PW

SEC source: 0001493152-20-014295 · ownership.xml · nonDerivative · entry 1

Susman William · CIK 0001522258 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,100

F1 · price: On 7/28/20 Mr. Susman was granted 700 shares as compensation which vests 25% on 9/30/20, 12/31/20, 3/31/21 and 6/30/21.

F2 · balance_after: After giving effect to the reported transaction(s), Mr. Susman has beneficial ownership of 7,100 shares including a non-qualified option to acquire 2,000 shares of common stock that was granted on 8/13/12 and has a 10 year term.

SEC source: 0001493152-20-001835 · ownership.xml · nonDerivative · entry 1

Lesser David H · CIK 0001479527 · Director · CEO, Secretary, Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 508,217

F1 · balance_after: After giving effect to the reported transaction(s), Mr. Lesser has beneficial ownership of 508,217 shares (including restricted stock and option equity grants (vested and unvested) under the Trust's 2012 Equity Incentive Plan). A non qualified stock option to acquire 100,000 common shares ("Option") was awarded on August 13, 2012, pursuant to the Trust's 2012 Equity Incentive Plan. The Option vested in three equal annual installments beginning with the first anniversary of the respective grants. The Options have a 10-year term and a strike price equal to the closing price of the stock on August 13, 2012.

SEC source: 0001493152-20-001673 · ownership.xml · nonDerivative · entry 1

Lesser David H · CIK 0001479527 · Director · CEO, Secretary, Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 507,417

F1 · price: On February 5, 2020, Mr. Lesser was granted 40,000 shares as compensation which vests quarterly over three years with the first vesting to occur on 3/31/2020.

F2 · balance_after: After giving effect to the reported transaction(s), Mr. Lesser has beneficial ownership of 507,417 shares (including restricted stock and option equity grants (vested and unvested) under the Trust's 2012 Equity Incentive Plan). A non qualified stock option to acquire 100,000 common shares ("Option") was awarded on August 13, 2012, pursuant to the Trust's 2012 Equity Incentive Plan. The Option vested in three equal annual installments beginning with the first anniversary of the respective grants. The Options have a 10-year term and a strike price equal to the closing price of the stock on August 13, 2012.

SEC source: 0001493152-19-009948 · ownership.xml · nonDerivative · entry 1

Hobor Justinian · CIK 0001668755 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,173

F1 · price: On 6/28/19 Mr. Hobor was granted 700 shares as compensation which vests 25% on 6/30/19, 9/30/19, 12/31/19 and 3/31/20.

F2 · balance_after: Includes 9,104 shares directly owned by Justinan R. Hobor, 10,000 shares owned by Roundwood Capital, LLC where Justinian R. Hobor is a managing member, and 33,069 shares where Justinian R. Hobor has limited power of attorney to execute transactions on behalf of his advisory clients. Mr. Hobor does not have voting authority over advisory client shares.

SEC source: 0001493152-19-009944 · ownership.xml · nonDerivative · entry 1

WENGER VIRGIL E · CIK 0001195828 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

F1 · price: On 6/28/19 Mr. Wenger was granted 700 shares as compensation which vests 25% on 6/30/19, 9/30/19, 12/31/19 and 3/31/20.

F2 · balance_after: After giving effect to the reported transaction(s), Mr. Wenger has beneficial ownership of 6,000 shares including a non-qualified option to acquire 2,000 shares of common stock that was granted on 8/13/12 and has a 10 year term.

SEC source: 0001493152-19-009947 · ownership.xml · nonDerivative · entry 1

Haynes Patrick R III · CIK 0001508949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,937

F1 · price: On 6/28/19 Mr. Haynes was granted 700 shares as compensation which vests 25% on 6/30/19, 9/30/19, 12/31/19 and 3/31/20.

F2 · balance_after: After giving effect to the reported transaction(s), Mr. Haynes has beneficial ownership of 6,937 shares including a non-qualified option to acquire 2,000 shares of common stock that was granted on 8/13/12 and has a 10 year term.

SEC source: 0001493152-19-009945 · ownership.xml · nonDerivative · entry 1

Susman William · CIK 0001522258 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,400

F1 · price: On 6/28/19 Mr. Susman was granted 700 shares as compensation which vests 25% on 6/30/19, 9/30/19, 12/31/19 and 3/31/20.

