PZZA

SEC source: 0001225208-19-008232 · doc4.xml · nonDerivative · entry 2

SANFILIPPO ANTHONY MICHAEL · CIK 0001257587 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Sanfilippo Family Trust

Disclosed balance after: 2,000

SEC source: 0001225208-19-008232 · doc4.xml · nonDerivative · entry 1

SANFILIPPO ANTHONY MICHAEL · CIK 0001257587 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Sanfilippo Family Trust

Disclosed balance after: 1,000

SEC source: 0001209191-19-031304 · doc4.xml · nonDerivative · entry 1

SCHNATTER JOHN H · CIK 0000909501 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,960,996

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $50.00 to $50.24 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

SEC source: 0001209191-19-030308 · doc4.xml · nonDerivative · entry 3

SCHNATTER JOHN H · CIK 0000909501 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,039,424

F3 · price: The price reported in Column 4 is a weighted average price. These Shares were sold in multiple transactions at prices ranging from $50.11 to $51.10, inclusive.

SEC source: 0001209191-19-030308 · doc4.xml · nonDerivative · entry 2

SCHNATTER JOHN H · CIK 0000909501 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,196,124

F2 · price: The price reported in Column 4 is a weighted average price. These Shares were sold in multiple transactions at prices ranging from $51.63 to $51.68, inclusive.

SEC source: 0001209191-19-030308 · doc4.xml · nonDerivative · entry 1

SCHNATTER JOHN H · CIK 0000909501 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,196,724

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $50.62 to $51.59 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

SEC source: 0001225208-19-007854 · doc4.xml · nonDerivative · entry 1

Smith Joseph H IV · CIK 0001739253 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,892.2925

SEC source: 0001225208-19-007855 · doc4.xml · nonDerivative · entry 1

Oyler Caroline Miller · CIK 0001732489 · SVP Chief Legal & Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,247

SEC source: 0001225208-19-007853 · doc4.xml · nonDerivative · entry 1

Swaysland Jack H · CIK 0001739868 · SVP, COO - International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,091

SEC source: 0001209191-19-029533 · doc4.xml · nonDerivative · entry 1

SCHNATTER JOHN H · CIK 0000909501 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,239,507

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $52.32 to $53.07 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

SEC source: 0001225208-19-007845 · doc4.xml · nonDerivative · entry 1

SANFILIPPO ANTHONY MICHAEL · CIK 0001257587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,653.9925

F1 · kind: Grant of restricted stock units which become fully vested upon the earlier of (i) the first anniversary of the date of the grant of the award; or (ii) the date of the Company's 2020 annual meeting of stockholders, provided the reporting person remains in continuous service on the Board until such date, but the award may vest earlier in the event of death or disability. Should the reporting person terminate service for any other reason, a prorated number of the restricted stock units will vest.

SEC source: 0001225208-19-007848 · doc4.xml · nonDerivative · entry 1

O'Neal Shaquille R · CIK 0001772011 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,545

F1 · kind: Grant of restricted stock units which become fully vested upon the earlier of (i) the first anniversary of the date of the grant of the award; or (ii) the date of the Company's 2020 annual meeting of stockholders, provided the reporting person remains in continuous service on the Board until such date, but the award may vest earlier in the event of death or disability. Should the reporting person terminate service for any other reason, a prorated number of the restricted stock units will vest.

SEC source: 0001225208-19-007851 · doc4.xml · nonDerivative · entry 1

KIRTLEY OLIVIA F · CIK 0001086323 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,592.087

F1 · kind: Grant of restricted stock units which become fully vested upon the earlier of (i) the first anniversary of the date of the grant of the award; or (ii) the date of the Company's 2020 annual meeting of stockholders, provided the reporting person remains in continuous service on the Board until such date, but the award may vest earlier in the event of death or disability. Should the reporting person terminate service for any other reason, a prorated number of the restricted stock units will vest.

