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PUMP

ProPetro Holding Corp.

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4739
SEC CIK
0001680247
Parsed reports
445

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202602
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 01, 2024 Filed Feb 5, 2024 19:07 UTC
SCHORLEMER DAVID SCOTTChief Financial Officer
Exercise / conversionCommon Stock 20,512 Not disclosed Not disclosed
Disclosure

SEC source: 0001680247-24-000013 · wk-form4_1707178027.xml · nonDerivative · entry 1

SCHORLEMER DAVID SCOTT · CIK 0001694614 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,790

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of common stock of the Issuer ("Common Stock") delivered upon vesting and settlement of previously awarded restricted stock units ("RSUs").

F2 · price: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

Read SEC document
November 26, 2023 Filed Nov 28, 2023 17:24 UTC
Fietz Shelby KyleChief Commercial Officer
GrantRestricted Stock Units · Derivative 313,152 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-121701 · tm2331639-2_4seq1.xml · derivative · entry 1

Fietz Shelby Kyle · CIK 0002000378 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 361,631

Underlying: Common Stock · 313,152 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer ("Common Stock") or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in three substantially equal annual installments commencing on November 26, 2024.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer ("Common Stock") or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in three substantially equal annual installments commencing on November 26, 2024.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer ("Common Stock") or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in three substantially equal annual installments commencing on November 26, 2024.

Read SEC document
November 03, 2023 Filed Nov 6, 2023 21:45 UTC
Vion MicheleDirector
SaleCommon Stock 14,426 $10.48 $151,184.48
Disclosure

SEC source: 0001680247-23-000079 · wk-form4_1699307139.xml · nonDerivative · entry 1

Vion Michele · CIK 0001337904 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,668

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.22 to $10.61, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

Read SEC document
October 13, 2023 Filed Oct 16, 2023 16:23 UTC
SCHORLEMER DAVID SCOTTChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 9,070 $0.00 $0.00
Disclosure

SEC source: 0001680247-23-000072 · wk-form4_1697487771.xml · derivative · entry 3

SCHORLEMER DAVID SCOTT · CIK 0001694614 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,339

Underlying: Common Stock · 9,070 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

F4 · derivative.exercise_date: On October 13, 2020, the reporting person was granted 27,210 RSUs, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: On October 13, 2020, the reporting person was granted 27,210 RSUs, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
October 13, 2023 Filed Oct 16, 2023 16:23 UTC
SCHORLEMER DAVID SCOTTChief Financial Officer
Tax withholdingCommon Stock 3,570 $10.41 $37,163.70
Disclosure

SEC source: 0001680247-23-000072 · wk-form4_1697487771.xml · nonDerivative · entry 2

SCHORLEMER DAVID SCOTT · CIK 0001694614 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,278

F3 · shares: Reflects shares of Common Stock withheld to satisfy taxes payable in connection with the vesting and settlement of previously awarded RSUs.

Read SEC document
October 13, 2023 Filed Oct 16, 2023 16:23 UTC
SCHORLEMER DAVID SCOTTChief Financial Officer
Exercise / conversionCommon Stock 9,070 Not disclosed Not disclosed
Disclosure

SEC source: 0001680247-23-000072 · wk-form4_1697487771.xml · nonDerivative · entry 1

SCHORLEMER DAVID SCOTT · CIK 0001694614 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,848

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of common stock of the Issuer ("Common Stock") delivered upon vesting and settlement of previously awarded restricted stock units ("RSUs").

F2 · price: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

Read SEC document
September 18, 2023 Filed Sep 20, 2023 20:43 UTC SaleCommon Stock 20,000 $11.00 $220,000.00
Disclosure

SEC source: 0001680247-23-000070 · wk-form4_1695242626.xml · nonDerivative · entry 1

GOBE PHILLIP A · CIK 0001216483 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168,629

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2023.

Read SEC document
September 12, 2023 Filed Sep 14, 2023 21:43 UTC SaleCommon Stock 15,000 $10.50 $157,500.00
Disclosure

SEC source: 0001680247-23-000067 · wk-form4_1694727780.xml · nonDerivative · entry 1

GOBE PHILLIP A · CIK 0001216483 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 188,629

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2023.