F2 · balance_after: After giving effect to the reported transaction(s), Mr. Susman has beneficial ownership of 6,400 shares including a non-qualified option to acquire 2,000 shares of common stock that was granted on 8/13/12 and has a 10 year term.

SEC source: 0001493152-19-010122 · ownership.xml · nonDerivative · entry 1

Haynes Patrick R III · CIK 0001508949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,937

F1 · price: On 6/28/19 Mr. Haynes was granted 700 shares as compensation which vests 25% on 6/30/19, 9/30/19, 12/31/19 and 3/31/20.

F2 · balance_after: After giving effect to the reported transaction(s), Mr. Haynes has beneficial ownership of 7,937 shares including a non-qualified option to acquire 2,000 shares of common stock that was granted on 8/13/12 and has a 10 year term. The original filing incorrectly listed the number of shares Patrick Haynes has on behalf of clients as 6,937. This amendment corrects that error.

SEC source: 0001493152-19-009265 · ownership.xml · nonDerivative · entry 1

Lesser David H · CIK 0001479527 · Director · CEO, Secretary, Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 467,417

F1 · balance_after: After giving effect to the reported transaction(s), Mr. Lesser has beneficial ownership of 467,417 shares (including restricted stock and option equity grants (vested and unvested) under the Trust's 2012 Equity Incentive Plan). A non qualified stock option to acquire 100,000 common shares ("Option") was awarded on August 13, 2012, pursuant to the Trust's 2012 Equity Incentive Plan. The Option vested in three equal annual installments beginning with the first anniversary of the respective grants. The Options have a 10-year term and a strike price equal to the closing price of the stock on August 13, 2012.

SEC source: 0001493152-19-009119 · ownership.xml · nonDerivative · entry 1

Lesser David H · CIK 0001479527 · Director · CEO, Secretary, Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 467,414

F1 · balance_after: After giving effect to the reported transaction(s), Mr. Lesser has beneficial ownership of 467,414 shares (including restricted stock and option equity grants (vested and unvested) under the Trust's 2012 Equity Incentive Plan). A non qualified stock option to acquire 100,000 common shares ("Option") was awarded on August 13, 2012, pursuant to the Trust's 2012 Equity Incentive Plan. The Option vested in three equal annual installments beginning with the first anniversary of the respective grants. The Options have a 10-year term and a strike price equal to the closing price of the stock on August 13, 2012.

SEC source: 0001493152-19-008510 · ownership.xml · nonDerivative · entry 1

Lesser David H · CIK 0001479527 · Director · CEO, Secretary, Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 466,014

F1 · balance_after: After giving effect to the reported transaction(s), Mr. Lesser has beneficial ownership of 466,014 shares (including restricted stock and option equity grants (vested and unvested) under the Trust's 2012 Equity Incentive Plan). A non qualified stock option to acquire 100,000 common shares ("Option") was awarded on August 13, 2012, pursuant to the Trust's 2012 Equity Incentive Plan. The Option vested in three equal annual installments beginning with the first anniversary of the respective grants. The Options have a 10-year term and a strike price equal to the closing price of the stock on August 13, 2012.

SEC source: 0001493152-19-008036 · ownership.xml · nonDerivative · entry 1

Lesser David H · CIK 0001479527 · Director · CEO, Secretary, Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 461,714

F1 · balance_after: After giving effect to the reported transaction(s), Mr. Lesser has beneficial ownership of 461,514 shares: 368,974 directly (including restricted stock and option equity grants (vested and unvested) under the Trust's 2012 Equity Incentive Plan), 92,930 through Hudson Bay Partners LP. A non qualified stock option to acquire 100,000 common shares ("Option") was awarded on August 13, 2012, pursuant to the Trust's 2012 Equity Incentive Plan. The Option vested in three equal annual installments beginning with the first anniversary of the respective grants. The Options have a 10-year term and a strike price equal to the closing price of the stock on August 13, 2012.

