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QUALCOMM INC/DE

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Inside the activity.

0 purchase rows · 113 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 2025014
Jan 202603
Feb 202605
Mar 202606
Apr 202604
May 2026030
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Aug 202608
Sep 2026011
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 03, 2013 Filed Sep 4, 2013 20:49 UTC
ABERLE DEREK KEVP & Group President
SaleCommon Stock 2,000 $67.00 $134,000.00
Disclosure

SEC source: 0001234452-13-000346 · edgardoc.xml · nonDerivative · entry 6

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,451

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 03, 2013 Filed Sep 4, 2013 20:49 UTC
ABERLE DEREK KEVP & Group President
Exercise / conversionCommon Stock 2,000 $35.66 $71,320.00
Disclosure

SEC source: 0001234452-13-000346 · edgardoc.xml · nonDerivative · entry 5

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,451

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 03, 2013 Filed Sep 4, 2013 20:49 UTC
ABERLE DEREK KEVP & Group President
SaleCommon Stock 2,000 $67.00 $134,000.00
Disclosure

SEC source: 0001234452-13-000346 · edgardoc.xml · nonDerivative · entry 4

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,451

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 03, 2013 Filed Sep 4, 2013 20:49 UTC
ABERLE DEREK KEVP & Group President
Exercise / conversionCommon Stock 2,000 $35.66 $71,320.00
Disclosure

SEC source: 0001234452-13-000346 · edgardoc.xml · nonDerivative · entry 3

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,451

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 03, 2013 Filed Sep 4, 2013 20:49 UTC
ABERLE DEREK KEVP & Group President
SaleCommon Stock 500 $67.00 $33,500.00
Disclosure

SEC source: 0001234452-13-000346 · edgardoc.xml · nonDerivative · entry 2

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,451

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 03, 2013 Filed Sep 4, 2013 20:49 UTC
ABERLE DEREK KEVP & Group President
Exercise / conversionCommon Stock 500 $35.66 $17,830.00
Disclosure

SEC source: 0001234452-13-000346 · edgardoc.xml · nonDerivative · entry 1

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,951

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 03, 2013 Filed Sep 4, 2013 20:49 UTC
Johnson Margaret LExecutive Vice President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 6,000 $0.00 Strike: $35.66 $0.00
Disclosure

SEC source: 0001234452-13-000347 · edgardoc.xml · derivative · entry 3

Johnson Margaret L · CIK 0001320483 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,603

Underlying: Common Stock · 6,000 shares

Expires 2018-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
September 03, 2013 Filed Sep 4, 2013 20:49 UTC
Johnson Margaret LExecutive Vice President
SaleCommon Stock 6,000 $67.45 $404,728.80
Disclosure

SEC source: 0001234452-13-000347 · edgardoc.xml · nonDerivative · entry 2

Johnson Margaret L · CIK 0001320483 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,129

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F2 · price: The sale prices for this transaction ranged from $67.00 to $67.6991. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
September 03, 2013 Filed Sep 4, 2013 20:49 UTC
Johnson Margaret LExecutive Vice President
Exercise / conversionCommon Stock 6,000 $35.66 $213,960.00
Disclosure

SEC source: 0001234452-13-000347 · edgardoc.xml · nonDerivative · entry 1

Johnson Margaret L · CIK 0001320483 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,129

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 03, 2013 Filed Sep 4, 2013 23:49 UTC
ALTMAN STEVEN RVice Chairman
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 65,916 $0.00 Strike: $44.75 $0.00
Disclosure

SEC source: 0001234452-13-000350 · edgardoc.xml · derivative · entry 6

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,414

Underlying: Common Stock · 65,916 shares

Expires 2019-11-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Employee stock options granted under the Company's 2006 Long-Term Incentive Plan. The options vest on each six month date after the date of grant as to 1/8th of the total shares granted until fully vested four years from the date of grant.

