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D-Wave Quantum Inc.

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Tapewire entity
3778
SEC CIK
0001907982
Parsed reports
201

Last 12 months

Inside the activity.

1 purchase rows · 39 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202516
Dec 202509
Jan 202604
Feb 202601
Mar 202604
Apr 202601
May 202603
Jun 202609
Jul 202601
Aug 202600
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 23, 2025 Filed May 29, 2025 00:56 UTC
Nguyen DianeGeneral Counsel
Exercise / conversionStock Option (right to buy) · Derivative 15,419 $2.10 Strike: $2.10 $32,379.90
Disclosure

SEC source: 0001907982-25-000115 · wk-form4_1748480164.xml · derivative · entry 8

Nguyen Diane · CIK 0001974777 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,581

Underlying: Common Stock, par value $0.0001 per share ("Common Stock") · 15,419 shares

Expires 2034-03-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option has vested and is exercisable as of the date hereof as to 50,000 shares of Common Stock and the remaining portion of the option vests in equal monthly installments on the 1st of each month through May 1, 2027 as to 50,000 shares of Common Stock.

Read SEC document
May 23, 2025 Filed May 29, 2025 00:56 UTC
Nguyen DianeGeneral Counsel
Exercise / conversionStock Option (right to buy) · Derivative 58,255 $0.85 Strike: $0.85 $49,283.73
Disclosure

SEC source: 0001907982-25-000115 · wk-form4_1748480164.xml · derivative · entry 7

Nguyen Diane · CIK 0001974777 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.0001 per share ("Common Stock") · 58,255 shares

Expires 2034-01-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option has vested and is exercisable as of the date hereof.

Read SEC document
May 23, 2025 Filed May 29, 2025 00:56 UTC
Nguyen DianeGeneral Counsel
SaleCommon Stock, par value $0.0001 per share ("Common Stock") 83,166 $18.77 $1,560,776.32
Disclosure

SEC source: 0001907982-25-000115 · wk-form4_1748480164.xml · nonDerivative · entry 6

Nguyen Diane · CIK 0001974777 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 590,323

F4 · price: The sales price reported is the weighted average sale price for the number of shares sold. These shares were sold in multiple transactions at prices ranging from $18.72 to $18.8199, inclusive. Full information regarding the number of shares sold at each separate price will be supplied upon request by Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer.

F1 · balance_after: Includes 301,057 shares of unvested restricted stock units.

Read SEC document
May 23, 2025 Filed May 29, 2025 00:56 UTC
Nguyen DianeGeneral Counsel
SaleCommon Stock, par value $0.0001 per share ("Common Stock") 2,596 $18.98 $49,277.27
Disclosure

SEC source: 0001907982-25-000115 · wk-form4_1748480164.xml · nonDerivative · entry 5

Nguyen Diane · CIK 0001974777 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 673,489

F2 · kind: Represents shares of Common Stock sold by the Reporting Person in connection with the exercise of 58,255 stock options.

F3 · price: The sales price reported is the weighted average sale price for the number of shares sold to cover the cashless exercise of stock options. These shares were sold in multiple transactions at prices ranging from $18.94 to $19.065, inclusive. Full information regarding the number of shares sold at each separate price will be supplied upon request by Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer.

F1 · balance_after: Includes 301,057 shares of unvested restricted stock units.

Read SEC document
May 23, 2025 Filed May 29, 2025 00:56 UTC
Nguyen DianeGeneral Counsel
Exercise / conversionCommon Stock, par value $0.0001 per share ("Common Stock") 16,592 $0.91 $15,098.72
Disclosure

SEC source: 0001907982-25-000115 · wk-form4_1748480164.xml · nonDerivative · entry 4

Nguyen Diane · CIK 0001974777 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 676,085

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 301,057 shares of unvested restricted stock units.

Read SEC document
May 23, 2025 Filed May 29, 2025 00:56 UTC
Nguyen DianeGeneral Counsel
Exercise / conversionCommon Stock, par value $0.0001 per share ("Common Stock") 51,155 $0.92 $47,062.60
Disclosure

SEC source: 0001907982-25-000115 · wk-form4_1748480164.xml · nonDerivative · entry 3

Nguyen Diane · CIK 0001974777 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 659,493

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 301,057 shares of unvested restricted stock units.

