Last 12 months
Inside the activity.
0 purchase rows · 4 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 15, 2020 Filed May 19, 2020 20:01 UTC |
Tupman David J.Director
|
SaleCommon Stock | 500 | $3.44 | $1,720.00 |
DisclosureSEC source: 0001040161-20-000028 · edgardoc.xml · nonDerivative · entry 2 Tupman David J. · CIK 0001603917 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,861 F2 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by Dr. Tupman in February 2020. The Rule 10b5-1 trading plan provides for the sale on a pre-specified date of up to 7,200 of the shares that were released to Dr. Tupman on May 14, 2020 in connection with the annual grant awarded to him upon reelection to the Board of Directors on May 15, 2019. Read SEC document |
| May 15, 2020 Filed May 19, 2020 20:01 UTC |
Tupman David J.Director
|
GrantCommon Stock | 19,247 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001040161-20-000028 · edgardoc.xml · nonDerivative · entry 1 Tupman David J. · CIK 0001603917 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,361 F1 · price: Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock. The restricted stock units will vest in full on the first to occur of (1) the day before the next annual meeting of the registrant's shareholders that follows the grant date or (2) the first anniversary of the grant date. The restricted stock units will be paid upon vesting, subject to any election by the reporting person to defer payment of the units to a later date. Read SEC document |
| May 15, 2020 Filed May 19, 2020 20:00 UTC |
HENEGHAN DANIELDirector
|
GrantCommon Stock | 19,247 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001040161-20-000027 · edgardoc.xml · nonDerivative · entry 1 HENEGHAN DANIEL · CIK 0001224906 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251,060 F1 · price: Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock. The restricted stock units will vest in full on the first to occur of (1) the day before the next annual meeting of the registrant's shareholders that follows the grant date or (2) the first anniversary of the grant date. The restricted stock units will be paid upon vesting, subject to any election by the reporting person to defer payment of the units to a later date. Read SEC document |
| May 15, 2020 Filed May 19, 2020 20:00 UTC |
Bunszel Amy LDirector
|
GrantCommon Stock | 19,247 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001040161-20-000026 · edgardoc.xml · nonDerivative · entry 1 Bunszel Amy L · CIK 0001770713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,242 F1 · price: Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock. The restricted stock units will vest in full on the first to occur of (1) the day before the next annual meeting of the registrant's shareholders that follows the grant date or (2) the first anniversary of the grant date. The restricted stock units will be paid upon vesting, subject to any election by the reporting person to defer payment of the units to a later date. Read SEC document |
| April 16, 2020 Filed Apr 17, 2020 20:15 UTC |
Bunszel Amy LDirector
|
GrantCommon Stock | 2,920 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001580231-20-000015 · edgardoc.xml · nonDerivative · entry 1 Bunszel Amy L · CIK 0001770713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,995 F1 · price: Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock upon vesting. The restricted stock units vested 100% on the grant date. Read SEC document |
| April 16, 2020 Filed Apr 17, 2020 20:15 UTC |
HENEGHAN DANIELDirector
|
GrantCommon Stock | 3,772 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001580231-20-000014 · edgardoc.xml · nonDerivative · entry 1 HENEGHAN DANIEL · CIK 0001224906 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,813 F1 · price: Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock upon vesting. The restricted stock units vested 100% on the grant date. Read SEC document |
| April 16, 2020 Filed Apr 17, 2020 20:14 UTC |
SANQUINI RICHARD LDirector
|
GrantCommon Stock | 4,623 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001580231-20-000012 · edgardoc.xml · nonDerivative · entry 1 SANQUINI RICHARD L · CIK 0001228342 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,534 F1 · price: Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock upon vesting. The restricted stock units vested 100% on the grant date. Read SEC document |
