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QUALCOMM INC/DE

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0000804328
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Last 12 months

Inside the activity.

0 purchase rows · 113 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202509
Dec 2025014
Jan 202603
Feb 202605
Mar 202606
Apr 202604
May 2026030
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Aug 202608
Sep 2026011
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 11, 2012 Filed Oct 15, 2012 21:26 UTC
LEDERER JAMES PExecutive Vice President
SaleCommon Stock 1,500 $60.24 $90,363.75
Disclosure

SEC source: 0001234452-12-000357 · edgardoc.xml · nonDerivative · entry 4

LEDERER JAMES P · CIK 0001434807 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,936.9216

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F2 · price: The sale prices for this transaction ranged from $60.0301 to $60.4101. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
October 11, 2012 Filed Oct 15, 2012 21:26 UTC
LEDERER JAMES PExecutive Vice President
Exercise / conversionCommon Stock 1,500 $41.33 $61,995.00
Disclosure

SEC source: 0001234452-12-000357 · edgardoc.xml · nonDerivative · entry 3

LEDERER JAMES P · CIK 0001434807 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,436.9216

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 11, 2012 Filed Oct 15, 2012 21:26 UTC
LEDERER JAMES PExecutive Vice President
SaleCommon Stock 3,750 $60.24 $225,909.38
Disclosure

SEC source: 0001234452-12-000357 · edgardoc.xml · nonDerivative · entry 2

LEDERER JAMES P · CIK 0001434807 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,936.9216

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F2 · price: The sale prices for this transaction ranged from $60.0301 to $60.4101. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
October 11, 2012 Filed Oct 15, 2012 21:26 UTC
LEDERER JAMES PExecutive Vice President
Exercise / conversionCommon Stock 3,750 $35.66 $133,725.00
Disclosure

SEC source: 0001234452-12-000357 · edgardoc.xml · nonDerivative · entry 1

LEDERER JAMES P · CIK 0001434807 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,686.9216

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 11, 2012 Filed Oct 15, 2012 21:27 UTC
MOLLENKOPF STEVEN MPresident & COO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,333 $0.00 Strike: $52.87 $0.00
Disclosure

SEC source: 0001234452-12-000358 · edgardoc.xml · derivative · entry 18

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,334

Underlying: Common Stock · 3,333 shares

Expires 2018-08-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
October 11, 2012 Filed Oct 15, 2012 21:27 UTC
MOLLENKOPF STEVEN MPresident & COO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 333 $0.00 Strike: $47.35 $0.00
Disclosure

SEC source: 0001234452-12-000358 · edgardoc.xml · derivative · entry 17

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,667

Underlying: Common Stock · 333 shares

Expires 2018-05-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
October 11, 2012 Filed Oct 15, 2012 21:27 UTC
MOLLENKOPF STEVEN MPresident & COO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,167 $0.00 Strike: $43.24 $0.00
Disclosure

SEC source: 0001234452-12-000358 · edgardoc.xml · derivative · entry 16

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,167

Underlying: Common Stock · 1,167 shares

Expires 2018-04-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
October 11, 2012 Filed Oct 15, 2012 21:27 UTC
MOLLENKOPF STEVEN MPresident & COO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,000 $0.00 Strike: $41.33 $0.00
Disclosure

SEC source: 0001234452-12-000358 · edgardoc.xml · derivative · entry 15

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2017-10-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
October 11, 2012 Filed Oct 15, 2012 21:27 UTC
MOLLENKOPF STEVEN MPresident & COO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 7,758 $0.00 Strike: $40.42 $0.00
Disclosure

SEC source: 0001234452-12-000358 · edgardoc.xml · derivative · entry 14

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,500

Underlying: Common Stock · 7,758 shares

Expires 2017-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Employee stock options granted under the Company's 2006 Long-Term Incentive Plan. The options vest on each six month date after the date of grant as to 1/8th of the total shares granted until fully vested four years from the date of grant.

Read SEC document
October 11, 2012 Filed Oct 15, 2012 21:27 UTC
MOLLENKOPF STEVEN MPresident & COO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 4,917 $0.00 Strike: $35.66 $0.00
Disclosure

SEC source: 0001234452-12-000358 · edgardoc.xml · derivative · entry 13

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,917

Underlying: Common Stock · 4,917 shares

Expires 2018-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
October 11, 2012 Filed Oct 15, 2012 21:27 UTC
MOLLENKOPF STEVEN MPresident & COO
SaleCommon Stock 1,000 $60.15 $60,146.40
Disclosure

SEC source: 0001234452-12-000358 · edgardoc.xml · nonDerivative · entry 12

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,067.1112

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F2 · price: The sale prices for this transaction ranged from $60.03 to $60.4001. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
October 11, 2012 Filed Oct 15, 2012 21:27 UTC
MOLLENKOPF STEVEN MPresident & COO
Exercise / conversionCommon Stock 1,000 $41.33 $41,330.00
Disclosure