Read SEC document
May 23, 2025 Filed May 29, 2025 00:56 UTC
Nguyen DianeGeneral Counsel
Exercise / conversionCommon Stock, par value $0.0001 per share ("Common Stock") 15,419 $2.10 $32,379.90
Disclosure

SEC source: 0001907982-25-000115 · wk-form4_1748480164.xml · nonDerivative · entry 2

Nguyen Diane · CIK 0001974777 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 608,338

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 301,057 shares of unvested restricted stock units.

Read SEC document
May 23, 2025 Filed May 29, 2025 00:56 UTC
Nguyen DianeGeneral Counsel
Exercise / conversionCommon Stock, par value $0.0001 per share ("Common Stock") 58,255 $0.85 $49,283.73
Disclosure

SEC source: 0001907982-25-000115 · wk-form4_1748480164.xml · nonDerivative · entry 1

Nguyen Diane · CIK 0001974777 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 592,919

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 301,057 shares of unvested restricted stock units.

Read SEC document
May 22, 2025 Filed May 23, 2025 21:28 UTC
Biscay RogerDirector
SaleCommon Stock, par value $0.0001 per share 96,521 $17.86 $1,723,768.54
Disclosure

SEC source: 0001907982-25-000111 · wk-form4_1748035710.xml · nonDerivative · entry 2

Biscay Roger · CIK 0001352160 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,626

F2 · price: The sales price reported is the weighted average sale price for the number of shares sold. These shares were sold in multiple transactions at prices ranging from $17.82 to $17.92, inclusive. Full information regarding the number of shares sold at each separate price will be supplied upon request by Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer.

Read SEC document
May 21, 2025 Filed May 22, 2025 23:04 UTC
BARATZ ALAN EDirector · President & CEO
Exercise / conversionStock Option (right to buy) · Derivative 845,813 $0.91 Strike: $0.91 $769,689.83
Disclosure

SEC source: 0001907982-25-000103 · wk-form4_1747955092.xml · derivative · entry 4

BARATZ ALAN E · CIK 0001098231 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,074,395

Underlying: Common Stock, par value $0.0001 per share ("Common Stock") · 845,813 shares

Expires 2030-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option has vested and is exercisable as of the date hereof.

Read SEC document
May 21, 2025 Filed May 22, 2025 23:04 UTC
BARATZ ALAN EDirector · President & CEO
SaleCommon Stock, par value $0.0001 per share ("Common Stock") 845,813 $17.00 $14,378,821.00
Disclosure

SEC source: 0001907982-25-000103 · wk-form4_1747955092.xml · nonDerivative · entry 3

BARATZ ALAN E · CIK 0001098231 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,866,412

F3 · kind: The sales reported in this Form 4 were effected for financial and tax planning purposes.

F2 · balance_after: Includes 1,281,773 shares of unvested restricted stock units.

Read SEC document
May 21, 2025 Filed May 22, 2025 23:04 UTC
BARATZ ALAN EDirector · President & CEO
Exercise / conversionCommon Stock, par value $0.0001 per share ("Common Stock") 845,813 $0.91 $769,689.83
Disclosure

SEC source: 0001907982-25-000103 · wk-form4_1747955092.xml · nonDerivative · entry 2

BARATZ ALAN E · CIK 0001098231 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,712,225

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: Includes 1,281,773 shares of unvested restricted stock units.

Read SEC document
May 21, 2025 Filed May 23, 2025 21:28 UTC
Markovich John M.Chief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 502,702 $0.92 Strike: $0.92 $462,485.84
Disclosure

SEC source: 0001907982-25-000110 · wk-form4_1748035700.xml · derivative · entry 4

Markovich John M. · CIK 0001453942 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 998,684

Underlying: Common Stock, par value $0.0001 per share ("Common Stock") · 502,702 shares

Expires 2031-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option has vested and is exercisable as of the date hereof as to 1,407,555 shares of Common Stock and the remaining portion of the option vests in equal monthly installments on the 20th of each month through August 20, 2025 as to 93,831 shares of Common Stock.

Read SEC document
May 21, 2025 Filed May 23, 2025 21:28 UTC
Markovich John M.Chief Financial Officer
SaleCommon Stock, par value $0.0001 per share ("Common Stock") 200,000 $17.75 $3,550,000.00
Disclosure

SEC source: 0001907982-25-000110 · wk-form4_1748035700.xml · nonDerivative · entry 3

Markovich John M. · CIK 0001453942 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,577,944

F2 · kind: The sales reported in this Form 4 were effected for financial and tax planning purposes.