SEC source: 0000921895-19-001403 · form406297249_05132019.xml · nonDerivative · entry 1

Smith Jeffrey C · CIK 0001362697 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,595.226

F1 · kind: Grant of restricted stock units which become fully vested upon the earlier of (i) the first anniversary of the date of the grant of the award; or (ii) the date of the Issuer's 2020 annual meeting of shareholders, provided the Reporting Person remains in continuous service on the Board of Directors until such date, but the award may vest earlier in the event of death or disability. Should the Reporting Person terminate service for any other reason, a prorated number of the restricted stock units will vest.

SEC source: 0001225208-19-007852 · doc4.xml · nonDerivative · entry 1

Medina Sonya E · CIK 0001653929 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,949

F1 · kind: Grant of restricted stock units which become fully vested upon the earlier of (i) the first anniversary of the date of the grant of the award; or (ii) the date of the Company's 2020 annual meeting of stockholders, provided the reporting person remains in continuous service on the Board until such date, but the award may vest earlier in the event of death or disability. Should the reporting person terminate service for any other reason, a prorated number of the restricted stock units will vest.

SEC source: 0001225208-19-007850 · doc4.xml · nonDerivative · entry 1

KOELLNER LAURETTE T · CIK 0001182054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,073.8677

F1 · kind: Grant of restricted stock units which become fully vested upon the earlier of (i) the first anniversary of the date of the grant of the award; or (ii) the date of the Company's 2020 annual meeting of stockholders, provided the reporting person remains in continuous service on the Board until such date, but the award may vest earlier in the event of death or disability. Should the reporting person terminate service for any other reason, a prorated number of the restricted stock units will vest.

SEC source: 0001225208-19-007849 · doc4.xml · nonDerivative · entry 1

Coleman Christopher L. · CIK 0001560839 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,198

F1 · kind: Grant of restricted stock units which become fully vested upon the earlier of (i) the first anniversary of the date of the grant of the award; or (ii) the date of the Company's 2020 annual meeting of stockholders, provided the reporting person remains in continuous service on the Board until such date, but the award may vest earlier in the event of death or disability. Should the reporting person terminate service for any other reason, a prorated number of the restricted stock units will vest.

SEC source: 0001225208-19-007847 · doc4.xml · nonDerivative · entry 1

Mangan Jocelyn C · CIK 0001771082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,545

F1 · kind: Grant of restricted stock units which become fully vested upon the earlier of (i) the first anniversary of the date of the grant of the award; or (ii) the date of the Company's 2020 annual meeting of stockholders, provided the reporting person remains in continuous service on the Board until such date, but the award may vest earlier in the event of death or disability. Should the reporting person terminate service for any other reason, a prorated number of the restricted stock units will vest.

SEC source: 0001225208-19-007846 · doc4.xml · nonDerivative · entry 1

Dubin Michael R · CIK 0001771196 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,545

F1 · kind: Grant of restricted stock units which become fully vested upon the earlier of (i) the first anniversary of the date of the grant of the award; or (ii) the date of the Company's 2020 annual meeting of stockholders, provided the reporting person remains in continuous service on the Board until such date, but the award may vest earlier in the event of death or disability. Should the reporting person terminate service for any other reason, a prorated number of the restricted stock units will vest.

SEC source: 0001225208-19-007500 · doc4.xml · nonDerivative · entry 1

Smith Joseph H IV · CIK 0001739253 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,104.2925

SEC source: 0001225208-19-007499 · doc4.xml · nonDerivative · entry 1

SANFILIPPO ANTHONY MICHAEL · CIK 0001257587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 716.9925

SEC source: 0000921895-19-001245 · form406297249_05022019.xml · nonDerivative · entry 1

Smith Jeffrey C · CIK 0001362697 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 896.226

SEC source: 0001225208-19-005962 · doc4.xml · nonDerivative · entry 1

Smith Joseph H IV · CIK 0001739253 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,090.9052

SEC source: 0000921895-19-000962 · form406297249_04012019.xml · derivative · entry 7

Smith Jeffrey C · CIK 0001362697 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Managed Account of Starboard Value LP

Disclosed balance after: 37,348

Underlying: Common Stock, par value $0.01 per share · 746,064 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: As previously disclosed in the Reporting Person's Form 3, the Reporting Person and certain of its affiliates purchased the Series B Convertible Preferred Stock (the "Series B Preferred Stock") pursuant to the terms of the Securities Purchase Agreement (the "SPA"), the Certificate of Designation of Series B Convertible Preferred Stock, the Governance Agreement and the Registration Rights Agreement, entered into with the Issuer. Pursuant to the terms of the SPA, the Reporting Person and certain of its affiliates exercised their option to purchase an additional 50,000 shares of Series B Preferred Stock at a purchase price of $1,000 per share. This Form 4 reflects the allocation of the additional 50,000 Series B Preferred Stock among certain afilliates of the Reporting Person. The Series B Preferred Stock has no stated maturity.