| April 16, 2020 Filed Apr 17, 2020 20:14 UTC |
Tupman David J.Director
|
GrantCommon Stock | 3,194 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001580231-20-000013 · edgardoc.xml · nonDerivative · entry 1 Tupman David J. · CIK 0001603917 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,114 F1 · price: Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock upon vesting. The restricted stock units vested 100% on the grant date. Read SEC document |
| April 16, 2020 Filed Apr 17, 2020 20:13 UTC |
GIBSON SCOTT CDirector
|
GrantCommon Stock | 3,528 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001580231-20-000011 · edgardoc.xml · nonDerivative · entry 1 GIBSON C SCOTT · CIK 0001192754 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,708 F1 · price: Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock upon vesting. The restricted stock units vested 100% on the grant date. Read SEC document |
| February 18, 2020 Filed Feb 18, 2020 22:57 UTC |
DEBONIS TODDDirector · President and CEO
|
Tax withholdingCommon Stock | 53,329 | $4.78 | $255,077.94 |
DisclosureSEC source: 0001580231-20-000003 · edgardoc.xml · nonDerivative · entry 2 DEBONIS TODD · CIK 0001198818 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,069,810 F2 · kind: A portion of the tax obligation resulting from the restricted stock units released on February 14, 2020 was paid in cash by the executive officer and the remaining portion was covered by shares sold on February 18, 2020. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 22:57 UTC |
DEBONIS TODDDirector · President and CEO
|
GrantCommon Stock | 250,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001580231-20-000003 · edgardoc.xml · nonDerivative · entry 1 DEBONIS TODD · CIK 0001198818 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,123,139 F1 · price: Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock. The restricted stock units will vest 33% on February 15, 2021, 33% on February 15, 2022 and 34% on February 15, 2023. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 22:58 UTC |
Nader EliasVP and Chief Financial Officer
|
GrantCommon Stock | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001580231-20-000004 · edgardoc.xml · nonDerivative · entry 1 Nader Elias · CIK 0001571322 · VP and Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,000 F1 · price: Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock. The restricted stock units will vest 33% on February 15, 2021, 33% on February 15, 2022 and 34% on February 15, 2023. Read SEC document |
| September 16, 2019 Filed Sep 18, 2019 20:04 UTC |
Nader EliasVP and Chief Financial Officer
|
GrantCommon Stock | 250,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001580231-19-000042 · edgardoc.xml · nonDerivative · entry 1 Nader Elias · CIK 0001571322 · VP and Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 F1 · price: Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock. The restricted stock units will vest 25% on August 14, 2020, 25% on August 13, 2021, 25% on August 15, 2022 and 25% on August 15, 2023. Read SEC document |
| July 31, 2019 Filed Aug 2, 2019 20:52 UTC |
MOORE STEVEN LVP, CFO & Treasurer
|
PurchaseCommon Stock | 3,000 | $2.60 | $7,803.00 |
DisclosureSEC source: 0001511701-19-000003 · edgardoc.xml · nonDerivative · entry 1 MOORE STEVEN L · CIK 0001252258 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 604,849 F1 · price: The reporting person is voluntarily reporting the acquisition of shares of the Company's common stock pursuant to the Company's Employee Stock Purchase Plan (ESPP) and the purchase price reflects the allowable discount allowed under the ESPP. This transaction is exempt under Rule 16b-3(c). Read SEC document |
| May 29, 2019 Filed May 30, 2019 20:01 UTC |
DEBONIS TODDDirector · President and CEO
|
PurchaseCommon Stock | 5,000 | $2.88 | $14,388.00 |
DisclosureSEC source: 0001580231-19-000036 · edgardoc.xml · nonDerivative · entry 1 DEBONIS TODD · CIK 0001198818 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 873,139 Read SEC document |
| May 24, 2019 Filed May 28, 2019 21:40 UTC |
DEBONIS TODDDirector · President and CEO
|
PurchaseCommon Stock | 10,000 | $2.97 | $29,665.00 |
DisclosureSEC source: 0001580231-19-000034 · edgardoc.xml · nonDerivative · entry 1 DEBONIS TODD · CIK 0001198818 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 868,139 Read SEC document |
| May 15, 2019 Filed May 17, 2019 20:01 UTC |
GIBSON SCOTT CDirector
