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Nasdaq · USD

QLYS

QUALYS, INC.

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1519
SEC CIK
0001107843
Parsed reports
793

Last 12 months

Inside the activity.

0 purchase rows · 150 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025012
Dec 2025023
Jan 2026011
Feb 2026011
Mar 202602
Apr 202600
May 202606
Jun 2026028
Jul 2026015
Aug 2026016
Sep 2026021
Oct 202605

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 07, 2017 Filed Aug 9, 2017 21:17 UTC SaleCommon Stock 2,500 $46.10 $115,250.00
Disclosure

SEC source: 0001209191-17-048295 · doc4.xml · nonDerivative · entry 1

Hank Jeffrey P · CIK 0001329632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,655

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 26, 2017.

Read SEC document
August 04, 2017 Filed Aug 8, 2017 21:06 UTC
Thakar Sumedh SChief Product Officer
Exercise / conversionStock Option (right to buy) · Derivative 989 $0.00 Strike: $12.68 $0.00
Disclosure

SEC source: 0001209191-17-048113 · doc4.xml · derivative · entry 5

Thakar Sumedh S · CIK 0001558242 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,011

Underlying: Common Stock · 989 shares

Expires 2023-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2017.

F4 · derivative.exercise_date: The option is subject to an early exercise provision and was immediately exercisable. One thirty-sixth of the shares subject to the option vested on March 07, 2013 and one thirty-sixth of the shares subject to the option vested monthly thereafter.

Read SEC document
August 04, 2017 Filed Aug 8, 2017 21:06 UTC
Thakar Sumedh SChief Product Officer
Exercise / conversionStock Option (right to buy) · Derivative 1,011 $0.00 Strike: $8.40 $0.00
Disclosure

SEC source: 0001209191-17-048113 · doc4.xml · derivative · entry 4

Thakar Sumedh S · CIK 0001558242 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,904

Underlying: Common Stock · 1,011 shares

Expires 2022-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2017.

F3 · derivative.exercise_date: The option is subject to an early exercise provision and was immediately exercisable. One forty-eighth of the shares subject to the option vested on May 30, 2012 and one forty-eighth of the shares subject to the option vested monthly thereafter.

Read SEC document
August 04, 2017 Filed Aug 8, 2017 21:06 UTC
Thakar Sumedh SChief Product Officer
SaleCommon Stock 7,694 $46.31 $356,309.14
Disclosure

SEC source: 0001209191-17-048113 · doc4.xml · nonDerivative · entry 3

Thakar Sumedh S · CIK 0001558242 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,051

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2017.

F2 · price: The sale price represents the weighted average price of the shares sold ranging from $45.95 to $46.85 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
August 04, 2017 Filed Aug 8, 2017 21:06 UTC
Thakar Sumedh SChief Product Officer
Exercise / conversionCommon Stock 989 $12.68 $12,540.52
Disclosure

SEC source: 0001209191-17-048113 · doc4.xml · nonDerivative · entry 2

Thakar Sumedh S · CIK 0001558242 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,745

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2017.

Read SEC document
August 04, 2017 Filed Aug 8, 2017 21:06 UTC
Thakar Sumedh SChief Product Officer
Exercise / conversionCommon Stock 1,011 $8.40 $8,492.40
Disclosure

SEC source: 0001209191-17-048113 · doc4.xml · nonDerivative · entry 1

Thakar Sumedh S · CIK 0001558242 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,756

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2017.

Read SEC document
August 04, 2017 Filed Aug 8, 2017 21:05 UTC
POSEY BRUCE KVP, GC and Corp. Sec.
Exercise / conversionStock Option (right to buy) · Derivative 9,000 $0.00 Strike: $8.90 $0.00
Disclosure

SEC source: 0001209191-17-048111 · doc4.xml · derivative · entry 3

POSEY BRUCE K · CIK 0001254781 · VP, GC and Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,000

Underlying: Common Stock · 9,000 shares

Expires 2022-06-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 22, 2017.

F3 · derivative.exercise_date: This option is fully vested and immediately exercisable.