F7 · ownership.nature: Securities held in a certain account managed by Starboard Value LP (the "Starboard Value LP Account"). The Reporting Person, solely by virtue of his position as a member of the Management Committee of Starboard Value GP, the general partner of Starboard Value LP, and as a member and member of the Management Committee of Principal GP, the general partner of the member of Starboard Value GP, may be deemed to beneficially own the securities held in the Starboard Value LP Account for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

SEC source: 0000921895-19-000962 · form406297249_04012019.xml · derivative · entry 6

Smith Jeffrey C · CIK 0001362697 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Starboard P Fund LP

Disclosed balance after: 38,936

Underlying: Common Stock, par value $0.01 per share · 777,786 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: As previously disclosed in the Reporting Person's Form 3, the Reporting Person and certain of its affiliates purchased the Series B Convertible Preferred Stock (the "Series B Preferred Stock") pursuant to the terms of the Securities Purchase Agreement (the "SPA"), the Certificate of Designation of Series B Convertible Preferred Stock, the Governance Agreement and the Registration Rights Agreement, entered into with the Issuer. Pursuant to the terms of the SPA, the Reporting Person and certain of its affiliates exercised their option to purchase an additional 50,000 shares of Series B Preferred Stock at a purchase price of $1,000 per share. This Form 4 reflects the allocation of the additional 50,000 Series B Preferred Stock among certain afilliates of the Reporting Person. The Series B Preferred Stock has no stated maturity.

F6 · ownership.nature: Securities beneficially owned by Starboard P Fund LP ("Starboard P LP"). The Reporting Person, solely by virtue of his position as a member of the Management Committee of Starboard Value GP, the general partner of the investment manager of Starboard P LP, and as a member and member of the Management Committee of Principal GP, the general partner of the member of Starboard Value GP, may be deemed to beneficially own the securities directly held by Starboard P LP for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

SEC source: 0000921895-19-000962 · form406297249_04012019.xml · derivative · entry 5

Smith Jeffrey C · CIK 0001362697 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Starboard Value and Opportunity Master Fund L LP

Disclosed balance after: 11,310

Underlying: Common Stock, par value $0.01 per share · 225,928 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: As previously disclosed in the Reporting Person's Form 3, the Reporting Person and certain of its affiliates purchased the Series B Convertible Preferred Stock (the "Series B Preferred Stock") pursuant to the terms of the Securities Purchase Agreement (the "SPA"), the Certificate of Designation of Series B Convertible Preferred Stock, the Governance Agreement and the Registration Rights Agreement, entered into with the Issuer. Pursuant to the terms of the SPA, the Reporting Person and certain of its affiliates exercised their option to purchase an additional 50,000 shares of Series B Preferred Stock at a purchase price of $1,000 per share. This Form 4 reflects the allocation of the additional 50,000 Series B Preferred Stock among certain afilliates of the Reporting Person. The Series B Preferred Stock has no stated maturity.

