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Nasdaq · USD

QLYS

QUALYS, INC.

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1519
SEC CIK
0001107843
Parsed reports
793

Last 12 months

Inside the activity.

0 purchase rows · 150 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025012
Dec 2025023
Jan 2026011
Feb 2026011
Mar 202602
Apr 202600
May 202606
Jun 2026028
Jul 2026015
Aug 2026016
Sep 2026021
Oct 202605

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 28, 2017 Filed Nov 29, 2017 18:26 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $3.80 $0.00
Disclosure

SEC source: 0001209191-17-062938 · doc4.xml · derivative · entry 5

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,927

Underlying: Common Stock · 10,000 shares

Expires 2019-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

F5 · derivative.exercise_date: The option is fully vested and immediately exercisable.

Read SEC document
November 28, 2017 Filed Nov 29, 2017 18:26 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 3,340 $60.72 $202,820.50
Disclosure

SEC source: 0001209191-17-062938 · doc4.xml · nonDerivative · entry 3

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,544,435

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

F3 · price: The sale price represents the weighted average price of the shares sold ranging from $60.60 to $60.90 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 28, 2017 Filed Nov 29, 2017 18:26 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 6,660 $60.24 $401,175.09
Disclosure

SEC source: 0001209191-17-062938 · doc4.xml · nonDerivative · entry 2

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,547,775

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

F2 · price: The sale price represents the weighted average price of the shares sold ranging from $59.60 to $60.55 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 28, 2017 Filed Nov 29, 2017 18:26 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
Exercise / conversionCommon Stock 10,000 $3.80 $38,000.00
Disclosure

SEC source: 0001209191-17-062938 · doc4.xml · nonDerivative · entry 1

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,554,435

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

Read SEC document
November 28, 2017 Filed Nov 29, 2017 23:21 UTC SaleCommon Stock 320 $60.00 $19,200.00
Disclosure

SEC source: 0001209191-17-062932 · doc4.xml · nonDerivative · entry 7

DIXON DONALD R · CIK 0001045434 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 643

F7 · ownership.nature: The shares are held directly by Dixon Family Trust U/A Dated 6/18/88, for which the Reporting Person and his spouse serve as settlors.

Read SEC document
November 28, 2017 Filed Nov 29, 2017 23:24 UTC SaleCommon Stock 70,000 $60.49 $4,234,426.00
Disclosure

SEC source: 0001209191-17-062936 · doc4.xml · nonDerivative · entry 4

BERGERON SANDRA E. · CIK 0001279949 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 20,000

F4 · price: The sale price represents the weighted average price of the shares sold ranging from $60.00 to $60.88 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F5 · ownership.nature: Shares held directly by the Bergeron Family Trust dtd 11/15/2004 for which the Reporting Person serves as trustee.

Read SEC document
November 28, 2017 Filed Nov 29, 2017 23:24 UTC SaleCommon Stock 653 $59.60 $38,918.80
Disclosure

SEC source: 0001209191-17-062936 · doc4.xml · nonDerivative · entry 3

BERGERON SANDRA E. · CIK 0001279949 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F2 · ownership.nature: Shares held directly by DGB Investment Inc., an investment company solely owned by the spouse of the Reporting Person. The Reporting Person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purpose.

Read SEC document
November 27, 2017 Filed Nov 28, 2017 18:10 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $3.80 $0.00
Disclosure

SEC source: 0001209191-17-062733 · doc4.xml · derivative · entry 10

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,927

Underlying: Common Stock · 20,000 shares

Expires 2019-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

F8 · derivative.exercise_date: The option is fully vested and immediately exercisable.