|
GrantCommon Stock | 18,075 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001580231-19-000032 · edgardoc.xml · nonDerivative · entry 1 GIBSON C SCOTT · CIK 0001192754 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,180 F1 · price: Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock. The restricted stock units will vest in full on the first to occur of (1) the day before the next annual meeting of the registrant's shareholders that follows the grant date or (2) the first anniversary of the grant date. The restricted stock units will be paid upon vesting, subject to any election by the reporting person to defer payment of the units to a later date. Read SEC document |
| May 15, 2019 Filed May 17, 2019 20:01 UTC |
SANQUINI RICHARD LDirector
|
GrantCommon Stock | 18,075 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001580231-19-000031 · edgardoc.xml · nonDerivative · entry 1 SANQUINI RICHARD L · CIK 0001228342 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,911 F1 · price: Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock. The restricted stock units will vest in full on the first to occur of (1) the day before the next annual meeting of the registrant's shareholders that follows the grant date or (2) the first anniversary of the grant date. The restricted stock units will be paid upon vesting, subject to any election by the reporting person to defer payment of the units to a later date. Read SEC document |
| May 15, 2019 Filed May 17, 2019 20:01 UTC |
Tupman David J.Director
|
GrantCommon Stock | 18,075 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001580231-19-000030 · edgardoc.xml · nonDerivative · entry 1 Tupman David J. · CIK 0001603917 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,920 F1 · price: Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock. The restricted stock units will vest in full on the first to occur of (1) the day before the next annual meeting of the registrant's shareholders that follows the grant date or (2) the first anniversary of the grant date. The restricted stock units will be paid upon vesting, subject to any election by the reporting person to defer payment of the units to a later date. Read SEC document |
| May 15, 2019 Filed May 17, 2019 20:00 UTC |
HENEGHAN DANIELDirector
|
GrantCommon Stock | 18,075 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001580231-19-000029 · edgardoc.xml · nonDerivative · entry 1 HENEGHAN DANIEL · CIK 0001224906 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,041 F1 · price: Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock. The restricted stock units will vest in full on the first to occur of (1) the day before the next annual meeting of the registrant's shareholders that follows the grant date or (2) the first anniversary of the grant date. The restricted stock units will be paid upon vesting, subject to any election by the reporting person to defer payment of the units to a later date. Read SEC document |
| May 15, 2019 Filed May 17, 2019 20:00 UTC |
Bunszel Amy LDirector
|
GrantCommon Stock | 18,075 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001580231-19-000028 · edgardoc.xml · nonDerivative · entry 1 Bunszel Amy L · CIK 0001770713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,075 F1 · price: Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock. The restricted stock units will vest in full on the first to occur of (1) the day before the next annual meeting of the registrant's shareholders that follows the grant date or (2) the first anniversary of the grant date. The restricted stock units will be paid upon vesting, subject to any election by the reporting person to defer payment of the units to a later date. Read SEC document |
| May 10, 2019 Filed May 13, 2019 20:00 UTC |
Tupman David J.Director
|
SaleCommon Stock | 7,000 | $3.18 | $22,260.00 |
DisclosureSEC source: 0001511701-19-000002 · edgardoc.xml · nonDerivative · entry 1 Tupman David J. · CIK 0001603917 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,845 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by Dr. Tupman in February 2019. The Rule 10b5-1 trading plan provides for the sale on a pre-specified date of up to 7,000 of the shares that were released to Dr. Tupman on May 9, 2019 in connection with the annual grant awarded to him upon reelection to the Board of Directors on May 9, 2018. Read SEC document |
| May 09, 2019 Filed May 9, 2019 21:15 UTC |