Read SEC document
September 01, 2023 Filed Sep 5, 2023 21:52 UTC SaleCommon Stock 20,000 $10.01 $200,200.00
Disclosure

SEC source: 0001680247-23-000064 · wk-form4_1693950731.xml · nonDerivative · entry 1

GOBE PHILLIP A · CIK 0001216483 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 203,629

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.01, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
August 31, 2023 Filed Sep 1, 2023 17:22 UTC
Sledge Samuel DDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 17,226 $0.00 $0.00
Disclosure

SEC source: 0001680247-23-000062 · wk-form4_1693603342.xml · derivative · entry 3

Sledge Samuel D · CIK 0001806544 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 268,126

Underlying: Common Stock · 17,226 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

F4 · derivative.exercise_date: On August 31, 2021, the reporting person was granted 51,679 RSUs, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: On August 31, 2021, the reporting person was granted 51,679 RSUs, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
August 31, 2023 Filed Sep 1, 2023 17:22 UTC
Sledge Samuel DDirector · Chief Executive Officer
Tax withholdingCommon Stock 6,779 $9.64 $65,349.56
Disclosure

SEC source: 0001680247-23-000062 · wk-form4_1693603342.xml · nonDerivative · entry 2

Sledge Samuel D · CIK 0001806544 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,354

F3 · shares: Reflects shares of Common Stock withheld to satisfy taxes payable in connection with the vesting and settlement of previously awarded RSUs.

Read SEC document
August 31, 2023 Filed Sep 1, 2023 17:22 UTC
Sledge Samuel DDirector · Chief Executive Officer
Exercise / conversionCommon Stock 17,226 Not disclosed Not disclosed
Disclosure

SEC source: 0001680247-23-000062 · wk-form4_1693603342.xml · nonDerivative · entry 1

Sledge Samuel D · CIK 0001806544 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,133

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of common stock of the Issuer ("Common Stock") delivered upon vesting and settlement of previously awarded restricted stock units ("RSUs").

F2 · price: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

Read SEC document
August 31, 2023 Filed Sep 1, 2023 21:21 UTC
Munoz AdamPresident and COO
Exercise / conversionRestricted Stock Units · Derivative 4,306 $0.00 $0.00
Disclosure

SEC source: 0001680247-23-000061 · wk-form4_1693603277.xml · derivative · entry 3

Munoz Adam · CIK 0001806538 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,050

Underlying: Common Stock · 4,306 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

F4 · derivative.exercise_date: On August 31, 2021, the reporting person was granted 12,919 RSUs, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: On August 31, 2021, the reporting person was granted 12,919 RSUs, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
August 31, 2023 Filed Sep 1, 2023 21:21 UTC
Munoz AdamPresident and COO
Tax withholdingCommon Stock 1,695 $9.64 $16,339.80
Disclosure

SEC source: 0001680247-23-000061 · wk-form4_1693603277.xml · nonDerivative · entry 2

Munoz Adam · CIK 0001806538 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,898

F3 · shares: Reflects shares of Common Stock withheld to satisfy taxes payable in connection with the vesting and settlement of previously awarded RSUs.

Read SEC document
August 31, 2023 Filed Sep 1, 2023 21:21 UTC
Munoz AdamPresident and COO
Exercise / conversionCommon Stock 4,306 Not disclosed Not disclosed
Disclosure

SEC source: 0001680247-23-000061 · wk-form4_1693603277.xml · nonDerivative · entry 1

Munoz Adam · CIK 0001806538 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,593

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of common stock of the Issuer ("Common Stock") delivered upon vesting and settlement of previously awarded restricted stock units ("RSUs").

