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QUALCOMM INC/DE

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0000804328
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Last 12 months

Inside the activity.

0 purchase rows · 113 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202509
Dec 2025014
Jan 202603
Feb 202605
Mar 202606
Apr 202604
May 2026030
Jun 2026011
Jul 2026011
Aug 202608
Sep 2026011
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 10, 2012 Filed Sep 6, 2012 17:46 UTC
JACOBS PAUL EDirector · Chairman & CEO
GiftNon-Qualified Stock Option (right to buy) · Derivative 105,609 $0.00 Strike: $34.83 $0.00
Disclosure

SEC source: 0001234452-12-000311 · edgardoc.xml · derivative · entry 8

JACOBS PAUL E · CIK 0001191310 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust D

Disclosed balance after: 0

Underlying: Common Stock · 105,609 shares

Expires 2016-11-09

F6 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

F5 · ownership.nature: Securities held by Harlan A. Jacobs, Trustee of The Paul E. Jacobs Grantor Retained Annuity Trust (GRAT).

Read SEC document
August 07, 2012 Filed Oct 2, 2012 17:11 UTC
STERN MARC IDirector
GiftNon-Qualified Stock Option (right to buy) · Derivative 4,800 $0.00 Strike: $47.24 $0.00
Disclosure

SEC source: 0001234452-12-000333 · edgardoc.xml · derivative · entry 4

STERN MARC I · CIK 0001191328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,800 shares

Expires 2016-03-06

F5 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
August 07, 2012 Filed Oct 2, 2012 17:11 UTC
STERN MARC IDirector
GiftNon-Qualified Stock Option (right to buy) · Derivative 10,950 $0.00 Strike: $41.83 $0.00
Disclosure

SEC source: 0001234452-12-000333 · edgardoc.xml · derivative · entry 3

STERN MARC I · CIK 0001191328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 817

Underlying: Common Stock · 10,950 shares

Expires 2017-03-12

F4 · derivative.exercise_date: The options vest 100% one year from the date of grant.

Read SEC document
August 02, 2012 Filed Aug 6, 2012 19:12 UTC
ABERLE DEREK KEVP & Group President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,000 $0.00 Strike: $42.16 $0.00
Disclosure

SEC source: 0001234452-12-000290 · edgardoc.xml · derivative · entry 9

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 1,000 shares

Expires 2014-10-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
August 02, 2012 Filed Aug 6, 2012 19:12 UTC
ABERLE DEREK KEVP & Group President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,000 $0.00 Strike: $41.33 $0.00
Disclosure

SEC source: 0001234452-12-000290 · edgardoc.xml · derivative · entry 8

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,000

Underlying: Common Stock · 1,000 shares

Expires 2017-10-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
August 02, 2012 Filed Aug 6, 2012 19:12 UTC
ABERLE DEREK KEVP & Group President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,000 $0.00 Strike: $35.66 $0.00
Disclosure

SEC source: 0001234452-12-000290 · edgardoc.xml · derivative · entry 7

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,750

Underlying: Common Stock · 2,000 shares

Expires 2018-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
August 02, 2012 Filed Aug 6, 2012 19:12 UTC
ABERLE DEREK KEVP & Group President
SaleCommon Stock 1,000 $58.60 $58,600.00
Disclosure

SEC source: 0001234452-12-000290 · edgardoc.xml · nonDerivative · entry 6

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,054

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F2 · balance_after: Includes 209 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2012.

Read SEC document
August 02, 2012 Filed Aug 6, 2012 19:12 UTC
ABERLE DEREK KEVP & Group President
Exercise / conversionCommon Stock 1,000 $42.16 $42,160.00
Disclosure

SEC source: 0001234452-12-000290 · edgardoc.xml · nonDerivative · entry 5

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,054

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2012 Filed Aug 6, 2012 19:12 UTC
ABERLE DEREK KEVP & Group President
SaleCommon Stock 1,000 $58.60 $58,600.00
Disclosure

SEC source: 0001234452-12-000290 · edgardoc.xml · nonDerivative · entry 4

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,054

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

Read SEC document
August 02, 2012 Filed Aug 6, 2012 19:12 UTC
ABERLE DEREK KEVP & Group President
Exercise / conversionCommon Stock 1,000 $41.33 $41,330.00
Disclosure