HENEGHAN DANIELDirector
|
PurchaseCommon Stock | 15,000 | $3.19 | $47,821.50 |
DisclosureSEC source: 0001580231-19-000019 · edgardoc.xml · nonDerivative · entry 2 HENEGHAN DANIEL · CIK 0001224906 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,966 Read SEC document |
| May 08, 2019 Filed May 9, 2019 21:15 UTC |
HENEGHAN DANIELDirector
|
PurchaseCommon Stock | 5,000 | $3.43 | $17,150.00 |
DisclosureSEC source: 0001580231-19-000019 · edgardoc.xml · nonDerivative · entry 1 HENEGHAN DANIEL · CIK 0001224906 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,966 Read SEC document |
| May 08, 2019 Filed May 9, 2019 21:15 UTC |
Tupman David J.Director
|
PurchaseCommon Stock | 30,000 | $3.36 | $100,800.00 |
DisclosureSEC source: 0001580231-19-000018 · edgardoc.xml · nonDerivative · entry 1 Tupman David J. · CIK 0001603917 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,845 Read SEC document |
| May 07, 2019 Filed May 9, 2019 21:16 UTC |
DEBONIS TODDDirector · President and CEO
|
PurchaseCommon Stock | 20,000 | $3.49 | $69,780.00 |
DisclosureSEC source: 0001580231-19-000022 · edgardoc.xml · nonDerivative · entry 1 DEBONIS TODD · CIK 0001198818 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 858,139 Read SEC document |
| May 07, 2019 Filed May 9, 2019 21:16 UTC |
GIBSON SCOTT CDirector
|
PurchaseCommon Stock | 29,753 | $3.34 | $99,404.77 |
DisclosureSEC source: 0001580231-19-000021 · edgardoc.xml · nonDerivative · entry 1 GIBSON C SCOTT · CIK 0001192754 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,105 Read SEC document |
| May 07, 2019 Filed May 9, 2019 21:15 UTC |
SANQUINI RICHARD LDirector
|
PurchaseCommon Stock | 1,492 | $3.35 | $4,992.38 |
DisclosureSEC source: 0001580231-19-000020 · edgardoc.xml · nonDerivative · entry 1 SANQUINI RICHARD L · CIK 0001228342 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,836 Read SEC document |
| March 28, 2019 Filed Apr 1, 2019 20:03 UTC |
Bunszel Amy LDirector
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 33,484 | $3.91 Strike: $3.91 | $130,922.44 |
DisclosureSEC source: 0001580231-19-000012 · edgardoc.xml · derivative · entry 1 Bunszel Amy L · CIK 0001770713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,484 Underlying: Common Stock · 33,484 shares Expires 2025-03-28 F1 · derivative.exercise_date: 25% vest on the first anniversary of the date of grant, with the remaining 75% vesting ratably on a monthly basis thereafter over three years. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 21:01 UTC |
DEBONIS TODDDirector · President and CEO
|
GrantCommon Stock | 249,139 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001580231-19-000008 · edgardoc.xml · nonDerivative · entry 1 DEBONIS TODD · CIK 0001198818 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 839,139 F1 · price: Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock. The restricted stock units will vest 33% on February 14, 2020, 33% on February 15, 2021 and 34% on February 15, 2022. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 21:01 UTC |
MOORE STEVEN LVP, CFO & Treasurer
|
GrantCommon Stock | 75,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001580231-19-000006 · edgardoc.xml · nonDerivative · entry 1 MOORE STEVEN L · CIK 0001252258 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 601,849 F1 · price: Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock. The restricted stock units will vest 33% on February 14, 2020, 33% on February 15, 2021 and 34% on February 15, 2022. Read SEC document |
| January 31, 2019 Filed Feb 1, 2019 21:17 UTC |
MOORE STEVEN LVP, CFO & Treasurer
|
PurchaseCommon Stock | 3,000 | $2.75 | $8,236.50 |
DisclosureSEC source: 0001580231-19-000004 · edgardoc.xml · nonDerivative · entry 1 MOORE STEVEN L · CIK 0001252258 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 526,849 F1 · price: The reporting person is voluntarily reporting the acquisition of shares of the Company's common stock pursuant to the Company's Employee Stock Purchase Plan (ESPP) and the purchase price reflects the allowable discount allowed under the ESPP. This transaction is exempt under Rule 16b-3(c). Read SEC document |
| January 08, 2019 Filed Jan 9, 2019 21:18 UTC |
MOORE STEVEN LVP, CFO & Treasurer
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $0.60 | $0.00 |
