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QUALCOMM INC/DE

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2852
SEC CIK
0000804328
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3,870

Last 12 months

Inside the activity.

0 purchase rows · 113 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202509
Dec 2025014
Jan 202603
Feb 202605
Mar 202606
Apr 202604
May 2026030
Jun 2026011
Jul 2026011
Aug 202608
Sep 2026011
Oct 202601

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 20, 2013 Filed Nov 21, 2013 23:50 UTC
AMON CRISTIANO RExecutive Vice President
Exercise / conversionRestricted Stock Unit · Derivative 5,591 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-13-000558 · edgardoc.xml · derivative · entry 15

AMON CRISTIANO R · CIK 0001559665 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,710

Underlying: Common Stock · 5,591 shares

Expires 2022-09-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These shares are represented by restricted stock units and unvested dividend equivalents. The units vest annually over three years. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.

Read SEC document
November 20, 2013 Filed Nov 21, 2013 23:50 UTC
AMON CRISTIANO RExecutive Vice President
Exercise / conversionRestricted Stock Unit · Derivative 3,763 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-13-000558 · edgardoc.xml · derivative · entry 14

AMON CRISTIANO R · CIK 0001559665 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,301

Underlying: Common Stock · 3,763 shares

Expires 2022-09-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These shares are represented by restricted stock units and unvested dividend equivalents. The units vest annually over three years. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.

Read SEC document
November 20, 2013 Filed Nov 21, 2013 23:50 UTC
AMON CRISTIANO RExecutive Vice President
Exercise / conversionRestricted Stock Unit · Derivative 4,229.0082 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-13-000558 · edgardoc.xml · derivative · entry 13

AMON CRISTIANO R · CIK 0001559665 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,100

Underlying: Common Stock · 4,229.0082 shares

Expires 2021-09-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These shares are represented by restricted stock units and unvested dividend equivalents. The units vest annually over three years. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.

Read SEC document
November 20, 2013 Filed Nov 21, 2013 23:50 UTC
AMON CRISTIANO RExecutive Vice President
Exercise / conversionRestricted Stock Unit · Derivative 5,158.5879 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-13-000558 · edgardoc.xml · derivative · entry 12

AMON CRISTIANO R · CIK 0001559665 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,158.5879 shares

Expires 2020-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These shares are represented by restricted stock units and unvested dividend equivalents. The units vest annually over three years. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.

Read SEC document
November 20, 2013 Filed Nov 21, 2013 23:50 UTC
AMON CRISTIANO RExecutive Vice President
Tax withholdingCommon Stock 3,563 $71.03 $253,079.89
Disclosure

SEC source: 0001234452-13-000558 · edgardoc.xml · nonDerivative · entry 11

AMON CRISTIANO R · CIK 0001559665 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,648

Read SEC document
November 20, 2013 Filed Nov 21, 2013 23:50 UTC
AMON CRISTIANO RExecutive Vice President
Tax withholdingCommon Stock 2,972 $71.03 $211,101.16
Disclosure

SEC source: 0001234452-13-000558 · edgardoc.xml · nonDerivative · entry 10

AMON CRISTIANO R · CIK 0001559665 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,211

Read SEC document
November 20, 2013 Filed Nov 21, 2013 23:50 UTC
AMON CRISTIANO RExecutive Vice President
Tax withholdingCommon Stock 2,000 $71.03 $142,060.00
Disclosure

SEC source: 0001234452-13-000558 · edgardoc.xml · nonDerivative · entry 9

AMON CRISTIANO R · CIK 0001559665 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,183

Read SEC document
November 20, 2013 Filed Nov 21, 2013 23:50 UTC
AMON CRISTIANO RExecutive Vice President
Tax withholdingCommon Stock 2,214 $71.03 $157,260.42
Disclosure

SEC source: 0001234452-13-000558 · edgardoc.xml · nonDerivative · entry 8

AMON CRISTIANO R · CIK 0001559665 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,183

Read SEC document
November 20, 2013 Filed Nov 21, 2013 23:50 UTC
AMON CRISTIANO RExecutive Vice President
Tax withholdingCommon Stock 2,742 $71.03 $194,764.26
Disclosure

SEC source: 0001234452-13-000558 · edgardoc.xml · nonDerivative · entry 7

AMON CRISTIANO R · CIK 0001559665 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,397