SEC source: 0001234452-12-000358 · edgardoc.xml · nonDerivative · entry 11

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,067.1112

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 11, 2012 Filed Oct 15, 2012 21:27 UTC
MOLLENKOPF STEVEN MPresident & COO
SaleCommon Stock 1,167 $60.15 $70,190.85
Disclosure

SEC source: 0001234452-12-000358 · edgardoc.xml · nonDerivative · entry 10

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,067.1112

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F2 · price: The sale prices for this transaction ranged from $60.03 to $60.4001. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
October 11, 2012 Filed Oct 15, 2012 21:27 UTC
MOLLENKOPF STEVEN MPresident & COO
Exercise / conversionCommon Stock 1,167 $43.24 $50,461.08
Disclosure

SEC source: 0001234452-12-000358 · edgardoc.xml · nonDerivative · entry 9

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,234.1112

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 11, 2012 Filed Oct 15, 2012 21:27 UTC
MOLLENKOPF STEVEN MPresident & COO
SaleCommon Stock 333 $60.15 $20,028.75
Disclosure

SEC source: 0001234452-12-000358 · edgardoc.xml · nonDerivative · entry 8

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,067.1112

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F2 · price: The sale prices for this transaction ranged from $60.03 to $60.4001. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
October 11, 2012 Filed Oct 15, 2012 21:27 UTC
MOLLENKOPF STEVEN MPresident & COO
Exercise / conversionCommon Stock 333 $47.35 $15,767.55
Disclosure

SEC source: 0001234452-12-000358 · edgardoc.xml · nonDerivative · entry 7

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,400.1112

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 11, 2012 Filed Oct 15, 2012 21:27 UTC
MOLLENKOPF STEVEN MPresident & COO
SaleCommon Stock 3,333 $60.15 $200,467.95
Disclosure

SEC source: 0001234452-12-000358 · edgardoc.xml · nonDerivative · entry 6

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,067.1112

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F2 · price: The sale prices for this transaction ranged from $60.03 to $60.4001. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
October 11, 2012 Filed Oct 15, 2012 21:27 UTC
MOLLENKOPF STEVEN MPresident & COO
Exercise / conversionCommon Stock 3,333 $52.87 $176,215.71
Disclosure

SEC source: 0001234452-12-000358 · edgardoc.xml · nonDerivative · entry 5

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,400.1112

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 11, 2012 Filed Oct 15, 2012 21:27 UTC
MOLLENKOPF STEVEN MPresident & COO
SaleCommon Stock 4,917 $60.15 $295,739.85
Disclosure

SEC source: 0001234452-12-000358 · edgardoc.xml · nonDerivative · entry 4

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,067.1112

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F2 · price: The sale prices for this transaction ranged from $60.03 to $60.4001. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
October 11, 2012 Filed Oct 15, 2012 21:27 UTC
MOLLENKOPF STEVEN MPresident & COO
Exercise / conversionCommon Stock 4,917 $35.66 $175,340.22
Disclosure

SEC source: 0001234452-12-000358 · edgardoc.xml · nonDerivative · entry 3

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,984.1112

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 11, 2012 Filed Oct 15, 2012 21:27 UTC
MOLLENKOPF STEVEN MPresident & COO
SaleCommon Stock 7,758 $60.15 $466,615.77
Disclosure

SEC source: 0001234452-12-000358 · edgardoc.xml · nonDerivative · entry 2

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,067.1112

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F2 · price: The sale prices for this transaction ranged from $60.03 to $60.4001. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
October 11, 2012 Filed Oct 15, 2012 21:27 UTC
MOLLENKOPF STEVEN MPresident & COO
Exercise / conversionCommon Stock 7,758 $40.42 $313,578.36
Disclosure

SEC source: 0001234452-12-000358 · edgardoc.xml · nonDerivative · entry 1

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,825.1112

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 04, 2012 Filed Oct 9, 2012 15:04 UTC
ABERLE DEREK KEVP & Group President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,000 $0.00 Strike: $41.33 $0.00
Disclosure

SEC source: 0001234452-12-000348 · edgardoc.xml · derivative · entry 6

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 1,000 shares

Expires 2017-10-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
October 04, 2012 Filed Oct 9, 2012 15:04 UTC
ABERLE DEREK KEVP & Group President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,000 $0.00 Strike: $35.66 $0.00
Disclosure

SEC source: 0001234452-12-000348 · edgardoc.xml · derivative · entry 5

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,750

Underlying: Common Stock · 2,000 shares

Expires 2018-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
October 04, 2012 Filed Oct 9, 2012 15:04 UTC
ABERLE DEREK KEVP & Group President
SaleCommon Stock 1,000 $62.50 $62,500.00
Disclosure