Read SEC document
November 27, 2017 Filed Nov 28, 2017 18:10 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 4,976 $61.71 $307,048.06
Disclosure

SEC source: 0001209191-17-062733 · doc4.xml · nonDerivative · entry 7

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,544,435

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

F6 · price: The sale price represents the weighted average price of the shares sold ranging from $61.45 to $62.25 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 27, 2017 Filed Nov 28, 2017 18:10 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 2,740 $60.77 $166,503.50
Disclosure

SEC source: 0001209191-17-062733 · doc4.xml · nonDerivative · entry 6

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,549,411

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

F5 · price: The sale price represents the weighted average price of the shares sold ranging from $60.45 to $61.40 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 27, 2017 Filed Nov 28, 2017 18:10 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 12,284 $59.78 $734,316.64
Disclosure

SEC source: 0001209191-17-062733 · doc4.xml · nonDerivative · entry 5

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,552,151

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

F4 · price: The sale price represents the weighted average price of the shares sold ranging from $59.45 to $60.40 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 27, 2017 Filed Nov 28, 2017 18:10 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
Exercise / conversionCommon Stock 20,000 $3.80 $76,000.00
Disclosure

SEC source: 0001209191-17-062733 · doc4.xml · nonDerivative · entry 4

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,564,435

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

Read SEC document
November 27, 2017 Filed Nov 29, 2017 23:21 UTC SaleCommon Stock 100 $61.50 $6,150.00
Disclosure

SEC source: 0001209191-17-062932 · doc4.xml · nonDerivative · entry 6

DIXON DONALD R · CIK 0001045434 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 82,538

F5 · ownership.nature: The shares are held directly by Donald and Elizabeth Dixon Family Limited Partnership, for which the Reporting Person and his spouse serve as general partners.

Read SEC document
November 27, 2017 Filed Nov 29, 2017 23:21 UTC SaleCommon Stock 5,360 $60.70 $325,347.18
Disclosure

SEC source: 0001209191-17-062932 · doc4.xml · nonDerivative · entry 5

DIXON DONALD R · CIK 0001045434 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 82,638

F6 · price: The sale price represents the weighted average price of the shares sold ranging from $60.45 to $61.35 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F5 · ownership.nature: The shares are held directly by Donald and Elizabeth Dixon Family Limited Partnership, for which the Reporting Person and his spouse serve as general partners.

Read SEC document
November 27, 2017 Filed Nov 29, 2017 23:21 UTC SaleCommon Stock 35,808 $59.79 $2,140,856.48
Disclosure

SEC source: 0001209191-17-062932 · doc4.xml · nonDerivative · entry 4

DIXON DONALD R · CIK 0001045434 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 87,998

F4 · price: The sale price represents the weighted average price of the shares sold ranging from $59.45 to $60.40 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F5 · ownership.nature: The shares are held directly by Donald and Elizabeth Dixon Family Limited Partnership, for which the Reporting Person and his spouse serve as general partners.

Read SEC document
November 27, 2017 Filed Nov 29, 2017 23:21 UTC SaleCommon Stock 500 $61.36 $30,680.00
Disclosure

SEC source: 0001209191-17-062932 · doc4.xml · nonDerivative · entry 3

DIXON DONALD R · CIK 0001045434 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,764

F3 · price: The sale price represents the weighted average price of the shares sold ranging from $61.30 to $61.50 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 27, 2017 Filed Nov 29, 2017 23:21 UTC SaleCommon Stock 8,800 $60.51 $532,517.92
Disclosure

SEC source: 0001209191-17-062932 · doc4.xml · nonDerivative · entry 2

DIXON DONALD R · CIK 0001045434 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,264

F2 · price: The sale price represents the weighted average price of the shares sold ranging from $60.25 to $60.95 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 27, 2017 Filed Nov 29, 2017 23:21 UTC SaleCommon Stock 40,591 $59.72 $2,423,960.57
Disclosure

SEC source: 0001209191-17-062932 · doc4.xml · nonDerivative · entry 1

DIXON DONALD R · CIK 0001045434 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,064

F1 · price: The sale price represents the weighted average price of the shares sold ranging from $59.25 to $60.20 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 27, 2017 Filed Nov 29, 2017 23:24 UTC SaleCommon Stock 7,360 $60.78 $447,309.15
Disclosure

SEC source: 0001209191-17-062936 · doc4.xml · nonDerivative · entry 2

BERGERON SANDRA E. · CIK 0001279949 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 653

F3 · price: The sale price represents the weighted average price of the shares sold ranging from $60.50 to $61.30 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F2 · ownership.nature: Shares held directly by DGB Investment Inc., an investment company solely owned by the spouse of the Reporting Person. The Reporting Person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purpose.

