QCOM

SEC source: 0001888316-23-000047 · edgardoc.xml · nonDerivative · entry 3

ROGERS ALEXANDER H · CIK 0001687791 · President QTL & Global Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,230

SEC source: 0001888316-23-000047 · edgardoc.xml · nonDerivative · entry 2

ROGERS ALEXANDER H · CIK 0001687791 · President QTL & Global Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,392

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001888316-23-000047 · edgardoc.xml · nonDerivative · entry 1

ROGERS ALEXANDER H · CIK 0001687791 · President QTL & Global Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,174

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 93 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2023.

SEC source: 0001888316-23-000041 · edgardoc.xml · nonDerivative · entry 1

Smit Neil · CIK 0001312168 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,472.1759

F1 · shares: Represents Deferred Stock Units (DSUs) issued in lieu of payment of cash retainer fees. DSUs are 100% vested on grant date. The units will be settled in shares of the Company's common stock upon termination from the Board.

SEC source: 0001888316-23-000042 · edgardoc.xml · nonDerivative · entry 1

TRICOIRE JEAN-PASCAL · CIK 0001815920 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,857.924

F1 · shares: Represents Deferred Stock Units (DSUs) issued in lieu of payment of cash retainer fees. DSUs are 100% vested on grant date. The units will be settled in shares of the Company's common stock upon termination from the Board.

SEC source: 0001888316-24-000092 · edgardoc.xml · nonDerivative · entry 6

ACE HEATHER S · CIK 0001610762 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 14,283

F1 · kind: Securities transferred to reporting person's family trust, for which the reporting person and her spouse are trustees. Members of the reporting person's immediate family are the sole beneficiaries of the trust.

F2 · ownership.nature: Shares held by the reporting person's family trust, for which the reporting person and her spouse are trustees. Members of the reporting person's immediate family are the sole beneficiaries of the trust.

SEC source: 0001888316-24-000092 · edgardoc.xml · nonDerivative · entry 1

ACE HEATHER S · CIK 0001610762 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Securities transferred to reporting person's family trust, for which the reporting person and her spouse are trustees. Members of the reporting person's immediate family are the sole beneficiaries of the trust.

SEC source: 0001888316-23-000040 · edgardoc.xml · nonDerivative · entry 1

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 241,369

F1 · price: The sale prices for this transaction ranged from $112.93 to $113.40. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F2 · balance_after: Includes 93 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2023.

SEC source: 0001888316-23-000039 · edgardoc.xml · nonDerivative · entry 1

CATHEY JAMES J · CIK 0001922250 · Chief Commercial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,745

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on May 12, 2023.

SEC source: 0001888316-23-000038 · edgardoc.xml · nonDerivative · entry 1

MARTIN NEIL · CIK 0001957113 · SVP, Finance and CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 247

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on May 18, 2023.

F2 · balance_after: Includes 93 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2023.

SEC source: 0001888316-23-000037 · edgardoc.xml · nonDerivative · entry 1

CATHEY JAMES J · CIK 0001922250 · Chief Commercial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,745

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on May 12, 2023.

F2 · balance_after: Includes 53 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2023.

SEC source: 0001888316-23-000035 · edgardoc.xml · nonDerivative · entry 1

TRICOIRE JEAN-PASCAL · CIK 0001815920 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,535.388

F1 · shares: Represents Deferred Stock Units (DSUs) issued in lieu of payment of cash retainer fees. DSUs are 100% vested on grant date. The units will be settled in shares of the Company's common stock upon termination from the Board.

SEC source: 0001888316-23-000036 · edgardoc.xml · nonDerivative · entry 1

Smit Neil · CIK 0001312168 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,175.8221

F1 · shares: Represents Deferred Stock Units (DSUs) issued in lieu of payment of cash retainer fees. DSUs are 100% vested on grant date. The units will be settled in shares of the Company's common stock upon termination from the Board.

SEC source: 0001888316-23-000032 · edgardoc.xml · derivative · entry 5

MARTIN NEIL · CIK 0001957113 · SVP, Finance and CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,125.0033

Underlying: Common Stock · 1,049.8731 shares

Expires 2024-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.

F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2022, and the remaining balance vests semi-annually thereafter.

F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2022, and the remaining balance vests semi-annually thereafter.

SEC source: 0001888316-23-000032 · edgardoc.xml · derivative · entry 4

MARTIN NEIL · CIK 0001957113 · SVP, Finance and CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,141.1167

Underlying: Common Stock · 1,155.7967 shares

Expires 2023-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.

F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2021, and the remaining balance vests semi-annually thereafter.

F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2021, and the remaining balance vests semi-annually thereafter.

SEC source: 0001888316-23-000032 · edgardoc.xml · nonDerivative · entry 3

MARTIN NEIL · CIK 0001957113 · SVP, Finance and CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,906

F1 · balance_after: Includes 84 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2023.