F1 · balance_after: Includes 861,610 shares of unvested restricted stock units.

Read SEC document
May 21, 2025 Filed May 23, 2025 21:28 UTC
Markovich John M.Chief Financial Officer
SaleCommon Stock, par value $0.0001 per share ("Common Stock") 200,000 $16.85 $3,370,000.00
Disclosure

SEC source: 0001907982-25-000110 · wk-form4_1748035700.xml · nonDerivative · entry 2

Markovich John M. · CIK 0001453942 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,777,944

F2 · kind: The sales reported in this Form 4 were effected for financial and tax planning purposes.

F3 · price: The sales price reported is the weighted average sale price for the number of shares sold. These shares were sold in multiple transactions at prices ranging from $16.70 to $17.00, inclusive. Full information regarding the number of shares sold at each separate price will be supplied upon request by Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer.

F1 · balance_after: Includes 861,610 shares of unvested restricted stock units.

Read SEC document
May 21, 2025 Filed May 23, 2025 21:28 UTC
Markovich John M.Chief Financial Officer
Exercise / conversionCommon Stock, par value $0.0001 per share ("Common Stock") 502,702 $0.92 $462,485.84
Disclosure

SEC source: 0001907982-25-000110 · wk-form4_1748035700.xml · nonDerivative · entry 1

Markovich John M. · CIK 0001453942 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,977,944

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 861,610 shares of unvested restricted stock units.

Read SEC document
May 21, 2025 Filed May 23, 2025 21:28 UTC Exercise / conversionStock Option (right to buy) · Derivative 223,008 $0.91 Strike: $0.91 $202,937.28
Disclosure

SEC source: 0001907982-25-000109 · wk-form4_1748035690.xml · derivative · entry 6

WEST STEVEN M · CIK 0001198055 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.0001 per share ("Common Stock") · 223,008 shares

Expires 2030-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option has vested and is exercisable as of the date hereof.

Read SEC document
May 21, 2025 Filed May 23, 2025 21:28 UTC Exercise / conversionStock Option (right to buy) · Derivative 88,965 $0.92 Strike: $0.92 $81,847.80
Disclosure

SEC source: 0001907982-25-000109 · wk-form4_1748035690.xml · derivative · entry 5

WEST STEVEN M · CIK 0001198055 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.0001 per share ("Common Stock") · 88,965 shares

Expires 2031-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option has vested and is exercisable as of the date hereof.

Read SEC document
May 21, 2025 Filed May 23, 2025 21:28 UTC SaleCommon Stock, par value $0.0001 per share ("Common Stock") 311,973 $16.50 $5,148,802.39
Disclosure

SEC source: 0001907982-25-000109 · wk-form4_1748035690.xml · nonDerivative · entry 3

WEST STEVEN M · CIK 0001198055 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 236,322

F1 · price: The sales price reported is the weighted average sale price for the number of shares sold. These shares were sold in multiple transactions at prices ranging from $16.315 to $16.645, inclusive. Full information regarding the number of shares sold at each separate price will be supplied upon request by Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer.

Read SEC document
May 21, 2025 Filed May 23, 2025 21:28 UTC Exercise / conversionCommon Stock, par value $0.0001 per share ("Common Stock") 223,008 $0.91 $202,937.28
Disclosure

SEC source: 0001907982-25-000109 · wk-form4_1748035690.xml · nonDerivative · entry 2

WEST STEVEN M · CIK 0001198055 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 548,295

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2025 Filed May 23, 2025 21:28 UTC Exercise / conversionCommon Stock, par value $0.0001 per share ("Common Stock") 88,965 $0.92 $81,847.80
Disclosure

SEC source: 0001907982-25-000109 · wk-form4_1748035690.xml · nonDerivative · entry 1

WEST STEVEN M · CIK 0001198055 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 325,287

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2025 Filed May 23, 2025 21:28 UTC
Biscay RogerDirector
SaleCommon Stock, par value $0.0001 per share 15,675 $16.58 $259,938.53
Disclosure

SEC source: 0001907982-25-000111 · wk-form4_1748035710.xml · nonDerivative · entry 1

Biscay Roger · CIK 0001352160 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 203,147

F1 · price: The sales price reported is the weighted average sale price for the number of shares sold. These shares were sold in multiple transactions at prices ranging from $16.58 to $16.595, inclusive. Full information regarding the number of shares sold at each separate price will be supplied upon request by Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer.