Read SEC document
September 03, 2013 Filed Sep 4, 2013 23:49 UTC
ALTMAN STEVEN RVice Chairman
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 9,084 $0.00 Strike: $35.66 $0.00
Disclosure

SEC source: 0001234452-13-000350 · edgardoc.xml · derivative · entry 5

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,250

Underlying: Common Stock · 9,084 shares

Expires 2018-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
September 03, 2013 Filed Sep 4, 2013 23:49 UTC
ALTMAN STEVEN RVice Chairman
SaleCommon Stock 9,084 $67.18 $610,230.42
Disclosure

SEC source: 0001234452-13-000350 · edgardoc.xml · nonDerivative · entry 4

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 80,113

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F3 · price: The sale prices for this transaction ranged from $66.98 to $67.43. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

Read SEC document
September 03, 2013 Filed Sep 4, 2013 23:49 UTC
ALTMAN STEVEN RVice Chairman
Exercise / conversionCommon Stock 9,084 $35.66 $323,935.44
Disclosure

SEC source: 0001234452-13-000350 · edgardoc.xml · nonDerivative · entry 3

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 89,197

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

Read SEC document
September 03, 2013 Filed Sep 4, 2013 23:49 UTC
ALTMAN STEVEN RVice Chairman
SaleCommon Stock 65,916 $67.18 $4,427,999.58
Disclosure

SEC source: 0001234452-13-000350 · edgardoc.xml · nonDerivative · entry 2

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 80,113

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F3 · price: The sale prices for this transaction ranged from $66.98 to $67.43. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

Read SEC document
September 03, 2013 Filed Sep 4, 2013 23:49 UTC
ALTMAN STEVEN RVice Chairman
Exercise / conversionCommon Stock 65,916 $44.75 $2,949,741.00
Disclosure

SEC source: 0001234452-13-000350 · edgardoc.xml · nonDerivative · entry 1

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 146,029

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

Read SEC document
September 03, 2013 Filed Sep 4, 2013 23:49 UTC
GROB MATTHEW SEVP & Chief Technology Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,300 $0.00 Strike: $40.70 $0.00
Disclosure

SEC source: 0001234452-13-000351 · edgardoc.xml · derivative · entry 4

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,566

Underlying: Common Stock · 5,300 shares

Expires 2019-10-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest on each six month date after the date of grant as to 1/8th of the total shares granted, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested four years after the date of grant.

Read SEC document
September 03, 2013 Filed Sep 4, 2013 23:49 UTC
GROB MATTHEW SEVP & Chief Technology Officer
SaleCommon Stock 5,300 $67.00 $355,100.00
Disclosure

SEC source: 0001234452-13-000351 · edgardoc.xml · nonDerivative · entry 2

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 12,320

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999.

Read SEC document
September 03, 2013 Filed Sep 4, 2013 23:49 UTC
GROB MATTHEW SEVP & Chief Technology Officer
Exercise / conversionCommon Stock 5,300 $40.70 $215,710.00
Disclosure

SEC source: 0001234452-13-000351 · edgardoc.xml · nonDerivative · entry 1

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 17,620

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999.

Read SEC document
September 03, 2013 Filed Sep 5, 2013 16:31 UTC
JACOBS PAUL EChairman & CEO
OtherCommon Stock 44,412 $0.00 $0.00
Disclosure

SEC source: 0001234452-13-000353 · edgardoc.xml · nonDerivative · entry 3

JACOBS PAUL E · CIK 0001191310 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 622,739

F2 · ownership.nature: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.

Read SEC document
September 03, 2013 Filed Sep 5, 2013 16:31 UTC
JACOBS PAUL EChairman & CEO
OtherCommon Stock 44,412 $0.00 $0.00
Disclosure

SEC source: 0001234452-13-000353 · edgardoc.xml · nonDerivative · entry 1

JACOBS PAUL E · CIK 0001191310 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by GRAT S

Disclosed balance after: 319,550

F1 · ownership.nature: Securities held by Harlan A. Jacobs, Trustee of The Stacy R. Jacobs Grantor Retained Annuity Trust (GRAT).

Read SEC document
August 26, 2013 Filed Aug 28, 2013 16:26 UTC
GROB MATTHEW SEVP & Chief Technology Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 4,134 $0.00 Strike: $40.70 $0.00
Disclosure

SEC source: 0001234452-13-000343 · edgardoc.xml · derivative · entry 7

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,866

Underlying: Common Stock · 4,134 shares

Expires 2019-10-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vest on each six month date after the date of grant as to 1/8th of the total shares granted, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested four years after the date of grant.