SEC source: 0001234452-12-000290 · edgardoc.xml · nonDerivative · entry 3

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,054

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2012 Filed Aug 6, 2012 19:12 UTC
ABERLE DEREK KEVP & Group President
SaleCommon Stock 2,000 $58.60 $117,200.00
Disclosure

SEC source: 0001234452-12-000290 · edgardoc.xml · nonDerivative · entry 2

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,054

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

Read SEC document
August 02, 2012 Filed Aug 6, 2012 19:12 UTC
ABERLE DEREK KEVP & Group President
Exercise / conversionCommon Stock 2,000 $35.66 $71,320.00
Disclosure

SEC source: 0001234452-12-000290 · edgardoc.xml · nonDerivative · entry 1

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,054

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2012 Filed Aug 3, 2012 16:58 UTC
ALTMAN STEVEN RVice Chairman
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,562 $0.00 Strike: $37.29 $0.00
Disclosure

SEC source: 0001234452-12-000287 · edgardoc.xml · derivative · entry 9

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 0

Underlying: Common Stock · 5,562 shares

Expires 2017-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
August 01, 2012 Filed Aug 3, 2012 16:58 UTC
ALTMAN STEVEN RVice Chairman
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 19,210 $0.00 Strike: $43.62 $0.00
Disclosure

SEC source: 0001234452-12-000287 · edgardoc.xml · derivative · entry 8

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,262

Underlying: Common Stock · 19,210 shares

Expires 2014-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
August 01, 2012 Filed Aug 3, 2012 16:58 UTC
ALTMAN STEVEN RVice Chairman
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 25,228 $0.00 Strike: $37.29 $0.00
Disclosure

SEC source: 0001234452-12-000287 · edgardoc.xml · derivative · entry 7

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,334

Underlying: Common Stock · 25,228 shares

Expires 2017-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
August 01, 2012 Filed Aug 3, 2012 16:58 UTC
ALTMAN STEVEN RVice Chairman
SaleCommon Stock 5,562 $59.85 $332,859.56
Disclosure

SEC source: 0001234452-12-000287 · edgardoc.xml · nonDerivative · entry 6

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 104,716

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F3 · price: The sale prices for this transaction ranged from $59.50 to $60.03. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F4 · balance_after: Includes 209 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2012.

F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

Read SEC document
August 01, 2012 Filed Aug 3, 2012 16:58 UTC
ALTMAN STEVEN RVice Chairman
Exercise / conversionCommon Stock 5,562 $37.29 $207,406.98
Disclosure

SEC source: 0001234452-12-000287 · edgardoc.xml · nonDerivative · entry 5

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 110,278

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

Read SEC document
August 01, 2012 Filed Aug 3, 2012 16:58 UTC
ALTMAN STEVEN RVice Chairman
SaleCommon Stock 25,228 $59.85 $1,509,777.23
Disclosure

SEC source: 0001234452-12-000287 · edgardoc.xml · nonDerivative · entry 4

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 104,716

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F3 · price: The sale prices for this transaction ranged from $59.50 to $60.03. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

Read SEC document
August 01, 2012 Filed Aug 3, 2012 16:58 UTC
ALTMAN STEVEN RVice Chairman
Exercise / conversionCommon Stock 25,228 $37.29 $940,752.12
Disclosure

SEC source: 0001234452-12-000287 · edgardoc.xml · nonDerivative · entry 3

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 129,944

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

Read SEC document
August 01, 2012 Filed Aug 3, 2012 16:58 UTC
ALTMAN STEVEN RVice Chairman
SaleCommon Stock 19,210 $59.85 $1,149,628.21
Disclosure

SEC source: 0001234452-12-000287 · edgardoc.xml · nonDerivative · entry 2

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 104,716

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F3 · price: The sale prices for this transaction ranged from $59.50 to $60.03. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

Read SEC document
August 01, 2012 Filed Aug 3, 2012 16:58 UTC
ALTMAN STEVEN RVice Chairman
Exercise / conversionCommon Stock 19,210 $43.62 $837,940.20
Disclosure

