 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 357,889 shares of Common Stock, which are directly beneficially owned by Wynnefield Small Cap Value Offshore Fund, Ltd., as members of a group under Section 13(d) of the Exchange Act. Wynnefield Small Cap Value Offshore Fund, Ltd., which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. Wynnefield Capital, Inc. as the sole investment manager of Wynnefield Small Cap Value Offshore Fund, Ltd., has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Small Cap Value Offshore Fund, Ltd. directly beneficially owns. Nelson Obus and Joshua Landes, as principal executive officers of Wynnefield Capital, Inc., have an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Small Cap Value Offshore Fund, Ltd. directly beneficially owns. F4 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 120,791 shares of Common Stock, which are directly beneficially owned by Wynnefield Capital, Inc. Profit Sharing Plan, as members of a group under Section 13(d) of the Exchange Act. Wynnefield Capital, Inc. Profit Sharing Plan, which maintains offices at the same address as the Reporting Person, is filing this Form jointly with the Reporting Person. Mr. Obus and Mr. Landes, as co-trustees, has the power to vote and dispose of Wynnefield Capital, Inc. Profit Sharing Plan's investments in securities and has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Capital, Inc. Profit Sharing Plan directly beneficially owns. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.