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QUALCOMM INC/DE

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2852
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0000804328
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3,870

Last 12 months

Inside the activity.

0 purchase rows · 113 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202509
Dec 2025014
Jan 202603
Feb 202605
Mar 202606
Apr 202604
May 2026030
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Aug 202608
Sep 2026011
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 29, 2010 Filed Dec 1, 2010 23:28 UTC
LEDERER JAMES PExecutive Vice President
SaleCommon Stock 250 $47.46 $11,865.00
Disclosure

SEC source: 0001234452-10-000278 · edgardoc.xml · nonDerivative · entry 2

LEDERER JAMES P · CIK 0001434807 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,705.5288

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 29, 2010 Filed Dec 1, 2010 23:28 UTC
LEDERER JAMES PExecutive Vice President
Exercise / conversionCommon Stock 250 $41.33 $10,332.50
Disclosure

SEC source: 0001234452-10-000278 · edgardoc.xml · nonDerivative · entry 1

LEDERER JAMES P · CIK 0001434807 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,955.5288

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2010 Filed Feb 8, 2011 18:22 UTC Amendment
Rosenberg Donald JEVP & Corporate Secretary
GiftCommon Stock 1,122 $0.00 $0.00
Disclosure

SEC source: 0001234452-11-000083 · edgardoc.xml · nonDerivative · entry 1

Rosenberg Donald J · CIK 0001347420 · EVP & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · Jt Tenant

Disclosed balance after: 333

F1 · balance_after: This amended filing reports the gift of 1,122 shares.

Read SEC document
November 26, 2010 Filed Nov 30, 2010 19:11 UTC OtherCommon Stock 216,067 $0.00 $0.00
Disclosure

SEC source: 0001234452-10-000276 · edgardoc.xml · nonDerivative · entry 4

JACOBS IRWIN M · CIK 0000902269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 4,373,961

F2 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

Read SEC document
November 26, 2010 Filed Nov 30, 2010 19:11 UTC OtherCommon Stock 422,655 $0.00 $0.00
Disclosure

SEC source: 0001234452-10-000276 · edgardoc.xml · nonDerivative · entry 3

JACOBS IRWIN M · CIK 0000902269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 4,157,894

F2 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

Read SEC document
November 26, 2010 Filed Nov 30, 2010 19:11 UTC OtherCommon Stock 216,067 $0.00 $0.00
Disclosure

SEC source: 0001234452-10-000276 · edgardoc.xml · nonDerivative · entry 2

JACOBS IRWIN M · CIK 0000902269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by GRAT S

Disclosed balance after: 8,137,446

F1 · ownership.nature: Securities held by Nicholas S. Oliva, Trustee of the Joan Klein Jacobs' Grantor Retained Annuity Trust.

Read SEC document
November 26, 2010 Filed Nov 30, 2010 19:11 UTC OtherCommon Stock 422,655 $0.00 $0.00
Disclosure

SEC source: 0001234452-10-000276 · edgardoc.xml · nonDerivative · entry 1

JACOBS IRWIN M · CIK 0000902269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by GRAT S

Disclosed balance after: 8,353,513

F1 · ownership.nature: Securities held by Nicholas S. Oliva, Trustee of the Joan Klein Jacobs' Grantor Retained Annuity Trust.

Read SEC document
November 22, 2010 Filed Nov 24, 2010 00:07 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 12,500 $0.00 Strike: $29.21 $0.00
Disclosure

SEC source: 0001234452-10-000274 · edgardoc.xml · derivative · entry 7

JACOBS IRWIN M · CIK 0000902269 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,500

Underlying: Common Stock · 12,500 shares

Expires 2011-11-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest as to 10% of the total shares granted on May 31, 2002 and as to 1/60th of the total shares granted on each monthly anniversary beginning on June 30, 2002.

