Tapewire

Nasdaq · USD

PXLW

PIXELWORKS, INC

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Tapewire entity
7301
SEC CIK
0001040161
Parsed reports
180

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202600
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 16, 2021 Filed Nov 17, 2021 23:33 UTC
DEBONIS TODDDirector · President and CEO
Tax withholdingCommon Stock 12,465 $5.16 $64,316.91
Disclosure

SEC source: 0001580231-21-000033 · edgardoc.xml · nonDerivative · entry 1

DEBONIS TODD · CIK 0001198818 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,242,128

F1 · kind: The tax obligation resulting from the restricted stock units released on November 15, 2021 was covered by shares sold on November 16, 2021.

Read SEC document
August 16, 2021 Filed Aug 24, 2021 21:20 UTC
Nader EliasVP and Chief Financial Officer
Tax withholdingCommon Stock 29,266 $3.49 $102,062.25
Disclosure

SEC source: 0001580231-21-000030 · edgardoc.xml · nonDerivative · entry 1

Nader Elias · CIK 0001571322 · VP and Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,782

F1 · kind: The tax obligation resulting from the restricted stock units released on August 13, 2021 was covered by shares sold on August 16, 2021.

Read SEC document
July 30, 2021 Filed Aug 2, 2021 20:01 UTC
Nader EliasVP and Chief Financial Officer
PurchaseCommon Stock 3,000 $2.56 $7,675.50
Disclosure

SEC source: 0001580231-21-000028 · edgardoc.xml · nonDerivative · entry 1

Nader Elias · CIK 0001571322 · VP and Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,048

F1 · price: The reporting person is voluntarily reporting the acquisition of shares of the Company's common stock pursuant to the Company's Employee Stock Purchase Plan (ESPP) and the purchase price reflects the allowable discount allowed under the ESPP. This transaction is exempt under Rule 16b-3(c).

Read SEC document
May 10, 2021 Filed May 11, 2021 20:12 UTC GrantCommon Stock 23,686 Not disclosed Not disclosed
Disclosure

SEC source: 0001040161-21-000028 · edgardoc.xml · nonDerivative · entry 1

SANQUINI RICHARD L · CIK 0001228342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,789

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock. The restricted stock units will vest in full on the first to occur of (1) the day before the next annual meeting of the registrant's shareholders that follows the grant date or (2) the first anniversary of the grant date. The restricted stock units will be paid upon vesting, subject to any election by the reporting person to defer payment of the units to a later date.

Read SEC document
May 10, 2021 Filed May 11, 2021 20:11 UTC GrantCommon Stock 23,686 Not disclosed Not disclosed
Disclosure

SEC source: 0001040161-21-000027 · edgardoc.xml · nonDerivative · entry 1

GIBSON C SCOTT · CIK 0001192754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,149

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock. The restricted stock units will vest in full on the first to occur of (1) the day before the next annual meeting of the registrant's shareholders that follows the grant date or (2) the first anniversary of the grant date. The restricted stock units will be paid upon vesting, subject to any election by the reporting person to defer payment of the units to a later date.

Read SEC document
May 10, 2021 Filed May 11, 2021 20:11 UTC GrantCommon Stock 23,686 Not disclosed Not disclosed
Disclosure

SEC source: 0001040161-21-000026 · edgardoc.xml · nonDerivative · entry 1

Tupman David J. · CIK 0001603917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,885

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock. The restricted stock units will vest in full on the first to occur of (1) the day before the next annual meeting of the registrant's shareholders that follows the grant date or (2) the first anniversary of the grant date. The restricted stock units will be paid upon vesting, subject to any election by the reporting person to defer payment of the units to a later date.

Read SEC document
May 10, 2021 Filed May 11, 2021 20:11 UTC GrantCommon Stock 23,686 Not disclosed Not disclosed
Disclosure

SEC source: 0001040161-21-000025 · edgardoc.xml · nonDerivative · entry 1

HENEGHAN DANIEL · CIK 0001224906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,323

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock. The restricted stock units will vest in full on the first to occur of (1) the day before the next annual meeting of the registrant's shareholders that follows the grant date or (2) the first anniversary of the grant date. The restricted stock units will be paid upon vesting, subject to any election by the reporting person to defer payment of the units to a later date.