Read SEC document
August 04, 2017 Filed Aug 8, 2017 21:05 UTC
POSEY BRUCE KVP, GC and Corp. Sec.
SaleCommon Stock 11,000 $46.32 $509,520.00
Disclosure

SEC source: 0001209191-17-048111 · doc4.xml · nonDerivative · entry 2

POSEY BRUCE K · CIK 0001254781 · VP, GC and Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,495

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 22, 2017.

F2 · price: The sale price represents the weighted average price of the shares sold ranging from $45.95 to $46.90 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
August 04, 2017 Filed Aug 8, 2017 21:05 UTC
POSEY BRUCE KVP, GC and Corp. Sec.
Exercise / conversionCommon Stock 9,000 $8.90 $80,100.00
Disclosure

SEC source: 0001209191-17-048111 · doc4.xml · nonDerivative · entry 1

POSEY BRUCE K · CIK 0001254781 · VP, GC and Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,495

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 22, 2017.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 16:29 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
Tax withholdingCommon Stock 30,701 $41.90 $1,286,371.90
Disclosure

SEC source: 0001209191-17-047346 · doc4.xml · nonDerivative · entry 1

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,425,906

F1 · shares: The reported shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 20:46 UTC
Thakar Sumedh SChief Product Officer
Tax withholdingCommon Stock 6,217 $41.90 $260,492.30
Disclosure

SEC source: 0001209191-17-047381 · doc4.xml · nonDerivative · entry 3

Thakar Sumedh S · CIK 0001558242 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,745

F1 · shares: The reported shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 20:44 UTC
POSEY BRUCE KVP, GC and Corp. Sec.
Tax withholdingCommon Stock 651 $41.90 $27,276.90
Disclosure

SEC source: 0001209191-17-047378 · doc4.xml · nonDerivative · entry 3

POSEY BRUCE K · CIK 0001254781 · VP, GC and Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,495

F1 · shares: The reported shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 20:40 UTC
Fisher Melissa BChief Financial Officer
Tax withholdingCommon Stock 2,363 $41.90 $99,009.70
Disclosure

SEC source: 0001209191-17-047374 · doc4.xml · nonDerivative · entry 2

Fisher Melissa B · CIK 0001570337 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,238

F1 · shares: The reported shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 20:37 UTC
Deeba AmerVP Corp Dev & Strat Alliances
Tax withholdingCommon Stock 1,132 $41.90 $47,430.80
Disclosure

SEC source: 0001209191-17-047364 · doc4.xml · nonDerivative · entry 3

Deeba Amer · CIK 0001558241 · VP Corp Dev & Strat Alliances

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,221

F1 · shares: The reported shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units.

Read SEC document
July 10, 2017 Filed Jul 12, 2017 23:07 UTC
Thakar Sumedh SChief Product Officer
Exercise / conversionStock Option (right to buy) · Derivative 1,800 $0.00 Strike: $8.40 $0.00
Disclosure

SEC source: 0001209191-17-044955 · doc4.xml · derivative · entry 3

Thakar Sumedh S · CIK 0001558242 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,915

Underlying: Common Stock · 1,800 shares

Expires 2022-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2016.

F3 · derivative.exercise_date: The option is subject to an early exercise provision and was immediately exercisable. One forty-eighth of the shares subject to the option vested on May 30, 2012 and one forty-eighth of the shares subject to the option vested monthly thereafter.

Read SEC document
July 10, 2017 Filed Jul 12, 2017 23:07 UTC
Thakar Sumedh SChief Product Officer
SaleCommon Stock 1,800 $40.67 $73,213.02
Disclosure

SEC source: 0001209191-17-044955 · doc4.xml · nonDerivative · entry 2

Thakar Sumedh S · CIK 0001558242 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,831

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2016.

F2 · price: The sale price represents the weighted average price of the shares sold ranging from $40.50 to $40.90 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
July 10, 2017 Filed Jul 12, 2017 23:07 UTC
Thakar Sumedh SChief Product Officer
Exercise / conversionCommon Stock 1,800 $8.40 $15,120.00
Disclosure

SEC source: 0001209191-17-044955 · doc4.xml · nonDerivative · entry 1

Thakar Sumedh S · CIK 0001558242 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,631

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2016.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:32 UTC
Deeba AmerVP Corp Dev & Strat Alliances
Exercise / conversionStock Option (right to buy) · Derivative 2,000 $0.00 Strike: $2.80 $0.00
Disclosure

SEC source: 0001209191-17-044060 · doc4.xml · derivative · entry 4

Deeba Amer · CIK 0001558241 · VP Corp Dev & Strat Alliances

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,000

Underlying: Common Stock · 2,000 shares

Expires 2019-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2016.