Read SEC document
November 27, 2017 Filed Nov 29, 2017 23:24 UTC SaleCommon Stock 41,987 $59.79 $2,510,516.09
Disclosure

SEC source: 0001209191-17-062936 · doc4.xml · nonDerivative · entry 1

BERGERON SANDRA E. · CIK 0001279949 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 8,013

F1 · price: The sale price represents the weighted average price of the shares sold ranging from $59.50 to $60.45 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F2 · ownership.nature: Shares held directly by DGB Investment Inc., an investment company solely owned by the spouse of the Reporting Person. The Reporting Person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purpose.

Read SEC document
November 24, 2017 Filed Nov 28, 2017 18:10 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $3.80 $0.00
Disclosure

SEC source: 0001209191-17-062733 · doc4.xml · derivative · entry 9

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,927

Underlying: Common Stock · 20,000 shares

Expires 2019-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

F8 · derivative.exercise_date: The option is fully vested and immediately exercisable.

Read SEC document
November 24, 2017 Filed Nov 28, 2017 18:10 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 4,265 $61.88 $263,904.55
Disclosure

SEC source: 0001209191-17-062733 · doc4.xml · nonDerivative · entry 3

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,544,435

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

F3 · price: The sale price represents the weighted average price of the shares sold ranging from $61.80 to $62.00 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 24, 2017 Filed Nov 28, 2017 18:10 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 15,735 $61.45 $966,901.59
Disclosure

SEC source: 0001209191-17-062733 · doc4.xml · nonDerivative · entry 2

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,548,700

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

F2 · price: The sale price represents the weighted average price of the shares sold ranging from $60.80 to $61.75 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 24, 2017 Filed Nov 28, 2017 18:10 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
Exercise / conversionCommon Stock 20,000 $3.80 $76,000.00
Disclosure

SEC source: 0001209191-17-062733 · doc4.xml · nonDerivative · entry 1

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,564,435

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

Read SEC document
November 22, 2017 Filed Nov 22, 2017 18:48 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $3.80 $0.00
Disclosure

SEC source: 0001209191-17-062401 · doc4.xml · derivative · entry 9

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,927

Underlying: Common Stock · 20,000 shares

Expires 2019-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

F7 · derivative.exercise_date: The option is fully vested and immediately exercisable.

Read SEC document
November 22, 2017 Filed Nov 22, 2017 18:48 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 1,004 $61.36 $61,603.23
Disclosure

SEC source: 0001209191-17-062401 · doc4.xml · nonDerivative · entry 6

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,544,435

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

F5 · price: The sale price represents the weighted average price of the shares sold ranging from $61.35 to $61.40 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 22, 2017 Filed Nov 22, 2017 18:48 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 18,996 $60.84 $1,155,796.42
Disclosure

SEC source: 0001209191-17-062401 · doc4.xml · nonDerivative · entry 5

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,545,439

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

F4 · price: The sale price represents the weighted average price of the shares sold ranging from $60.35 to $61.30 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 22, 2017 Filed Nov 22, 2017 18:48 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
Exercise / conversionCommon Stock 20,000 $3.80 $76,000.00
Disclosure

SEC source: 0001209191-17-062401 · doc4.xml · nonDerivative · entry 4

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,564,435

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

Read SEC document
November 22, 2017 Filed Dec 5, 2017 21:42 UTC GiftCommon Stock 17,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-063949 · doc4.xml · nonDerivative · entry 1

DIXON DONALD R · CIK 0001045434 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 65,038

F1 · balance_after: Reflects ownership as of December 4, 2017.