Read SEC document
May 10, 2021 Filed May 11, 2021 20:10 UTC GrantCommon Stock 23,686 Not disclosed Not disclosed
Disclosure

SEC source: 0001040161-21-000024 · edgardoc.xml · nonDerivative · entry 1

Bunszel Amy L · CIK 0001770713 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,762

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock. The restricted stock units will vest in full on the first to occur of (1) the day before the next annual meeting of the registrant's shareholders that follows the grant date or (2) the first anniversary of the grant date. The restricted stock units will be paid upon vesting, subject to any election by the reporting person to defer payment of the units to a later date.

Read SEC document
March 10, 2021 Filed Mar 11, 2021 21:37 UTC
Nader EliasVP and Chief Financial Officer
GrantCommon Stock 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001580231-21-000026 · edgardoc.xml · nonDerivative · entry 1

Nader Elias · CIK 0001571322 · VP and Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340,048

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock. The restricted stock units will vest 10% once per quarter, beginning on November 15, 2021 and ending on February 14, 2024.

Read SEC document
March 08, 2021 Filed Mar 9, 2021 21:03 UTC
Nader EliasVP and Chief Financial Officer
GrantCommon Stock 60,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001580231-21-000024 · edgardoc.xml · nonDerivative · entry 1

Nader Elias · CIK 0001571322 · VP and Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330,048

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock. The restricted stock units will vest 10% once per quarter, beginning on November 15, 2021 and ending on February 14, 2024.

Read SEC document
March 08, 2021 Filed Mar 9, 2021 21:03 UTC
DEBONIS TODDDirector · President and CEO
GrantCommon Stock 250,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001580231-21-000023 · edgardoc.xml · nonDerivative · entry 1

DEBONIS TODD · CIK 0001198818 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,254,593

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock. The restricted stock units will vest 10% once per quarter, beginning on November 15, 2021 and ending on February 14, 2024.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 21:02 UTC
DEBONIS TODDDirector · President and CEO
Tax withholdingCommon Stock 109,116 $3.93 $428,825.88
Disclosure

SEC source: 0001580231-21-000020 · edgardoc.xml · nonDerivative · entry 1

DEBONIS TODD · CIK 0001198818 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,004,593

F1 · kind: The tax obligation resulting from the restricted stock units released on February 16, 2021 was covered by shares sold on February 17, 2021.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 21:02 UTC
Nader EliasVP and Chief Financial Officer
Tax withholdingCommon Stock 3,848 $3.93 $15,122.64
Disclosure

SEC source: 0001580231-21-000019 · edgardoc.xml · nonDerivative · entry 1

Nader Elias · CIK 0001571322 · VP and Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,048

F1 · kind: The tax obligation resulting from the restricted stock units released on February 16, 2021 was covered by shares sold on February 17, 2021.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 21:00 UTC
DEBONIS TODDDirector · President and CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 196,137 $3.71 Strike: $2.46 $728,001.70
Disclosure

SEC source: 0001580231-21-000016 · edgardoc.xml · derivative · entry 3

DEBONIS TODD · CIK 0001198818 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 196,137 shares

Expires 2022-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: THIS TRANSACTION WAS MADE PURSUANT TO A RULE 10B5-1 TRADING PLAN ADOPTED BY MR. DEBONIS IN AUGUST 2020. THE RULE 10B5-1 TRADING PLAN PROVIDES FOR THE EXERCISE AND SAME-DAY SALE OF EXPIRING STOCK OPTIONS HELD BY MR. DEBONIS AT A PRE-SPECIFIED PRICE PRIOR TO STOCK OPTION EXPIRATION.