SEC source: 0001493152-19-006963 · ownership.xml · nonDerivative · entry 1

Lesser David H · CIK 0001479527 · Director · CEO, Secretary, Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 461,314

F1 · balance_after: After giving effect to the reported transaction(s), Mr. Lesser has beneficial ownership of 461,314 shares: 368,974 directly (including restricted stock and option equity grants (vested and unvested) under the Trust's 2012 Equity Incentive Plan), 92,430 through Hudson Bay Partners LP. A non qualified stock option to acquire 100,000 common shares ("Option") was awarded on August 13, 2012, pursuant to the Trust's 2012 Equity Incentive Plan. The Option vested in three equal annual installments beginning with the first anniversary of the respective grants. The Options have a 10-year term and a strike price equal to the closing price of the stock on August 13, 2012.

SEC source: 0001493152-19-006834 · ownership.xml · nonDerivative · entry 1

Lesser David H · CIK 0001479527 · Director · CEO, Secretary, Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 460,814

F1 · balance_after: After giving effect to the reported transaction(s), Mr. Lesser has beneficial ownership of 460,814 shares: 368,974 directly (including restricted stock and option equity grants (vested and unvested) under the Trust's 2012 Equity Incentive Plan), 91,930 through Hudson Bay Partners LP. A non qualified stock option to acquire 100,000 common shares ("Option") was awarded on August 13, 2012, pursuant to the Trust's 2012 Equity Incentive Plan. The Option vested in three equal annual installments beginning with the first anniversary of the respective grants. The Options have a 10-year term and a strike price equal to the closing price of the stock on August 13, 2012.

SEC source: 0001493152-19-006346 · ownership.xml · nonDerivative · entry 1

Lesser David H · CIK 0001479527 · Director · CEO, Secretary, Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 460,314

F1 · balance_after: After giving effect to the reported transaction(s), Mr. Lesser has beneficial ownership of 460,314 shares: 368,974 directly (including restricted stock and option equity grants (vested and unvested) under the Trust's 2012 Equity Incentive Plan), 91,430 through Hudson Bay Partners LP. A non qualified stock option to acquire 100,000 common shares ("Option") was awarded on August 13, 2012, pursuant to the Trust's 2012 Equity Incentive Plan. The Option vested in three equal annual installments beginning with the first anniversary of the respective grants. The Options have a 10-year term and a strike price equal to the closing price of the stock on August 13, 2012.

SEC source: 0001493152-19-006025 · ownership.xml · nonDerivative · entry 1

Lesser David H · CIK 0001479527 · Director · CEO, Secretary, Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 459,714

F1 · balance_after: After giving effect to the reported transaction(s), Mr. Lesser has beneficial ownership of 459,714 shares: 368,974 directly (including restricted stock and option equity grants (vested and unvested) under the Trust's 2012 Equity Incentive Plan), 90,830 through Hudson Bay Partners LP. A non qualified stock option to acquire 100,000 common shares ("Option") was awarded on August 13, 2012, pursuant to the Trust's 2012 Equity Incentive Plan. The Option vested in three equal annual installments beginning with the first anniversary of the respective grants. The Options have a 10-year term and a strike price equal to the closing price of the stock on August 13, 2012.

SEC source: 0001493152-19-005880 · ownership.xml · nonDerivative · entry 1

Lesser David H · CIK 0001479527 · Director · CEO, Secretary, Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 459,212

F1 · balance_after: After giving effect to the reported transaction(s), Mr. Lesser has beneficial ownership of 459,212 shares: 368,974 directly (including restricted stock and option equity grants (vested and unvested) under the Trust's 2012 Equity Incentive Plan), 90,238 through Hudson Bay Partners LP. A non qualified stock option to acquire 100,000 common shares ("Option") was awarded on August 13, 2012, pursuant to the Trust's 2012 Equity Incentive Plan. The Option vested in three equal annual installments beginning with the first anniversary of the respective grants. The Options have a 10-year term and a strike price equal to the closing price of the stock on August 13, 2012.

SEC source: 0001493152-18-013996 · ownership.xml · nonDerivative · entry 1

Hobor Justinian · CIK 0001668755 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,473

F1 · price: On 9/30/18 Mr. Hobor was granted 700 shares as compensation which vests 50% on 9/30/18 and 25% each on 12/31/18 and 3/31/19.

F2 · balance_after: Includes 8,404 shares directly owned by Justinan R. Hobor, 10,000 shares owned by Roundwood Capital, LLC where Justinian R. Hobor is a managing member, and 33,069 shares where Justinian R. Hobor has limited power of attorney to execute transactions on behalf of his advisory clients. Mr. Hobor does not have voting authority over advisory client shares.