Read SEC document
November 20, 2013 Filed Nov 21, 2013 23:50 UTC
AMON CRISTIANO RExecutive Vice President
Exercise / conversionCommon Stock 285.4931 $0.00 $0.00
Disclosure

SEC source: 0001234452-13-000558 · edgardoc.xml · nonDerivative · entry 6

AMON CRISTIANO R · CIK 0001559665 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,139

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2013 Filed Nov 21, 2013 23:50 UTC
AMON CRISTIANO RExecutive Vice President
Exercise / conversionCommon Stock 5,591 $0.00 $0.00
Disclosure

SEC source: 0001234452-13-000558 · edgardoc.xml · nonDerivative · entry 5

AMON CRISTIANO R · CIK 0001559665 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,853.5069

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2013 Filed Nov 21, 2013 23:50 UTC
AMON CRISTIANO RExecutive Vice President
Exercise / conversionCommon Stock 3,763 $0.00 $0.00
Disclosure

SEC source: 0001234452-13-000558 · edgardoc.xml · nonDerivative · entry 4

AMON CRISTIANO R · CIK 0001559665 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,262.5069

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2013 Filed Nov 21, 2013 23:50 UTC
AMON CRISTIANO RExecutive Vice President
Exercise / conversionCommon Stock 4,229.0082 $0.00 $0.00
Disclosure

SEC source: 0001234452-13-000558 · edgardoc.xml · nonDerivative · entry 3

AMON CRISTIANO R · CIK 0001559665 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,499.5069

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2013 Filed Nov 21, 2013 23:50 UTC
AMON CRISTIANO RExecutive Vice President
Exercise / conversionCommon Stock 5,158.5879 $0.00 $0.00
Disclosure

SEC source: 0001234452-13-000558 · edgardoc.xml · nonDerivative · entry 2

AMON CRISTIANO R · CIK 0001559665 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,270.4987

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2013 Filed Nov 21, 2013 23:50 UTC
AMON CRISTIANO RExecutive Vice President
Exercise / conversionCommon Stock 6,827 $0.00 $0.00
Disclosure

SEC source: 0001234452-13-000558 · edgardoc.xml · nonDerivative · entry 1

AMON CRISTIANO R · CIK 0001559665 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,111.9108

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2013 Filed Nov 21, 2013 23:50 UTC
GROB MATTHEW SEVP & Chief Technology Officer
Exercise / conversionRestricted Stock Unit · Derivative 321.3318 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-13-000559 · edgardoc.xml · derivative · entry 8

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 404.3082

Underlying: Common Stock · 321.3318 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These dividend equivalents vest the same as the underlying restricted stock units.

F4 · derivative.expiration_date: These dividend equivalents vest the same as the underlying restricted stock units.

Read SEC document
November 20, 2013 Filed Nov 21, 2013 23:50 UTC
GROB MATTHEW SEVP & Chief Technology Officer
Exercise / conversionRestricted Stock Unit · Derivative 6,258 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-13-000559 · edgardoc.xml · derivative · entry 7

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,517

Underlying: Common Stock · 6,258 shares

Expires 2023-09-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These shares are represented by restricted stock units and unvested dividend equivalents. The units vest in equal one-third amounts on November 20, 2013, 2014 and 2015. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.

Read SEC document
November 20, 2013 Filed Nov 21, 2013 23:50 UTC
GROB MATTHEW SEVP & Chief Technology Officer
Exercise / conversionRestricted Stock Unit · Derivative 4,933.9249 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-13-000559 · edgardoc.xml · derivative · entry 6

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,933.9249 shares

Expires 2020-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These shares are represented by restricted stock units. The units vest annually over three years. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.

Read SEC document
November 20, 2013 Filed Nov 21, 2013 23:50 UTC
GROB MATTHEW SEVP & Chief Technology Officer
Tax withholdingCommon Stock 3,266 $71.03 $231,983.98
Disclosure

SEC source: 0001234452-13-000559 · edgardoc.xml · nonDerivative · entry 4

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 20,974

F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999.

Read SEC document
November 20, 2013 Filed Nov 21, 2013 23:50 UTC
GROB MATTHEW SEVP & Chief Technology Officer
Tax withholdingCommon Stock 2,742 $71.03 $194,764.26
Disclosure

SEC source: 0001234452-13-000559 · edgardoc.xml · nonDerivative · entry 3

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 24,240

F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999.