SEC source: 0001888316-23-000032 · edgardoc.xml · nonDerivative · entry 2

MARTIN NEIL · CIK 0001957113 · SVP, Finance and CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,665

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001888316-23-000032 · edgardoc.xml · nonDerivative · entry 1

MARTIN NEIL · CIK 0001957113 · SVP, Finance and CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,616

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001888316-23-000033 · edgardoc.xml · derivative · entry 3

ACE HEATHER S · CIK 0001610762 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,198.8481 shares

Expires 2023-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.

F2 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vested one-third on May 20, 2021, and the remaining balance vests annually thereafter.

F2 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vested one-third on May 20, 2021, and the remaining balance vests annually thereafter.

SEC source: 0001888316-23-000033 · edgardoc.xml · nonDerivative · entry 2

ACE HEATHER S · CIK 0001610762 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,283

SEC source: 0001888316-23-000033 · edgardoc.xml · nonDerivative · entry 1

ACE HEATHER S · CIK 0001610762 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,772

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001888316-23-000034 · edgardoc.xml · derivative · entry 9

CATHEY JAMES J · CIK 0001922250 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,208.091

Underlying: Common Stock · 2,742.9312 shares

Expires 2025-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.

F5 · derivative.exercise_date: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units were fully vested on the date that is six months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on May 20, 2023, 2024 and 2025.

F5 · derivative.expiration_date: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units were fully vested on the date that is six months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on May 20, 2023, 2024 and 2025.

SEC source: 0001888316-23-000034 · edgardoc.xml · derivative · entry 8

CATHEY JAMES J · CIK 0001922250 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,951.0222

Underlying: Common Stock · 1,827.5958 shares

Expires 2025-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.

F5 · derivative.exercise_date: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units were fully vested on the date that is six months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on May 20, 2023, 2024 and 2025.

F5 · derivative.expiration_date: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units were fully vested on the date that is six months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on May 20, 2023, 2024 and 2025.

SEC source: 0001888316-23-000034 · edgardoc.xml · derivative · entry 7

CATHEY JAMES J · CIK 0001922250 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,687.505

Underlying: Common Stock · 1,574.8093 shares

Expires 2024-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.

F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2022, and the remaining balance vests semi-annually thereafter.

F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2022, and the remaining balance vests semi-annually thereafter.

SEC source: 0001888316-23-000034 · edgardoc.xml · derivative · entry 6

CATHEY JAMES J · CIK 0001922250 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,283.6261

Underlying: Common Stock · 1,300.1395 shares

Expires 2023-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.

F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2021, and the remaining balance vests semi-annually thereafter.

F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2021, and the remaining balance vests semi-annually thereafter.

SEC source: 0001888316-23-000034 · edgardoc.xml · nonDerivative · entry 5

CATHEY JAMES J · CIK 0001922250 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,692

F1 · balance_after: Includes 52 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2023.

SEC source: 0001888316-23-000034 · edgardoc.xml · nonDerivative · entry 4

CATHEY JAMES J · CIK 0001922250 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,159

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001888316-23-000034 · edgardoc.xml · nonDerivative · entry 3

CATHEY JAMES J · CIK 0001922250 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,417

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001888316-23-000034 · edgardoc.xml · nonDerivative · entry 2

CATHEY JAMES J · CIK 0001922250 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,590

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001888316-23-000034 · edgardoc.xml · nonDerivative · entry 1

CATHEY JAMES J · CIK 0001922250 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,016

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001888316-23-000031 · edgardoc.xml · nonDerivative · entry 2

AMON CRISTIANO R · CIK 0001559665 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 172,015

F1 · kind: Securities transferred to reporting person's family trust, for which the reporting person and his spouse are trustees. The reporting person and members of his immediate family are the sole beneficiaries of the trust.

F2 · balance_after: Includes 84 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2023. Amount of securities beneficially owned following reported transaction reflects the correction of a previous error in the amount of 100 shares that were erroneously reported as beneficially owned.

F3 · ownership.nature: Securities held by Cristiano Amon and Adriana Amon TTEES Amon Family Trust UAD 08/25/2015.

SEC source: 0001888316-23-000031 · edgardoc.xml · nonDerivative · entry 1

AMON CRISTIANO R · CIK 0001559665 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,500

F1 · kind: Securities transferred to reporting person's family trust, for which the reporting person and his spouse are trustees. The reporting person and members of his immediate family are the sole beneficiaries of the trust.

SEC source: 0001888316-23-000029 · edgardoc.xml · nonDerivative · entry 1

TRICOIRE JEAN-PASCAL · CIK 0001815920 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,236.324

F1 · shares: Represents Deferred Stock Units (DSUs) issued in lieu of payment of cash retainer fees. DSUs are 100% vested on grant date. The units will be settled in shares of the Company's common stock upon termination from the Board.

SEC source: 0001888316-23-000030 · edgardoc.xml · nonDerivative · entry 1

Smit Neil · CIK 0001312168 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,901.1375

F1 · shares: Represents Deferred Stock Units (DSUs) issued in lieu of payment of cash retainer fees. DSUs are 100% vested on grant date. The units will be settled in shares of the Company's common stock upon termination from the Board.

