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Nasdaq · USD

QLYS

QUALYS, INC.

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Tapewire entity
1519
SEC CIK
0001107843
Parsed reports
793

Last 12 months

Inside the activity.

0 purchase rows · 150 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025012
Dec 2025023
Jan 2026011
Feb 2026011
Mar 202602
Apr 202600
May 202606
Jun 2026028
Jul 2026015
Aug 2026016
Sep 2026021
Oct 202605

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 18, 2020 Filed Dec 21, 2020 23:07 UTC SaleCommon Stock 219 $125.00 $27,375.00
Disclosure

SEC source: 0001209191-20-064699 · doc4.xml · nonDerivative · entry 1

BERGERON SANDRA E. · CIK 0001279949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,398

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 12, 2020.

Read SEC document
December 17, 2020 Filed Dec 18, 2020 21:15 UTC Exercise / conversionStock Option (right to buy) · Derivative 2,382 $0.00 Strike: $22.31 $0.00
Disclosure

SEC source: 0001209191-20-064395 · doc4.xml · derivative · entry 3

Hank Jeffrey P · CIK 0001329632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,618

Underlying: Common Stock · 2,382 shares

Expires 2024-06-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 25, 2020.

F2 · derivative.exercise_date: This option is fully vested and immediately exercisable.

Read SEC document
December 17, 2020 Filed Dec 18, 2020 21:15 UTC SaleCommon Stock 2,382 $105.00 $250,110.00
Disclosure

SEC source: 0001209191-20-064395 · doc4.xml · nonDerivative · entry 2

Hank Jeffrey P · CIK 0001329632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,425

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 25, 2020.

Read SEC document
December 17, 2020 Filed Dec 18, 2020 21:15 UTC Exercise / conversionCommon Stock 2,382 $22.31 $53,142.42
Disclosure

SEC source: 0001209191-20-064395 · doc4.xml · nonDerivative · entry 1

Hank Jeffrey P · CIK 0001329632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,807

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 25, 2020.

Read SEC document
December 14, 2020 Filed Dec 15, 2020 21:11 UTC
POSEY BRUCE KVP, GC and Corp. Sec.
SaleCommon Stock 3,000 $100.07 $300,221.40
Disclosure

SEC source: 0001209191-20-063461 · doc4.xml · nonDerivative · entry 1

POSEY BRUCE K · CIK 0001254781 · VP, GC and Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,108

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 18, 2020.

F2 · price: The sale price represents the weighted average price of the shares sold ranging from $100.00 to $100.255 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
December 10, 2020 Filed Dec 14, 2020 16:16 UTC
COURTOT PHILIPPE FDirector · Chairman & CEO · 10% owner
GrantStock Option (right to buy) · Derivative 223,744 $0.00 Strike: $93.08 $0.00
Disclosure

SEC source: 0001209191-20-063208 · doc4.xml · derivative · entry 3

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,744

Underlying: Common Stock · 223,744 shares

Expires 2030-12-09

F3 · derivative.exercise_date: Shares subject to the option shall vest based on the achievement of goals based on the Company's operating performance for the three-year period from January 2021 through December 2023, subject to the Reporting Person continuing as a service provider through the date that performance is certified.

Read SEC document
December 10, 2020 Filed Dec 14, 2020 16:16 UTC
COURTOT PHILIPPE FDirector · Chairman & CEO · 10% owner
GrantCommon Stock 69,401 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-063208 · doc4.xml · nonDerivative · entry 1

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,276,637

F1 · shares: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. One-sixteenth of the RSUs will commence vesting on February 1, 2021 and will vest quarterly thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
December 09, 2020 Filed Dec 10, 2020 21:06 UTC
Thakar Sumedh SPres. & Chief Product Officer
SaleCommon Stock 1,343 $93.26 $125,242.27
Disclosure

SEC source: 0001209191-20-062690 · doc4.xml · nonDerivative · entry 2

Thakar Sumedh S · CIK 0001558242 · Pres. & Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,524

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2019.

F3 · price: The sale price represents the weighted average price of the shares sold ranging from $92.93 to $93.63 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
December 09, 2020 Filed Dec 10, 2020 21:06 UTC
Thakar Sumedh SPres. & Chief Product Officer
SaleCommon Stock 1,797 $92.23 $165,731.38
Disclosure

SEC source: 0001209191-20-062690 · doc4.xml · nonDerivative · entry 1

Thakar Sumedh S · CIK 0001558242 · Pres. & Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,867

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2019.