Read SEC document
November 20, 2013 Filed Nov 21, 2013 23:50 UTC
GROB MATTHEW SEVP & Chief Technology Officer
Exercise / conversionCommon Stock 5,255.2567 $0.00 $0.00
Disclosure

SEC source: 0001234452-13-000559 · edgardoc.xml · nonDerivative · entry 2

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 26,982.2567

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999.

Read SEC document
November 20, 2013 Filed Nov 21, 2013 23:50 UTC
GROB MATTHEW SEVP & Chief Technology Officer
Exercise / conversionCommon Stock 6,258 $0.00 $0.00
Disclosure

SEC source: 0001234452-13-000559 · edgardoc.xml · nonDerivative · entry 1

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 21,727

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999.

Read SEC document
November 20, 2013 Filed Nov 21, 2013 23:51 UTC
JACOBS PAUL EChairman & CEO
Exercise / conversionRestricted Stock Unit · Derivative 34,135 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-13-000560 · edgardoc.xml · derivative · entry 6

JACOBS PAUL E · CIK 0001191310 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,270

Underlying: Common Stock · 34,135 shares

Expires 2023-09-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These shares are represented by restricted stock units and unvested dividend equivalents. The units vest in equal one-third amounts on November 20, 2013, 2014 and 2015. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.

Read SEC document
November 20, 2013 Filed Nov 21, 2013 23:51 UTC
JACOBS PAUL EChairman & CEO
Tax withholdingCommon Stock 17,812 $71.03 $1,265,186.36
Disclosure

SEC source: 0001234452-13-000560 · edgardoc.xml · nonDerivative · entry 2

JACOBS PAUL E · CIK 0001191310 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 450,911

F1 · ownership.nature: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.

Read SEC document
November 20, 2013 Filed Nov 21, 2013 23:51 UTC
JACOBS PAUL EChairman & CEO
Exercise / conversionCommon Stock 34,135 $0.00 $0.00
Disclosure

SEC source: 0001234452-13-000560 · edgardoc.xml · nonDerivative · entry 1

JACOBS PAUL E · CIK 0001191310 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 468,723

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.

Read SEC document
November 20, 2013 Filed Nov 21, 2013 23:51 UTC
Johnson Margaret LExecutive Vice President
Exercise / conversionRestricted Stock Unit · Derivative 6,485 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-13-000561 · edgardoc.xml · derivative · entry 3

Johnson Margaret L · CIK 0001320483 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,972

Underlying: Common Stock · 6,485 shares

Expires 2023-09-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These shares are represented by restricted stock units and unvested dividend equivalents. The units vest in equal one-third amounts on November 20, 2013, 2014 and 2015. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.

Read SEC document
November 20, 2013 Filed Nov 21, 2013 23:51 UTC
Johnson Margaret LExecutive Vice President
Tax withholdingCommon Stock 3,384 $71.03 $240,365.52
Disclosure

SEC source: 0001234452-13-000561 · edgardoc.xml · nonDerivative · entry 2

Johnson Margaret L · CIK 0001320483 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,230

Read SEC document
November 20, 2013 Filed Nov 21, 2013 23:51 UTC
Johnson Margaret LExecutive Vice President
Exercise / conversionCommon Stock 6,485 $0.00 $0.00
Disclosure

SEC source: 0001234452-13-000561 · edgardoc.xml · nonDerivative · entry 1

Johnson Margaret L · CIK 0001320483 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,614

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2013 Filed Nov 21, 2013 23:51 UTC
LEDERER JAMES PExecutive Vice President
Exercise / conversionRestricted Stock Unit · Derivative 6,258 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-13-000562 · edgardoc.xml · derivative · entry 4

LEDERER JAMES P · CIK 0001434807 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,517

Underlying: Common Stock · 6,258 shares

Expires 2023-09-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These shares are represented by restricted stock units and unvested dividend equivalents. The units vest in equal one-third amounts on November 20, 2013, 2014 and 2015. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.