Read SEC document
November 22, 2010 Filed Nov 24, 2010 00:07 UTC GiftCommon Stock 25,233 $0.00 $0.00
Disclosure

SEC source: 0001234452-10-000274 · edgardoc.xml · nonDerivative · entry 3

JACOBS IRWIN M · CIK 0000902269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 3,096,517

F1 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

Read SEC document
November 22, 2010 Filed Nov 24, 2010 00:07 UTC SaleCommon Stock 12,500 $47.97 $599,625.00
Disclosure

SEC source: 0001234452-10-000274 · edgardoc.xml · nonDerivative · entry 2

JACOBS IRWIN M · CIK 0000902269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 3,121,750

F1 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

Read SEC document
November 22, 2010 Filed Nov 24, 2010 00:07 UTC Exercise / conversionCommon Stock 12,500 $29.21 $365,125.00
Disclosure

SEC source: 0001234452-10-000274 · edgardoc.xml · nonDerivative · entry 1

JACOBS IRWIN M · CIK 0000902269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 3,134,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

Read SEC document
November 17, 2010 Filed Nov 19, 2010 16:34 UTC
JACOBS PAUL EChairman & CEO
OtherCommon Stock 48,828 $0.00 $0.00
Disclosure

SEC source: 0001234452-10-000269 · edgardoc.xml · nonDerivative · entry 2

JACOBS PAUL E · CIK 0001191310 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 611,400

F1 · kind: This transaction represents the distribution of shares from Mrs. Stacy Jacobs's GRAT to the Paul and Stacy Jacobs Family Trust Dtd 5/3/2000.

F3 · ownership.nature: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.

Read SEC document
November 17, 2010 Filed Nov 19, 2010 16:34 UTC
JACOBS PAUL EChairman & CEO
OtherCommon Stock 48,828 $0.00 $0.00
Disclosure

SEC source: 0001234452-10-000269 · edgardoc.xml · nonDerivative · entry 1

JACOBS PAUL E · CIK 0001191310 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by GRAT S

Disclosed balance after: 433,571

F1 · kind: This transaction represents the distribution of shares from Mrs. Stacy Jacobs's GRAT to the Paul and Stacy Jacobs Family Trust Dtd 5/3/2000.

F2 · ownership.nature: Securities held by Harlan A. Jacobs, Trustee of The Stacy R. Jacobs Annuity Trust.

Read SEC document
November 17, 2010 Filed Nov 19, 2010 16:34 UTC
NELLES DUANEDirector
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 18,000 $0.00 Strike: $37.39 $0.00
Disclosure

SEC source: 0001234452-10-000270 · edgardoc.xml · derivative · entry 6

NELLES DUANE · CIK 0001179885 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,000 shares

Expires 2015-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
November 17, 2010 Filed Nov 19, 2010 16:34 UTC
NELLES DUANEDirector
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $31.38 $0.00
Disclosure

SEC source: 0001234452-10-000270 · edgardoc.xml · derivative · entry 5

NELLES DUANE · CIK 0001179885 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2014-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
November 17, 2010 Filed Nov 19, 2010 16:34 UTC
NELLES DUANEDirector
SaleCommon Stock 15,000 $48.07 $721,063.50
Disclosure

SEC source: 0001234452-10-000270 · edgardoc.xml · nonDerivative · entry 4

NELLES DUANE · CIK 0001179885 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 111,340

F2 · price: The sale prices for this transaction ranged from $48.00 to $48.115. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: Securities held by Duane A. Nelles and Gaile G. NellesTrustees for the Nelles Intervivos Trust dtd. 3/29/1976.

Read SEC document
November 17, 2010 Filed Nov 19, 2010 16:34 UTC
NELLES DUANEDirector
Exercise / conversionCommon Stock 15,000 $31.38 $470,700.00
Disclosure

SEC source: 0001234452-10-000270 · edgardoc.xml · nonDerivative · entry 3

NELLES DUANE · CIK 0001179885 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 126,340

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Duane A. Nelles and Gaile G. NellesTrustees for the Nelles Intervivos Trust dtd. 3/29/1976.