F2 · derivative.exercise_date: 25% vests on January 31, 2017, with the remaining 75% vesting ratably on a monthly basis thereafter over three years.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 21:00 UTC
DEBONIS TODDDirector · President and CEO
SaleCommon Stock 196,137 $3.71 $728,001.70
Disclosure

SEC source: 0001580231-21-000016 · edgardoc.xml · nonDerivative · entry 2

DEBONIS TODD · CIK 0001198818 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,113,709

F1 · security: THIS TRANSACTION WAS MADE PURSUANT TO A RULE 10B5-1 TRADING PLAN ADOPTED BY MR. DEBONIS IN AUGUST 2020. THE RULE 10B5-1 TRADING PLAN PROVIDES FOR THE EXERCISE AND SAME-DAY SALE OF EXPIRING STOCK OPTIONS HELD BY MR. DEBONIS AT A PRE-SPECIFIED PRICE PRIOR TO STOCK OPTION EXPIRATION.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 21:00 UTC
DEBONIS TODDDirector · President and CEO
Exercise / conversionCommon Stock 196,137 $2.46 $482,497.02
Disclosure

SEC source: 0001580231-21-000016 · edgardoc.xml · nonDerivative · entry 1

DEBONIS TODD · CIK 0001198818 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,309,846

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: THIS TRANSACTION WAS MADE PURSUANT TO A RULE 10B5-1 TRADING PLAN ADOPTED BY MR. DEBONIS IN AUGUST 2020. THE RULE 10B5-1 TRADING PLAN PROVIDES FOR THE EXERCISE AND SAME-DAY SALE OF EXPIRING STOCK OPTIONS HELD BY MR. DEBONIS AT A PRE-SPECIFIED PRICE PRIOR TO STOCK OPTION EXPIRATION.

Read SEC document
February 10, 2021 Filed Feb 10, 2021 23:10 UTC
DEBONIS TODDDirector · President and CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 34,546 $3.71 Strike: $2.46 $128,165.66
Disclosure

SEC source: 0001580231-21-000014 · edgardoc.xml · derivative · entry 9

DEBONIS TODD · CIK 0001198818 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,137

Underlying: Common Stock · 34,546 shares

Expires 2022-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: THIS TRANSACTION WAS MADE PURSUANT TO A RULE 10B5-1 TRADING PLAN ADOPTED BY MR. DEBONIS IN AUGUST 2020. THE RULE 10B5-1 TRADING PLAN PROVIDES FOR THE EXERCISE AND SAME-DAY SALE OF EXPIRING STOCK OPTIONS HELD BY MR. DEBONIS AT A PRE-SPECIFIED PRICE PRIOR TO STOCK OPTION EXPIRATION.

F2 · derivative.exercise_date: 25% vests on January 31, 2017, with the remaining 75% vesting ratably on a monthly basis thereafter over three years.

Read SEC document
February 10, 2021 Filed Feb 10, 2021 23:10 UTC
DEBONIS TODDDirector · President and CEO
SaleCommon Stock 34,546 $3.71 $128,165.66
Disclosure

SEC source: 0001580231-21-000014 · edgardoc.xml · nonDerivative · entry 6

DEBONIS TODD · CIK 0001198818 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,113,709

F1 · security: THIS TRANSACTION WAS MADE PURSUANT TO A RULE 10B5-1 TRADING PLAN ADOPTED BY MR. DEBONIS IN AUGUST 2020. THE RULE 10B5-1 TRADING PLAN PROVIDES FOR THE EXERCISE AND SAME-DAY SALE OF EXPIRING STOCK OPTIONS HELD BY MR. DEBONIS AT A PRE-SPECIFIED PRICE PRIOR TO STOCK OPTION EXPIRATION.

Read SEC document
February 10, 2021 Filed Feb 10, 2021 23:10 UTC
DEBONIS TODDDirector · President and CEO
Exercise / conversionCommon Stock 34,546 $2.46 $84,983.16
Disclosure

SEC source: 0001580231-21-000014 · edgardoc.xml · nonDerivative · entry 5

DEBONIS TODD · CIK 0001198818 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,148,255

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: THIS TRANSACTION WAS MADE PURSUANT TO A RULE 10B5-1 TRADING PLAN ADOPTED BY MR. DEBONIS IN AUGUST 2020. THE RULE 10B5-1 TRADING PLAN PROVIDES FOR THE EXERCISE AND SAME-DAY SALE OF EXPIRING STOCK OPTIONS HELD BY MR. DEBONIS AT A PRE-SPECIFIED PRICE PRIOR TO STOCK OPTION EXPIRATION.