SEC source: 0001493152-18-013998 · ownership.xml · nonDerivative · entry 1

Lesser David H · CIK 0001479527 · Director · CEO, Secretary, Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 458,522

F1 · price: On September 30, 2018, Mr. Lesser was granted 40,000 shares as compensation which vests quarterly over three years with the first vesting to occur on 9//30/18.

F2 · balance_after: After giving effect to the reported transaction(s), Mr. Lesser has beneficial ownership of 458,522 shares: 368,284 directly (including restricted stock and option equity grants (vested and unvested) under the Trust's 2012 Equity Incentive Plan), 90,238 through Hudson Bay Partners LP. A non qualified stock option to acquire 100,000 common shares ("Option") was awarded on August 13, 2012, pursuant to the Trust's 2012 Equity Incentive Plan. The Option vested in three equal annual installments beginning with the first anniversary of the respective grants. The Options have a 10-year term and a strike price equal to the closing price of the stock on August 13, 2012.

SEC source: 0001493152-18-013991 · ownership.xml · nonDerivative · entry 1

WENGER VIRGIL E · CIK 0001195828 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,300

F1 · price: On 9/30/18 Mr. Wenger was granted 700 shares as compensation which vests 50% on 9/30/18 and 25% each on 12/31/18 and 3/31/19.

F2 · balance_after: After giving effect to the reported transaction(s), Mr. Wenger has beneficial ownership of 5,300 shares including a non-qualified option to acquire 2,000 shares of common stock that was granted on 8/13/12 and has a 10 year term.

SEC source: 0001493152-18-013994 · ownership.xml · nonDerivative · entry 1

Haynes Patrick R III · CIK 0001508949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,237

F1 · price: On 9/30/18 Mr. Haynes was granted 700 shares as compensation which vests 50% on 9/30/18 and 25% each on 12/31/18 and 3/31/19.

F2 · balance_after: After giving effect to the reported transaction(s), Mr. Haynes has beneficial ownership of 6,237 shares including a non-qualified option to acquire 2,000 shares of common stock that was granted on 8/13/12 and has a 10 year term.

SEC source: 0001493152-18-013990 · ownership.xml · nonDerivative · entry 1

Susman William · CIK 0001522258 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,700

F1 · price: On 9/30/18 Mr. Susman was granted 700 shares as compensation which vests 50% on 9/30/18 and 25% each on 12/31/18 and 3/31/19.

F2 · balance_after: After giving effect to the reported transaction(s), Mr. Susman has beneficial ownership of 5,700 shares including a non-qualified option to acquire 2,000 shares of common stock that was granted on 8/13/12 and has a 10 year term.

SEC source: 0001493152-18-001302 · form4.xml · nonDerivative · entry 1

Lesser David H · CIK 0001479527 · Director · CEO, Secretary, Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 418,522

F2 · kind: The purpose of this Form 4 filing is to reflect that on January 30, 2018, HBP PW LLC (an affiliate managed by David H. Lesser) completed an in-kind stock distribution of 54,263 shares of common stock of Power REIT to a third-party investor in HBP PW LLC. Accordingly, such shares are no longer reportable by David H. Lesser.

F1 · balance_after: After giving effect to the reported transaction(s), Mr. Lesser has beneficial ownership of 418,522 shares: 328,284 directly (including restricted stock and option equity grants (vested and unvested) under the Trust's 2012 Equity Incentive Plan), 90,238 through Hudson Bay Partners LP. A non qualified stock option to acquire 100,000 common shares ("Option") was awarded on August 13, 2012, pursuant to the Trust's 2012 Equity Incentive Plan. The Option vested in three equal annual installments beginning with the first anniversary of the respective grants. The Options have a 10-year term and a strike price equal to the closing price of the stock on August 13, 2012.