DisclosureSEC source: 0001580231-19-000002 · edgardoc.xml · derivative · entry 2 MOORE STEVEN L · CIK 0001252258 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2019-03-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Becomes exercisable on a monthly basis over 3 years, commencing the last day of the month of the date of grant. Read SEC document |
| January 08, 2019 Filed Jan 9, 2019 21:18 UTC |
MOORE STEVEN LVP, CFO & Treasurer
|
Exercise / conversionCommon Stock | 10,000 | $0.60 | $6,000.00 |
DisclosureSEC source: 0001580231-19-000002 · edgardoc.xml · nonDerivative · entry 1 MOORE STEVEN L · CIK 0001252258 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 523,849 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2018 Filed Nov 30, 2018 23:12 UTC |
MOORE STEVEN LVP, CFO & Treasurer
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 28,372 | $3.91 Strike: $0.60 | $110,914.66 |
DisclosureSEC source: 0001580231-18-000030 · edgardoc.xml · derivative · entry 9 MOORE STEVEN L · CIK 0001252258 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 28,372 shares Expires 2019-03-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Becomes exercisable on a monthly basis over 3 years, commencing the last day of the month of the date of grant. Read SEC document |
| November 30, 2018 Filed Nov 30, 2018 23:12 UTC |
MOORE STEVEN LVP, CFO & Treasurer
|
SaleCommon Stock | 28,372 | $3.91 | $110,914.66 |
DisclosureSEC source: 0001580231-18-000030 · edgardoc.xml · nonDerivative · entry 6 MOORE STEVEN L · CIK 0001252258 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 513,849 Read SEC document |
| November 30, 2018 Filed Nov 30, 2018 23:12 UTC |
MOORE STEVEN LVP, CFO & Treasurer
|
Exercise / conversionCommon Stock | 28,372 | $0.60 | $17,023.20 |
DisclosureSEC source: 0001580231-18-000030 · edgardoc.xml · nonDerivative · entry 5 MOORE STEVEN L · CIK 0001252258 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 542,221 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 29, 2018 Filed Nov 30, 2018 23:12 UTC |
MOORE STEVEN LVP, CFO & Treasurer
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 25,211 | $3.98 Strike: $0.60 | $100,354.91 |
DisclosureSEC source: 0001580231-18-000030 · edgardoc.xml · derivative · entry 8 MOORE STEVEN L · CIK 0001252258 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,372 Underlying: Common Stock · 25,211 shares Expires 2019-03-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Becomes exercisable on a monthly basis over 3 years, commencing the last day of the month of the date of grant. Read SEC document |
| November 29, 2018 Filed Nov 30, 2018 23:12 UTC |
MOORE STEVEN LVP, CFO & Treasurer
|
SaleCommon Stock | 25,211 | $3.98 | $100,354.91 |
DisclosureSEC source: 0001580231-18-000030 · edgardoc.xml · nonDerivative · entry 4 MOORE STEVEN L · CIK 0001252258 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 513,849 Read SEC document |
| November 29, 2018 Filed Nov 30, 2018 23:12 UTC |
MOORE STEVEN LVP, CFO & Treasurer
|
Exercise / conversionCommon Stock | 25,211 | $0.60 | $15,126.60 |
DisclosureSEC source: 0001580231-18-000030 · edgardoc.xml · nonDerivative · entry 3 MOORE STEVEN L · CIK 0001252258 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 539,060 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 28, 2018 Filed Nov 30, 2018 23:12 UTC |
MOORE STEVEN LVP, CFO & Treasurer
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 36,417 | $3.89 Strike: $0.60 | $141,687.62 |
DisclosureSEC source: 0001580231-18-000030 · edgardoc.xml · derivative · entry 7 MOORE STEVEN L · CIK 0001252258 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,583 Underlying: Common Stock · 36,417 shares Expires 2019-03-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Becomes exercisable on a monthly basis over 3 years, commencing the last day of the month of the date of grant. Read SEC document |
| November 28, 2018 Filed Nov 30, 2018 23:12 UTC |
MOORE STEVEN LVP, CFO & Treasurer
|
SaleCommon Stock | 36,417 | $3.89 | $141,687.62 |
DisclosureSEC source: 0001580231-18-000030 · edgardoc.xml · nonDerivative · entry 2 MOORE STEVEN L · CIK 0001252258 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 513,849 Read SEC document |
| November 28, 2018 Filed Nov 30, 2018 23:12 UTC |
MOORE STEVEN LVP, CFO & Treasurer
|
Exercise / conversionCommon Stock | 36,417 | $0.60 | $21,850.20 |
DisclosureSEC source: 0001580231-18-000030 · edgardoc.xml · nonDerivative · entry 1 MOORE STEVEN L · CIK 0001252258 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 550,266 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2018 Filed May 18, 2018 20:09 UTC |