F2 · price: The sale price represents the weighted average price of the shares sold ranging from $91.78 to $92.69 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
December 01, 2020 Filed Dec 2, 2020 16:11 UTC
COURTOT PHILIPPE FDirector · Chairman & CEO · 10% owner
Tax withholdingCommon Stock 1,643 $94.38 $155,066.34
Disclosure

SEC source: 0001209191-20-061142 · doc4.xml · nonDerivative · entry 1

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,207,236

F1 · shares: The reported shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units.

Read SEC document
November 30, 2020 Filed Dec 2, 2020 21:10 UTC Exercise / conversionStock Option (right to buy) · Derivative 9,465 $0.00 Strike: $13.50 $0.00
Disclosure

SEC source: 0001209191-20-061138 · doc4.xml · derivative · entry 3

Hank Jeffrey P · CIK 0001329632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,465 shares

Expires 2023-06-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 25, 2020.

F3 · derivative.exercise_date: This option is fully vested and immediately exercisable.

Read SEC document
November 30, 2020 Filed Dec 2, 2020 21:10 UTC SaleCommon Stock 9,465 $95.01 $899,304.67
Disclosure

SEC source: 0001209191-20-061138 · doc4.xml · nonDerivative · entry 2

Hank Jeffrey P · CIK 0001329632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,425

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 25, 2020.

F2 · price: The sale price represents the weighted average price of the shares sold ranging from $95.00 to $95.10 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 30, 2020 Filed Dec 2, 2020 21:10 UTC Exercise / conversionCommon Stock 9,465 $13.50 $127,777.50
Disclosure

SEC source: 0001209191-20-061138 · doc4.xml · nonDerivative · entry 1

Hank Jeffrey P · CIK 0001329632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,890

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 25, 2020.

Read SEC document
November 20, 2020 Filed Nov 23, 2020 19:31 UTC
COURTOT PHILIPPE FDirector · Chairman & CEO · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 43,257 $0.00 Strike: $25.56 $0.00
Disclosure

SEC source: 0001209191-20-060090 · doc4.xml · derivative · entry 10

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 43,257 shares

Expires 2026-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 24, 2020.

F8 · derivative.exercise_date: The option is fully vested and immediately exercisable.

Read SEC document
November 20, 2020 Filed Nov 23, 2020 19:31 UTC
COURTOT PHILIPPE FDirector · Chairman & CEO · 10% owner
SaleCommon Stock 29,042 $91.30 $2,651,392.29
Disclosure

SEC source: 0001209191-20-060090 · doc4.xml · nonDerivative · entry 7

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,208,879

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 24, 2020.

F6 · price: The sale price represents the weighted average price of the shares sold ranging from $90.91 to $91.73 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 20, 2020 Filed Nov 23, 2020 19:31 UTC
COURTOT PHILIPPE FDirector · Chairman & CEO · 10% owner
SaleCommon Stock 10,915 $90.50 $987,843.52
Disclosure

SEC source: 0001209191-20-060090 · doc4.xml · nonDerivative · entry 6

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,237,921

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 24, 2020.

F5 · price: The sale price represents the weighted average price of the shares sold ranging from $89.90 to $90.88 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 20, 2020 Filed Nov 23, 2020 19:31 UTC
COURTOT PHILIPPE FDirector · Chairman & CEO · 10% owner
SaleCommon Stock 3,300 $89.29 $294,669.87
Disclosure

SEC source: 0001209191-20-060090 · doc4.xml · nonDerivative · entry 5

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,248,836

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 24, 2020.

F4 · price: The sale price represents the weighted average price of the shares sold ranging from $88.86 to $89.82 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 20, 2020 Filed Nov 23, 2020 19:31 UTC
COURTOT PHILIPPE FDirector · Chairman & CEO · 10% owner
Exercise / conversionCommon Stock 43,257 $25.56 $1,105,648.92
Disclosure

SEC source: 0001209191-20-060090 · doc4.xml · nonDerivative · entry 4

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,252,136

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 24, 2020.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 19:31 UTC
COURTOT PHILIPPE FDirector · Chairman & CEO · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 73,248 $0.00 Strike: $25.56 $0.00
Disclosure

SEC source: 0001209191-20-060090 · doc4.xml · derivative · entry 9

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,257

Underlying: Common Stock · 73,248 shares

Expires 2026-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 24, 2020.

F8 · derivative.exercise_date: The option is fully vested and immediately exercisable.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 19:31 UTC
COURTOT PHILIPPE FDirector · Chairman & CEO · 10% owner
SaleCommon Stock 61,465 $89.38 $5,493,631.06
Disclosure

SEC source: 0001209191-20-060090 · doc4.xml · nonDerivative · entry 3

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,208,879

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 24, 2020.

