Tapewire

Nasdaq · USD

PUBM

PubMatic, Inc.

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364
SEC CIK
0001422930
Parsed reports
558

Last 12 months

Inside the activity.

0 purchase rows · 80 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202502
Jan 2026012
Feb 202603
Mar 202602
Apr 2026010
May 202604
Jun 202603
Jul 2026015
Aug 202607
Sep 202605
Oct 2026014

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 11, 2021 Filed May 12, 2022 23:44 UTC
Pantelick StevenChief Financial Officer
SaleClass A Common Stock 311 $20.36 $6,332.21
Disclosure

SEC source: 0001209191-22-028665 · doc4.xml · nonDerivative · entry 2

Pantelick Steven · CIK 0001833465 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,051

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $20.20 and the highest price at which shares were sold was $20.42.

Read SEC document
May 11, 2021 Filed May 12, 2022 23:44 UTC
Pantelick StevenChief Financial Officer
SaleClass A Common Stock 2,190 $19.71 $43,173.00
Disclosure

SEC source: 0001209191-22-028665 · doc4.xml · nonDerivative · entry 1

Pantelick Steven · CIK 0001833465 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,362

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $19.20 and the highest price at which shares were sold was $20.17. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.

Read SEC document
May 06, 2021 Filed Mar 22, 2022 22:30 UTC Amendment PurchaseClass A Common Stock 3,000 $44.50 $133,500.00
Disclosure

SEC source: 0001214659-22-004243 · ownership.xml · nonDerivative · entry 17

CNH Capital Co Ltd · CIK 0001916745 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 105,050

F2 · ownership.nature: Directly held by CNH Capital.

Read SEC document
May 06, 2021 Filed Mar 22, 2022 22:30 UTC Amendment PurchaseClass A Common Stock 7,000 $43.01 $301,070.00
Disclosure

SEC source: 0001214659-22-004243 · ownership.xml · nonDerivative · entry 16

CNH Capital Co Ltd · CIK 0001916745 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 102,050

F10 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $42.70 to $43.50, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

F2 · ownership.nature: Directly held by CNH Capital.

Read SEC document
May 06, 2021 Filed Mar 22, 2022 21:46 UTC PurchaseClass A Common Stock 3,000 $44.50 $133,500.00
Disclosure

SEC source: 0001214659-22-004237 · ownership.xml · nonDerivative · entry 17

CNH Capital Co Ltd · CIK 0001916745 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: Not disclosed

F2 · ownership.nature: Directly held by CNH Capital.

Read SEC document
May 06, 2021 Filed Mar 22, 2022 21:46 UTC PurchaseClass A Common Stock 7,000 $43.01 $301,070.00
Disclosure

SEC source: 0001214659-22-004237 · ownership.xml · nonDerivative · entry 16

CNH Capital Co Ltd · CIK 0001916745 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: Not disclosed

F10 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $42.70 to $43.50, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

F2 · ownership.nature: Directly held by CNH Capital.

Read SEC document
May 05, 2021 Filed May 7, 2021 23:02 UTC
Kumar MukulPresident, Engineering
ConversionClass B Common Stock · Derivative 100,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001833462-21-000004 · wf-form4_162042854498951.xml · derivative · entry 5

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,000

Underlying: Class A Common Stock · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
May 05, 2021 Filed May 7, 2021 23:02 UTC
Kumar MukulPresident, Engineering
Exercise / conversionClass B Common Stock · Derivative 100,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001833462-21-000004 · wf-form4_162042854498951.xml · derivative · entry 4

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,000

Underlying: Class A Common Stock · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
May 05, 2021 Filed May 7, 2021 23:02 UTC
Kumar MukulPresident, Engineering
Exercise / conversionStock Option (Right to buy Class B Common Stock) · Derivative 64,583 $0.00 Strike: $1.11 $0.00
Disclosure

SEC source: 0001833462-21-000004 · wf-form4_162042854498951.xml · derivative · entry 3

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 64,583 shares

Expires 2026-07-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F2 · derivative.exercise_date: The options are fully vested.

Read SEC document
May 05, 2021 Filed May 7, 2021 23:02 UTC
Kumar MukulPresident, Engineering
Exercise / conversionStock Option (Right to buy Class B Common Stock) · Derivative 35,417 $0.00 Strike: $1.11 $0.00
Disclosure

SEC source: 0001833462-21-000004 · wf-form4_162042854498951.xml · derivative · entry 2

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 35,417 shares

Expires 2026-07-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F2 · derivative.exercise_date: The options are fully vested.