F4 · derivative.exercise_date: The option is fully vested and immediately exercisable.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:32 UTC
Deeba AmerVP Corp Dev & Strat Alliances
SaleCommon Stock 200 $40.88 $8,175.00
Disclosure

SEC source: 0001209191-17-044060 · doc4.xml · nonDerivative · entry 3

Deeba Amer · CIK 0001558241 · VP Corp Dev & Strat Alliances

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,353

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2016.

F3 · price: The sale price reported for this transaction in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $40.85 to $40.90 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:32 UTC
Deeba AmerVP Corp Dev & Strat Alliances
SaleCommon Stock 1,800 $40.13 $72,235.08
Disclosure

SEC source: 0001209191-17-044060 · doc4.xml · nonDerivative · entry 2

Deeba Amer · CIK 0001558241 · VP Corp Dev & Strat Alliances

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,553

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2016.

F2 · price: The sale price reported for this transaction in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $39.75 to $40.70 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:32 UTC
Deeba AmerVP Corp Dev & Strat Alliances
Exercise / conversionCommon Stock 2,000 $2.80 $5,600.00
Disclosure

SEC source: 0001209191-17-044060 · doc4.xml · nonDerivative · entry 1

Deeba Amer · CIK 0001558241 · VP Corp Dev & Strat Alliances

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,353

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2016.

Read SEC document
June 09, 2017 Filed Jun 13, 2017 20:36 UTC
Thakar Sumedh SChief Product Officer
Exercise / conversionStock Option (right to buy) · Derivative 1,800 $0.00 Strike: $8.40 $0.00
Disclosure

SEC source: 0001209191-17-039491 · doc4.xml · derivative · entry 5

Thakar Sumedh S · CIK 0001558242 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,715

Underlying: Common Stock · 1,800 shares

Expires 2022-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2016.

F5 · derivative.exercise_date: The option is subject to an early exercise provision and was immediately exercisable. One forty-eighth of the shares subject to the option vested on May 30, 2012 and one forty-eighth of the shares subject to the option vested monthly thereafter.

Read SEC document
June 09, 2017 Filed Jun 13, 2017 20:36 UTC
Thakar Sumedh SChief Product Officer
SaleCommon Stock 600 $43.34 $26,005.02
Disclosure

SEC source: 0001209191-17-039491 · doc4.xml · nonDerivative · entry 4

Thakar Sumedh S · CIK 0001558242 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,831

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2016.

F4 · price: The sale price represents the weighted average price of the shares sold ranging from $43.10 to $43.60 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
June 09, 2017 Filed Jun 13, 2017 20:36 UTC
Thakar Sumedh SChief Product Officer
SaleCommon Stock 400 $42.50 $17,000.00
Disclosure

SEC source: 0001209191-17-039491 · doc4.xml · nonDerivative · entry 3

Thakar Sumedh S · CIK 0001558242 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,431

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2016.

F3 · price: The sale price represents the weighted average price of the shares sold ranging from $42.05 to $42.90 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
June 09, 2017 Filed Jun 13, 2017 20:36 UTC
Thakar Sumedh SChief Product Officer
SaleCommon Stock 800 $40.84 $32,670.00
Disclosure

SEC source: 0001209191-17-039491 · doc4.xml · nonDerivative · entry 2

Thakar Sumedh S · CIK 0001558242 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,831

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2016.

F2 · price: The sale price represents the weighted average price of the shares sold ranging from $40.60 to $41.20 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
June 09, 2017 Filed Jun 13, 2017 20:36 UTC
Thakar Sumedh SChief Product Officer
Exercise / conversionCommon Stock 1,800 $8.40 $15,120.00
Disclosure

SEC source: 0001209191-17-039491 · doc4.xml · nonDerivative · entry 1

Thakar Sumedh S · CIK 0001558242 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,631

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2016.