F2 · price: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

Read SEC document
August 15, 2023 Filed Aug 15, 2023 20:35 UTC
Omavuezi EloChief Accounting Officer
SaleCommon Stock 5,000 $10.05 $50,250.00
Disclosure

SEC source: 0001104659-23-091994 · tm2323340-2_4seq1.xml · nonDerivative · entry 2

Omavuezi Elo · CIK 0001790601 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,903

Read SEC document
August 11, 2023 Filed Aug 15, 2023 20:35 UTC
Omavuezi EloChief Accounting Officer
SaleCommon Stock 4,182 $10.28 $42,990.96
Disclosure

SEC source: 0001104659-23-091994 · tm2323340-2_4seq1.xml · nonDerivative · entry 1

Omavuezi Elo · CIK 0001790601 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,903

Read SEC document
August 08, 2023 Filed Aug 9, 2023 20:22 UTC
Munoz AdamPresident and COO
SaleCommon Stock 21,467 $10.09 $216,602.03
Disclosure

SEC source: 0001104659-23-089321 · tm2323340-1_4seq1.xml · nonDerivative · entry 1

Munoz Adam · CIK 0001806538 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,287

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.07 to $10.13, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

Read SEC document
August 01, 2023 Filed Aug 2, 2023 20:17 UTC SaleCommon Stock 35,000 $10.42 $364,700.00
Disclosure

SEC source: 0001104659-23-086807 · tm2321754-3_4seq1.xml · nonDerivative · entry 1

GOBE PHILLIP A · CIK 0001216483 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 223,629

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.19 to $10.50, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
July 19, 2023 Filed Jul 21, 2023 00:12 UTC SaleCommon Stock 20,000 $10.00 $200,000.00
Disclosure

SEC source: 0001104659-23-082816 · tm2321754-2_4seq1.xml · nonDerivative · entry 1

GOBE PHILLIP A · CIK 0001216483 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 258,629

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2023.

Read SEC document
July 19, 2023 Filed Jul 21, 2023 00:10 UTC SaleCommon Stock 5,000 $10.00 $50,000.00
Disclosure

SEC source: 0001104659-23-082814 · tm2321754-1_4seq1.xml · nonDerivative · entry 1

Lawrence G Larry · CIK 0001385056 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,913

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2023.

Read SEC document
May 30, 2023 Filed May 31, 2023 20:46 UTC
Vion MicheleDirector
SaleCommon Stock 21,000 $6.89 $144,690.00
Disclosure

SEC source: 0001104659-23-066656 · tm2317485-1_4seq1.xml · nonDerivative · entry 1

Vion Michele · CIK 0001337904 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,094

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 4, 2022, and amended on February 24, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.80 to $7.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
May 18, 2023 Filed May 19, 2023 16:35 UTC
Mitchell John JGen. Counsel & Corp. Secretary
Exercise / conversionRestricted Stock Units · Derivative 2,039 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-062715 · tm2316363-1_4seq1.xml · derivative · entry 3

Mitchell John J · CIK 0001959737 · Gen. Counsel & Corp. Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,678

Underlying: Common Stock · 2,039 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

F4 · derivative.exercise_date: On May 18, 2021, the reporting person was granted 6,118 RSUs, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: On May 18, 2021, the reporting person was granted 6,118 RSUs, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
May 18, 2023 Filed May 19, 2023 16:35 UTC
Mitchell John JGen. Counsel & Corp. Secretary
Tax withholdingCommon Stock 497 $7.34 $3,647.98
Disclosure

SEC source: 0001104659-23-062715 · tm2316363-1_4seq1.xml · nonDerivative · entry 2

Mitchell John J · CIK 0001959737 · Gen. Counsel & Corp. Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,741

F3 · shares: Reflects shares of Common Stock withheld to satisfy taxes payable in connection with the vesting and settlement of previously awarded RSUs.

Read SEC document
May 18, 2023 Filed May 19, 2023 16:35 UTC
Mitchell John JGen. Counsel & Corp. Secretary
Exercise / conversionCommon Stock 2,039 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-062715 · tm2316363-1_4seq1.xml · nonDerivative · entry 1

Mitchell John J · CIK 0001959737 · Gen. Counsel & Corp. Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,238

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of common stock of the Issuer ("Common Stock") delivered upon vesting and settlement of previously awarded restricted stock units ("RSUs").