Read SEC document
February 09, 2021 Filed Feb 10, 2021 23:10 UTC
DEBONIS TODDDirector · President and CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 106,871 $3.72 Strike: $2.46 $397,250.19
Disclosure

SEC source: 0001580231-21-000014 · edgardoc.xml · derivative · entry 8

DEBONIS TODD · CIK 0001198818 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,683

Underlying: Common Stock · 106,871 shares

Expires 2022-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: THIS TRANSACTION WAS MADE PURSUANT TO A RULE 10B5-1 TRADING PLAN ADOPTED BY MR. DEBONIS IN AUGUST 2020. THE RULE 10B5-1 TRADING PLAN PROVIDES FOR THE EXERCISE AND SAME-DAY SALE OF EXPIRING STOCK OPTIONS HELD BY MR. DEBONIS AT A PRE-SPECIFIED PRICE PRIOR TO STOCK OPTION EXPIRATION.

F2 · derivative.exercise_date: 25% vests on January 31, 2017, with the remaining 75% vesting ratably on a monthly basis thereafter over three years.

Read SEC document
February 09, 2021 Filed Feb 10, 2021 23:10 UTC
DEBONIS TODDDirector · President and CEO
SaleCommon Stock 106,871 $3.72 $397,250.19
Disclosure

SEC source: 0001580231-21-000014 · edgardoc.xml · nonDerivative · entry 4

DEBONIS TODD · CIK 0001198818 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,113,709

F1 · security: THIS TRANSACTION WAS MADE PURSUANT TO A RULE 10B5-1 TRADING PLAN ADOPTED BY MR. DEBONIS IN AUGUST 2020. THE RULE 10B5-1 TRADING PLAN PROVIDES FOR THE EXERCISE AND SAME-DAY SALE OF EXPIRING STOCK OPTIONS HELD BY MR. DEBONIS AT A PRE-SPECIFIED PRICE PRIOR TO STOCK OPTION EXPIRATION.

Read SEC document
February 09, 2021 Filed Feb 10, 2021 23:10 UTC
DEBONIS TODDDirector · President and CEO
Exercise / conversionCommon Stock 106,871 $2.46 $262,902.66
Disclosure

SEC source: 0001580231-21-000014 · edgardoc.xml · nonDerivative · entry 3

DEBONIS TODD · CIK 0001198818 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,220,580

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: THIS TRANSACTION WAS MADE PURSUANT TO A RULE 10B5-1 TRADING PLAN ADOPTED BY MR. DEBONIS IN AUGUST 2020. THE RULE 10B5-1 TRADING PLAN PROVIDES FOR THE EXERCISE AND SAME-DAY SALE OF EXPIRING STOCK OPTIONS HELD BY MR. DEBONIS AT A PRE-SPECIFIED PRICE PRIOR TO STOCK OPTION EXPIRATION.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 23:10 UTC
DEBONIS TODDDirector · President and CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 12,446 $3.71 Strike: $2.46 $46,174.66
Disclosure

SEC source: 0001580231-21-000014 · edgardoc.xml · derivative · entry 7

DEBONIS TODD · CIK 0001198818 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337,554

Underlying: Common Stock · 12,446 shares

Expires 2022-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: THIS TRANSACTION WAS MADE PURSUANT TO A RULE 10B5-1 TRADING PLAN ADOPTED BY MR. DEBONIS IN AUGUST 2020. THE RULE 10B5-1 TRADING PLAN PROVIDES FOR THE EXERCISE AND SAME-DAY SALE OF EXPIRING STOCK OPTIONS HELD BY MR. DEBONIS AT A PRE-SPECIFIED PRICE PRIOR TO STOCK OPTION EXPIRATION.