F3 · price: The sale price represents the weighted average price of the shares sold ranging from $88.91 to $89.82 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 19:31 UTC
COURTOT PHILIPPE FDirector · Chairman & CEO · 10% owner
SaleCommon Stock 11,783 $88.57 $1,043,652.12
Disclosure

SEC source: 0001209191-20-060090 · doc4.xml · nonDerivative · entry 2

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,270,344

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 24, 2020.

F2 · price: The sale price represents the weighted average price of the shares sold ranging from $87.91 to $88.90 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 19:31 UTC
COURTOT PHILIPPE FDirector · Chairman & CEO · 10% owner
Exercise / conversionCommon Stock 73,248 $25.56 $1,872,218.88
Disclosure

SEC source: 0001209191-20-060090 · doc4.xml · nonDerivative · entry 1

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,282,127

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 24, 2020.

Read SEC document
November 18, 2020 Filed Nov 19, 2020 18:45 UTC
COURTOT PHILIPPE FDirector · Chairman & CEO · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 83,463 $0.00 Strike: $25.56 $0.00
Disclosure

SEC source: 0001209191-20-059515 · doc4.xml · derivative · entry 11

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,505

Underlying: Common Stock · 83,463 shares

Expires 2026-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 24, 2020.

F8 · derivative.exercise_date: The option is fully vested and immediately exercisable.

Read SEC document
November 18, 2020 Filed Nov 19, 2020 18:45 UTC
COURTOT PHILIPPE FDirector · Chairman & CEO · 10% owner
SaleCommon Stock 3,005 $91.22 $274,108.29
Disclosure

SEC source: 0001209191-20-059515 · doc4.xml · nonDerivative · entry 8

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,208,879

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 24, 2020.

F6 · price: The sale price represents the weighted average price of the shares sold ranging from $91.13 to $91.45 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 18, 2020 Filed Nov 19, 2020 18:45 UTC
COURTOT PHILIPPE FDirector · Chairman & CEO · 10% owner
SaleCommon Stock 51,742 $90.45 $4,680,146.69
Disclosure

SEC source: 0001209191-20-059515 · doc4.xml · nonDerivative · entry 7

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,211,884

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 24, 2020.

F5 · price: The sale price represents the weighted average price of the shares sold ranging from $90.10 to $91.08 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 18, 2020 Filed Nov 19, 2020 18:45 UTC
COURTOT PHILIPPE FDirector · Chairman & CEO · 10% owner
SaleCommon Stock 28,716 $89.60 $2,572,990.93
Disclosure

SEC source: 0001209191-20-059515 · doc4.xml · nonDerivative · entry 6

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,263,626

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 24, 2020.

F4 · price: The sale price represents the weighted average price of the shares sold ranging from $89.10 to $90.09 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 18, 2020 Filed Nov 19, 2020 18:45 UTC
COURTOT PHILIPPE FDirector · Chairman & CEO · 10% owner
Exercise / conversionCommon Stock 83,463 $25.56 $2,133,314.28
Disclosure

SEC source: 0001209191-20-059515 · doc4.xml · nonDerivative · entry 5

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,292,342

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 24, 2020.

Read SEC document
November 17, 2020 Filed Nov 19, 2020 18:45 UTC
COURTOT PHILIPPE FDirector · Chairman & CEO · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 59,895 $0.00 Strike: $25.56 $0.00
Disclosure

SEC source: 0001209191-20-059515 · doc4.xml · derivative · entry 10

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,968

Underlying: Common Stock · 59,895 shares

Expires 2026-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 24, 2020.

F8 · derivative.exercise_date: The option is fully vested and immediately exercisable.

Read SEC document
November 17, 2020 Filed Nov 19, 2020 18:45 UTC
COURTOT PHILIPPE FDirector · Chairman & CEO · 10% owner
SaleCommon Stock 2 $92.04 $184.08
Disclosure

SEC source: 0001209191-20-059515 · doc4.xml · nonDerivative · entry 4

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,208,879

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 24, 2020.

Read SEC document
November 17, 2020 Filed Nov 19, 2020 18:45 UTC
COURTOT PHILIPPE FDirector · Chairman & CEO · 10% owner
SaleCommon Stock 44,412 $91.28 $4,054,096.13
Disclosure

SEC source: 0001209191-20-059515 · doc4.xml · nonDerivative · entry 3

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,208,881

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 24, 2020.