Read SEC document
November 20, 2013 Filed Nov 21, 2013 23:51 UTC
LEDERER JAMES PExecutive Vice President
Tax withholdingCommon Stock 3,266 $71.03 $231,983.98
Disclosure

SEC source: 0001234452-13-000562 · edgardoc.xml · nonDerivative · entry 2

LEDERER JAMES P · CIK 0001434807 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,909.5374

Read SEC document
November 20, 2013 Filed Nov 21, 2013 23:51 UTC
LEDERER JAMES PExecutive Vice President
Exercise / conversionCommon Stock 6,258 $0.00 $0.00
Disclosure

SEC source: 0001234452-13-000562 · edgardoc.xml · nonDerivative · entry 1

LEDERER JAMES P · CIK 0001434807 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,175.5374

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2013 Filed Nov 21, 2013 23:51 UTC
MOLLENKOPF STEVEN MPresident & COO
Exercise / conversionRestricted Stock Unit · Derivative 20,481 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-13-000563 · edgardoc.xml · derivative · entry 3

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,962

Underlying: Common Stock · 20,481 shares

Expires 2023-09-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These shares are represented by restricted stock units and unvested dividend equivalents. The units vest in equal one-third amounts on November 20, 2013, 2014 and 2015. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.

Read SEC document
November 20, 2013 Filed Nov 21, 2013 23:51 UTC
MOLLENKOPF STEVEN MPresident & COO
Tax withholdingCommon Stock 10,687 $71.03 $759,097.61
Disclosure

SEC source: 0001234452-13-000563 · edgardoc.xml · nonDerivative · entry 2

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,919.42

Read SEC document
November 20, 2013 Filed Nov 21, 2013 23:51 UTC
MOLLENKOPF STEVEN MPresident & COO
Exercise / conversionCommon Stock 20,481 $0.00 $0.00
Disclosure

SEC source: 0001234452-13-000563 · edgardoc.xml · nonDerivative · entry 1

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,606.42

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2013 Filed Nov 21, 2013 23:51 UTC
RENDUCHINTALA VENKATA S MExecutive Vice President
Exercise / conversionRestricted Stock Unit · Derivative 286.2467 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-13-000564 · edgardoc.xml · derivative · entry 17

RENDUCHINTALA VENKATA S M · CIK 0001559658 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 872.9148

Underlying: Common Stock · 286.2467 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These dividend equivalents vest the same as the underlying restricted stock units.

F4 · derivative.expiration_date: These dividend equivalents vest the same as the underlying restricted stock units.

Read SEC document
November 20, 2013 Filed Nov 21, 2013 23:51 UTC
RENDUCHINTALA VENKATA S MExecutive Vice President
Exercise / conversionRestricted Stock Unit · Derivative 6,827 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-13-000564 · edgardoc.xml · derivative · entry 16

RENDUCHINTALA VENKATA S M · CIK 0001559658 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,654

Underlying: Common Stock · 6,827 shares

Expires 2023-09-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These shares are represented by restricted stock units and unvested dividend equivalents. The units vest in equal one-third amounts on November 20, 2013, 2014 and 2015. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.

Read SEC document
November 20, 2013 Filed Nov 21, 2013 23:51 UTC
RENDUCHINTALA VENKATA S MExecutive Vice President
Exercise / conversionRestricted Stock Unit · Derivative 9,354 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-13-000564 · edgardoc.xml · derivative · entry 15

RENDUCHINTALA VENKATA S M · CIK 0001559658 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,710

Underlying: Common Stock · 9,354 shares

Expires 2022-09-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These shares are represented by restricted stock units and unvested dividend equivalents. The units vest annually over three years. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.

Read SEC document
November 20, 2013 Filed Nov 21, 2013 23:51 UTC
RENDUCHINTALA VENKATA S MExecutive Vice President
Exercise / conversionRestricted Stock Unit · Derivative 4,469.3554 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-13-000564 · edgardoc.xml · derivative · entry 14

RENDUCHINTALA VENKATA S M · CIK 0001559658 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,334

Underlying: Common Stock · 4,469.3554 shares

Expires 2021-09-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These shares are represented by restricted stock units. The units vest 100% on the third anniversary of the date of grant. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.

Read SEC document
November 20, 2013 Filed Nov 21, 2013 23:51 UTC
RENDUCHINTALA VENKATA S MExecutive Vice President
Exercise / conversionRestricted Stock Unit · Derivative 5,158.5879 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-13-000564 · edgardoc.xml · derivative · entry 13

RENDUCHINTALA VENKATA S M · CIK 0001559658 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,158.5879 shares

Expires 2020-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These shares are represented by restricted stock units. The units vest 100% on the third anniversary of the date of grant. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.