Read SEC document
May 20, 2025 Filed May 22, 2025 23:04 UTC
BARATZ ALAN EDirector · President & CEO
Tax withholdingCommon Stock, par value $0.0001 per share ("Common Stock") 19,023 $13.15 $250,152.45
Disclosure

SEC source: 0001907982-25-000103 · wk-form4_1747955092.xml · nonDerivative · entry 1

BARATZ ALAN E · CIK 0001098231 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,866,412

F1 · kind: Represents shares of Common Stock withheld by the Issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units.

F2 · balance_after: Includes 1,281,773 shares of unvested restricted stock units.

Read SEC document
May 20, 2025 Filed May 22, 2025 23:06 UTC
Nguyen DianeGeneral Counsel
Tax withholdingCommon Stock, par value $0.0001 per share ("Common Stock") 2,459 $13.15 $32,335.85
Disclosure

SEC source: 0001907982-25-000105 · wk-form4_1747955177.xml · nonDerivative · entry 1

Nguyen Diane · CIK 0001974777 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 534,664

F1 · kind: Represents shares of Common Stock withheld by the Issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units.

F2 · balance_after: Includes 301,057 shares of unvested restricted stock units.

Read SEC document
May 01, 2025 Filed May 6, 2025 00:04 UTC
BARATZ ALAN EDirector · President & CEO
GrantCommon Stock, par value $0.0001 per share ("Common Stock") 580,117 $0.00 $0.00
Disclosure

SEC source: 0001907982-25-000083 · wk-form4_1746489891.xml · nonDerivative · entry 1

BARATZ ALAN E · CIK 0001098231 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,885,435

F1 · shares: Represents 580,117 restricted stock units (the "May RSU Grant"), each restricted stock unit representing the right to receive one share of Common Stock of the Issuer, that vest in equal quarterly installments beginning on January 1, 2025 and ending on December 31, 2027, subject to the reporting person's continued service to the Issuer.

F2 · balance_after: Includes 1,281,774 shares of unvested restricted stock units. The vested shares from the May RSU Grant have not yet been delivered.

Read SEC document
April 22, 2025 Filed Apr 24, 2025 20:44 UTC
BARATZ ALAN EDirector · President & CEO
Tax withholdingCommon Stock, par value $0.0001 per share ("Common Stock") 36,890 $6.42 $236,833.80
Disclosure

SEC source: 0001907982-25-000079 · wk-form4_1745527459.xml · nonDerivative · entry 1

BARATZ ALAN E · CIK 0001098231 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,305,318

F1 · kind: Represents shares of Common Stock withheld by the Issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units.

F2 · balance_after: Includes 750,000 shares of unvested restricted stock units.

Read SEC document
April 22, 2025 Filed Apr 24, 2025 20:44 UTC
Markovich John M.Chief Financial Officer
Tax withholdingCommon Stock, par value $0.0001 per share ("Common Stock") 19,674 $6.42 $126,307.08
Disclosure

SEC source: 0001907982-25-000080 · wk-form4_1745527471.xml · nonDerivative · entry 1

Markovich John M. · CIK 0001453942 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,475,242

F1 · kind: Represents shares of Common Stock withheld by the Issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units.

F2 · balance_after: Includes 861,610 shares of unvested restricted stock units.

Read SEC document
April 22, 2025 Filed Apr 24, 2025 20:44 UTC
Nguyen DianeGeneral Counsel
Tax withholdingCommon Stock, par value $0.0001 per share ("Common Stock") 9,969 $6.42 $64,000.98
Disclosure

SEC source: 0001907982-25-000081 · wk-form4_1745527484.xml · nonDerivative · entry 1

Nguyen Diane · CIK 0001974777 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 537,123

F1 · kind: Represents shares of Common Stock withheld by the Issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units.

F2 · balance_after: Includes 307,307 shares of unvested restricted stock units.