SEC source: 0001493152-17-011355 · form4.xml · nonDerivative · entry 2

Lesser David H · CIK 0001479527 · Director · CEO, Secretary, Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 472,785

F1 · balance_after: After giving effect to the reported transaction(s), Mr. Lesser has beneficial ownership of 472,785 shares: 190,284 directly (including restricted stock and option equity grants (vested and unvested) under the Trust's 2012 Equity Incentive Plan), 90,238 through Hudson Bay Partners LP, a wholly owned affiliate, and 54,263 through HBP PW LLC, an affiliate managed by David H. Lesser. Approximately 99.8% of the share capital of HBP PW LLC has been provided by a third-party investor. A non qualified stock option to acquire 100,000 common shares ("Option") (1) and 20,000 (1) restricted shares of common stock ("Restricted Stock") were awarded on August 13, 2012, pursuant to the Trust's 2012 Equity Incentive Plan. The Option and Restricted Stock awards vest in three equal annual installments beginning with the first anniversary of the respective grants. The Options have a 10-year term and a strike price equal to the closing price of the stock on August 13, 2012.

F2 · balance_after: On June 30, 2014, 40,000 restricted shares of common stock were granted to David H. Lesser pursuant to the Trust's 2012 Equity Incentive Plan which vests over three years in 12 equal quarterly installments beginning with Q2 2014. On September 10, 2015 9,400 restricted shares of common stock which vests over twelve quarterly periods beginning with 9/30/15. On 5/5/16 Mr. Lesser was granted 40,000 shares as compensation which vests quarterly over three years with the first vesting to occur on 6/30/16. On May 31, 2017, Mr. Lesser was granted 40,000 shares as compensation which vests quarterly over three years with the first vesting to occur on 6/30/17.

SEC source: 0001493152-17-011355 · form4.xml · nonDerivative · entry 1

Lesser David H · CIK 0001479527 · Director · CEO, Secretary, Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 471,785

SEC source: 0001493152-17-010152 · form4.xml · nonDerivative · entry 3

Lesser David H · CIK 0001479527 · Director · CEO, Secretary, Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 470,785

F1 · balance_after: After giving effect to the reported transaction(s), Mr. Lesser has beneficial ownership of 470,785 shares: 189,284 directly (including restricted stock and option equity grants (vested and unvested) under the Trust's 2012 Equity Incentive Plan), 89,238 through Hudson Bay Partners LP, a wholly owned affiliate, and 54,263 through HBP PW LLC, an affiliate managed by David H. Lesser. Approximately 99.8% of the share capital of HBP PW LLC has been provided by a third-party investor. A non qualified stock option to acquire 100,000 common shares ("Option") (1) and 20,000 (1) restricted shares of common stock ("Restricted Stock") were awarded on August 13, 2012, pursuant to the Trust's 2012 Equity Incentive Plan. The Option and Restricted Stock awards vest in three equal annual installments beginning with the first anniversary of the respective grants. The Options have a 10-year term and a strike price equal to the closing price of the stock on August 13, 2012.

F2 · balance_after: On June 30, 2014, 40,000 restricted shares of common stock were granted to David H. Lesser pursuant to the Trust's 2012 Equity Incentive Plan which vests over three years in 12 equal quarterly installments beginning with Q2 2014. On September 10, 2015 9,400 restricted shares of common stock which vests over twelve quarterly periods beginning with 9/30/15. On 5/5/16 Mr. Lesser was granted 40,000 shares as compensation which vests quarterly over three years with the first vesting to occur on 6/30/16. On May 31, 2017, Mr. Lesser was granted 40,000 shares as compensation which vests quarterly over three years with the first vesting to occur on 6/30/17.

SEC source: 0001493152-17-010152 · form4.xml · nonDerivative · entry 2

Lesser David H · CIK 0001479527 · Director · CEO, Secretary, Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 470,285

SEC source: 0001493152-17-010152 · form4.xml · nonDerivative · entry 1

Lesser David H · CIK 0001479527 · Director · CEO, Secretary, Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 469,350

SEC source: 0001493152-17-007532 · form4.xml · nonDerivative · entry 1

Hobor Justinian · CIK 0001668755 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,773

F1 · shares: On July 3, 2017 Justinian R. Hobor ended advisory relationships with six clients representing in aggregate 48,561 shares as a consequence Justinian R. Hobor no longer has limited power of attorney to execute transactions involving these shares.

F1 · price: On July 3, 2017 Justinian R. Hobor ended advisory relationships with six clients representing in aggregate 48,561 shares as a consequence Justinian R. Hobor no longer has limited power of attorney to execute transactions involving these shares.