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November 20, 2013 Filed Nov 21, 2013 23:51 UTC
RENDUCHINTALA VENKATA S MExecutive Vice President
Tax withholdingCommon Stock 2,375 $71.03 $168,696.25
Disclosure

SEC source: 0001234452-13-000564 · edgardoc.xml · nonDerivative · entry 12

RENDUCHINTALA VENKATA S M · CIK 0001559658 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,840

Read SEC document
November 20, 2013 Filed Nov 21, 2013 23:51 UTC
RENDUCHINTALA VENKATA S MExecutive Vice President
Tax withholdingCommon Stock 3,563 $71.03 $253,079.89
Disclosure

SEC source: 0001234452-13-000564 · edgardoc.xml · nonDerivative · entry 11

RENDUCHINTALA VENKATA S M · CIK 0001559658 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,215

Read SEC document
November 20, 2013 Filed Nov 21, 2013 23:51 UTC
RENDUCHINTALA VENKATA S MExecutive Vice President
Tax withholdingCommon Stock 2,972 $71.03 $211,101.16
Disclosure

SEC source: 0001234452-13-000564 · edgardoc.xml · nonDerivative · entry 10

RENDUCHINTALA VENKATA S M · CIK 0001559658 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,778

Read SEC document
November 20, 2013 Filed Nov 21, 2013 23:51 UTC
RENDUCHINTALA VENKATA S MExecutive Vice President
Tax withholdingCommon Stock 2,000 $71.03 $142,060.00
Disclosure

SEC source: 0001234452-13-000564 · edgardoc.xml · nonDerivative · entry 9

RENDUCHINTALA VENKATA S M · CIK 0001559658 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,750

Read SEC document
November 20, 2013 Filed Nov 21, 2013 23:51 UTC
RENDUCHINTALA VENKATA S MExecutive Vice President
Tax withholdingCommon Stock 2,339 $71.03 $166,139.17
Disclosure

SEC source: 0001234452-13-000564 · edgardoc.xml · nonDerivative · entry 8

RENDUCHINTALA VENKATA S M · CIK 0001559658 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,750

Read SEC document
November 20, 2013 Filed Nov 21, 2013 23:51 UTC
RENDUCHINTALA VENKATA S MExecutive Vice President
Tax withholdingCommon Stock 2,742 $71.03 $194,764.26
Disclosure

SEC source: 0001234452-13-000564 · edgardoc.xml · nonDerivative · entry 7

RENDUCHINTALA VENKATA S M · CIK 0001559658 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,089

Read SEC document
November 20, 2013 Filed Nov 21, 2013 23:51 UTC
RENDUCHINTALA VENKATA S MExecutive Vice President
GrantCommon Stock 4,551 $0.00 $0.00
Disclosure

SEC source: 0001234452-13-000564 · edgardoc.xml · nonDerivative · entry 6

RENDUCHINTALA VENKATA S M · CIK 0001559658 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,831

Read SEC document
November 20, 2013 Filed Nov 21, 2013 23:51 UTC
RENDUCHINTALA VENKATA S MExecutive Vice President
Exercise / conversionCommon Stock 286.2467 $0.00 $0.00
Disclosure

SEC source: 0001234452-13-000564 · edgardoc.xml · nonDerivative · entry 5

RENDUCHINTALA VENKATA S M · CIK 0001559658 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,280

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2013 Filed Nov 21, 2013 23:51 UTC
RENDUCHINTALA VENKATA S MExecutive Vice President
Exercise / conversionCommon Stock 5,158.5879 $0.00 $0.00
Disclosure

SEC source: 0001234452-13-000564 · edgardoc.xml · nonDerivative · entry 4

RENDUCHINTALA VENKATA S M · CIK 0001559658 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,993.7533

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2013 Filed Nov 21, 2013 23:51 UTC
RENDUCHINTALA VENKATA S MExecutive Vice President
Exercise / conversionCommon Stock 4,469.3554 $0.00 $0.00
Disclosure

SEC source: 0001234452-13-000564 · edgardoc.xml · nonDerivative · entry 3

RENDUCHINTALA VENKATA S M · CIK 0001559658 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,835.1654

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2013 Filed Nov 21, 2013 23:51 UTC
RENDUCHINTALA VENKATA S MExecutive Vice President
Exercise / conversionCommon Stock 9,354 $0.00 $0.00
Disclosure

SEC source: 0001234452-13-000564 · edgardoc.xml · nonDerivative · entry 2

RENDUCHINTALA VENKATA S M · CIK 0001559658 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,365.81

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.