SEC source: 0001234452-12-000348 · edgardoc.xml · nonDerivative · entry 4

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,054

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

Read SEC document
October 04, 2012 Filed Oct 9, 2012 15:04 UTC
ABERLE DEREK KEVP & Group President
Exercise / conversionCommon Stock 1,000 $41.33 $41,330.00
Disclosure

SEC source: 0001234452-12-000348 · edgardoc.xml · nonDerivative · entry 3

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,054

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 04, 2012 Filed Oct 9, 2012 15:04 UTC
ABERLE DEREK KEVP & Group President
SaleCommon Stock 2,000 $62.50 $125,000.00
Disclosure

SEC source: 0001234452-12-000348 · edgardoc.xml · nonDerivative · entry 2

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,054

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

Read SEC document
October 04, 2012 Filed Oct 9, 2012 15:04 UTC
ABERLE DEREK KEVP & Group President
Exercise / conversionCommon Stock 2,000 $35.66 $71,320.00
Disclosure

SEC source: 0001234452-12-000348 · edgardoc.xml · nonDerivative · entry 1

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,054

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 03, 2012 Filed Nov 21, 2012 17:36 UTC
THOMPSON JAMES HExecutive Vice President
GiftCommon Stock 200 $0.00 $0.00
Disclosure

SEC source: 0001234452-12-000435 · edgardoc.xml · nonDerivative · entry 1

THOMPSON JAMES H · CIK 0001559656 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,485

Read SEC document
October 02, 2012 Filed Oct 4, 2012 15:03 UTC
ABERLE DEREK KEVP & Group President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,000 $0.00 Strike: $41.33 $0.00
Disclosure

SEC source: 0001234452-12-000346 · edgardoc.xml · derivative · entry 6

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,000

Underlying: Common Stock · 1,000 shares

Expires 2017-10-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
October 02, 2012 Filed Oct 4, 2012 15:03 UTC
ABERLE DEREK KEVP & Group President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,000 $0.00 Strike: $35.66 $0.00
Disclosure

SEC source: 0001234452-12-000346 · edgardoc.xml · derivative · entry 5

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,750

Underlying: Common Stock · 2,000 shares

Expires 2018-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
October 02, 2012 Filed Oct 4, 2012 15:03 UTC
ABERLE DEREK KEVP & Group President
SaleCommon Stock 1,000 $62.25 $62,250.00
Disclosure

SEC source: 0001234452-12-000346 · edgardoc.xml · nonDerivative · entry 4

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,054

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

Read SEC document
October 02, 2012 Filed Oct 4, 2012 15:03 UTC
ABERLE DEREK KEVP & Group President
Exercise / conversionCommon Stock 1,000 $41.33 $41,330.00
Disclosure

SEC source: 0001234452-12-000346 · edgardoc.xml · nonDerivative · entry 3

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,054

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 02, 2012 Filed Oct 4, 2012 15:03 UTC
ABERLE DEREK KEVP & Group President
SaleCommon Stock 2,000 $62.25 $124,500.00
Disclosure

SEC source: 0001234452-12-000346 · edgardoc.xml · nonDerivative · entry 2

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,054

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

Read SEC document
October 02, 2012 Filed Oct 4, 2012 15:03 UTC
ABERLE DEREK KEVP & Group President
Exercise / conversionCommon Stock 2,000 $35.66 $71,320.00
Disclosure

SEC source: 0001234452-12-000346 · edgardoc.xml · nonDerivative · entry 1

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,054

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2012 Filed Oct 3, 2012 15:06 UTC
KEITEL WILLIAM EEVP & Chief Financial Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 127,500 $0.00 Strike: $37.29 $0.00
Disclosure

SEC source: 0001234452-12-000339 · edgardoc.xml · derivative · entry 7

KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,167

Underlying: Common Stock · 127,500 shares

Expires 2017-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
October 01, 2012 Filed Oct 3, 2012 15:06 UTC
KEITEL WILLIAM EEVP & Chief Financial Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 49,334 $0.00 Strike: $34.83 $0.00
Disclosure

SEC source: 0001234452-12-000339 · edgardoc.xml · derivative · entry 6

KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 49,334 shares

Expires 2016-11-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
October 01, 2012 Filed Oct 3, 2012 15:06 UTC
KEITEL WILLIAM EEVP & Chief Financial Officer
SaleCommon Stock 9,372 $62.72 $587,774.35
Disclosure

SEC source: 0001234452-12-000339 · edgardoc.xml · nonDerivative · entry 5

KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,194

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F4 · price: The sale prices for this transaction ranged from $62.70 to $62.73. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F5 · balance_after: Includes 439 shares acquired under the Company's Employee Stock Purchase Plan.