SEC source: 0001234452-12-000287 · edgardoc.xml · nonDerivative · entry 1

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 123,926

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

Read SEC document
August 01, 2012 Filed Aug 3, 2012 16:59 UTC
JACOBS PAUL EDirector · Chairman & CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 18,000 $0.00 Strike: $22.23 $0.00
Disclosure

SEC source: 0001234452-12-000288 · edgardoc.xml · derivative · entry 6

JACOBS PAUL E · CIK 0001191310 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,916

Underlying: Common Stock · 18,000 shares

Expires 2013-11-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
August 01, 2012 Filed Aug 3, 2012 16:59 UTC
JACOBS PAUL EDirector · Chairman & CEO
SaleCommon Stock 18,000 $60.01 $1,080,163.80
Disclosure

SEC source: 0001234452-12-000288 · edgardoc.xml · nonDerivative · entry 2

JACOBS PAUL E · CIK 0001191310 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 321,950

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F3 · price: The sale prices for this transaction ranged from $59.89 to $60.03. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.

Read SEC document
August 01, 2012 Filed Aug 3, 2012 16:59 UTC
JACOBS PAUL EDirector · Chairman & CEO
Exercise / conversionCommon Stock 18,000 $22.23 $400,140.00
Disclosure

SEC source: 0001234452-12-000288 · edgardoc.xml · nonDerivative · entry 1

JACOBS PAUL E · CIK 0001191310 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 339,950

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.

Read SEC document
July 27, 2012 Filed Jul 30, 2012 20:39 UTC
STERN MARC IDirector
SaleCommon Stock 21,200 $58.95 $1,249,752.72
Disclosure

SEC source: 0001234452-12-000278 · edgardoc.xml · nonDerivative · entry 2

STERN MARC I · CIK 0001191328 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 480,727

F3 · price: The sale prices for this transaction ranged from $58.45 to $59.44. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Securities held by Beatrice B. Trust dtd. 5/1/83.

Read SEC document
July 27, 2012 Filed Jul 30, 2012 20:39 UTC
STERN MARC IDirector
SaleCommon Stock 300 $59.48 $17,844.00
Disclosure

SEC source: 0001234452-12-000278 · edgardoc.xml · nonDerivative · entry 1

STERN MARC I · CIK 0001191328 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 501,927

F1 · price: The sale prices for this transaction ranged from $59.45 to $59.505. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Securities held by Beatrice B. Trust dtd. 5/1/83.

Read SEC document
July 27, 2012 Filed Jul 31, 2012 19:43 UTC
LEDERER JAMES PExecutive Vice President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,500 $0.00 Strike: $41.33 $0.00
Disclosure

SEC source: 0001234452-12-000282 · edgardoc.xml · derivative · entry 8

LEDERER JAMES P · CIK 0001434807 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,500

Underlying: Common Stock · 1,500 shares

Expires 2017-10-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
July 27, 2012 Filed Jul 31, 2012 19:43 UTC
LEDERER JAMES PExecutive Vice President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,750 $0.00 Strike: $35.66 $0.00
Disclosure

SEC source: 0001234452-12-000282 · edgardoc.xml · derivative · entry 7

LEDERER JAMES P · CIK 0001434807 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,750

Underlying: Common Stock · 3,750 shares

Expires 2018-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
July 27, 2012 Filed Jul 31, 2012 19:43 UTC
LEDERER JAMES PExecutive Vice President
SaleCommon Stock 1,500 $59.50 $89,250.00
Disclosure

SEC source: 0001234452-12-000282 · edgardoc.xml · nonDerivative · entry 4

LEDERER JAMES P · CIK 0001434807 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,209.1722

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

Read SEC document
July 27, 2012 Filed Jul 31, 2012 19:43 UTC
LEDERER JAMES PExecutive Vice President
Exercise / conversionCommon Stock 1,500 $41.33 $61,995.00
Disclosure

SEC source: 0001234452-12-000282 · edgardoc.xml · nonDerivative · entry 3

LEDERER JAMES P · CIK 0001434807 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,709.1722