Read SEC document
November 17, 2010 Filed Nov 19, 2010 16:34 UTC
NELLES DUANEDirector
SaleCommon Stock 18,000 $48.07 $865,276.20
Disclosure

SEC source: 0001234452-10-000270 · edgardoc.xml · nonDerivative · entry 2

NELLES DUANE · CIK 0001179885 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 111,340

F2 · price: The sale prices for this transaction ranged from $48.00 to $48.115. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: Securities held by Duane A. Nelles and Gaile G. NellesTrustees for the Nelles Intervivos Trust dtd. 3/29/1976.

Read SEC document
November 17, 2010 Filed Nov 19, 2010 16:34 UTC
NELLES DUANEDirector
Exercise / conversionCommon Stock 18,000 $37.39 $673,020.00
Disclosure

SEC source: 0001234452-10-000270 · edgardoc.xml · nonDerivative · entry 1

NELLES DUANE · CIK 0001179885 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 129,340

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Duane A. Nelles and Gaile G. NellesTrustees for the Nelles Intervivos Trust dtd. 3/29/1976.

Read SEC document
November 17, 2010 Filed Nov 19, 2010 21:07 UTC
ABERLE DEREK KExecutive Vice President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $45.56 $0.00
Disclosure

SEC source: 0001234452-10-000272 · edgardoc.xml · derivative · entry 3

ABERLE DEREK K · CIK 0001445355 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2010-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vest 20% on the one year anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
November 17, 2010 Filed Nov 19, 2010 21:07 UTC
ABERLE DEREK KExecutive Vice President
SaleCommon Stock 20,000 $48.11 $962,182.00
Disclosure

SEC source: 0001234452-10-000272 · edgardoc.xml · nonDerivative · entry 2

ABERLE DEREK K · CIK 0001445355 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,034

F1 · price: The sale prices for this transaction ranged from $48.10 to $48.1117. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 17, 2010 Filed Nov 19, 2010 21:07 UTC
ABERLE DEREK KExecutive Vice President
Exercise / conversionCommon Stock 20,000 $45.56 $911,200.00
Disclosure

SEC source: 0001234452-10-000272 · edgardoc.xml · nonDerivative · entry 1

ABERLE DEREK K · CIK 0001445355 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,034

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2010 Filed Nov 17, 2010 19:25 UTC
JACOBS PAUL EChairman & CEO
OtherCommon Stock 35,067 $0.00 $0.00
Disclosure

SEC source: 0001234452-10-000266 · edgardoc.xml · nonDerivative · entry 2

JACOBS PAUL E · CIK 0001191310 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 513,744

F1 · kind: This transaction represents the distribution of shares from Mrs. Stacy Jacobs's GRAT to the Paul and Stacy Jacobs Family Trust Dtd 5/3/2000.

F3 · ownership.nature: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.

Read SEC document
November 16, 2010 Filed Nov 17, 2010 19:25 UTC
JACOBS PAUL EChairman & CEO
OtherCommon Stock 35,067 $0.00 $0.00
Disclosure

SEC source: 0001234452-10-000266 · edgardoc.xml · nonDerivative · entry 1

JACOBS PAUL E · CIK 0001191310 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by GRAT S

Disclosed balance after: 482,399

F1 · kind: This transaction represents the distribution of shares from Mrs. Stacy Jacobs's GRAT to the Paul and Stacy Jacobs Family Trust Dtd 5/3/2000.

F2 · ownership.nature: Securities held by Harlan A. Jacobs, Trustee of The Stacy R. Jacobs Annuity Trust.