Read SEC document
March 06, 2025 Filed Mar 10, 2025 22:56 UTC
Markovich John M.Chief Financial Officer
GrantCommon Stock, par value $0.0001 per share ("Common Stock") 430,360 $0.00 $0.00
Disclosure

SEC source: 0001907982-25-000050 · wk-form4_1741647377.xml · nonDerivative · entry 1

Markovich John M. · CIK 0001453942 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,494,916

F1 · shares: Represents 430,360 restricted stock units, each restricted stock unit representing the right to receive one share of Common Stock of the Issuer, that will vest in equal quarterly installments beginning on June 6, 2025 through March 6, 2029, subject to the reporting person's continued service to the Issuer.

F2 · balance_after: Includes 911,610 shares of unvested restricted stock units.

Read SEC document
March 06, 2025 Filed Mar 10, 2025 22:56 UTC
Nguyen DianeGeneral Counsel
GrantCommon Stock, par value $0.0001 per share ("Common Stock") 101,721 $0.00 $0.00
Disclosure

SEC source: 0001907982-25-000051 · wk-form4_1741647387.xml · nonDerivative · entry 1

Nguyen Diane · CIK 0001974777 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 547,092

F1 · shares: Represents 101,721 restricted stock units, each restricted stock unit representing the right to receive one share of Common Stock of the Issuer, that will vest in equal quarterly installments beginning on June 6, 2025 through March 6, 2029, subject to the reporting person's continued service to the Issuer.

F2 · balance_after: Includes: (i) 332,642 shares of unvested restricted stock units.

Read SEC document
February 10, 2025 Filed Feb 13, 2025 22:38 UTC
Nguyen DianeGeneral Counsel
Tax withholdingCommon Stock, par value $0.0001 per share ("Common Stock") 2,791 $5.99 $16,718.09
Disclosure

SEC source: 0001907982-25-000044 · wk-form4_1739486329.xml · nonDerivative · entry 1

Nguyen Diane · CIK 0001974777 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 445,371

F1 · kind: Represents shares of Common Stocks withheld by the Issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units.

F2 · balance_after: Includes: (i) 230,921 shares of unvested restricted stock units.

Read SEC document
January 23, 2025 Filed Jan 27, 2025 21:32 UTC
BARATZ ALAN EDirector · President & CEO
SaleCommon Stock, par value $0.0001 per share ("Common Stock") 8,372 $5.27 $44,120.44
Disclosure

SEC source: 0001907982-25-000024 · wk-form4_1738013540.xml · nonDerivative · entry 1

BARATZ ALAN E · CIK 0001098231 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,342,208

F1 · kind: Represents the number of shares of Common Stock required to be sold to cover the statutory tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · balance_after: Includes 843,750 shares of unvested restricted stock units.

Read SEC document
January 23, 2025 Filed Jan 27, 2025 21:32 UTC
Markovich John M.Chief Financial Officer
SaleCommon Stock, par value $0.0001 per share ("Common Stock") 5,582 $5.27 $29,417.14
Disclosure

SEC source: 0001907982-25-000025 · wk-form4_1738013550.xml · nonDerivative · entry 1

Markovich John M. · CIK 0001453942 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,064,556

F1 · kind: Represents the number of shares of Common Stock required to be sold to cover the statutory tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · balance_after: Includes 481,250 shares of unvested restricted stock units.

Read SEC document
January 23, 2025 Filed Jan 27, 2025 21:32 UTC
Nguyen DianeGeneral Counsel
SaleCommon Stock, par value $0.0001 per share ("Common Stock") 2,383 $5.27 $12,558.41
Disclosure

SEC source: 0001907982-25-000026 · wk-form4_1738013560.xml · nonDerivative · entry 1

Nguyen Diane · CIK 0001974777 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 448,162

F1 · kind: Represents the number of shares of Common Stock required to be sold to cover the statutory tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · balance_after: Includes: (i) 237,171 shares of unvested restricted stock units, and (ii) 8,823 Common Stock acquired under the Employee Stock Purchase Plan ("ESPP") of the Issuer for the purchase period of June 1, 2024 to November 30, 2024. In accordance with the ESPP, the 8,823 Common Stock were purchased at a price equal to 85% of the closing price of the Issuer's Common Stock on June 3, 2024.