Read SEC document
June 05, 2017 Filed Jun 7, 2017 20:43 UTC GrantCommon Stock 4,110 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-038318 · doc4.xml · nonDerivative · entry 1

DIXON DONALD R · CIK 0001045434 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,674

F1 · shares: The reported securities represent restricted stock units which vest on the earlier of (i) June 5, 2018 or (ii) the day before the Issuer's 2018 annual meeting of stockholders, subject to the Reporting Person's continued service through each such vesting date.

Read SEC document
June 05, 2017 Filed Jun 7, 2017 20:50 UTC GrantCommon Stock 4,110 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-038337 · doc4.xml · nonDerivative · entry 1

Rogers Kristi Marie · CIK 0001582263 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,283

F1 · shares: The reported securities represent restricted stock units which vest on the earlier of (i) June 5, 2018 or (ii) the day before the Issuer's 2018 annual meeting of stockholders, subject to the Reporting Person's continued service through each such vesting date.

Read SEC document
June 05, 2017 Filed Jun 7, 2017 20:48 UTC
PACE PETERDirector
GrantCommon Stock 4,110 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-038333 · doc4.xml · nonDerivative · entry 1

PACE PETER · CIK 0001424402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,283

F1 · shares: The reported securities represent restricted stock units which vest on the earlier of (i) June 5, 2018 or (ii) the day before the Issuer's 2018 annual meeting of stockholders, subject to the Reporting Person's continued service through each such vesting date.

Read SEC document
June 05, 2017 Filed Jun 7, 2017 20:47 UTC GrantCommon Stock 4,110 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-038328 · doc4.xml · nonDerivative · entry 1

Headley Todd P · CIK 0001392155 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,252

F1 · shares: The reported securities represent restricted stock units which vest on the earlier of (i) June 5, 2018 or (ii) the day before the Issuer's 2018 annual meeting of stockholders, subject to the Reporting Person's continued service through each such vesting date.

Read SEC document
June 05, 2017 Filed Jun 7, 2017 20:45 UTC GrantCommon Stock 4,110 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-038320 · doc4.xml · nonDerivative · entry 1

Hank Jeffrey P · CIK 0001329632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,283

F1 · shares: The reported securities represent restricted stock units which vest on the earlier of (i) June 5, 2018 or (ii) the day before the Issuer's 2018 annual meeting of stockholders, subject to the Reporting Person's continued service through each such vesting date.

Read SEC document
June 05, 2017 Filed Jun 7, 2017 20:40 UTC GrantCommon Stock 4,110 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-038313 · doc4.xml · nonDerivative · entry 1

BERGERON SANDRA E. · CIK 0001279949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,783

F1 · shares: The reported securities represent restricted stock units which vest on the earlier of (i) June 5, 2018 or (ii) the day before the Issuer's 2018 annual meeting of stockholders, subject to the Reporting Person's continued service through each such vesting date.

Read SEC document
June 05, 2017 Filed Jun 14, 2017 21:49 UTC Amendment GrantCommon Stock 4,982 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-039888 · doc4a.xml · nonDerivative · entry 1

DIXON DONALD R · CIK 0001045434 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,546

F1 · shares: The reported securities represent restricted stock units which vest on the earlier of (i) June 5, 2018 or (ii) the day before the Issuer's 2018 annual meeting of stockholders, subject to the Reporting Person's continued service through each such vesting date.

F2 · shares: This amended Form 4 corrects an original Form 4 filed on June 7, 2017, which incorrectly reported the number of restricted stock units acquired.

Read SEC document
June 05, 2017 Filed Jun 14, 2017 22:06 UTC Amendment GrantCommon Stock 4,982 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-039909 · doc4a.xml · nonDerivative · entry 1

Hank Jeffrey P · CIK 0001329632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,155

F1 · shares: The reported securities represent restricted stock units which vest on the earlier of (i) June 5, 2018 or (ii) the day before the Issuer's 2018 annual meeting of stockholders, subject to the Reporting Person's continued service through each such vesting date.

F2 · shares: This amended Form 4 corrects an original Form 4 filed on June 7, 2017, which incorrectly reported the number of restricted stock units acquired.

Read SEC document
June 05, 2017 Filed Jun 14, 2017 21:59 UTC Amendment GrantCommon Stock 4,982 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-039904 · doc4a.xml · nonDerivative · entry 1

Rogers Kristi Marie · CIK 0001582263 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,155

F1 · shares: The reported securities represent restricted stock units which vest on the earlier of (i) June 5, 2018 or (ii) the day before the Issuer's 2018 annual meeting of stockholders, subject to the Reporting Person's continued service through each such vesting date.