Read SEC document
May 05, 2021 Filed May 7, 2021 23:02 UTC
Kumar MukulPresident, Engineering
ConversionClass A Common Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001833462-21-000004 · wf-form4_162042854498951.xml · nonDerivative · entry 1

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
May 05, 2021 Filed Mar 22, 2022 22:30 UTC Amendment PurchaseClass A Common Stock 5,000 $44.60 $223,000.00
Disclosure

SEC source: 0001214659-22-004243 · ownership.xml · nonDerivative · entry 15

CNH Capital Co Ltd · CIK 0001916745 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 725,000

F4 · ownership.nature: Directly held by Duk Ho Cho.

Read SEC document
May 05, 2021 Filed Mar 22, 2022 21:46 UTC PurchaseClass A Common Stock 5,000 $44.60 $223,000.00
Disclosure

SEC source: 0001214659-22-004237 · ownership.xml · nonDerivative · entry 15

CNH Capital Co Ltd · CIK 0001916745 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: Not disclosed

F4 · ownership.nature: Directly held by Duk Ho Cho.

Read SEC document
May 04, 2021 Filed Mar 22, 2022 22:30 UTC Amendment PurchaseClass A Common Stock 2,140 $49.82 $106,614.80
Disclosure

SEC source: 0001214659-22-004243 · ownership.xml · nonDerivative · entry 14

CNH Capital Co Ltd · CIK 0001916745 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 720,000

F4 · ownership.nature: Directly held by Duk Ho Cho.

Read SEC document
May 04, 2021 Filed Mar 22, 2022 21:46 UTC PurchaseClass A Common Stock 2,140 $49.82 $106,614.80
Disclosure

SEC source: 0001214659-22-004237 · ownership.xml · nonDerivative · entry 14

CNH Capital Co Ltd · CIK 0001916745 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: Not disclosed

F4 · ownership.nature: Directly held by Duk Ho Cho.

Read SEC document
April 22, 2021 Filed Mar 22, 2022 22:30 UTC Amendment PurchaseClass A Common Stock 10,000 $46.69 $466,900.00
Disclosure

SEC source: 0001214659-22-004243 · ownership.xml · nonDerivative · entry 13

CNH Capital Co Ltd · CIK 0001916745 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 95,050

F9 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $46.30 to $46.90, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

F2 · ownership.nature: Directly held by CNH Capital.

Read SEC document
April 22, 2021 Filed Mar 22, 2022 21:46 UTC PurchaseClass A Common Stock 10,000 $46.69 $466,900.00
Disclosure

SEC source: 0001214659-22-004237 · ownership.xml · nonDerivative · entry 13

CNH Capital Co Ltd · CIK 0001916745 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: Not disclosed

F9 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $46.30 to $46.90, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

F2 · ownership.nature: Directly held by CNH Capital.

Read SEC document
April 21, 2021 Filed Mar 22, 2022 22:30 UTC Amendment PurchaseClass A Common Stock 7,860 $46.62 $366,433.20
Disclosure

SEC source: 0001214659-22-004243 · ownership.xml · nonDerivative · entry 12

CNH Capital Co Ltd · CIK 0001916745 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 717,860

F4 · ownership.nature: Directly held by Duk Ho Cho.

Read SEC document
April 21, 2021 Filed Mar 22, 2022 22:30 UTC Amendment PurchaseClass A Common Stock 600 $48.85 $29,310.00
Disclosure

SEC source: 0001214659-22-004243 · ownership.xml · nonDerivative · entry 11

CNH Capital Co Ltd · CIK 0001916745 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 85,050

F8 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $48.81 to $48.88, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

F2 · ownership.nature: Directly held by CNH Capital.

Read SEC document
April 21, 2021 Filed Mar 22, 2022 22:30 UTC Amendment PurchaseClass A Common Stock 29,400 $48.15 $1,415,610.00
Disclosure

SEC source: 0001214659-22-004243 · ownership.xml · nonDerivative · entry 10

CNH Capital Co Ltd · CIK 0001916745 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 84,450

F7 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $47.80 to $48.75, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

F2 · ownership.nature: Directly held by CNH Capital.

Read SEC document
April 21, 2021 Filed Mar 22, 2022 21:46 UTC PurchaseClass A Common Stock 7,860 $46.62 $366,433.20
Disclosure

SEC source: 0001214659-22-004237 · ownership.xml · nonDerivative · entry 12

CNH Capital Co Ltd · CIK 0001916745 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: Not disclosed

F4 · ownership.nature: Directly held by Duk Ho Cho.

Read SEC document
April 21, 2021 Filed Mar 22, 2022 21:46 UTC PurchaseClass A Common Stock 600 $48.85 $29,310.00
Disclosure

SEC source: 0001214659-22-004237 · ownership.xml · nonDerivative · entry 11

CNH Capital Co Ltd · CIK 0001916745 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: Not disclosed

F8 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $48.81 to $48.88, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

F2 · ownership.nature: Directly held by CNH Capital.