F2 · balance_after: Includes 7,704 shares directly owned by Justinan R. Hobor, 10,000 shares owned by Roundwood Capital, LLC where Justinian R. Hobor is a managing member, and 33,069 shares where Justinian R. Hobor has limited power of attorney to execute transactions on behalf of his advisory clients. Mr. Hobor does not have voting authority over advisory client shares.

SEC source: 0001493152-17-006060 · form4.xml · nonDerivative · entry 1

Hobor Justinian · CIK 0001668755 · Director · CEO, Secretary, Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,334

F1 · price: On 5/31/7 Mr. Hobor was granted 600 shares as compensation which vests 25% on each of 6/30/17, 9/30/17, 12/31/17 and 3/31/18.

F2 · balance_after: Includes 7,704 shares directly owned by Justinan R. Hobor, 10,000 shares owned by Roundwood Capital, LLC where Justinian R. Hobor is a managing member, and 81,630 shares where Justinian R. Hobor has limited power of attorney to execute transactions on behalf of his advisory clients. Mr. Hobor does not have voting authority over advisory client shares.

SEC source: 0001493152-17-006054 · form4.xml · nonDerivative · entry 1

Lesser David H · CIK 0001479527 · Director · CEO, Secretary, Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 468,050

F1 · balance_after: After giving effect to the reported transaction(s), Mr. Lesser has beneficial ownership of 428,050 shares: 188,349 directly (including restricted stock and option equity grants (vested and unvested) under the Trust's 2012 Equity Incentive Plan), 87,438 through Hudson Bay Partners LP, a wholly owned affiliate, and 54,263 through HBP PW LLC, an affiliate managed by David H. Lesser. Approximately 99.8% of the share capital of HBP PW LLC has been provided by a third-party investor. A non qualified stock option to acquire 100,000 common shares ("Option") (1) and 20,000 (1) restricted shares of common stock ("Restricted Stock") were awarded on August 13, 2012, pursuant to the Trust's 2012 Equity Incentive Plan. The Option and Restricted Stock awards vest in three equal annual installments beginning with the first anniversary of the respective grants. The Options have a 10-year term and a strike price equal to the closing price of the stock on August 13, 2012.

F2 · balance_after: On June 30, 2014, 40,000 restricted shares of common stock were granted to David H. Lesser pursuant to the Trust's 2012 Equity Incentive Plan which vests over three years in 12 equal quarterly installments beginning with Q2 2014. On September 10, 2015 9,400 restricted shares of common stock which vests over twelve quarterly periods beginning with 9/30/15. On 5/5/16 Mr. Lesser was granted 40,000 shares as compensation which vests quarterly over three years with the first vesting to occur on 6/30/16. On May 31, 2017, Mr. Lesser was granted 40,000 shares as compensation which vests quarterly over three years with the first vesting to occur on 6/30/17.

SEC source: 0001493152-17-006103 · form4.xml · nonDerivative · entry 1

WENGER VIRGIL E · CIK 0001195828 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,600

F1 · price: On 5/31/7 Mr. Wenger was granted 600 shares as compensation which vests 25% on each of 6/30/17, 9/30/17, 12/31/17 and 3/31/18.

F2 · balance_after: After giving effect to the reported transaction(s), Mr. Wenger has beneficial ownership of 4,600 shares including a non-qualified option to acquire 2,000 shares of common stock that was granted on 8/13/12 and has a 10 year term.

SEC source: 0001493152-17-006058 · form4.xml · nonDerivative · entry 1

Susman William · CIK 0001522258 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,600

F1 · price: On 5/31/17 Mr. Susman was granted 600 shares as compensation which vests 25% on each of 6/30/17, 9/30/17, 12/31/17 and 3/31/18.

F2 · balance_after: After giving effect to the reported transaction(s), Mr. Susman has beneficial ownership of 4,600 shares including a non-qualified option to acquire 2,000 shares of common stock that was granted on 8/13/12 and has a 10 year term.

SEC source: 0001493152-17-006057 · form4.xml · nonDerivative · entry 1

Haynes Patrick R III · CIK 0001508949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,537

F1 · price: On 5/31/17 Mr. Haynes was granted 600 shares as compensation which vests 25% on each of 6/30/17, 9/30/17, 12/31/17 and 3/31/18.

F2 · balance_after: After giving effect to the reported transaction(s), Mr. Haynes has beneficial ownership of 5,537 shares including a non-qualified option to acquire 2,000 shares of common stock that was granted on 8/13/12 and has a 10 year term.