F2 · price: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

Read SEC document
May 12, 2023 Filed May 15, 2023 22:33 UTC GrantRestricted Stock Units · Derivative 21,116 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-060985 · tm2315871-1_4seq1.xml · derivative · entry 1

Armour Spencer D III · CIK 0001399885 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,116

Underlying: Common Stock · 21,116 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer ("Common Stock") or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in full upon the earlier to occur of the day immediately preceding the Issuer's annual meeting of stockholders in 2024 and May 12, 2024.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer ("Common Stock") or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in full upon the earlier to occur of the day immediately preceding the Issuer's annual meeting of stockholders in 2024 and May 12, 2024.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer ("Common Stock") or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in full upon the earlier to occur of the day immediately preceding the Issuer's annual meeting of stockholders in 2024 and May 12, 2024.

Read SEC document
May 12, 2023 Filed May 15, 2023 22:41 UTC
MOORE JACK BDirector
GrantRestricted Stock Units · Derivative 21,116 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-060991 · tm2315871-5_4seq1.xml · derivative · entry 1

MOORE JACK B · CIK 0001235129 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,116

Underlying: Common Stock · 21,116 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer ("Common Stock") or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in full upon the earlier to occur of the day immediately preceding the Issuer's annual meeting of stockholders in 2024 and May 12, 2024.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer ("Common Stock") or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in full upon the earlier to occur of the day immediately preceding the Issuer's annual meeting of stockholders in 2024 and May 12, 2024.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer ("Common Stock") or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in full upon the earlier to occur of the day immediately preceding the Issuer's annual meeting of stockholders in 2024 and May 12, 2024.

Read SEC document
May 12, 2023 Filed May 15, 2023 22:35 UTC GrantRestricted Stock Units · Derivative 21,116 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-060988 · tm2315871-3_4seq1.xml · derivative · entry 1

GOBE PHILLIP A · CIK 0001216483 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,116

Underlying: Common Stock · 21,116 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer ("Common Stock") or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in full upon the earlier to occur of the day immediately preceding the Issuer's annual meeting of stockholders in 2024 and May 12, 2024.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer ("Common Stock") or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in full upon the earlier to occur of the day immediately preceding the Issuer's annual meeting of stockholders in 2024 and May 12, 2024.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer ("Common Stock") or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in full upon the earlier to occur of the day immediately preceding the Issuer's annual meeting of stockholders in 2024 and May 12, 2024.

Read SEC document
May 12, 2023 Filed May 15, 2023 22:45 UTC GrantRestricted Stock Units · Derivative 21,116 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-060993 · tm2315871-6_4seq1.xml · derivative · entry 1

RICCIARDELLO MARY P · CIK 0001220820 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,116

Underlying: Common Stock · 21,116 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer ("Common Stock") or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in full upon the earlier to occur of the day immediately preceding the Issuer's annual meeting of stockholders in 2024 and May 12, 2024.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer ("Common Stock") or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in full upon the earlier to occur of the day immediately preceding the Issuer's annual meeting of stockholders in 2024 and May 12, 2024.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer ("Common Stock") or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in full upon the earlier to occur of the day immediately preceding the Issuer's annual meeting of stockholders in 2024 and May 12, 2024.

Read SEC document
May 12, 2023 Filed May 15, 2023 22:46 UTC
Vion MicheleDirector
GrantRestricted Stock Units · Derivative 21,116 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-060994 · tm2315871-7_4seq1.xml · derivative · entry 1

Vion Michele · CIK 0001337904 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,116

Underlying: Common Stock · 21,116 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer ("Common Stock") or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in full upon the earlier to occur of the day immediately preceding the Issuer's annual meeting of stockholders in 2024 and May 12, 2024.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer ("Common Stock") or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in full upon the earlier to occur of the day immediately preceding the Issuer's annual meeting of stockholders in 2024 and May 12, 2024.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer ("Common Stock") or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in full upon the earlier to occur of the day immediately preceding the Issuer's annual meeting of stockholders in 2024 and May 12, 2024.