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January 23, 2025 Filed Feb 7, 2025 21:14 UTC Amendment
BARATZ ALAN EDirector · President & CEO
Tax withholdingCommon Stock, par value $0.0001 per share ("Common Stock") 8,372 $5.27 $44,120.44
Disclosure

SEC source: 0001907982-25-000038 · wk-form4a_1738962849.xml · nonDerivative · entry 1

BARATZ ALAN E · CIK 0001098231 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,342,208

F1 · kind: Represents shares of Common Stocks withheld by the Issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units.

F2 · balance_after: Includes 843,750 shares of unvested restricted stock units.

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January 23, 2025 Filed Feb 7, 2025 21:14 UTC Amendment
Markovich John M.Chief Financial Officer
Tax withholdingCommon Stock, par value $0.0001 per share ("Common Stock") 5,582 $5.27 $29,417.14
Disclosure

SEC source: 0001907982-25-000039 · wk-form4a_1738962860.xml · nonDerivative · entry 1

Markovich John M. · CIK 0001453942 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,064,556

F1 · kind: Represents shares of Common Stocks withheld by the Issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units.

F2 · balance_after: Includes 481,250 shares of unvested restricted stock units.

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January 23, 2025 Filed Feb 7, 2025 21:14 UTC Amendment
Nguyen DianeGeneral Counsel
Tax withholdingCommon Stock, par value $0.0001 per share ("Common Stock") 2,383 $5.27 $12,558.41
Disclosure

SEC source: 0001907982-25-000037 · wk-form4a_1738962839.xml · nonDerivative · entry 1

Nguyen Diane · CIK 0001974777 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 448,162

F1 · kind: Represents shares of Common Stocks withheld by the Issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units.

F2 · balance_after: Includes: (i) 237,171 shares of unvested restricted stock units, and (ii) 8,823 Common Stock acquired under the Employee Stock Purchase Plan ("ESPP") of the Issuer for the purchase period of June 1, 2024 to November 30, 2024. In accordance with the ESPP, the 8,823 Common Stock were purchased at a price equal to 85% of the closing price of the Issuer's Common Stock on June 3, 2024.

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January 14, 2025 Filed Jan 14, 2025 22:54 UTC SaleCommon Stock 115,306 $5.08 $585,316.32
Disclosure

SEC source: 0001396318-25-000004 · primary_doc.xml · nonDerivative · entry 5

PUBLIC SECTOR PENSION INVESTMENT BOARD · CIK 0001396318 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,384,694

F1 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F1 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F6 · price: Sales prices range from $5.05 to $5.12 per share, inclusive.

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January 14, 2025 Filed Jan 14, 2025 22:54 UTC SaleCommon Stock 9,500,000 $4.51 $42,874,450.00
Disclosure

SEC source: 0001396318-25-000004 · primary_doc.xml · nonDerivative · entry 4

PUBLIC SECTOR PENSION INVESTMENT BOARD · CIK 0001396318 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,500,000

F1 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F1 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F5 · price: Sales prices range from $4.01 to $4.86 per share, inclusive.

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January 13, 2025 Filed Jan 14, 2025 22:54 UTC SaleCommon Stock 6,380,108 $3.97 $25,316,906.55
Disclosure

SEC source: 0001396318-25-000004 · primary_doc.xml · nonDerivative · entry 3

PUBLIC SECTOR PENSION INVESTMENT BOARD · CIK 0001396318 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000,000

F1 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F1 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F4 · price: Sales prices range from $3.75 to $4.36 per share, inclusive.

Read SEC document
January 13, 2025 Filed Jan 14, 2025 22:54 UTC SaleCommon Stock 898,580 $4.77 $4,288,203.48
Disclosure

SEC source: 0001396318-25-000004 · primary_doc.xml · nonDerivative · entry 2

PUBLIC SECTOR PENSION INVESTMENT BOARD · CIK 0001396318 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,380,108

F1 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F1 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F3 · price: Sales prices range from $4.50 to $4.94 per share, inclusive.

Read SEC document
January 10, 2025 Filed Jan 10, 2025 22:24 UTC ConversionExchangeable Shares · Derivative 40,057,252 Not disclosed Not disclosed
Disclosure

SEC source: 0001396318-25-000001 · primary_doc.xml · derivative · entry 2

PUBLIC SECTOR PENSION INVESTMENT BOARD · CIK 0001396318 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,057,252 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exchangeable shares are convertible into shares of Common Stock on a one for one basis at any time for no consideration.