Read SEC document
August 26, 2013 Filed Aug 28, 2013 16:26 UTC
GROB MATTHEW SEVP & Chief Technology Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,166 $0.00 Strike: $34.99 $0.00
Disclosure

SEC source: 0001234452-13-000343 · edgardoc.xml · derivative · entry 6

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,334

Underlying: Common Stock · 1,166 shares

Expires 2018-10-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
August 26, 2013 Filed Aug 28, 2013 16:26 UTC
GROB MATTHEW SEVP & Chief Technology Officer
SaleCommon Stock 1,166 $67.05 $78,180.30
Disclosure

SEC source: 0001234452-13-000343 · edgardoc.xml · nonDerivative · entry 4

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 12,320

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999.

Read SEC document
August 26, 2013 Filed Aug 28, 2013 16:26 UTC
GROB MATTHEW SEVP & Chief Technology Officer
Exercise / conversionCommon Stock 1,166 $34.99 $40,798.34
Disclosure

SEC source: 0001234452-13-000343 · edgardoc.xml · nonDerivative · entry 3

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 13,486

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999.

Read SEC document
August 26, 2013 Filed Aug 28, 2013 16:26 UTC
GROB MATTHEW SEVP & Chief Technology Officer
SaleCommon Stock 4,134 $67.05 $277,184.70
Disclosure

SEC source: 0001234452-13-000343 · edgardoc.xml · nonDerivative · entry 2

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 12,320

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999.

Read SEC document
August 26, 2013 Filed Aug 28, 2013 16:26 UTC
GROB MATTHEW SEVP & Chief Technology Officer
Exercise / conversionCommon Stock 4,134 $40.70 $168,253.80
Disclosure

SEC source: 0001234452-13-000343 · edgardoc.xml · nonDerivative · entry 1

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 16,454

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999.

Read SEC document
August 23, 2013 Filed Aug 27, 2013 14:09 UTC
RENDUCHINTALA VENKATA S MExecutive Vice President
SaleCommon Stock 2,582 $67.01 $173,019.82
Disclosure

SEC source: 0001234452-13-000340 · edgardoc.xml · nonDerivative · entry 1

RENDUCHINTALA VENKATA S M · CIK 0001559658 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

Read SEC document
August 23, 2013 Filed Aug 27, 2013 14:10 UTC
AMON CRISTIANO RExecutive Vice President
SaleCommon Stock 2,582 $67.01 $173,019.82
Disclosure

SEC source: 0001234452-13-000341 · edgardoc.xml · nonDerivative · entry 1

AMON CRISTIANO R · CIK 0001559665 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

Read SEC document
August 20, 2013 Filed Aug 20, 2013 23:58 UTC
AMON CRISTIANO RExecutive Vice President
Exercise / conversionRestricted Stock Unit · Derivative 29.7681 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-13-000333 · edgardoc.xml · derivative · entry 4

AMON CRISTIANO R · CIK 0001559665 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 819.752

Underlying: Common Stock · 29.7681 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These dividend equivalents vest the same as the underlying restricted stock units.

F3 · derivative.expiration_date: These dividend equivalents vest the same as the underlying restricted stock units.

Read SEC document
August 20, 2013 Filed Aug 20, 2013 23:58 UTC
AMON CRISTIANO RExecutive Vice President
Exercise / conversionRestricted Stock Unit · Derivative 5,370.8759 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-13-000333 · edgardoc.xml · derivative · entry 3

AMON CRISTIANO R · CIK 0001559665 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,616

Underlying: Common Stock · 5,370.8759 shares

Expires 2022-08-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These shares are represented by restricted stock units and unvested dividend equivalents. The units vest annually over three years. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.

Read SEC document
August 20, 2013 Filed Aug 20, 2013 23:58 UTC
AMON CRISTIANO RExecutive Vice President
Tax withholdingCommon Stock 2,818 $66.71 $187,988.78
Disclosure

SEC source: 0001234452-13-000333 · edgardoc.xml · nonDerivative · entry 2

AMON CRISTIANO R · CIK 0001559665 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,869

F1 · balance_after: Includes 187 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2013.