F2 · shares: This amended Form 4 corrects an original Form 4 filed on June 7, 2017, which incorrectly reported the number of restricted stock units acquired.

Read SEC document
June 05, 2017 Filed Jun 14, 2017 21:53 UTC Amendment GrantCommon Stock 4,982 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-039897 · doc4a.xml · nonDerivative · entry 1

Headley Todd P · CIK 0001392155 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,124

F1 · shares: The reported securities represent restricted stock units which vest on the earlier of (i) June 5, 2018 or (ii) the day before the Issuer's 2018 annual meeting of stockholders, subject to the Reporting Person's continued service through each such vesting date.

F2 · shares: This amended Form 4 corrects an original Form 4 filed on June 7, 2017, which incorrectly reported the number of restricted stock units acquired.

Read SEC document
June 05, 2017 Filed Jun 14, 2017 21:54 UTC Amendment
PACE PETERDirector
GrantCommon Stock 4,982 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-039900 · doc4a.xml · nonDerivative · entry 1

PACE PETER · CIK 0001424402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,155

F1 · shares: The reported securities represent restricted stock units which vest on the earlier of (i) June 5, 2018 or (ii) the day before the Issuer's 2018 annual meeting of stockholders, subject to the Reporting Person's continued service through each such vesting date.

F2 · shares: This amended Form 4 corrects an original Form 4 filed on June 7, 2017, which incorrectly reported the number of restricted stock units acquired.

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June 05, 2017 Filed Jun 14, 2017 21:47 UTC Amendment GrantCommon Stock 4,982 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-039883 · doc4a.xml · nonDerivative · entry 1

BERGERON SANDRA E. · CIK 0001279949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,655

F1 · shares: The reported securities represent restricted stock units which vest on the earlier of (i) June 5, 2018 or (ii) the day before the Issuer's 2018 annual meeting of stockholders, subject to the Reporting Person's continued service through each such vesting date.

F2 · shares: This amended Form 4 corrects an original Form 4 filed on June 7, 2017, which incorrectly reported the number of restricted stock units acquired.

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June 01, 2017 Filed Jun 2, 2017 20:08 UTC
Deeba AmerVP Corp Dev & Strat Alliances
Exercise / conversionStock Option (right to buy) · Derivative 2,000 $0.00 Strike: $2.80 $0.00
Disclosure

SEC source: 0001209191-17-037167 · doc4.xml · derivative · entry 3

Deeba Amer · CIK 0001558241 · VP Corp Dev & Strat Alliances

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,000

Underlying: Common Stock · 2,000 shares

Expires 2019-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2016.

F3 · derivative.exercise_date: The option is fully vested and immediately exercisable.

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June 01, 2017 Filed Jun 2, 2017 20:08 UTC
Deeba AmerVP Corp Dev & Strat Alliances
SaleCommon Stock 2,000 $42.51 $85,013.80
Disclosure

SEC source: 0001209191-17-037167 · doc4.xml · nonDerivative · entry 2

Deeba Amer · CIK 0001558241 · VP Corp Dev & Strat Alliances

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,353

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2016.

F2 · price: The sale price represents the weighted average price of the shares sold ranging from $42.30 to $42.70 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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June 01, 2017 Filed Jun 2, 2017 20:08 UTC
Deeba AmerVP Corp Dev & Strat Alliances
Exercise / conversionCommon Stock 2,000 $2.80 $5,600.00
Disclosure

SEC source: 0001209191-17-037167 · doc4.xml · nonDerivative · entry 1

Deeba Amer · CIK 0001558241 · VP Corp Dev & Strat Alliances

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,353

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2016.

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May 09, 2017 Filed May 10, 2017 20:48 UTC
Thakar Sumedh SChief Product Officer
Exercise / conversionStock Option (right to buy) · Derivative 1,800 $0.00 Strike: $8.40 $0.00
Disclosure

SEC source: 0001209191-17-031342 · doc4.xml · derivative · entry 3

Thakar Sumedh S · CIK 0001558242 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,515

Underlying: Common Stock · 1,800 shares

Expires 2022-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2016.