F5 · ownership.nature: Securities beneficially owned by Starboard Value and Opportunity Master Fund L LP ("Starboard L Master"). The Reporting Person, solely by virtue of his position as a member of the Management Committee of Starboard Value GP, the general partner of the investment manager of Starboard L Master, and as a member and member of the Management Committee of Principal GP, the general partner of the member of Starboard Value GP, may be deemed to beneficially own the securities directly held by Starboard L Master for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

SEC source: 0000921895-19-000962 · form406297249_04012019.xml · derivative · entry 4

Smith Jeffrey C · CIK 0001362697 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Starboard Value and Opportunity C LP

Disclosed balance after: 11,994

Underlying: Common Stock, par value $0.01 per share · 239,592 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: As previously disclosed in the Reporting Person's Form 3, the Reporting Person and certain of its affiliates purchased the Series B Convertible Preferred Stock (the "Series B Preferred Stock") pursuant to the terms of the Securities Purchase Agreement (the "SPA"), the Certificate of Designation of Series B Convertible Preferred Stock, the Governance Agreement and the Registration Rights Agreement, entered into with the Issuer. Pursuant to the terms of the SPA, the Reporting Person and certain of its affiliates exercised their option to purchase an additional 50,000 shares of Series B Preferred Stock at a purchase price of $1,000 per share. This Form 4 reflects the allocation of the additional 50,000 Series B Preferred Stock among certain afilliates of the Reporting Person. The Series B Preferred Stock has no stated maturity.

F4 · ownership.nature: Securities beneficially owned by Starboard Value and Opportunity C LP ("Starboard C LP"). The Reporting Person, solely by virtue of his position as a member of the Management Committee of Starboard Value GP, the general partner of the investment manager of Starboard C LP, and as a member and member of the Management Committee of Principal GP, the general partner of the member of Starboard Value GP, may be deemed to beneficially own the securities directly held by Starboard C LP for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

SEC source: 0000921895-19-000962 · form406297249_04012019.xml · derivative · entry 3

Smith Jeffrey C · CIK 0001362697 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Starboard Value and Opportunity S LLC

Disclosed balance after: 21,212

Underlying: Common Stock, par value $0.01 per share · 423,731 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: As previously disclosed in the Reporting Person's Form 3, the Reporting Person and certain of its affiliates purchased the Series B Convertible Preferred Stock (the "Series B Preferred Stock") pursuant to the terms of the Securities Purchase Agreement (the "SPA"), the Certificate of Designation of Series B Convertible Preferred Stock, the Governance Agreement and the Registration Rights Agreement, entered into with the Issuer. Pursuant to the terms of the SPA, the Reporting Person and certain of its affiliates exercised their option to purchase an additional 50,000 shares of Series B Preferred Stock at a purchase price of $1,000 per share. This Form 4 reflects the allocation of the additional 50,000 Series B Preferred Stock among certain afilliates of the Reporting Person. The Series B Preferred Stock has no stated maturity.

F3 · ownership.nature: Securities beneficially owned by Starboard Value and Opportunity S LLC ("Starboard S LLC"). The Reporting Person, solely by virtue of his position as a member of the Management Committee of Starboard Value GP, the general partner of the manager of Starboard S LLC, and as a member and member of the Management Committee of Principal GP, the general partner of the member of Starboard Value GP, may be deemed to beneficially own the securities directly held by Starboard S LLC for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

SEC source: 0001225208-19-004431 · doc4.xml · nonDerivative · entry 1

Smith Joseph H IV · CIK 0001739253 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,051.1316

SEC source: 0001225208-19-004430 · doc4.xml · nonDerivative · entry 1

Oyler Caroline Miller · CIK 0001732489 · SVP Chief Legal & Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,276

SEC source: 0001225208-19-004429 · doc4.xml · nonDerivative · entry 2

Ritchie Steve M · CIK 0001507556 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 637

SEC source: 0001225208-19-004429 · doc4.xml · nonDerivative · entry 1

Ritchie Steve M · CIK 0001507556 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,949

SEC source: 0001225208-19-004428 · doc4.xml · nonDerivative · entry 1

Swaysland Jack H · CIK 0001739868 · SVP, COO - International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,195

SEC source: 0001225208-19-004427 · doc4.xml · nonDerivative · entry 1

Nettles Michael R · CIK 0001732495 · EVP, Chief Op & Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,228

SEC source: 0001225208-19-004166 · doc4.xml · derivative · entry 2

Boakye Marvin · CIK 0001765989 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,552

Underlying: Common Stock · 7,552 shares

Expires 2029-02-28

F2 · derivative.exercise_date: The option vests in three equal annual installments beginning one year from the grant date.