F2 · derivative.exercise_date: 25% vests on January 31, 2017, with the remaining 75% vesting ratably on a monthly basis thereafter over three years.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 23:10 UTC
DEBONIS TODDDirector · President and CEO
SaleCommon Stock 12,446 $3.71 $46,174.66
Disclosure

SEC source: 0001580231-21-000014 · edgardoc.xml · nonDerivative · entry 2

DEBONIS TODD · CIK 0001198818 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,113,709

F1 · security: THIS TRANSACTION WAS MADE PURSUANT TO A RULE 10B5-1 TRADING PLAN ADOPTED BY MR. DEBONIS IN AUGUST 2020. THE RULE 10B5-1 TRADING PLAN PROVIDES FOR THE EXERCISE AND SAME-DAY SALE OF EXPIRING STOCK OPTIONS HELD BY MR. DEBONIS AT A PRE-SPECIFIED PRICE PRIOR TO STOCK OPTION EXPIRATION.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 23:10 UTC
DEBONIS TODDDirector · President and CEO
Exercise / conversionCommon Stock 12,446 $2.46 $30,617.16
Disclosure

SEC source: 0001580231-21-000014 · edgardoc.xml · nonDerivative · entry 1

DEBONIS TODD · CIK 0001198818 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,126,155

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: THIS TRANSACTION WAS MADE PURSUANT TO A RULE 10B5-1 TRADING PLAN ADOPTED BY MR. DEBONIS IN AUGUST 2020. THE RULE 10B5-1 TRADING PLAN PROVIDES FOR THE EXERCISE AND SAME-DAY SALE OF EXPIRING STOCK OPTIONS HELD BY MR. DEBONIS AT A PRE-SPECIFIED PRICE PRIOR TO STOCK OPTION EXPIRATION.

Read SEC document
January 29, 2021 Filed Feb 1, 2021 21:15 UTC
Nader EliasVP and Chief Financial Officer
PurchaseCommon Stock 3,000 $2.60 $7,803.00
Disclosure

SEC source: 0001580231-21-000012 · edgardoc.xml · nonDerivative · entry 1

Nader Elias · CIK 0001571322 · VP and Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,896

F1 · price: The reporting person is voluntarily reporting the acquisition of shares of the Company's common stock pursuant to the Company's Employee Stock Purchase Plan (ESPP) and the purchase price reflects the allowable discount allowed under the ESPP. This transaction is exempt under Rule 16b-3(c).

Read SEC document
January 15, 2021 Filed Jan 19, 2021 21:13 UTC GrantCommon Stock 4,546 Not disclosed Not disclosed
Disclosure

SEC source: 0001580231-21-000010 · edgardoc.xml · nonDerivative · entry 1

GIBSON C SCOTT · CIK 0001192754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,463

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock upon vesting. The restricted stock units vested 100% on the grant date.

Read SEC document
January 15, 2021 Filed Jan 19, 2021 21:13 UTC GrantCommon Stock 5,957 Not disclosed Not disclosed
Disclosure

SEC source: 0001580231-21-000009 · edgardoc.xml · nonDerivative · entry 1

SANQUINI RICHARD L · CIK 0001228342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,103

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock upon vesting. The restricted stock units vested 100% on the grant date.

Read SEC document
January 15, 2021 Filed Jan 19, 2021 21:12 UTC GrantCommon Stock 4,115 Not disclosed Not disclosed
Disclosure

SEC source: 0001580231-21-000008 · edgardoc.xml · nonDerivative · entry 1

Tupman David J. · CIK 0001603917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,199

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock upon vesting. The restricted stock units vested 100% on the grant date.

Read SEC document
January 15, 2021 Filed Jan 19, 2021 21:12 UTC GrantCommon Stock 4,859 Not disclosed Not disclosed
Disclosure

SEC source: 0001580231-21-000007 · edgardoc.xml · nonDerivative · entry 1

HENEGHAN DANIEL · CIK 0001224906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,637

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock upon vesting. The restricted stock units vested 100% on the grant date.