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October 01, 2012 Filed Oct 3, 2012 15:06 UTC
KEITEL WILLIAM EEVP & Chief Financial Officer
SaleCommon Stock 49,334 $62.61 $3,088,653.74
Disclosure

SEC source: 0001234452-12-000339 · edgardoc.xml · nonDerivative · entry 4

KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,566

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F3 · price: The sale prices for this transaction ranged from $62.49 to $62.76. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

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October 01, 2012 Filed Oct 3, 2012 15:06 UTC
KEITEL WILLIAM EEVP & Chief Financial Officer
Exercise / conversionCommon Stock 49,334 $34.83 $1,718,303.22
Disclosure

SEC source: 0001234452-12-000339 · edgardoc.xml · nonDerivative · entry 3

KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 01, 2012 Filed Oct 3, 2012 15:06 UTC
KEITEL WILLIAM EEVP & Chief Financial Officer
SaleCommon Stock 127,500 $62.42 $7,958,856.00
Disclosure

SEC source: 0001234452-12-000339 · edgardoc.xml · nonDerivative · entry 2

KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,566

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F2 · price: The sale prices for this transaction ranged from $62.19 to $62.77. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

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October 01, 2012 Filed Oct 3, 2012 15:06 UTC
KEITEL WILLIAM EEVP & Chief Financial Officer
Exercise / conversionCommon Stock 127,500 $37.29 $4,754,475.00
Disclosure

SEC source: 0001234452-12-000339 · edgardoc.xml · nonDerivative · entry 1

KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,066

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 01, 2012 Filed Oct 3, 2012 15:06 UTC
Johnson Margaret LExecutive Vice President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 30,000 $0.00 Strike: $44.75 $0.00
Disclosure

SEC source: 0001234452-12-000340 · edgardoc.xml · derivative · entry 3

Johnson Margaret L · CIK 0001320483 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,275

Underlying: Common Stock · 30,000 shares

Expires 2019-11-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Employee stock options granted under the Company's 2006 Long-Term Incentive Plan. The options vest on each six month date after the date of grant as to 1/8th of the total shares granted until fully vested four years from the date of grant.

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October 01, 2012 Filed Oct 3, 2012 15:06 UTC
Johnson Margaret LExecutive Vice President
SaleCommon Stock 30,000 $62.60 $1,877,943.00
Disclosure

SEC source: 0001234452-12-000340 · edgardoc.xml · nonDerivative · entry 2

Johnson Margaret L · CIK 0001320483 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,215

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F2 · price: The sale prices for this transaction ranged from $62.50 to $62.7602. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

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October 01, 2012 Filed Oct 3, 2012 15:06 UTC
Johnson Margaret LExecutive Vice President
Exercise / conversionCommon Stock 30,000 $44.75 $1,342,500.00
Disclosure

SEC source: 0001234452-12-000340 · edgardoc.xml · nonDerivative · entry 1

Johnson Margaret L · CIK 0001320483 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,215

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 01, 2012 Filed Oct 3, 2012 15:07 UTC
ALTMAN STEVEN RVice Chairman
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 17,766 $0.00 Strike: $35.66 $0.00
Disclosure

SEC source: 0001234452-12-000341 · edgardoc.xml · derivative · entry 6

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,568

Underlying: Common Stock · 17,766 shares

Expires 2018-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

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October 01, 2012 Filed Oct 3, 2012 15:07 UTC
ALTMAN STEVEN RVice Chairman
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 32,234 $0.00 Strike: $34.83 $0.00
Disclosure

SEC source: 0001234452-12-000341 · edgardoc.xml · derivative · entry 5

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,234 shares

Expires 2016-11-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

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October 01, 2012 Filed Oct 3, 2012 15:07 UTC
ALTMAN STEVEN RVice Chairman
SaleCommon Stock 17,766 $62.73 $1,114,461.18
Disclosure

SEC source: 0001234452-12-000341 · edgardoc.xml · nonDerivative · entry 4

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 104,716

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

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October 01, 2012 Filed Oct 3, 2012 15:07 UTC
ALTMAN STEVEN RVice Chairman
Exercise / conversionCommon Stock 17,766 $35.66 $633,535.56
Disclosure

SEC source: 0001234452-12-000341 · edgardoc.xml · nonDerivative · entry 3

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 122,482

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

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October 01, 2012 Filed Oct 3, 2012 15:07 UTC
ALTMAN STEVEN RVice Chairman
SaleCommon Stock 32,234 $62.73 $2,022,038.82
Disclosure

SEC source: 0001234452-12-000341 · edgardoc.xml · nonDerivative · entry 2

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 104,716

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.