Last 12 months
Inside the activity.
0 purchase rows · 4 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 09, 2018 Filed May 10, 2018 20:00 UTC |
HENEGHAN DANIELDirector
|
GrantCommon Stock | 17,710 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001580231-18-000019 · edgardoc.xml · nonDerivative · entry 1 HENEGHAN DANIEL · CIK 0001224906 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,966 F1 · price: Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock. The restricted stock units will vest in full on the first to occur of (1) the day before the next annual meeting of the registrant's shareholders that follows the grant date or (2) the first anniversary of the grant date. The restricted stock units will be paid upon vesting, subject to any election by the reporting person to defer payment of the units to a later date. Read SEC document |
| February 28, 2018 Filed Mar 1, 2018 21:14 UTC |
GIBSON SCOTT CDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 3,333 | $0.00 Strike: $2.43 | $0.00 |
DisclosureSEC source: 0001580231-18-000012 · edgardoc.xml · derivative · entry 3 GIBSON C SCOTT · CIK 0001192754 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,333 shares Expires 2018-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 25% vest on the last day of the month of the first anniversary of the date of grant, with the remaining 75% vesting ratably on a monthly basis thereafter over three years. Read SEC document |
| February 28, 2018 Filed Mar 1, 2018 21:14 UTC |
GIBSON SCOTT CDirector
|
Exercise / conversionCommon Stock | 3,333 | $2.43 | $8,099.19 |
DisclosureSEC source: 0001580231-18-000012 · edgardoc.xml · nonDerivative · entry 1 GIBSON C SCOTT · CIK 0001192754 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,642 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 23, 2018 Filed Feb 23, 2018 21:00 UTC |
HENEGHAN DANIELDirector
|
PurchaseCommon Stock | 20,000 | $4.33 | $86,600.00 |
DisclosureSEC source: 0001580231-18-000008 · edgardoc.xml · nonDerivative · entry 1 HENEGHAN DANIEL · CIK 0001224906 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,256 Read SEC document |
| February 22, 2018 Filed Feb 23, 2018 21:01 UTC |
SANQUINI RICHARD LDirector
|
PurchaseCommon Stock | 20,000 | $4.27 | $85,344.00 |
DisclosureSEC source: 0001580231-18-000009 · edgardoc.xml · nonDerivative · entry 1 SANQUINI RICHARD L · CIK 0001228342 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,634 Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:01 UTC |
MOORE STEVEN LVP, CFO & Treasurer
|
Tax withholdingCommon Stock | 5,356 | $4.15 | $22,232.76 |
DisclosureSEC source: 0001580231-18-000010 · edgardoc.xml · nonDerivative · entry 2 MOORE STEVEN L · CIK 0001252258 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 455,936 Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:01 UTC |
MOORE STEVEN LVP, CFO & Treasurer
|
Tax withholdingCommon Stock | 8,278 | $4.15 | $34,361.98 |
DisclosureSEC source: 0001580231-18-000010 · edgardoc.xml · nonDerivative · entry 1 MOORE STEVEN L · CIK 0001252258 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 461,292 Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:00 UTC |
HENEGHAN DANIELDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 3,333 | $0.00 Strike: $2.43 | $0.00 |
DisclosureSEC source: 0001580231-18-000007 · edgardoc.xml · derivative · entry 2 HENEGHAN DANIEL · CIK 0001224906 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,333 shares Expires 2018-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 25% vest on the last day of the month of the first anniversary of the date of grant, with the remaining 75% vesting ratably on a monthly basis thereafter over three years. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:00 UTC |
HENEGHAN DANIELDirector
|
Exercise / conversionCommon Stock | 3,333 | $2.43 | $8,099.19 |
DisclosureSEC source: 0001580231-18-000007 · edgardoc.xml · nonDerivative · entry 1 HENEGHAN DANIEL · CIK 0001224906 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,256 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2018 Filed Feb 1, 2018 21:32 UTC |
MOORE STEVEN LVP, CFO & Treasurer
|
PurchaseCommon Stock | 3,000 | $1.73 | $5,202.00 |