SEC source: 0001493152-16-015943 · form4.xml · nonDerivative · entry 2

Lesser David H · CIK 0001479527 · Director · CEO, Secretary, Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 428,050

F1 · balance_after: After giving effect to the reported transaction(s), Mr. Lesser has beneficial ownership of 428,050 shares: 188,349 directly (including restricted stock and option equity grants (vested and unvested) under the Trust's 2012 Equity Incentive Plan), 87,438 through Hudson Bay Partners LP, a wholly owned affiliate, and 54,263 through HBP PW LLC, an affiliate managed by David H. Lesser. Approximately 99.8% of the share capital of HBP PW LLC has been provided by a third-party investor. A non qualified stock option to acquire 100,000 common shares ("Option") (1) and 20,000 (1) restricted shares of common stock ("Restricted Stock") were awarded on August 13, 2012, pursuant to the Trust's 2012 Equity Incentive Plan. The Option and Restricted Stock awards vest in three equal annual installments beginning with the first anniversary of the respective grants. The Options have a 10-year term and a strike price equal to the closing price of the stock on August 13, 2012.

F2 · balance_after: On June 30, 2014, 40,000 restricted shares of common stock were granted to David H. Lesser pursuant to the Trust's 2012 Equity Incentive Plan which vests over three years in 12 equal quarterly installments beginning with Q2 2014. On September 10, 2015 9,400 restricted shares of common stock which vests over twelve quarterly periods beginning with 9/30/15. On 5/5/16 Mr. Lesser was granted 40,000 shares as compensation which vests quarterly over three years with the first vesting to occur on 6/30/16.

SEC source: 0001493152-16-015943 · form4.xml · nonDerivative · entry 1

Lesser David H · CIK 0001479527 · Director · CEO, Secretary, Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 426,300

SEC source: 0001493152-16-015896 · form4.xml · nonDerivative · entry 1

Lesser David H · CIK 0001479527 · Director · CEO, Secretary, Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425,800

F1 · balance_after: After giving effect to the reported transaction(s), Mr. Lesser has beneficial ownership of 425,800 shares: 186,099 directly (including restricted stock and option equity grants (vested and unvested) under the Trust's 2012 Equity Incentive Plan), 87,438 through Hudson Bay Partners LP, a wholly owned affiliate, and 54,263 through HBP PW LLC, an affiliate managed by David H. Lesser. Approximately 99.8% of the share capital of HBP PW LLC has been provided by a third-party investor. A non qualified stock option to acquire 100,000 common shares ("Option") (1) and 20,000 (1) restricted shares of common stock ("Restricted Stock") were awarded on August 13, 2012, pursuant to the Trust's 2012 Equity Incentive Plan. The Option and Restricted Stock awards vest in three equal annual installments beginning with the first anniversary of the respective grants. The Options have a 10-year term and a strike price equal to the closing price of the stock on August 13, 2012.

F2 · balance_after: On June 30, 2014, 40,000 restricted shares of common stock were granted to David H. Lesser pursuant to the Trust's 2012 Equity Incentive Plan which vests over three years in 12 equal quarterly installments beginning with Q2 2014. On September 10, 2015 9,400 restricted shares of common stock which vests over twelve quarterly periods beginning with 9/30/15. On 5/5/16 Mr. Lesser was granted 40,000 shares as compensation which vests quarterly over three years with the first vesting to occur on 6/30/16.

SEC source: 0001493152-17-004729 · form4a.xml · nonDerivative · entry 1

Hobor Justinian · CIK 0001668755 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,734

F1 · balance_after: Includes 7,104 shares directly owned by Justinan R. Hobor, 10,000 shares owned by Roundwood Capital, LLC where Justinian R. Hobor is a managing member, and 81,630 shares where Justinian R. Hobor has limited power of attorney to execute transactions on behalf of his advisory clients. Mr. Hobor does not have voting authority over advisory client shares. The original filing incorrectly listed the number of shares Justinian Hobor has on behalf of clients as 73,761. This amendment corrects that error.