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May 12, 2023 Filed May 15, 2023 22:34 UTC GrantRestricted Stock Units · Derivative 21,116 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-060987 · tm2315871-2_4seq1.xml · derivative · entry 1

BEST ANTHONY JAMES · CIK 0001364843 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,116

Underlying: Common Stock · 21,116 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer ("Common Stock") or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in full upon the earlier to occur of the day immediately preceding the Issuer's annual meeting of stockholders in 2024 and May 12, 2024.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer ("Common Stock") or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in full upon the earlier to occur of the day immediately preceding the Issuer's annual meeting of stockholders in 2024 and May 12, 2024.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer ("Common Stock") or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in full upon the earlier to occur of the day immediately preceding the Issuer's annual meeting of stockholders in 2024 and May 12, 2024.

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May 12, 2023 Filed May 15, 2023 22:37 UTC GrantRestricted Stock Units · Derivative 21,116 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-060989 · tm2315871-4_4seq1.xml · derivative · entry 1

Lawrence G Larry · CIK 0001385056 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,116

Underlying: Common Stock · 21,116 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer ("Common Stock") or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in full upon the earlier to occur of the day immediately preceding the Issuer's annual meeting of stockholders in 2024 and May 12, 2024.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer ("Common Stock") or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in full upon the earlier to occur of the day immediately preceding the Issuer's annual meeting of stockholders in 2024 and May 12, 2024.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer ("Common Stock") or an amount of cash equal to the fair market value of one share of Common Stock. The RSUs will vest in full upon the earlier to occur of the day immediately preceding the Issuer's annual meeting of stockholders in 2024 and May 12, 2024.

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May 10, 2023 Filed May 11, 2023 22:03 UTC Exercise / conversionRestricted Stock Units · Derivative 3,629 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-059244 · tm2315566-1_4seq1.xml · derivative · entry 2

RICCIARDELLO MARY P · CIK 0001220820 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,629 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

F3 · derivative.exercise_date: On January 20, 2023, the reporting person was granted 3,629 RSUs, vesting upon the earlier to occur of the day immediately preceding the Issuer's annual meeting of stockholders in 2023 and January 20, 2024.

F3 · derivative.expiration_date: On January 20, 2023, the reporting person was granted 3,629 RSUs, vesting upon the earlier to occur of the day immediately preceding the Issuer's annual meeting of stockholders in 2023 and January 20, 2024.

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May 10, 2023 Filed May 11, 2023 22:03 UTC Exercise / conversionCommon Stock 3,629 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-059244 · tm2315566-1_4seq1.xml · nonDerivative · entry 1

RICCIARDELLO MARY P · CIK 0001220820 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,629

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of common stock of the Issuer ("Common Stock") delivered upon vesting and settlement of previously awarded restricted stock units ("RSUs").

F2 · price: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

Read SEC document
April 26, 2023 Filed Apr 27, 2023 22:01 UTC Exercise / conversionRestricted Stock Units · Derivative 10,137 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-051562 · tm2314013-7_4seq1.xml · derivative · entry 2

Armour Spencer D III · CIK 0001399885 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,137 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

F3 · derivative.exercise_date: On April 26, 2022, the reporting person was granted 10,137 RSUs, vesting upon the earlier to occur of the day immediately preceding the Issuer's annual meeting of stockholders in 2023 and April 26, 2023.

F3 · derivative.expiration_date: On April 26, 2022, the reporting person was granted 10,137 RSUs, vesting upon the earlier to occur of the day immediately preceding the Issuer's annual meeting of stockholders in 2023 and April 26, 2023.

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April 26, 2023 Filed Apr 27, 2023 22:01 UTC Exercise / conversionCommon Stock 10,137 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-051562 · tm2314013-7_4seq1.xml · nonDerivative · entry 1

Armour Spencer D III · CIK 0001399885 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,036

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of common stock of the Issuer ("Common Stock") delivered upon vesting and settlement of previously awarded restricted stock units ("RSUs").