Read SEC document
August 20, 2013 Filed Aug 20, 2013 23:58 UTC
AMON CRISTIANO RExecutive Vice President
GrantCommon Stock 5,400.644 $0.00 $0.00
Disclosure

SEC source: 0001234452-13-000333 · edgardoc.xml · nonDerivative · entry 1

AMON CRISTIANO R · CIK 0001559665 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,687.644

Read SEC document
August 20, 2013 Filed Aug 20, 2013 23:59 UTC
RENDUCHINTALA VENKATA S MExecutive Vice President
Exercise / conversionRestricted Stock Unit · Derivative 29.7681 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-13-000334 · edgardoc.xml · derivative · entry 5

RENDUCHINTALA VENKATA S M · CIK 0001559658 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 826.1934

Underlying: Common Stock · 29.7681 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These dividend equivalents vest the same as the underlying restricted stock units.

F3 · derivative.expiration_date: These dividend equivalents vest the same as the underlying restricted stock units.

Read SEC document
August 20, 2013 Filed Aug 20, 2013 23:59 UTC
RENDUCHINTALA VENKATA S MExecutive Vice President
Exercise / conversionRestricted Stock Unit · Derivative 5,370.8759 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-13-000334 · edgardoc.xml · derivative · entry 4

RENDUCHINTALA VENKATA S M · CIK 0001559658 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,616

Underlying: Common Stock · 5,370.8759 shares

Expires 2022-08-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These shares are represented by restricted stock units and unvested dividend equivalents. The units vest annually over three years. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.

F3 · derivative.expiration_date: These dividend equivalents vest the same as the underlying restricted stock units.

Read SEC document
August 20, 2013 Filed Aug 20, 2013 23:59 UTC
RENDUCHINTALA VENKATA S MExecutive Vice President
Tax withholdingCommon Stock 2,818 $66.71 $187,988.78
Disclosure

SEC source: 0001234452-13-000334 · edgardoc.xml · nonDerivative · entry 3

RENDUCHINTALA VENKATA S M · CIK 0001559658 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,769

F1 · balance_after: Includes 187 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2013.

Read SEC document
August 20, 2013 Filed Aug 20, 2013 23:59 UTC
RENDUCHINTALA VENKATA S MExecutive Vice President
Exercise / conversionCommon Stock 5,400.644 $0.00 $0.00
Disclosure

SEC source: 0001234452-13-000334 · edgardoc.xml · nonDerivative · entry 2

RENDUCHINTALA VENKATA S M · CIK 0001559658 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,587.644

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 20, 2013 Filed Aug 20, 2013 23:59 UTC
THOMPSON JAMES HExecutive Vice President
Exercise / conversionRestricted Stock Unit · Derivative 22.3226 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-13-000335 · edgardoc.xml · derivative · entry 4

THOMPSON JAMES H · CIK 0001559656 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 855.5762

Underlying: Common Stock · 22.3226 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These dividend equivalents vest the same as the underlying restricted stock units.

F3 · derivative.expiration_date: These dividend equivalents vest the same as the underlying restricted stock units.

Read SEC document
August 20, 2013 Filed Aug 20, 2013 23:59 UTC
THOMPSON JAMES HExecutive Vice President
Exercise / conversionRestricted Stock Unit · Derivative 4,027.906 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-13-000335 · edgardoc.xml · derivative · entry 3

THOMPSON JAMES H · CIK 0001559656 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,962

Underlying: Common Stock · 4,027.906 shares

Expires 2022-08-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These shares are represented by restricted stock units and unvested dividend equivalents. The units vest annually over three years. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.

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August 20, 2013 Filed Aug 20, 2013 23:59 UTC
THOMPSON JAMES HExecutive Vice President
Tax withholdingCommon Stock 2,114 $66.71 $141,024.94
Disclosure

SEC source: 0001234452-13-000335 · edgardoc.xml · nonDerivative · entry 2

THOMPSON JAMES H · CIK 0001559656 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,446

F1 · balance_after: Includes 187 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2013.