Read SEC document
November 15, 2010 Filed Nov 17, 2010 17:05 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 12,500 $0.00 Strike: $29.21 $0.00
Disclosure

SEC source: 0001234452-10-000262 · edgardoc.xml · derivative · entry 9

JACOBS IRWIN M · CIK 0000902269 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,000

Underlying: Common Stock · 12,500 shares

Expires 2011-11-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vest as to 10% of the total shares granted on May 31, 2002 and as to 1/60th of the total shares granted on each monthly anniversary beginning on June 30, 2002.

Read SEC document
November 15, 2010 Filed Nov 17, 2010 17:05 UTC GiftCommon Stock 13,259 $0.00 $0.00
Disclosure

SEC source: 0001234452-10-000262 · edgardoc.xml · nonDerivative · entry 5

JACOBS IRWIN M · CIK 0000902269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 3,121,750

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

Read SEC document
November 15, 2010 Filed Nov 17, 2010 17:05 UTC GiftCommon Stock 26,404 $0.00 $0.00
Disclosure

SEC source: 0001234452-10-000262 · edgardoc.xml · nonDerivative · entry 4

JACOBS IRWIN M · CIK 0000902269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 3,135,009

F1 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

Read SEC document
November 15, 2010 Filed Nov 17, 2010 17:05 UTC GiftCommon Stock 25,348 $0.00 $0.00
Disclosure

SEC source: 0001234452-10-000262 · edgardoc.xml · nonDerivative · entry 3

JACOBS IRWIN M · CIK 0000902269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 3,161,413

F1 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

Read SEC document
November 15, 2010 Filed Nov 17, 2010 17:05 UTC SaleCommon Stock 12,500 $47.69 $596,125.00
Disclosure

SEC source: 0001234452-10-000262 · edgardoc.xml · nonDerivative · entry 2

JACOBS IRWIN M · CIK 0000902269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 3,186,761

F1 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

Read SEC document
November 15, 2010 Filed Nov 17, 2010 17:05 UTC Exercise / conversionCommon Stock 12,500 $29.21 $365,125.00
Disclosure

SEC source: 0001234452-10-000262 · edgardoc.xml · nonDerivative · entry 1

JACOBS IRWIN M · CIK 0000902269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 3,199,261

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

Read SEC document
November 15, 2010 Filed Nov 17, 2010 19:24 UTC
JACOBS PAUL EChairman & CEO
GiftCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001234452-10-000265 · edgardoc.xml · nonDerivative · entry 2

JACOBS PAUL E · CIK 0001191310 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 443,610

F1 · kind: Gift to Spouse's Grantor Retained Annuity Trust (GRAT) who shares reporting person's household. The reporting person disclaims beneficial ownership of the shares held by Mrs. Jacobs' GRAT, and this report should not be deemed an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.

Read SEC document
November 15, 2010 Filed Nov 17, 2010 19:24 UTC
JACOBS PAUL EChairman & CEO
GiftCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001234452-10-000265 · edgardoc.xml · nonDerivative · entry 1

JACOBS PAUL E · CIK 0001191310 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by GRAT S

Disclosed balance after: 517,466

F1 · kind: Gift to Spouse's Grantor Retained Annuity Trust (GRAT) who shares reporting person's household. The reporting person disclaims beneficial ownership of the shares held by Mrs. Jacobs' GRAT, and this report should not be deemed an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: Securities held by Harlan A. Jacobs, Trustee of The Stacy R. Jacobs Annuity Trust.

Read SEC document
November 15, 2010 Filed Mar 25, 2016 19:47 UTC
JACOBS PAUL EDirector · Executive Chairman
GiftCommon Stock 1,098 $0.00 $0.00
Disclosure

SEC source: 0000899243-16-016612 · doc4.xml · nonDerivative · entry 9

JACOBS PAUL E · CIK 0001191310 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 445,463

F5 · ownership.nature: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.