SEC source: 0001888316-23-000020 · edgardoc.xml · derivative · entry 3

TRICOIRE JEAN-PASCAL · CIK 0001815920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,004.412

Underlying: Common Stock · 2,195.7419 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock in accordance with the grant agreement on the earlier of (1) March 10, 2023, (2) death, (3) disability, or (4) a change in control.

F3 · derivative.expiration_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock in accordance with the grant agreement on the earlier of (1) March 10, 2023, (2) death, (3) disability, or (4) a change in control.

SEC source: 0001888316-23-000020 · edgardoc.xml · nonDerivative · entry 2

TRICOIRE JEAN-PASCAL · CIK 0001815920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,959.8741

SEC source: 0001888316-23-000020 · edgardoc.xml · nonDerivative · entry 1

TRICOIRE JEAN-PASCAL · CIK 0001815920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,255.8741

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the settlement of Annual Deferred Stock Units granted to the recipient on July 21, 2020.

SEC source: 0001888316-23-000021 · edgardoc.xml · derivative · entry 2

ROSENFELD IRENE B · CIK 0001082930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,004.412

Underlying: Common Stock · 3,316.6108 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F4 · derivative.exercise_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

F4 · derivative.expiration_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

SEC source: 0001888316-23-000021 · edgardoc.xml · nonDerivative · entry 1

ROSENFELD IRENE B · CIK 0001082930 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Joint Account

Disclosed balance after: 10,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the settlement of Annual Deferred Stock Units granted to the recipient on March 10, 2020.

F2 · ownership.nature: Securities held jointly with spouse.

SEC source: 0001888316-23-000022 · edgardoc.xml · derivative · entry 3

MCLAUGHLIN MARK D · CIK 0001309507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,874.1589

Underlying: Common Stock · 3,316.6108 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F4 · derivative.exercise_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

F4 · derivative.expiration_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

SEC source: 0001888316-23-000022 · edgardoc.xml · nonDerivative · entry 1

MCLAUGHLIN MARK D · CIK 0001309507 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 18,379

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the settlement of Annual Deferred Stock Units granted to the recipient on March 10, 2020.

F2 · ownership.nature: Securities held by Mark McLaughlin and Karen McLaughlin, Trustees of the McLaughlin Revocable Trust U/A DTD 02/20/2001.

SEC source: 0001888316-23-000025 · edgardoc.xml · derivative · entry 2

Johnson Gregory N · CIK 0001503870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,004.412

Underlying: Common Stock · 1,091.5467 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock in accordance with the grant agreement on the earlier of (1) March 10, 2023, (2) death, (3) disability, or (4) a change in control.

F3 · derivative.expiration_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock in accordance with the grant agreement on the earlier of (1) March 10, 2023, (2) death, (3) disability, or (4) a change in control.

SEC source: 0001888316-23-000025 · edgardoc.xml · nonDerivative · entry 1

Johnson Gregory N · CIK 0001503870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,091

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the settlement of Annual Deferred Stock Units granted to the recipient on November 18, 2020.

SEC source: 0001888316-23-000023 · edgardoc.xml · derivative · entry 4

Miller Jamie S · CIK 0001290697 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,004.412

Underlying: Common Stock · 2,764.7318 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F4 · derivative.exercise_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock in accordance with the grant agreement on the earlier of (1) March 10, 2023, (2) death, (3) disability, or (4) a change in control.

F4 · derivative.expiration_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock in accordance with the grant agreement on the earlier of (1) March 10, 2023, (2) death, (3) disability, or (4) a change in control.

SEC source: 0001888316-23-000023 · edgardoc.xml · nonDerivative · entry 2

Miller Jamie S · CIK 0001290697 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Joint Account

Disclosed balance after: 1,873

F2 · ownership.nature: Securities held jointly with spouse.

SEC source: 0001888316-23-000023 · edgardoc.xml · nonDerivative · entry 1

Miller Jamie S · CIK 0001290697 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Joint Account

Disclosed balance after: 2,764

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the settlement of Annual Deferred Stock Units granted to the recipient on May 4, 2020.

F2 · ownership.nature: Securities held jointly with spouse.

SEC source: 0001888316-23-000024 · edgardoc.xml · derivative · entry 2

LIVERMORE ANN M · CIK 0001207622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,004.412

Underlying: Common Stock · 3,316.6108 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F4 · derivative.exercise_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

F4 · derivative.expiration_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

SEC source: 0001888316-23-000024 · edgardoc.xml · nonDerivative · entry 1

LIVERMORE ANN M · CIK 0001207622 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 30,817

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the settlement of Annual Deferred Stock Units granted to the recipient on March 10, 2020.

F2 · ownership.nature: Securities held by The Livermore 2003 Trust.

SEC source: 0001888316-23-000026 · edgardoc.xml · derivative · entry 3

Henderson Jeffrey William · CIK 0001324015 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,004.412

Underlying: Common Stock · 3,316.6108 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

F3 · derivative.expiration_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

SEC source: 0001888316-23-000026 · edgardoc.xml · nonDerivative · entry 2

Henderson Jeffrey William · CIK 0001324015 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,352