DisclosureSEC source: 0001580231-18-000002 · edgardoc.xml · nonDerivative · entry 1 MOORE STEVEN L · CIK 0001252258 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 469,570 F1 · price: The reporting person is voluntarily reporting the acquisition of shares of the Company's common stock pursuant to the Company's Employee Stock Purchase Plan (ESPP) and the purchase price reflects the allowable discount allowed under the ESPP. This transaction is exempt under Rule 16b-3(c). Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 21:00 UTC |
MOORE STEVEN LVP, CFO & Treasurer
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 20,000 | $5.93 Strike: $2.36 | $118,570.00 |
DisclosureSEC source: 0001511701-17-000002 · edgardoc.xml · derivative · entry 12 MOORE STEVEN L · CIK 0001252258 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2018-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Becomes exercisable on a monthly basis over 3 years, commencing the last day of the month of the date of grant. Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 21:00 UTC |
MOORE STEVEN LVP, CFO & Treasurer
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 8,333 | $5.98 Strike: $2.28 | $49,869.67 |
DisclosureSEC source: 0001511701-17-000002 · edgardoc.xml · derivative · entry 10 MOORE STEVEN L · CIK 0001252258 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,333 shares Expires 2018-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 21:00 UTC |
MOORE STEVEN LVP, CFO & Treasurer
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 16,666 | $5.98 Strike: $2.28 | $99,739.34 |
DisclosureSEC source: 0001511701-17-000002 · edgardoc.xml · derivative · entry 9 MOORE STEVEN L · CIK 0001252258 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,666 shares Expires 2018-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 21:00 UTC |
MOORE STEVEN LVP, CFO & Treasurer
|
SaleCommon Stock | 20,000 | $5.93 | $118,570.00 |
DisclosureSEC source: 0001511701-17-000002 · edgardoc.xml · nonDerivative · entry 8 MOORE STEVEN L · CIK 0001252258 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 466,570 Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 21:00 UTC |
MOORE STEVEN LVP, CFO & Treasurer
|
SaleCommon Stock | 8,333 | $5.98 | $49,869.67 |
DisclosureSEC source: 0001511701-17-000002 · edgardoc.xml · nonDerivative · entry 7 MOORE STEVEN L · CIK 0001252258 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 486,570 Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 21:00 UTC |
MOORE STEVEN LVP, CFO & Treasurer
|
SaleCommon Stock | 16,666 | $5.98 | $99,739.34 |
DisclosureSEC source: 0001511701-17-000002 · edgardoc.xml · nonDerivative · entry 6 MOORE STEVEN L · CIK 0001252258 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 494,903 Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 21:00 UTC |
MOORE STEVEN LVP, CFO & Treasurer
|
Exercise / conversionCommon Stock | 16,666 | $2.28 | $37,998.48 |
DisclosureSEC source: 0001511701-17-000002 · edgardoc.xml · nonDerivative · entry 5 MOORE STEVEN L · CIK 0001252258 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 511,569 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 21:00 UTC |
MOORE STEVEN LVP, CFO & Treasurer
|
Exercise / conversionCommon Stock | 20,000 | $2.36 | $47,200.00 |
DisclosureSEC source: 0001511701-17-000002 · edgardoc.xml · nonDerivative · entry 4 MOORE STEVEN L · CIK 0001252258 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 494,903 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 21:00 UTC |
MOORE STEVEN LVP, CFO & Treasurer
|
Exercise / conversionCommon Stock | 8,333 | $2.28 | $18,999.24 |
DisclosureSEC source: 0001511701-17-000002 · edgardoc.xml · nonDerivative · entry 3 MOORE STEVEN L · CIK 0001252258 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 474,903 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2017 Filed Nov 22, 2017 21:00 UTC |
MOORE STEVEN LVP, CFO & Treasurer
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 30,000 | $5.77 Strike: $2.36 | $173,097.00 |
DisclosureSEC source: 0001511701-17-000002 · edgardoc.xml · derivative · entry 11 MOORE STEVEN L · CIK 0001252258 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 30,000 shares Expires 2018-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Becomes exercisable on a monthly basis over 3 years, commencing the last day of the month of the date of grant. Read SEC document |