Read SEC document
November 11, 2010 Filed Nov 15, 2010 23:01 UTC
NELLES DUANEDirector
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $31.38 $0.00
Disclosure

SEC source: 0001234452-10-000260 · edgardoc.xml · derivative · entry 3

NELLES DUANE · CIK 0001179885 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 5,000 shares

Expires 2014-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
November 11, 2010 Filed Nov 15, 2010 23:01 UTC
NELLES DUANEDirector
SaleCommon Stock 5,000 $47.95 $239,750.00
Disclosure

SEC source: 0001234452-10-000260 · edgardoc.xml · nonDerivative · entry 2

NELLES DUANE · CIK 0001179885 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 111,340

F1 · ownership.nature: Securities held by Duane A. Nelles and Gaile G. NellesTrustees for the Nelles Intervivos Trust dtd. 3/29/1976.

Read SEC document
November 11, 2010 Filed Nov 15, 2010 23:01 UTC
NELLES DUANEDirector
Exercise / conversionCommon Stock 5,000 $31.38 $156,900.00
Disclosure

SEC source: 0001234452-10-000260 · edgardoc.xml · nonDerivative · entry 1

NELLES DUANE · CIK 0001179885 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 116,340

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Duane A. Nelles and Gaile G. NellesTrustees for the Nelles Intervivos Trust dtd. 3/29/1976.

Read SEC document
November 10, 2010 Filed Nov 12, 2010 20:17 UTC
NELLES DUANEDirector
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $18.81 $0.00
Disclosure

SEC source: 0001234452-10-000258 · edgardoc.xml · derivative · entry 8

NELLES DUANE · CIK 0001179885 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2013-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
November 10, 2010 Filed Nov 12, 2010 20:17 UTC
NELLES DUANEDirector
SaleCommon Stock 5,000 $47.92 $239,606.50
Disclosure

SEC source: 0001234452-10-000258 · edgardoc.xml · nonDerivative · entry 6

NELLES DUANE · CIK 0001179885 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 111,340

F3 · price: The sale prices for this transaction ranged from $47.90 to $47.95. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: Securities held by Duane A. Nelles and Gaile G. NellesTrustees for the Nelles Intervivos Trust dtd. 3/29/1976.

Read SEC document
November 10, 2010 Filed Nov 12, 2010 20:17 UTC
NELLES DUANEDirector
Exercise / conversionCommon Stock 5,000 $18.81 $94,050.00
Disclosure

SEC source: 0001234452-10-000258 · edgardoc.xml · nonDerivative · entry 5

NELLES DUANE · CIK 0001179885 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 116,340

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Duane A. Nelles and Gaile G. NellesTrustees for the Nelles Intervivos Trust dtd. 3/29/1976.

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November 09, 2010 Filed Nov 12, 2010 20:17 UTC OtherCommon Stock 389,063 $0.00 $0.00
Disclosure

SEC source: 0001234452-10-000257 · edgardoc.xml · nonDerivative · entry 2

JACOBS IRWIN M · CIK 0000902269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 3,186,761

F1 · kind: This transaction represents the distribution of shares from Mrs. Jacobs' GRAT to the Jacobs Family Trust.

F3 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

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November 09, 2010 Filed Nov 12, 2010 20:17 UTC OtherCommon Stock 389,063 $0.00 $0.00
Disclosure

SEC source: 0001234452-10-000257 · edgardoc.xml · nonDerivative · entry 1

JACOBS IRWIN M · CIK 0000902269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by GRAT S

Disclosed balance after: 8,776,168

F1 · kind: This transaction represents the distribution of shares from Mrs. Jacobs' GRAT to the Jacobs Family Trust.

F2 · ownership.nature: Securities held by Nicholas S. Oliva, Trustee of the Irwin Mark Jacobs' Grantor Retained Annuity Trust.

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November 09, 2010 Filed Nov 12, 2010 20:17 UTC
NELLES DUANEDirector
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $20.64 $0.00
Disclosure

SEC source: 0001234452-10-000258 · edgardoc.xml · derivative · entry 9

NELLES DUANE · CIK 0001179885 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2012-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options vest as to 10% of the total shares granted on August 12, 2002 and as to 1/60th of the total shares granted on each monthly anniversary beginning on September 12, 2002.