F3 · price: The sale price represents the weighted average price of the shares sold ranging from $91.02 to $91.50 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 17, 2020 Filed Nov 19, 2020 18:45 UTC
COURTOT PHILIPPE FDirector · Chairman & CEO · 10% owner
SaleCommon Stock 15,481 $90.69 $1,403,964.15
Disclosure

SEC source: 0001209191-20-059515 · doc4.xml · nonDerivative · entry 2

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,253,293

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 24, 2020.

F2 · price: The sale price represents the weighted average price of the shares sold ranging from $90.02 to $91.014 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 17, 2020 Filed Nov 19, 2020 18:45 UTC
COURTOT PHILIPPE FDirector · Chairman & CEO · 10% owner
Exercise / conversionCommon Stock 59,895 $25.56 $1,530,916.20
Disclosure

SEC source: 0001209191-20-059515 · doc4.xml · nonDerivative · entry 1

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,268,774

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 24, 2020.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 19:39 UTC
COURTOT PHILIPPE FDirector · Chairman & CEO · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 90,137 $0.00 Strike: $25.56 $0.00
Disclosure

SEC source: 0001209191-20-059258 · doc4.xml · derivative · entry 6

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,863

Underlying: Common Stock · 90,137 shares

Expires 2026-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 24, 2020.

F6 · derivative.exercise_date: The option is fully vested and immediately exercisable.

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November 16, 2020 Filed Nov 18, 2020 19:39 UTC
COURTOT PHILIPPE FDirector · Chairman & CEO · 10% owner
SaleCommon Stock 5,083 $92.37 $469,512.14
Disclosure

SEC source: 0001209191-20-059258 · doc4.xml · nonDerivative · entry 4

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,208,879

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 24, 2020.

F4 · price: The sale price represents the weighted average price of the shares sold ranging from $91.95 to $92.92 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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November 16, 2020 Filed Nov 18, 2020 19:39 UTC
COURTOT PHILIPPE FDirector · Chairman & CEO · 10% owner
SaleCommon Stock 28,035 $91.06 $2,552,827.85
Disclosure

SEC source: 0001209191-20-059258 · doc4.xml · nonDerivative · entry 3

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,213,962

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 24, 2020.

F3 · price: The sale price represents the weighted average price of the shares sold ranging from $90.72 to $91.67 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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November 16, 2020 Filed Nov 18, 2020 19:39 UTC
COURTOT PHILIPPE FDirector · Chairman & CEO · 10% owner
SaleCommon Stock 57,019 $90.39 $5,153,953.11
Disclosure

SEC source: 0001209191-20-059258 · doc4.xml · nonDerivative · entry 2

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,241,997

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 24, 2020.

F2 · price: The sale price represents the weighted average price of the shares sold ranging from $89.72 to $90.71 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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November 16, 2020 Filed Nov 18, 2020 19:39 UTC
COURTOT PHILIPPE FDirector · Chairman & CEO · 10% owner
Exercise / conversionCommon Stock 90,137 $25.56 $2,303,901.72
Disclosure

SEC source: 0001209191-20-059258 · doc4.xml · nonDerivative · entry 1

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,299,016

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 24, 2020.

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November 09, 2020 Filed Nov 11, 2020 00:39 UTC Exercise / conversionStock Option (right to buy) · Derivative 2,535 $0.00 Strike: $13.50 $0.00
Disclosure

SEC source: 0001209191-20-057790 · doc4.xml · derivative · entry 3

Hank Jeffrey P · CIK 0001329632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,465

Underlying: Common Stock · 2,535 shares

Expires 2023-06-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 25, 2020.

F3 · derivative.exercise_date: This option is fully vested and immediately exercisable.

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November 09, 2020 Filed Nov 11, 2020 00:39 UTC SaleCommon Stock 2,535 $95.04 $240,927.16
Disclosure

SEC source: 0001209191-20-057790 · doc4.xml · nonDerivative · entry 2

Hank Jeffrey P · CIK 0001329632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,425

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 25, 2020.

F2 · price: The sale price represents the weighted average price of the shares sold ranging from $95.00 to $95.35 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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November 09, 2020 Filed Nov 11, 2020 00:39 UTC Exercise / conversionCommon Stock 2,535 $13.50 $34,222.50
Disclosure

SEC source: 0001209191-20-057790 · doc4.xml · nonDerivative · entry 1

Hank Jeffrey P · CIK 0001329632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,960

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 25, 2020.