F1 · price: The exchangeable shares are convertible into shares of Common Stock on a one for one basis at any time for no consideration.

F1 · derivative.exercise_date: The exchangeable shares are convertible into shares of Common Stock on a one for one basis at any time for no consideration.

F1 · derivative.expiration_date: The exchangeable shares are convertible into shares of Common Stock on a one for one basis at any time for no consideration.

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January 10, 2025 Filed Jan 10, 2025 22:24 UTC ConversionCommon Stock 40,057,252 Not disclosed Not disclosed
Disclosure

SEC source: 0001396318-25-000001 · primary_doc.xml · nonDerivative · entry 1

PUBLIC SECTOR PENSION INVESTMENT BOARD · CIK 0001396318 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,057,252

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exchangeable shares are convertible into shares of Common Stock on a one for one basis at any time for no consideration.

Read SEC document
January 10, 2025 Filed Jan 14, 2025 22:54 UTC SaleCommon Stock 2,778,564 $6.14 $17,073,997.92
Disclosure

SEC source: 0001396318-25-000004 · primary_doc.xml · nonDerivative · entry 1

PUBLIC SECTOR PENSION INVESTMENT BOARD · CIK 0001396318 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,278,688

F1 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F1 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F2 · price: Sales prices range from $5.77 to $6.72 per share, inclusive.

Read SEC document
December 20, 2024 Filed Dec 23, 2024 18:17 UTC SaleCommon Stock 1,000,000 $6.68 $6,678,200.00
Disclosure

SEC source: 0001396318-24-000016 · primary_doc.xml · nonDerivative · entry 1

PUBLIC SECTOR PENSION INVESTMENT BOARD · CIK 0001396318 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F1 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F2 · price: Sales prices range from $6.59 to $6.965 per share, inclusive.

Read SEC document
December 12, 2024 Filed Dec 12, 2024 22:48 UTC SaleCommon Stock 8,437,593 $4.21 $35,496,953.75
Disclosure

SEC source: 0001396318-24-000013 · primary_doc.xml · nonDerivative · entry 4

PUBLIC SECTOR PENSION INVESTMENT BOARD · CIK 0001396318 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000,000

F1 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F1 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F5 · price: Sales prices range from $3.83 to $4.605 per share, inclusive.

Read SEC document
December 11, 2024 Filed Dec 12, 2024 22:48 UTC SaleCommon Stock 8,420,425 $4.25 $35,766,597.23
Disclosure

SEC source: 0001396318-24-000013 · primary_doc.xml · nonDerivative · entry 3

PUBLIC SECTOR PENSION INVESTMENT BOARD · CIK 0001396318 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,437,593

F1 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F1 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F4 · price: Sales prices range from $4.01 to $4.94 per share, inclusive.

Read SEC document
December 11, 2024 Filed Dec 12, 2024 22:48 UTC SaleCommon Stock 872,175 $5.01 $4,371,341.10
Disclosure

SEC source: 0001396318-24-000013 · primary_doc.xml · nonDerivative · entry 2

PUBLIC SECTOR PENSION INVESTMENT BOARD · CIK 0001396318 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,858,018

F1 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F1 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F3 · price: Sales prices range from $4.98 to $5.05 per share, inclusive.

Read SEC document
December 10, 2024 Filed Dec 12, 2024 22:48 UTC SaleCommon Stock 643,866 $4.87 $3,134,339.69
Disclosure

SEC source: 0001396318-24-000013 · primary_doc.xml · nonDerivative · entry 1

PUBLIC SECTOR PENSION INVESTMENT BOARD · CIK 0001396318 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,730,193

F1 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F1 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F2 · price: Sales prices range from $4.85 to $4.925 per share, inclusive.

Read SEC document
December 04, 2024 Filed Dec 6, 2024 21:39 UTC
BARATZ ALAN EDirector · President & CEO
Tax withholdingCommon Stock, par value $0.0001 per share ("Common Stock") 196,750 $2.76 $543,030.00
Disclosure

SEC source: 0001907982-24-000176 · wk-form4_1733521168.xml · nonDerivative · entry 2

BARATZ ALAN E · CIK 0001098231 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,350,580

F2 · balance_after: Includes 862,500 shares of unvested restricted stock units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.