| November 20, 2017 Filed Nov 22, 2017 21:00 UTC |
MOORE STEVEN LVP, CFO & Treasurer
|
SaleCommon Stock | 30,000 | $5.77 | $173,097.00 |
DisclosureSEC source: 0001511701-17-000002 · edgardoc.xml · nonDerivative · entry 2 MOORE STEVEN L · CIK 0001252258 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 466,570 Read SEC document |
| November 20, 2017 Filed Nov 22, 2017 21:00 UTC |
MOORE STEVEN LVP, CFO & Treasurer
|
Exercise / conversionCommon Stock | 30,000 | $2.36 | $70,800.00 |
DisclosureSEC source: 0001511701-17-000002 · edgardoc.xml · nonDerivative · entry 1 MOORE STEVEN L · CIK 0001252258 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 496,570 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 29, 2017 Filed Aug 30, 2017 22:53 UTC |
GIBSON SCOTT CDirector
|
GiftCommon Stock | 5,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001580231-17-000026 · edgardoc.xml · nonDerivative · entry 2 GIBSON C SCOTT · CIK 0001192754 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,309 Read SEC document |
| August 29, 2017 Filed Aug 30, 2017 22:53 UTC |
GIBSON SCOTT CDirector
|
SaleCommon Stock | 11,000 | $4.61 | $50,757.30 |
DisclosureSEC source: 0001580231-17-000026 · edgardoc.xml · nonDerivative · entry 1 GIBSON C SCOTT · CIK 0001192754 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,709 Read SEC document |
| August 16, 2017 Filed Aug 16, 2017 21:27 UTC |
MOORE STEVEN LVP, CFO & Treasurer
|
Tax withholdingCommon Stock | 7,327 | $4.25 | $31,139.75 |
DisclosureSEC source: 0001580231-17-000024 · edgardoc.xml · nonDerivative · entry 3 MOORE STEVEN L · CIK 0001252258 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 466,570 Read SEC document |
| August 16, 2017 Filed Aug 16, 2017 21:27 UTC |
MOORE STEVEN LVP, CFO & Treasurer
|
Tax withholdingCommon Stock | 5,477 | $4.27 | $23,386.79 |
DisclosureSEC source: 0001580231-17-000024 · edgardoc.xml · nonDerivative · entry 2 MOORE STEVEN L · CIK 0001252258 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 473,897 Read SEC document |
| August 14, 2017 Filed Aug 16, 2017 21:27 UTC |
MOORE STEVEN LVP, CFO & Treasurer
|
Tax withholdingCommon Stock | 4,262 | $4.46 | $19,008.52 |
DisclosureSEC source: 0001580231-17-000024 · edgardoc.xml · nonDerivative · entry 1 MOORE STEVEN L · CIK 0001252258 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 479,374 Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 21:19 UTC |
MOORE STEVEN LVP, CFO & Treasurer
|
PurchaseCommon Stock | 3,000 | $1.73 | $5,202.00 |
DisclosureSEC source: 0001580231-17-000022 · edgardoc.xml · nonDerivative · entry 1 MOORE STEVEN L · CIK 0001252258 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 483,636 F1 · price: The reporting person is voluntarily reporting the acquisition of shares of the Company's common stock pursuant to the Company's Employee Stock Purchase Plan (ESPP) and the purchase price reflects the allowable discount allowed under the ESPP. This transaction is exempt under Rule 16b-3(c). Read SEC document |
| May 18, 2017 Filed May 19, 2017 20:00 UTC |
GIBSON SCOTT CDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 3,333 | $0.00 Strike: $4.14 | $0.00 |
DisclosureSEC source: 0001580231-17-000020 · edgardoc.xml · derivative · entry 3 GIBSON C SCOTT · CIK 0001192754 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,333 shares Expires 2017-05-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 25% vest on the last day of the month of the first anniversary of the date of grant, with the remaining 75% vesting ratably on a monthly basis thereafter over three years. Read SEC document |
| May 18, 2017 Filed May 19, 2017 20:00 UTC |
GIBSON SCOTT CDirector
|
Exercise / conversionCommon Stock | 3,333 | $4.14 | $13,798.62 |
DisclosureSEC source: 0001580231-17-000020 · edgardoc.xml · nonDerivative · entry 1 GIBSON C SCOTT · CIK 0001192754 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,709 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2017 Filed May 17, 2017 20:23 UTC |
HENEGHAN DANIELDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 3,333 | $0.00 Strike: $4.14 | $0.00 |