F2 · price: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

Read SEC document
April 26, 2023 Filed Apr 27, 2023 21:55 UTC
MOORE JACK BDirector
Exercise / conversionRestricted Stock Units · Derivative 10,137 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-051544 · tm2314013-3_4seq1.xml · derivative · entry 2

MOORE JACK B · CIK 0001235129 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,137 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

F3 · derivative.exercise_date: On April 26, 2022, the reporting person was granted 10,137 RSUs, vesting upon the earlier to occur of the day immediately preceding the Issuer's annual meeting of stockholders in 2023 and April 26, 2023.

F3 · derivative.expiration_date: On April 26, 2022, the reporting person was granted 10,137 RSUs, vesting upon the earlier to occur of the day immediately preceding the Issuer's annual meeting of stockholders in 2023 and April 26, 2023.

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April 26, 2023 Filed Apr 27, 2023 21:55 UTC
MOORE JACK BDirector
Exercise / conversionCommon Stock 10,137 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-051544 · tm2314013-3_4seq1.xml · nonDerivative · entry 1

MOORE JACK B · CIK 0001235129 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,036

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of common stock of the Issuer ("Common Stock") delivered upon vesting and settlement of previously awarded restricted stock units ("RSUs").

F2 · price: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

Read SEC document
April 26, 2023 Filed Apr 27, 2023 21:59 UTC Exercise / conversionRestricted Stock Units · Derivative 10,137 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-051558 · tm2314013-6_4seq1.xml · derivative · entry 2

GOBE PHILLIP A · CIK 0001216483 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,137 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

F3 · derivative.exercise_date: On April 26, 2022, the reporting person was granted 10,137 RSUs, vesting upon the earlier to occur of the day immediately preceding the Issuer's annual meeting of stockholders in 2023 and April 26, 2023.

F3 · derivative.expiration_date: On April 26, 2022, the reporting person was granted 10,137 RSUs, vesting upon the earlier to occur of the day immediately preceding the Issuer's annual meeting of stockholders in 2023 and April 26, 2023.

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April 26, 2023 Filed Apr 27, 2023 21:59 UTC Exercise / conversionCommon Stock 10,137 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-051558 · tm2314013-6_4seq1.xml · nonDerivative · entry 1

GOBE PHILLIP A · CIK 0001216483 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 278,629

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of common stock of the Issuer ("Common Stock") delivered upon vesting and settlement of previously awarded restricted stock units ("RSUs").

F2 · price: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

Read SEC document
April 26, 2023 Filed Apr 27, 2023 21:57 UTC
Vion MicheleDirector
Exercise / conversionRestricted Stock Units · Derivative 10,137 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-051553 · tm2314013-5_4seq1.xml · derivative · entry 2

Vion Michele · CIK 0001337904 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,137 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

F3 · derivative.exercise_date: On April 26, 2022, the reporting person was granted 10,137 RSUs, vesting upon the earlier to occur of the day immediately preceding the Issuer's annual meeting of stockholders in 2023 and April 26, 2023.

F3 · derivative.expiration_date: On April 26, 2022, the reporting person was granted 10,137 RSUs, vesting upon the earlier to occur of the day immediately preceding the Issuer's annual meeting of stockholders in 2023 and April 26, 2023.

Read SEC document
April 26, 2023 Filed Apr 27, 2023 21:57 UTC
Vion MicheleDirector
Exercise / conversionCommon Stock 10,137 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-051553 · tm2314013-5_4seq1.xml · nonDerivative · entry 1

Vion Michele · CIK 0001337904 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,094

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of common stock of the Issuer ("Common Stock") delivered upon vesting and settlement of previously awarded restricted stock units ("RSUs").

F2 · price: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

Read SEC document
April 26, 2023 Filed Apr 27, 2023 21:53 UTC Exercise / conversionRestricted Stock Units · Derivative 10,137 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-051537 · tm2314013-1_4seq1.xml · derivative · entry 2

BEST ANTHONY JAMES · CIK 0001364843 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,137 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

F3 · derivative.exercise_date: On April 26, 2022, the reporting person was granted 10,137 RSUs, vesting upon the earlier to occur of the day immediately preceding the Issuer's annual meeting of stockholders in 2023 and April 26, 2023.