SEC source: 0001493152-21-013198 · ownership.xml · derivative · entry 2

Lesser David H · CIK 0001479527 · Director · CEO, Secretary, Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2022-08-12

F1 · security: The reporting person was granted non-qualified stock option to acquire 100,000 shares of common stock (the "Option") and 20,000 restricted shares of common stock ("Restricted Stock") on August 13, 2012 pursuant to the Trust's 2012 Equity Incentive Plan. The Option and Restricted Stock awards vest in three-equal annual installments beginning with the first anniversary of the respective grants. The Options have a 10-year term and a strike price of $7.96, which is the price equal to the closing price of the common stock on August 13, 2012.

F2 · security: The reporting person is filing this Form 4/A to correct the Form 4 filed by the reporting person on August 15, 2012 for transactions that took place on August 13, 2012 (the "Original Form 4"), which disclosed the granting of such stock options in Table I rather than Table II. Subsequently to the filing of the Original Form 4, the reporting person also included the unexercised stock options in the total amount of shares owned by the reporting person in subsequently filed Form 4s. Additionally, the Original Form 4 included shares in column 5 of Table I that were owned directly and indirectly by the reporting person, which has also been corrected.

SEC source: 0001493152-21-013200 · ownership.xml · derivative · entry 2

WENGER VIRGIL E · CIK 0001195828 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires 2022-08-12

F1 · security: The reporting person was granted a non-qualified stock option to acquire 2,000 shares of common stock (the "Option") on August 13, 2012 pursuant to the Trust's 2012 Equity Incentive Plan. The Option award vests in three-equal annual installments beginning with the first anniversary of the respective grants. The Options have a 10-year term and a strike price of $7.96, which is the price equal to the closing price of the common stock on August 13, 2012.

F2 · security: The reporting person is filing this Form 4/A to correct the Form 4 filed by the reporting person on August 15, 2012 for transactions that took place on August 13, 2012 (the "Original Form 4"), which disclosed the granting of such stock options in Table I rather than Table II. Subsequently to the filing of the Original Form 4, the reporting person also included the unexercised stock options in the total amount of shares owned by the reporting person in subsequently filed Form 4s. Additionally, the Original Form 4 included shares in column 5 of Table I that were owned directly and indirectly by the reporting person, which has also been corrected.

SEC source: 0001493152-21-013196 · ownership.xml · derivative · entry 2

Haynes Patrick R III · CIK 0001508949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires 2022-08-12

F1 · security: The reporting person was granted a non-qualified stock option to acquire 2,000 shares of common stock (the "Option") on August 13, 2012 pursuant to the Trust's 2012 Equity Incentive Plan. The Option award vests in three-equal annual installments beginning with the first anniversary of the respective grants. The Options have a 10-year term and a strike price of $7.96, which is the price equal to the closing price of the common stock on August 13, 2012.

F2 · security: The reporting person is filing this Form 4/A to correct the Form 4 filed by the reporting person on August 15, 2012 for transactions that took place on August 13, 2012 (the "Original Form 4"), which disclosed the granting of such stock options in Table I rather than Table II. Subsequently to the filing of the Original Form 4, the reporting person also included the unexercised stock options in the total amount of shares owned by the reporting person in subsequently filed Form 4s. Additionally, the Original Form 4 included shares in column 5 of Table I that were owned directly and indirectly by the reporting person, which has also been corrected.

SEC source: 0001493152-21-013207 · ownership.xml · derivative · entry 2

Susman William · CIK 0001522258 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires 2022-08-12

F1 · security: The reporting person was granted a non-qualified stock option to acquire 2,000 shares of common stock (the "Option") on August 13, 2012 pursuant to the Trust's 2012 Equity Incentive Plan. The Option award vests in three-equal annual installments beginning with the first anniversary of the respective grants. The Options have a 10-year term and a strike price of $7.96, which is the price equal to the closing price of the common stock on August 13, 2012.

F2 · security: The reporting person is filing this Form 4/A to correct the Form 4 filed by the reporting person on August 15, 2012 for transactions that took place on August 13, 2012 (the "Original Form 4"), which disclosed the granting of such stock options in Table I rather than Table II. Subsequently to the filing of the Original Form 4, the reporting person also included the unexercised stock options in the total amount of shares owned by the reporting person in subsequently filed Form 4s. Additionally, the Original Form 4 included shares in column 5 of Table I that were owned directly and indirectly by the reporting person, which has also been corrected.