Read SEC document
January 15, 2021 Filed Jan 19, 2021 21:12 UTC GrantCommon Stock 3,762 Not disclosed Not disclosed
Disclosure

SEC source: 0001580231-21-000006 · edgardoc.xml · nonDerivative · entry 1

Bunszel Amy L · CIK 0001770713 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,076

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock upon vesting. The restricted stock units vested 100% on the grant date.

Read SEC document
October 15, 2020 Filed Oct 19, 2020 20:04 UTC GrantCommon Stock 5,808 Not disclosed Not disclosed
Disclosure

SEC source: 0001580231-20-000048 · edgardoc.xml · nonDerivative · entry 1

Tupman David J. · CIK 0001603917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,084

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock upon vesting. The restricted stock units vested 100% on the grant date.

Read SEC document
October 15, 2020 Filed Oct 19, 2020 20:04 UTC GrantCommon Stock 8,408 Not disclosed Not disclosed
Disclosure

SEC source: 0001580231-20-000047 · edgardoc.xml · nonDerivative · entry 1

SANQUINI RICHARD L · CIK 0001228342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,146

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock upon vesting. The restricted stock units vested 100% on the grant date.

Read SEC document
October 15, 2020 Filed Oct 19, 2020 20:03 UTC GrantCommon Stock 6,859 Not disclosed Not disclosed
Disclosure

SEC source: 0001580231-20-000046 · edgardoc.xml · nonDerivative · entry 1

HENEGHAN DANIEL · CIK 0001224906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,778

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock upon vesting. The restricted stock units vested 100% on the grant date.

Read SEC document
October 15, 2020 Filed Oct 19, 2020 20:03 UTC GrantCommon Stock 6,416 Not disclosed Not disclosed
Disclosure

SEC source: 0001580231-20-000045 · edgardoc.xml · nonDerivative · entry 1

GIBSON C SCOTT · CIK 0001192754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,917

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock upon vesting. The restricted stock units vested 100% on the grant date.

Read SEC document
October 15, 2020 Filed Oct 19, 2020 20:03 UTC GrantCommon Stock 5,310 Not disclosed Not disclosed
Disclosure

SEC source: 0001580231-20-000044 · edgardoc.xml · nonDerivative · entry 1

Bunszel Amy L · CIK 0001770713 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,314

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock upon vesting. The restricted stock units vested 100% on the grant date.

Read SEC document
August 21, 2020 Filed Aug 24, 2020 20:51 UTC PurchaseCommon Stock 10,000 $2.33 $23,299.00
Disclosure

SEC source: 0001580231-20-000038 · edgardoc.xml · nonDerivative · entry 1

HENEGHAN DANIEL · CIK 0001224906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,919

Read SEC document
August 17, 2020 Filed Aug 17, 2020 22:40 UTC
DEBONIS TODDDirector · President and CEO
GrantCommon Stock 26,899 Not disclosed Not disclosed
Disclosure

SEC source: 0001580231-20-000036 · edgardoc.xml · nonDerivative · entry 2

DEBONIS TODD · CIK 0001198818 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,113,709

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock. The restricted stock units will vest 100% on August 15, 2021.

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August 17, 2020 Filed Aug 17, 2020 22:40 UTC PurchaseCommon Stock 8,333 $2.42 $20,161.69
Disclosure

SEC source: 0001580231-20-000035 · edgardoc.xml · nonDerivative · entry 1

GIBSON C SCOTT · CIK 0001192754 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 10,283

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August 17, 2020 Filed Aug 17, 2020 22:39 UTC
Nader EliasVP and Chief Financial Officer
Tax withholdingCommon Stock 22,459 $2.35 $52,783.14
Disclosure

SEC source: 0001580231-20-000034 · edgardoc.xml · nonDerivative · entry 2

Nader Elias · CIK 0001571322 · VP and Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,896

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August 17, 2020 Filed Aug 17, 2020 22:39 UTC
Nader EliasVP and Chief Financial Officer
GrantCommon Stock 18,355 Not disclosed Not disclosed
Disclosure

SEC source: 0001580231-20-000034 · edgardoc.xml · nonDerivative · entry 1

Nader Elias · CIK 0001571322 · VP and Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,355

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock. The restricted stock units will vest 100% on August 15, 2021.