DisclosureSEC source: 0001580231-17-000018 · edgardoc.xml · derivative · entry 2 HENEGHAN DANIEL · CIK 0001224906 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,333 shares Expires 2017-05-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 25% vest on the last day of the month of the first anniversary of the date of grant, with the remaining 75% vesting ratably on a monthly basis thereafter over three years. Read SEC document |
| May 16, 2017 Filed May 17, 2017 20:23 UTC |
HENEGHAN DANIELDirector
|
Exercise / conversionCommon Stock | 3,333 | $4.14 | $13,798.62 |
DisclosureSEC source: 0001580231-17-000018 · edgardoc.xml · nonDerivative · entry 1 HENEGHAN DANIEL · CIK 0001224906 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,923 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2017 Filed May 11, 2017 20:27 UTC |
Tupman David J.Director
|
GrantCommon Stock | 6,496 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001580231-17-000016 · edgardoc.xml · nonDerivative · entry 2 Tupman David J. · CIK 0001603917 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,635 F2 · price: Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock. The restricted stock units will vest in full on the first to occur of (1) the day before the next annual meeting of the registrant's shareholders that follows the grant date or (2) the first anniversary of the grant date. The restricted stock units will be paid upon vesting, subject to any election by the reporting person to defer payment of the units to a later date. Read SEC document |
| May 10, 2017 Filed May 11, 2017 20:27 UTC |
Tupman David J.Director
|
SaleCommon Stock | 6,000 | $5.49 | $32,940.00 |
DisclosureSEC source: 0001580231-17-000016 · edgardoc.xml · nonDerivative · entry 1 Tupman David J. · CIK 0001603917 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,139 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by Dr. Tupman in February 2017. The Rule 10b5-1 trading plan provides for the sale on a pre-specified date of up to 6,000 of the shares that were released to Dr. Tupman on May 9, 2017 in connection with the annual grant awarded to him upon reelection to the Board of Directors on May 11, 2016. Read SEC document |
| May 10, 2017 Filed May 11, 2017 20:26 UTC |
HENEGHAN DANIELDirector
|
GrantCommon Stock | 6,496 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001580231-17-000015 · edgardoc.xml · nonDerivative · entry 1 HENEGHAN DANIEL · CIK 0001224906 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,590 F1 · price: Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock. The restricted stock units will vest in full on the first to occur of (1) the day before the next annual meeting of the registrant's shareholders that follows the grant date or (2) the first anniversary of the grant date. The restricted stock units will be paid upon vesting, subject to any election by the reporting person to defer payment of the units to a later date. Read SEC document |
| May 10, 2017 Filed May 11, 2017 20:26 UTC |
GIBSON SCOTT CDirector
|
GrantCommon Stock | 6,496 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001580231-17-000014 · edgardoc.xml · nonDerivative · entry 1 GIBSON C SCOTT · CIK 0001192754 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,376 F1 · price: Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock. The restricted stock units will vest in full on the first to occur of (1) the day before the next annual meeting of the registrant's shareholders that follows the grant date or (2) the first anniversary of the grant date. The restricted stock units will be paid upon vesting, subject to any election by the reporting person to defer payment of the units to a later date. Read SEC document |
| May 10, 2017 Filed May 11, 2017 20:26 UTC |
SANQUINI RICHARD LDirector
|
GrantCommon Stock | 6,496 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001580231-17-000013 · edgardoc.xml · nonDerivative · entry 1 SANQUINI RICHARD L · CIK 0001228342 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,634 F1 · price: Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock. The restricted stock units will vest in full on the first to occur of (1) the day before the next annual meeting of the registrant's shareholders that follows the grant date or (2) the first anniversary of the grant date. The restricted stock units will be paid upon vesting, subject to any election by the reporting person to defer payment of the units to a later date. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 22:51 UTC |