F2 · ownership.nature: The shares are held directly by Donald and Elizabeth Dixon Family Limited Partnership, for which the Reporting Person and his spouse serve as general partners.

Read SEC document
November 21, 2017 Filed Nov 22, 2017 18:48 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $3.80 $0.00
Disclosure

SEC source: 0001209191-17-062401 · doc4.xml · derivative · entry 8

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,927

Underlying: Common Stock · 20,000 shares

Expires 2019-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

F7 · derivative.exercise_date: The option is fully vested and immediately exercisable.

Read SEC document
November 21, 2017 Filed Nov 22, 2017 18:48 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 7,686 $60.72 $466,728.51
Disclosure

SEC source: 0001209191-17-062401 · doc4.xml · nonDerivative · entry 3

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,544,435

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

F3 · price: The sale price represents the weighted average price of the shares sold ranging from $60.40 to $61.10 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 21, 2017 Filed Nov 22, 2017 18:48 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 12,314 $60.00 $738,830.15
Disclosure

SEC source: 0001209191-17-062401 · doc4.xml · nonDerivative · entry 2

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,552,121

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

F2 · price: The sale price represents the weighted average price of the shares sold ranging from $59.40 to $60.375 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 21, 2017 Filed Nov 22, 2017 18:48 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
Exercise / conversionCommon Stock 20,000 $3.80 $76,000.00
Disclosure

SEC source: 0001209191-17-062401 · doc4.xml · nonDerivative · entry 1

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,564,435

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

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November 20, 2017 Filed Nov 21, 2017 19:36 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $3.80 $0.00
Disclosure

SEC source: 0001209191-17-062209 · doc4.xml · derivative · entry 10

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321,927

Underlying: Common Stock · 20,000 shares

Expires 2019-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

F7 · derivative.exercise_date: The option is fully vested and immediately exercisable.

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November 20, 2017 Filed Nov 21, 2017 19:36 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 11,900 $59.43 $707,264.60
Disclosure

SEC source: 0001209191-17-062209 · doc4.xml · nonDerivative · entry 7

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,544,435

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

F5 · price: The sale price represents the weighted average price of the shares sold ranging from $58.85 to $59.80 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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November 20, 2017 Filed Nov 21, 2017 19:36 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 8,100 $58.34 $472,546.71
Disclosure

SEC source: 0001209191-17-062209 · doc4.xml · nonDerivative · entry 6

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,556,335

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

F4 · price: The sale price represents the weighted average price of the shares sold ranging from $57.85 to $58.80 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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November 20, 2017 Filed Nov 21, 2017 19:36 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
Exercise / conversionCommon Stock 20,000 $3.80 $76,000.00
Disclosure

SEC source: 0001209191-17-062209 · doc4.xml · nonDerivative · entry 5

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,564,435

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

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November 17, 2017 Filed Nov 21, 2017 19:36 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $3.80 $0.00
Disclosure

SEC source: 0001209191-17-062209 · doc4.xml · derivative · entry 9

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,927

Underlying: Common Stock · 20,000 shares

Expires 2019-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

F7 · derivative.exercise_date: The option is fully vested and immediately exercisable.

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November 17, 2017 Filed Nov 21, 2017 19:36 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 200 $58.60 $11,720.00
Disclosure

SEC source: 0001209191-17-062209 · doc4.xml · nonDerivative · entry 4

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,544,435

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

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November 17, 2017 Filed Nov 21, 2017 19:36 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 14,486 $58.26 $844,006.51
Disclosure

SEC source: 0001209191-17-062209 · doc4.xml · nonDerivative · entry 3

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,544,635

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

F3 · price: The sale price represents the weighted average price of the shares sold ranging from $57.60 to $58.575 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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November 17, 2017 Filed Nov 21, 2017 19:36 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 5,314 $57.44 $305,248.91
Disclosure