F3 · derivative.exercise_date: The option is subject to an early exercise provision and was immediately exercisable. One forty-eighth of the shares subject to the option vested on May 30, 2012 and one forty-eighth of the shares subject to the option vested monthly thereafter.

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May 09, 2017 Filed May 10, 2017 20:48 UTC
Thakar Sumedh SChief Product Officer
SaleCommon Stock 4,119 $40.87 $168,330.76
Disclosure

SEC source: 0001209191-17-031342 · doc4.xml · nonDerivative · entry 2

Thakar Sumedh S · CIK 0001558242 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,831

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2016.

F2 · price: The sale price represents the weighted average price of the shares sold ranging from $40.75 to $41.075 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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May 09, 2017 Filed May 10, 2017 20:48 UTC
Thakar Sumedh SChief Product Officer
Exercise / conversionCommon Stock 1,800 $8.40 $15,120.00
Disclosure

SEC source: 0001209191-17-031342 · doc4.xml · nonDerivative · entry 1

Thakar Sumedh S · CIK 0001558242 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,950

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2016.

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May 03, 2017 Filed May 5, 2017 22:27 UTC
Thakar Sumedh SChief Product Officer
Exercise / conversionStock Option (right to buy) · Derivative 16,585 $0.00 Strike: $8.40 $0.00
Disclosure

SEC source: 0001209191-17-030445 · doc4.xml · derivative · entry 4

Thakar Sumedh S · CIK 0001558242 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,315

Underlying: Common Stock · 16,585 shares

Expires 2022-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2016.

F4 · derivative.exercise_date: The option is subject to an early exercise provision and was immediately exercisable. One forty-eighth of the shares subject to the option vested on May 30, 2012 and one forty-eighth of the shares subject to the option vested monthly thereafter.

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May 03, 2017 Filed May 5, 2017 22:27 UTC
Thakar Sumedh SChief Product Officer
SaleCommon Stock 2,873 $41.12 $118,136.61
Disclosure

SEC source: 0001209191-17-030445 · doc4.xml · nonDerivative · entry 3

Thakar Sumedh S · CIK 0001558242 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,150

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2016.

F3 · price: The sale price represents the weighted average price of the shares sold ranging from $41.00 to $41.65 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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May 03, 2017 Filed May 5, 2017 22:27 UTC
Thakar Sumedh SChief Product Officer
SaleCommon Stock 13,712 $40.46 $554,749.13
Disclosure

SEC source: 0001209191-17-030445 · doc4.xml · nonDerivative · entry 2

Thakar Sumedh S · CIK 0001558242 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,023

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2016.

F2 · price: The sale price represents the weighted average price of the shares sold ranging from $40.00 to $40.95 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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May 03, 2017 Filed May 5, 2017 22:27 UTC
Thakar Sumedh SChief Product Officer
Exercise / conversionCommon Stock 16,585 $8.40 $139,314.00
Disclosure

SEC source: 0001209191-17-030445 · doc4.xml · nonDerivative · entry 1

Thakar Sumedh S · CIK 0001558242 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,735

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2016.

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May 01, 2017 Filed May 2, 2017 20:51 UTC
Deeba AmerVP Corp Dev & Strat Alliances
Exercise / conversionStock Option (right to buy) · Derivative 2,000 $0.00 Strike: $2.80 $0.00
Disclosure

SEC source: 0001209191-17-029239 · doc4.xml · derivative · entry 4

Deeba Amer · CIK 0001558241 · VP Corp Dev & Strat Alliances

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 2,000 shares

Expires 2019-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2016.

F4 · derivative.exercise_date: The option is fully vested and immediately exercisable.

Read SEC document
May 01, 2017 Filed May 2, 2017 20:51 UTC
Deeba AmerVP Corp Dev & Strat Alliances
SaleCommon Stock 2,000 $38.61 $77,214.40
Disclosure

SEC source: 0001209191-17-029239 · doc4.xml · nonDerivative · entry 3

Deeba Amer · CIK 0001558241 · VP Corp Dev & Strat Alliances

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,353

F2 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2016.

F3 · price: The sale price represents the weighted average price of the shares sold ranging from $38.30 to $38.95 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.