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 27, 2012 Filed Jul 31, 2012 19:43 UTC
LEDERER JAMES PExecutive Vice President
SaleCommon Stock 3,750 $59.50 $223,125.00
Disclosure

SEC source: 0001234452-12-000282 · edgardoc.xml · nonDerivative · entry 2

LEDERER JAMES P · CIK 0001434807 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,209.1722

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

Read SEC document
July 27, 2012 Filed Jul 31, 2012 19:43 UTC
LEDERER JAMES PExecutive Vice President
Exercise / conversionCommon Stock 3,750 $35.66 $133,725.00
Disclosure

SEC source: 0001234452-12-000282 · edgardoc.xml · nonDerivative · entry 1

LEDERER JAMES P · CIK 0001434807 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,959.1722

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 27, 2012 Filed Jul 31, 2012 19:43 UTC
ALTMAN STEVEN RVice Chairman
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 40,917 $0.00 Strike: $37.29 $0.00
Disclosure

SEC source: 0001234452-12-000283 · edgardoc.xml · derivative · entry 6

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,562

Underlying: Common Stock · 40,917 shares

Expires 2017-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
July 27, 2012 Filed Jul 31, 2012 19:43 UTC
ALTMAN STEVEN RVice Chairman
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 9,083 $0.00 Strike: $35.66 $0.00
Disclosure

SEC source: 0001234452-12-000283 · edgardoc.xml · derivative · entry 5

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,334

Underlying: Common Stock · 9,083 shares

Expires 2018-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
July 27, 2012 Filed Jul 31, 2012 19:43 UTC
ALTMAN STEVEN RVice Chairman
SaleCommon Stock 40,917 $59.50 $2,434,622.88
Disclosure

SEC source: 0001234452-12-000283 · edgardoc.xml · nonDerivative · entry 4

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 104,507

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F3 · price: The sale prices for this transaction ranged from $59.50 to $59.51. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

Read SEC document
July 27, 2012 Filed Jul 31, 2012 19:43 UTC
ALTMAN STEVEN RVice Chairman
Exercise / conversionCommon Stock 40,917 $37.29 $1,525,794.93
Disclosure

SEC source: 0001234452-12-000283 · edgardoc.xml · nonDerivative · entry 3

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 145,424

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

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July 27, 2012 Filed Jul 31, 2012 19:43 UTC
ALTMAN STEVEN RVice Chairman
SaleCommon Stock 9,083 $59.50 $540,452.12
Disclosure

SEC source: 0001234452-12-000283 · edgardoc.xml · nonDerivative · entry 2

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 104,507

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F3 · price: The sale prices for this transaction ranged from $59.50 to $59.51. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

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July 27, 2012 Filed Jul 31, 2012 19:43 UTC
ALTMAN STEVEN RVice Chairman
Exercise / conversionCommon Stock 9,083 $35.66 $323,899.78
Disclosure

SEC source: 0001234452-12-000283 · edgardoc.xml · nonDerivative · entry 1

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 113,590

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

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July 27, 2012 Filed Jul 31, 2012 19:44 UTC
JACOBS PAUL EDirector · Chairman & CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 18,000 $0.00 Strike: $22.23 $0.00
Disclosure

SEC source: 0001234452-12-000284 · edgardoc.xml · derivative · entry 6

JACOBS PAUL E · CIK 0001191310 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,916

Underlying: Common Stock · 18,000 shares

Expires 2013-11-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

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July 27, 2012 Filed Jul 31, 2012 19:44 UTC
JACOBS PAUL EDirector · Chairman & CEO
SaleCommon Stock 18,000 $59.47 $1,070,505.00
Disclosure

SEC source: 0001234452-12-000284 · edgardoc.xml · nonDerivative · entry 2

JACOBS PAUL E · CIK 0001191310 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,923

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F2 · price: The sale prices for this transaction ranged from $59.46 to $59.4801. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

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July 27, 2012 Filed Jul 31, 2012 19:44 UTC
JACOBS PAUL EDirector · Chairman & CEO
Exercise / conversionCommon Stock 18,000 $22.23 $400,140.00
Disclosure

SEC source: 0001234452-12-000284 · edgardoc.xml · nonDerivative · entry 1

JACOBS PAUL E · CIK 0001191310 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,923

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 26, 2012 Filed Jul 27, 2012 17:15 UTC
STERN MARC IDirector
SaleCommon Stock 22,000 $58.22 $1,280,881.80
Disclosure

SEC source: 0001234452-12-000276 · edgardoc.xml · nonDerivative · entry 3

STERN MARC I · CIK 0001191328 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 502,227

F4 · price: The sale prices for this transaction ranged from $58.01 to $58.595. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Securities held by Beatrice B. Trust dtd. 5/1/83.