SEC source: 0001209191-17-062209 · doc4.xml · nonDerivative · entry 2

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,559,121

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

F2 · price: The sale price represents the weighted average price of the shares sold ranging from $56.60 to $57.55 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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November 17, 2017 Filed Nov 21, 2017 19:36 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
Exercise / conversionCommon Stock 20,000 $3.80 $76,000.00
Disclosure

SEC source: 0001209191-17-062209 · doc4.xml · nonDerivative · entry 1

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,564,435

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

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November 17, 2017 Filed Nov 22, 2017 00:33 UTC SaleCommon Stock 191 $57.51 $10,984.51
Disclosure

SEC source: 0001209191-17-062205 · doc4.xml · nonDerivative · entry 2

DIXON DONALD R · CIK 0001045434 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 123,806

F2 · price: The sale price represents the weighted average price of the shares sold ranging from $57.50 to $57.55 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · ownership.nature: The shares are held directly by Donald and Elizabeth Dixon Family Limited Partnership, for which the Reporting Person and his spouse serve as general partners.

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November 17, 2017 Filed Nov 22, 2017 00:33 UTC SaleCommon Stock 7,545 $57.42 $433,252.76
Disclosure

SEC source: 0001209191-17-062205 · doc4.xml · nonDerivative · entry 1

DIXON DONALD R · CIK 0001045434 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,655

F1 · price: The sale price represents the weighted average price of the shares sold ranging from $57.05 to $57.75 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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November 16, 2017 Filed Nov 17, 2017 17:34 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $3.80 $0.00
Disclosure

SEC source: 0001209191-17-061567 · doc4.xml · derivative · entry 10

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 361,927

Underlying: Common Stock · 20,000 shares

Expires 2019-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

F7 · derivative.exercise_date: The option is fully vested and immediately exercisable.

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November 16, 2017 Filed Nov 17, 2017 17:34 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 16,640 $58.31 $970,225.15
Disclosure

SEC source: 0001209191-17-061567 · doc4.xml · nonDerivative · entry 7

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,544,435

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

F5 · price: The sale price represents the weighted average price of the shares sold ranging from $57.90 to $58.80 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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November 16, 2017 Filed Nov 17, 2017 17:34 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
SaleCommon Stock 3,360 $57.63 $193,632.43
Disclosure

SEC source: 0001209191-17-061567 · doc4.xml · nonDerivative · entry 6

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,561,075

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

F4 · price: The sale price represents the weighted average price of the shares sold ranging from $56.875 to $57.85 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 16, 2017 Filed Nov 17, 2017 17:34 UTC
COURTOT PHILIPPE FDirector · Chairman, President & CEO · 10% owner
Exercise / conversionCommon Stock 20,000 $3.80 $76,000.00
Disclosure

SEC source: 0001209191-17-061567 · doc4.xml · nonDerivative · entry 5

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,564,435

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

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November 16, 2017 Filed Nov 18, 2017 01:30 UTC Amendment SaleCommon Stock 9,603 $58.60 $562,743.48
Disclosure

SEC source: 0001209191-17-061664 · doc4a.xml · nonDerivative · entry 8

DIXON DONALD R · CIK 0001045434 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 123,997

F7 · price: The sale price represents the weighted average price of the shares sold ranging from $58.50 to $58.75 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F4 · ownership.nature: The shares are held directly by Donald and Elizabeth Dixon Family Limited Partnership, for which the Reporting Person and his spouse serve as general partners.

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November 16, 2017 Filed Nov 18, 2017 01:30 UTC Amendment SaleCommon Stock 25,100 $58.07 $1,457,614.73
Disclosure

SEC source: 0001209191-17-061664 · doc4a.xml · nonDerivative · entry 7

DIXON DONALD R · CIK 0001045434 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 133,600

F5 · price: The sale price represents the weighted average price of the shares sold ranging from $57.50 to $58.45 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F4 · ownership.nature: The shares are held directly by Donald and Elizabeth Dixon Family Limited Partnership, for which the Reporting Person and his spouse serve as general partners.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.