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August 14, 2020 Filed Aug 17, 2020 22:40 UTC
DEBONIS TODDDirector · President and CEO
PurchaseCommon Stock 17,000 $2.39 $40,602.80
Disclosure

SEC source: 0001580231-20-000036 · edgardoc.xml · nonDerivative · entry 1

DEBONIS TODD · CIK 0001198818 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,086,810

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July 15, 2020 Filed Jul 16, 2020 20:43 UTC GrantCommon Stock 4,546 Not disclosed Not disclosed
Disclosure

SEC source: 0001580231-20-000030 · edgardoc.xml · nonDerivative · entry 1

GIBSON C SCOTT · CIK 0001192754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,501

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock upon vesting. The restricted stock units vested 100% on the grant date.

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July 15, 2020 Filed Jul 16, 2020 20:42 UTC GrantCommon Stock 5,957 Not disclosed Not disclosed
Disclosure

SEC source: 0001580231-20-000029 · edgardoc.xml · nonDerivative · entry 1

SANQUINI RICHARD L · CIK 0001228342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,738

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock upon vesting. The restricted stock units vested 100% on the grant date.

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July 15, 2020 Filed Jul 16, 2020 20:42 UTC GrantCommon Stock 4,115 Not disclosed Not disclosed
Disclosure

SEC source: 0001580231-20-000028 · edgardoc.xml · nonDerivative · entry 1

Tupman David J. · CIK 0001603917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,276

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock upon vesting. The restricted stock units vested 100% on the grant date.

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July 15, 2020 Filed Jul 16, 2020 20:41 UTC GrantCommon Stock 4,859 Not disclosed Not disclosed
Disclosure

SEC source: 0001580231-20-000027 · edgardoc.xml · nonDerivative · entry 1

HENEGHAN DANIEL · CIK 0001224906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,919

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock upon vesting. The restricted stock units vested 100% on the grant date.

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July 15, 2020 Filed Jul 16, 2020 20:41 UTC GrantCommon Stock 3,762 Not disclosed Not disclosed
Disclosure

SEC source: 0001580231-20-000026 · edgardoc.xml · nonDerivative · entry 1

Bunszel Amy L · CIK 0001770713 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,004

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock upon vesting. The restricted stock units vested 100% on the grant date.

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May 18, 2020 Filed May 19, 2020 20:01 UTC SaleCommon Stock 6,700 $3.50 $23,450.00
Disclosure

SEC source: 0001040161-20-000028 · edgardoc.xml · nonDerivative · entry 3

Tupman David J. · CIK 0001603917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,161

F2 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by Dr. Tupman in February 2020. The Rule 10b5-1 trading plan provides for the sale on a pre-specified date of up to 7,200 of the shares that were released to Dr. Tupman on May 14, 2020 in connection with the annual grant awarded to him upon reelection to the Board of Directors on May 15, 2019.

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May 15, 2020 Filed May 19, 2020 20:03 UTC GrantCommon Stock 19,247 Not disclosed Not disclosed
Disclosure

SEC source: 0001040161-20-000030 · edgardoc.xml · nonDerivative · entry 1

GIBSON C SCOTT · CIK 0001192754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,955

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock. The restricted stock units will vest in full on the first to occur of (1) the day before the next annual meeting of the registrant's shareholders that follows the grant date or (2) the first anniversary of the grant date. The restricted stock units will be paid upon vesting, subject to any election by the reporting person to defer payment of the units to a later date.

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May 15, 2020 Filed May 19, 2020 20:02 UTC GrantCommon Stock 19,247 Not disclosed Not disclosed
Disclosure

SEC source: 0001040161-20-000029 · edgardoc.xml · nonDerivative · entry 1

SANQUINI RICHARD L · CIK 0001228342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,781

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock. The restricted stock units will vest in full on the first to occur of (1) the day before the next annual meeting of the registrant's shareholders that follows the grant date or (2) the first anniversary of the grant date. The restricted stock units will be paid upon vesting, subject to any election by the reporting person to defer payment of the units to a later date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.