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July 25, 2012 Filed Jul 27, 2012 17:15 UTC
STERN MARC IDirector
SaleCommon Stock 3,958 $57.57 $227,858.50
Disclosure

SEC source: 0001234452-12-000276 · edgardoc.xml · nonDerivative · entry 2

STERN MARC I · CIK 0001191328 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 524,227

F3 · price: The sale prices for this transaction ranged from $57.45 to $57.68. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Securities held by Beatrice B. Trust dtd. 5/1/83.

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July 25, 2012 Filed Jul 27, 2012 17:15 UTC
STERN MARC IDirector
SaleCommon Stock 18,042 $57.02 $1,028,689.89
Disclosure

SEC source: 0001234452-12-000276 · edgardoc.xml · nonDerivative · entry 1

STERN MARC I · CIK 0001191328 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 528,185

F1 · price: The sale prices for this transaction ranged from $56.45 to $57.44. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Securities held by Beatrice B. Trust dtd. 5/1/83.

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July 24, 2012 Filed Jul 25, 2012 18:36 UTC
STERN MARC IDirector
SaleCommon Stock 22,000 $56.60 $1,245,268.20
Disclosure

SEC source: 0001234452-12-000274 · edgardoc.xml · nonDerivative · entry 1

STERN MARC I · CIK 0001191328 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 546,227

F1 · price: The sale prices for this transaction ranged from $56.31 to $57.12. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Securities held by Beatrice B. Trust dtd. 5/1/83.

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July 24, 2012 Filed Jul 31, 2012 19:44 UTC
JACOBS PAUL EDirector · Chairman & CEO
GiftNon-Qualified Stock Option (right to buy) · Derivative 350,000 $0.00 Strike: $44.02 $0.00
Disclosure

SEC source: 0001234452-12-000284 · edgardoc.xml · derivative · entry 8

JACOBS PAUL E · CIK 0001191310 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust S

Disclosed balance after: 350,000

Underlying: Common Stock · 350,000 shares

Expires 2015-11-03

F6 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
July 24, 2012 Filed Jul 31, 2012 19:44 UTC
JACOBS PAUL EDirector · Chairman & CEO
GiftNon-Qualified Stock Option (right to buy) · Derivative 350,000 $0.00 Strike: $44.02 $0.00
Disclosure

SEC source: 0001234452-12-000284 · edgardoc.xml · derivative · entry 7

JACOBS PAUL E · CIK 0001191310 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 350,000 shares

Expires 2015-11-03

F6 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

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July 19, 2012 Filed Jul 23, 2012 18:40 UTC
ABERLE DEREK KEVP & Group President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,000 $0.00 Strike: $42.16 $0.00
Disclosure

SEC source: 0001234452-12-000271 · edgardoc.xml · derivative · entry 9

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 1,000 shares

Expires 2014-10-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

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July 19, 2012 Filed Jul 23, 2012 18:40 UTC
ABERLE DEREK KEVP & Group President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,000 $0.00 Strike: $41.33 $0.00
Disclosure

SEC source: 0001234452-12-000271 · edgardoc.xml · derivative · entry 8

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,000

Underlying: Common Stock · 1,000 shares

Expires 2017-10-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

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July 19, 2012 Filed Jul 23, 2012 18:40 UTC
ABERLE DEREK KEVP & Group President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,000 $0.00 Strike: $35.66 $0.00
Disclosure

SEC source: 0001234452-12-000271 · edgardoc.xml · derivative · entry 7

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,750

Underlying: Common Stock · 2,000 shares

Expires 2018-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.