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November 09, 2020 Filed Nov 11, 2020 00:37 UTC
Thakar Sumedh SPres. & Chief Product Officer
SaleCommon Stock 800 $94.98 $75,983.04
Disclosure

SEC source: 0001209191-20-057789 · doc4.xml · nonDerivative · entry 4

Thakar Sumedh S · CIK 0001558242 · Pres. & Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,664

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2019.

F5 · price: The sale price represents the weighted average price of the shares sold ranging from $94.85 to $95.10 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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November 09, 2020 Filed Nov 11, 2020 00:37 UTC
Thakar Sumedh SPres. & Chief Product Officer
SaleCommon Stock 687 $94.16 $64,687.03
Disclosure

SEC source: 0001209191-20-057789 · doc4.xml · nonDerivative · entry 3

Thakar Sumedh S · CIK 0001558242 · Pres. & Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,464

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2019.

F4 · price: The sale price represents the weighted average price of the shares sold ranging from $93.82 to $94.79 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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November 09, 2020 Filed Nov 11, 2020 00:37 UTC
Thakar Sumedh SPres. & Chief Product Officer
SaleCommon Stock 700 $92.92 $65,047.01
Disclosure

SEC source: 0001209191-20-057789 · doc4.xml · nonDerivative · entry 2

Thakar Sumedh S · CIK 0001558242 · Pres. & Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,151

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2019.

F3 · price: The sale price represents the weighted average price of the shares sold ranging from $92.71 to $93.12 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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November 09, 2020 Filed Nov 11, 2020 00:37 UTC
Thakar Sumedh SPres. & Chief Product Officer
SaleCommon Stock 954 $91.89 $87,661.44
Disclosure

SEC source: 0001209191-20-057789 · doc4.xml · nonDerivative · entry 1

Thakar Sumedh S · CIK 0001558242 · Pres. & Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,851

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2019.

F2 · price: The sale price represents the weighted average price of the shares sold ranging from $91.54 to $92.05 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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November 01, 2020 Filed Nov 2, 2020 18:06 UTC
COURTOT PHILIPPE FDirector · Chairman & CEO · 10% owner
Tax withholdingCommon Stock 11,050 $87.85 $970,742.50
Disclosure

SEC source: 0001209191-20-056457 · doc4.xml · nonDerivative · entry 1

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,208,879

F1 · shares: The reported shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units.

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November 01, 2020 Filed Nov 2, 2020 23:09 UTC
Thakar Sumedh SPres. & Chief Product Officer
Tax withholdingCommon Stock 9,270 $87.85 $814,369.50
Disclosure

SEC source: 0001209191-20-056459 · doc4.xml · nonDerivative · entry 1

Thakar Sumedh S · CIK 0001558242 · Pres. & Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,805

F1 · shares: The reported shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units.

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November 01, 2020 Filed Nov 2, 2020 23:07 UTC
POSEY BRUCE KVP, GC and Corp. Sec.
Tax withholdingCommon Stock 2,615 $87.85 $229,727.75
Disclosure

SEC source: 0001209191-20-056458 · doc4.xml · nonDerivative · entry 1

POSEY BRUCE K · CIK 0001254781 · VP, GC and Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,108

F1 · shares: The reported shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units.

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October 27, 2020 Filed Oct 29, 2020 20:10 UTC
Thakar Sumedh SPres. & Chief Product Officer
GrantCommon Stock 81,079 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-056218 · doc4.xml · nonDerivative · entry 1

Thakar Sumedh S · CIK 0001558242 · Pres. & Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,075

F1 · shares: The reported securities represent restricted stock units which vest quarterly in equal installments over four years after November 1, 2020, subject to the Reporting Person's continued service through each vesting date.

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October 27, 2020 Filed Oct 29, 2020 20:07 UTC
Kim Joo MiChief Financial Officer
GrantCommon Stock 10,135 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-056216 · doc4.xml · nonDerivative · entry 1

Kim Joo Mi · CIK 0001814777 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,768

F1 · shares: The reported securities represent restricted stock units which vest quarterly in equal installments over four years after November 1, 2020, subject to the Reporting Person's continued service through each vesting date.

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October 27, 2020 Filed Oct 29, 2020 20:09 UTC
POSEY BRUCE KVP, GC and Corp. Sec.
GrantCommon Stock 32,432 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-056217 · doc4.xml · nonDerivative · entry 1

POSEY BRUCE K · CIK 0001254781 · VP, GC and Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,723

F1 · shares: The reported securities represent restricted stock units which vest quarterly in equal installments over four years after November 1, 2020, subject to the Reporting Person's continued service through each vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.