SEC source: 0001225208-19-004166 · doc4.xml · nonDerivative · entry 1

Boakye Marvin · CIK 0001765989 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,002

F1 · kind: Grant of shares of restricted stock vesting in three equal annual installments beginning one year from the grant date.

SEC source: 0001225208-19-004162 · doc4.xml · derivative · entry 2

Nettles Michael R · CIK 0001732495 · EVP, Chief Op & Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,104

Underlying: Common Stock · 15,104 shares

Expires 2029-02-28

F2 · derivative.exercise_date: The option vests in three equal annual installments beginning one year from the grant date.

SEC source: 0001225208-19-004162 · doc4.xml · nonDerivative · entry 1

Nettles Michael R · CIK 0001732495 · EVP, Chief Op & Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,580

F1 · kind: Grant of shares of restricted stock vesting in three equal annual installments beginning one year from the grant date.

SEC source: 0001225208-19-004161 · doc4.xml · derivative · entry 4

Ritchie Steve M · CIK 0001507556 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 777

Underlying: Common Stock · 777 shares

Expires 2029-02-28

F2 · derivative.exercise_date: The option vests in three equal annual installments beginning one year from the grant date.

SEC source: 0001225208-19-004161 · doc4.xml · derivative · entry 3

Ritchie Steve M · CIK 0001507556 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,219

Underlying: Common Stock · 37,219 shares

Expires 2029-02-28

F2 · derivative.exercise_date: The option vests in three equal annual installments beginning one year from the grant date.

SEC source: 0001225208-19-004161 · doc4.xml · nonDerivative · entry 2

Ritchie Steve M · CIK 0001507556 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 656

F1 · kind: Grant of shares of restricted stock vesting in three equal annual installments beginning one year from the grant date.

SEC source: 0001225208-19-004161 · doc4.xml · nonDerivative · entry 1

Ritchie Steve M · CIK 0001507556 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,623

F1 · kind: Grant of shares of restricted stock vesting in three equal annual installments beginning one year from the grant date.

SEC source: 0001225208-19-004165 · doc4.xml · derivative · entry 2

Swaysland Jack H · CIK 0001739868 · SVP, COO - International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,631

Underlying: Common Stock · 8,631 shares

Expires 2029-02-28

F2 · derivative.exercise_date: The option vests in three equal annual installments beginning one year from the grant date.

SEC source: 0001225208-19-004165 · doc4.xml · nonDerivative · entry 1

Swaysland Jack H · CIK 0001739868 · SVP, COO - International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,620

F1 · kind: Grant of shares of restricted stock vesting in three equal annual installments beginning one year from the grant date.

SEC source: 0001225208-19-004164 · doc4.xml · derivative · entry 3

Oyler Caroline Miller · CIK 0001732489 · SVP Chief Legal & Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,091

Underlying: Common Stock · 8,091 shares

Expires 2029-02-28

F2 · derivative.exercise_date: The option vests in three equal annual installments beginning one year from the grant date.

SEC source: 0001225208-19-004164 · doc4.xml · nonDerivative · entry 1

Oyler Caroline Miller · CIK 0001732489 · SVP Chief Legal & Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,559

F1 · kind: Grant of shares of restricted stock vesting in three equal annual installments beginning one year from the grant date.

SEC source: 0001225208-19-004163 · doc4.xml · derivative · entry 4

Smith Joseph H IV · CIK 0001739253 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,249

Underlying: Common Stock · 10,249 shares

Expires 2029-02-28

F2 · derivative.exercise_date: The option vests in three equal annual installments beginning one year from the grant date.

SEC source: 0001225208-19-004163 · doc4.xml · nonDerivative · entry 2

Smith Joseph H IV · CIK 0001739253 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,130.1316

SEC source: 0001225208-19-004163 · doc4.xml · nonDerivative · entry 1

Smith Joseph H IV · CIK 0001739253 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,114.4651

F1 · kind: Grant of shares of restricted stock vesting in three equal annual installments beginning one year from the grant date.

SEC source: 0001225208-19-003769 · doc4.xml · nonDerivative · entry 2

Swaysland Jack H · CIK 0001739868 · SVP, COO - International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,332