MOORE STEVEN LVP, CFO & Treasurer
|
Tax withholdingCommon Stock | 7,087 | $4.17 | $29,522.32 |
DisclosureSEC source: 0001580231-18-000028 · edgardoc.xml · nonDerivative · entry 1 MOORE STEVEN L · CIK 0001252258 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 513,849 Read SEC document |
| May 11, 2018 Filed May 14, 2018 20:00 UTC |
Tupman David J.Director
|
SaleCommon Stock | 2,500 | $4.18 | $10,450.00 |
DisclosureSEC source: 0001580231-18-000026 · edgardoc.xml · nonDerivative · entry 1 Tupman David J. · CIK 0001603917 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,845 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by Dr. Tupman in February 2018. The Rule 10b5-1 trading plan provides for the sale on a pre-specified date of up to 2,500 of the shares that were released to Dr. Tupman on May 8, 2018 in connection with the annual grant awarded to him upon reelection to the Board of Directors on May 10, 2017. Read SEC document |
| May 09, 2018 Filed May 10, 2018 20:02 UTC |
DEBONIS TODDDirector · President and CEO
|
GrantCommon Stock | 200,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001580231-18-000024 · edgardoc.xml · nonDerivative · entry 1 DEBONIS TODD · CIK 0001198818 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 590,000 F1 · price: Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock. The restricted stock units will vest 33% on February 15, 2019, 33% on February 14, 2020 and 34% on February 15, 2021. Read SEC document |
| May 09, 2018 Filed May 10, 2018 20:02 UTC |
MOORE STEVEN LVP, CFO & Treasurer
|
GrantCommon Stock | 65,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001580231-18-000023 · edgardoc.xml · nonDerivative · entry 1 MOORE STEVEN L · CIK 0001252258 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 520,936 F1 · price: Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock. The restricted stock units will vest 33% on February 15, 2019, 33% on February 14, 2020 and 34% on February 15, 2021. Read SEC document |
| May 09, 2018 Filed May 10, 2018 20:01 UTC |
GIBSON SCOTT CDirector
|
GrantCommon Stock | 17,710 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001580231-18-000022 · edgardoc.xml · nonDerivative · entry 1 GIBSON C SCOTT · CIK 0001192754 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,352 F1 · price: Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock. The restricted stock units will vest in full on the first to occur of (1) the day before the next annual meeting of the registrant's shareholders that follows the grant date or (2) the first anniversary of the grant date. The restricted stock units will be paid upon vesting, subject to any election by the reporting person to defer payment of the units to a later date. Read SEC document |
| May 09, 2018 Filed May 10, 2018 20:01 UTC |
SANQUINI RICHARD LDirector
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GrantCommon Stock | 17,710 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001580231-18-000021 · edgardoc.xml · nonDerivative · entry 1 SANQUINI RICHARD L · CIK 0001228342 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,344 F1 · price: Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock. The restricted stock units will vest in full on the first to occur of (1) the day before the next annual meeting of the registrant's shareholders that follows the grant date or (2) the first anniversary of the grant date. The restricted stock units will be paid upon vesting, subject to any election by the reporting person to defer payment of the units to a later date. Read SEC document |
| May 09, 2018 Filed May 10, 2018 20:01 UTC |
Tupman David J.Director
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GrantCommon Stock | 17,710 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001580231-18-000020 · edgardoc.xml · nonDerivative · entry 1 Tupman David J. · CIK 0001603917 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,345 F1 · price: Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock. The restricted stock units will vest in full on the first to occur of (1) the day before the next annual meeting of the registrant's shareholders that follows the grant date or (2) the first anniversary of the grant date. The restricted stock units will be paid upon vesting, subject to any election by the reporting person to defer payment of the units to a later date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.