F3 · derivative.expiration_date: On April 26, 2022, the reporting person was granted 10,137 RSUs, vesting upon the earlier to occur of the day immediately preceding the Issuer's annual meeting of stockholders in 2023 and April 26, 2023.

Read SEC document
April 26, 2023 Filed Apr 27, 2023 21:53 UTC Exercise / conversionCommon Stock 10,137 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-051537 · tm2314013-1_4seq1.xml · nonDerivative · entry 1

BEST ANTHONY JAMES · CIK 0001364843 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of common stock of the Issuer ("Common Stock") delivered upon vesting and settlement of previously awarded restricted stock units ("RSUs").

F2 · price: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

Read SEC document
April 26, 2023 Filed Apr 27, 2023 21:57 UTC Exercise / conversionRestricted Stock Units · Derivative 10,137 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-051549 · tm2314013-4_4seq1.xml · derivative · entry 2

Lawrence G Larry · CIK 0001385056 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,137 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

F3 · derivative.exercise_date: On April 26, 2022, the reporting person was granted 10,137 RSUs, vesting upon the earlier to occur of the day immediately preceding the Issuer's annual meeting of stockholders in 2023 and April 26, 2023.

F3 · derivative.expiration_date: On April 26, 2022, the reporting person was granted 10,137 RSUs, vesting upon the earlier to occur of the day immediately preceding the Issuer's annual meeting of stockholders in 2023 and April 26, 2023.

Read SEC document
April 26, 2023 Filed Apr 27, 2023 21:57 UTC Exercise / conversionCommon Stock 10,137 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-051549 · tm2314013-4_4seq1.xml · nonDerivative · entry 1

Lawrence G Larry · CIK 0001385056 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,913

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of common stock of the Issuer ("Common Stock") delivered upon vesting and settlement of previously awarded restricted stock units ("RSUs").

F2 · price: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

Read SEC document
April 26, 2023 Filed Apr 27, 2023 21:54 UTC Exercise / conversionRestricted Stock Units · Derivative 10,137 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-051542 · tm2314013-2_4seq1.xml · derivative · entry 2

Douglas Alan Eugene · CIK 0001700687 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,137 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

F3 · derivative.exercise_date: On April 26, 2022, the reporting person was granted 10,137 RSUs, vesting upon the earlier to occur of the day immediately preceding the Issuer's annual meeting of stockholders in 2023 and April 26, 2023.

F3 · derivative.expiration_date: On April 26, 2022, the reporting person was granted 10,137 RSUs, vesting upon the earlier to occur of the day immediately preceding the Issuer's annual meeting of stockholders in 2023 and April 26, 2023.

Read SEC document
April 26, 2023 Filed Apr 27, 2023 21:54 UTC Exercise / conversionCommon Stock 10,137 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-051542 · tm2314013-2_4seq1.xml · nonDerivative · entry 1

Douglas Alan Eugene · CIK 0001700687 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,036

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of common stock of the Issuer ("Common Stock") delivered upon vesting and settlement of previously awarded restricted stock units ("RSUs").

F2 · price: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

Read SEC document
March 13, 2023 Filed Mar 15, 2023 20:15 UTC
Munoz AdamPresident and COO
Exercise / conversionRestricted Stock Units · Derivative 10,639 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-032781 · tm239558-1_4seq1.xml · derivative · entry 3

Munoz Adam · CIK 0001806538 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,356

Underlying: Common Stock · 10,639 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

F4 · derivative.exercise_date: On March 13, 2020, the reporting person was granted 31,914 RSUs, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: On March 13, 2020, the reporting person was granted 31,914 RSUs, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.

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March 13, 2023 Filed Mar 15, 2023 20:15 UTC
Munoz AdamPresident and COO
Tax withholdingCommon Stock 4,187 $8.17 $34,207.79
Disclosure

SEC source: 0001104659-23-032781 · tm239558-1_4seq1.xml · nonDerivative · entry 2

Munoz Adam · CIK 0001806538 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,754

F3 · shares: Reflects shares of Common Stock withheld to satisfy taxes payable in connection with the vesting and settlement of previously awarded RSUs.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.