DEBONIS TODDDirector · President and CEO
|
GrantCommon Stock | 140,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001580231-17-000008 · edgardoc.xml · nonDerivative · entry 1 DEBONIS TODD · CIK 0001198818 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 390,000 F1 · price: Each restricted stock unit represents a contingent right to receive one share of the registrants's common stock. The restricted stock units will vest 33% on February 15, 2018, 33% on February 15, 2019 and 34% on February 15, 2020. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 22:51 UTC |
MOORE STEVEN LVP, CFO & Treasurer
|
GrantCommon Stock | 70,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001580231-17-000007 · edgardoc.xml · nonDerivative · entry 1 MOORE STEVEN L · CIK 0001252258 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 480,636 F1 · price: Each restricted stock unit represents a contingent right to receive one share of the registrants's common stock. The restricted stock units will vest 33% on February 15, 2018, 33% on February 15, 2019 and 34% on February 15, 2020. Read SEC document |
| February 09, 2017 Filed Feb 10, 2017 21:01 UTC |
MOORE STEVEN LVP, CFO & Treasurer
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 60,000 | $0.00 Strike: $3.48 | $0.00 |
DisclosureSEC source: 0001580231-17-000004 · edgardoc.xml · derivative · entry 3 MOORE STEVEN L · CIK 0001252258 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 60,000 shares Expires 2017-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by Mr. Moore in November 2016 and reported on a Form 8-K filed by Pixelworks, Inc. on November 29, 2016. The Rule 10b5-1 trading plan provides for the exercise and same-day sale of expiring stock options held by Mr. Moore on a pre-specified date prior to stock option expiration. F2 · derivative.exercise_date: Becomes exercisable on a monthly basis over 3 years, commencing the last day of the month of the date of grant. Read SEC document |
| February 09, 2017 Filed Feb 10, 2017 21:01 UTC |
MOORE STEVEN LVP, CFO & Treasurer
|
SaleCommon Stock | 60,000 | $3.76 | $225,510.00 |
DisclosureSEC source: 0001580231-17-000004 · edgardoc.xml · nonDerivative · entry 2 MOORE STEVEN L · CIK 0001252258 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 410,636 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by Mr. Moore in November 2016 and reported on a Form 8-K filed by Pixelworks, Inc. on November 29, 2016. The Rule 10b5-1 trading plan provides for the exercise and same-day sale of expiring stock options held by Mr. Moore on a pre-specified date prior to stock option expiration. Read SEC document |
| February 09, 2017 Filed Feb 10, 2017 21:01 UTC |
MOORE STEVEN LVP, CFO & Treasurer
|
Exercise / conversionCommon Stock | 60,000 | $3.48 | $208,800.00 |
DisclosureSEC source: 0001580231-17-000004 · edgardoc.xml · nonDerivative · entry 1 MOORE STEVEN L · CIK 0001252258 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 470,636 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by Mr. Moore in November 2016 and reported on a Form 8-K filed by Pixelworks, Inc. on November 29, 2016. The Rule 10b5-1 trading plan provides for the exercise and same-day sale of expiring stock options held by Mr. Moore on a pre-specified date prior to stock option expiration. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 22:00 UTC |
MOORE STEVEN LVP, CFO & Treasurer
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PurchaseCommon Stock | 3,000 | $1.73 | $5,202.00 |
DisclosureSEC source: 0001580231-17-000002 · edgardoc.xml · nonDerivative · entry 1 MOORE STEVEN L · CIK 0001252258 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 410,636 F1 · price: The reporting person is voluntarily reporting the acquisition of shares of the Company's common stock pursuant to the Company's Employee Stock Purchase Plan (ESPP) and the purchase price reflects the allowable discount allowed under the ESPP. This transaction is exempt under Rule 16b-3(c). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.