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November 09, 2010 Filed Nov 12, 2010 20:17 UTC
NELLES DUANEDirector
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $18.81 $0.00
Disclosure

SEC source: 0001234452-10-000258 · edgardoc.xml · derivative · entry 7

NELLES DUANE · CIK 0001179885 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 15,000 shares

Expires 2013-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

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November 09, 2010 Filed Nov 12, 2010 20:17 UTC
NELLES DUANEDirector
SaleCommon Stock 15,000 $47.98 $719,769.00
Disclosure

SEC source: 0001234452-10-000258 · edgardoc.xml · nonDerivative · entry 4

NELLES DUANE · CIK 0001179885 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 111,340

F2 · price: The sale prices for this transaction ranged from $47.93 to $48.1850. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: Securities held by Duane A. Nelles and Gaile G. NellesTrustees for the Nelles Intervivos Trust dtd. 3/29/1976.

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November 09, 2010 Filed Nov 12, 2010 20:17 UTC
NELLES DUANEDirector
Exercise / conversionCommon Stock 15,000 $18.81 $282,150.00
Disclosure

SEC source: 0001234452-10-000258 · edgardoc.xml · nonDerivative · entry 3

NELLES DUANE · CIK 0001179885 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 126,340

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Duane A. Nelles and Gaile G. NellesTrustees for the Nelles Intervivos Trust dtd. 3/29/1976.

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November 09, 2010 Filed Nov 12, 2010 20:17 UTC
NELLES DUANEDirector
SaleCommon Stock 20,000 $47.98 $959,692.00
Disclosure

SEC source: 0001234452-10-000258 · edgardoc.xml · nonDerivative · entry 2

NELLES DUANE · CIK 0001179885 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 111,340

F2 · price: The sale prices for this transaction ranged from $47.93 to $48.1850. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: Securities held by Duane A. Nelles and Gaile G. NellesTrustees for the Nelles Intervivos Trust dtd. 3/29/1976.

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November 09, 2010 Filed Nov 12, 2010 20:17 UTC
NELLES DUANEDirector
Exercise / conversionCommon Stock 20,000 $20.64 $412,800.00
Disclosure

SEC source: 0001234452-10-000258 · edgardoc.xml · nonDerivative · entry 1

NELLES DUANE · CIK 0001179885 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 131,340

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Duane A. Nelles and Gaile G. NellesTrustees for the Nelles Intervivos Trust dtd. 3/29/1976.

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November 09, 2010 Filed Feb 8, 2011 21:50 UTC SaleCommon Stock 20,000 $47.87 $957,382.00
Disclosure

SEC source: 0001234452-11-000087 · edgardoc.xml · nonDerivative · entry 1

ALTMAN STEVEN R · CIK 0001191307 · President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Foundation

Disclosed balance after: 0

F1 · price: The sale prices for this transaction ranged from $47.8500 to $47.8817. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Securities beneficially owned by Steven R. Altman through the Altman Family Foundation which Mr. Altman has voting and disposition power.

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November 08, 2010 Filed Nov 10, 2010 00:29 UTC
Johnson Margaret LExecutive Vice President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 40,000 $0.00 Strike: $43.00 $0.00
Disclosure

SEC source: 0001234452-10-000217 · edgardoc.xml · derivative · entry 3

Johnson Margaret L · CIK 0001320483 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,000 shares

Expires 2010-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

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November 08, 2010 Filed Nov 10, 2010 00:29 UTC
Johnson Margaret LExecutive Vice President
SaleCommon Stock 40,000 $47.63 $1,905,164.00
Disclosure

SEC source: 0001234452-10-000217 · edgardoc.xml · nonDerivative · entry 2

Johnson Margaret L · CIK 0001320483 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,410

F1 · price: The sale prices for this transaction ranged from $47.59 to $47.68. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.