Read SEC document
August 20, 2013 Filed Aug 20, 2013 23:59 UTC
THOMPSON JAMES HExecutive Vice President
Exercise / conversionCommon Stock 4,050.2286 $0.00 $0.00
Disclosure

SEC source: 0001234452-13-000335 · edgardoc.xml · nonDerivative · entry 1

THOMPSON JAMES H · CIK 0001559656 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,560.2286

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 19, 2013 Filed Aug 21, 2013 19:55 UTC
GROB MATTHEW SEVP & Chief Technology Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,300 $0.00 Strike: $40.70 $0.00
Disclosure

SEC source: 0001234452-13-000337 · edgardoc.xml · derivative · entry 4

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,000

Underlying: Common Stock · 5,300 shares

Expires 2019-10-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vest on each six month date after the date of grant as to 1/8th of the total shares granted, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested four years after the date of grant.

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August 19, 2013 Filed Aug 21, 2013 19:55 UTC
GROB MATTHEW SEVP & Chief Technology Officer
SaleCommon Stock 5,300 $66.90 $354,570.00
Disclosure

SEC source: 0001234452-13-000337 · edgardoc.xml · nonDerivative · entry 2

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 12,320

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

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August 19, 2013 Filed Aug 21, 2013 19:55 UTC
GROB MATTHEW SEVP & Chief Technology Officer
Exercise / conversionCommon Stock 5,300 $40.70 $215,710.00
Disclosure

SEC source: 0001234452-13-000337 · edgardoc.xml · nonDerivative · entry 1

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 17,620

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 12, 2013 Filed Aug 14, 2013 18:42 UTC
GROB MATTHEW SEVP & Chief Technology Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,300 $0.00 Strike: $40.70 $0.00
Disclosure

SEC source: 0001234452-13-000328 · edgardoc.xml · derivative · entry 4

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,300

Underlying: Common Stock · 5,300 shares

Expires 2019-10-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest on each six month date after the date of grant as to 1/8th of the total shares granted, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested four years after the date of grant.

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August 12, 2013 Filed Aug 14, 2013 18:42 UTC
GROB MATTHEW SEVP & Chief Technology Officer
SaleCommon Stock 5,300 $65.81 $348,793.00
Disclosure

SEC source: 0001234452-13-000328 · edgardoc.xml · nonDerivative · entry 2

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 12,320

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999.

Read SEC document
August 12, 2013 Filed Aug 14, 2013 18:42 UTC
GROB MATTHEW SEVP & Chief Technology Officer
Exercise / conversionCommon Stock 5,300 $40.70 $215,710.00
Disclosure

SEC source: 0001234452-13-000328 · edgardoc.xml · nonDerivative · entry 1

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 17,620

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999.

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August 12, 2013 Filed Aug 14, 2013 18:43 UTC
MOLLENKOPF STEVEN MPresident & COO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,334 $0.00 Strike: $52.87 $0.00
Disclosure

SEC source: 0001234452-13-000329 · edgardoc.xml · derivative · entry 6

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,334 shares

Expires 2018-08-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

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August 12, 2013 Filed Aug 14, 2013 18:43 UTC
MOLLENKOPF STEVEN MPresident & COO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 4,917 $0.00 Strike: $35.66 $0.00
Disclosure

SEC source: 0001234452-13-000329 · edgardoc.xml · derivative · entry 5

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,750

Underlying: Common Stock · 4,917 shares

Expires 2018-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
August 12, 2013 Filed Aug 14, 2013 18:43 UTC
MOLLENKOPF STEVEN MPresident & COO
SaleCommon Stock 3,334 $65.81 $219,410.54
Disclosure

SEC source: 0001234452-13-000329 · edgardoc.xml · nonDerivative · entry 4

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,540.42

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

Read SEC document
August 12, 2013 Filed Aug 14, 2013 18:43 UTC
MOLLENKOPF STEVEN MPresident & COO
Exercise / conversionCommon Stock 3,334 $52.87 $176,268.58
Disclosure

SEC source: 0001234452-13-000329 · edgardoc.xml · nonDerivative · entry 3

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,874.42

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.