Read SEC document
April 21, 2021 Filed Mar 22, 2022 21:46 UTC PurchaseClass A Common Stock 29,400 $48.15 $1,415,610.00
Disclosure

SEC source: 0001214659-22-004237 · ownership.xml · nonDerivative · entry 10

CNH Capital Co Ltd · CIK 0001916745 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: Not disclosed

F7 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $47.80 to $48.75, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

F2 · ownership.nature: Directly held by CNH Capital.

Read SEC document
April 20, 2021 Filed Mar 22, 2022 22:30 UTC Amendment PurchaseClass A Common Stock 18,150 $47.51 $862,306.50
Disclosure

SEC source: 0001214659-22-004243 · ownership.xml · nonDerivative · entry 9

CNH Capital Co Ltd · CIK 0001916745 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 710,000

F4 · ownership.nature: Directly held by Duk Ho Cho.

Read SEC document
April 20, 2021 Filed Mar 22, 2022 21:46 UTC PurchaseClass A Common Stock 18,150 $47.51 $862,306.50
Disclosure

SEC source: 0001214659-22-004237 · ownership.xml · nonDerivative · entry 9

CNH Capital Co Ltd · CIK 0001916745 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: Not disclosed

F4 · ownership.nature: Directly held by Duk Ho Cho.

Read SEC document
April 16, 2021 Filed Mar 22, 2022 21:48 UTC PurchaseContract For Difference · Derivative 5,000 $55.94 $279,700.00
Disclosure

SEC source: 0001214659-22-004238 · ownership.xml · derivative · entry 37

CNH Capital Co Ltd · CIK 0001916745 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 73,463

Underlying: Class A Common Stock · 5,000 shares

Expires not disclosed

F31 · derivative.exercise_price: A Contract For Differences (?CFD?) is a financial contract that pays the difference in the settlement price between the open and closing trades. CFDs have no maturity and can be closed at the option of the Reporting Person.

F23 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $55.69 to $56.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

F31 · derivative.exercise_date: A Contract For Differences (?CFD?) is a financial contract that pays the difference in the settlement price between the open and closing trades. CFDs have no maturity and can be closed at the option of the Reporting Person.

F31 · derivative.expiration_date: A Contract For Differences (?CFD?) is a financial contract that pays the difference in the settlement price between the open and closing trades. CFDs have no maturity and can be closed at the option of the Reporting Person.

F3 · ownership.nature: Directly held by CNH Capital.

Read SEC document
April 16, 2021 Filed Mar 22, 2022 21:48 UTC PurchaseContract For Difference · Derivative 14,461 $53.50 $773,663.50
Disclosure

SEC source: 0001214659-22-004238 · ownership.xml · derivative · entry 36

CNH Capital Co Ltd · CIK 0001916745 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 68,463

Underlying: Class A Common Stock · 14,461 shares

Expires not disclosed

F31 · derivative.exercise_price: A Contract For Differences (?CFD?) is a financial contract that pays the difference in the settlement price between the open and closing trades. CFDs have no maturity and can be closed at the option of the Reporting Person.

F22 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $53.00 to $54.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

F31 · derivative.exercise_date: A Contract For Differences (?CFD?) is a financial contract that pays the difference in the settlement price between the open and closing trades. CFDs have no maturity and can be closed at the option of the Reporting Person.

F31 · derivative.expiration_date: A Contract For Differences (?CFD?) is a financial contract that pays the difference in the settlement price between the open and closing trades. CFDs have no maturity and can be closed at the option of the Reporting Person.

F3 · ownership.nature: Directly held by CNH Capital.

Read SEC document
April 16, 2021 Filed Mar 22, 2022 21:48 UTC PurchaseContract For Difference · Derivative 539 $52.80 $28,459.20
Disclosure

SEC source: 0001214659-22-004238 · ownership.xml · derivative · entry 35

CNH Capital Co Ltd · CIK 0001916745 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 54,002

Underlying: Class A Common Stock · 539 shares

Expires not disclosed

F31 · derivative.exercise_price: A Contract For Differences (?CFD?) is a financial contract that pays the difference in the settlement price between the open and closing trades. CFDs have no maturity and can be closed at the option of the Reporting Person.

F31 · derivative.exercise_date: A Contract For Differences (?CFD?) is a financial contract that pays the difference in the settlement price between the open and closing trades. CFDs have no maturity and can be closed at the option of the Reporting Person.

F31 · derivative.expiration_date: A Contract For Differences (?CFD?) is a financial contract that pays the difference in the settlement price between the open and closing trades. CFDs have no maturity and can be closed at the option of the Reporting Person.

F3 · ownership.nature: Directly held by CNH Capital.

Read SEC document
April 13, 2021 Filed Mar 22, 2022 22:30 UTC Amendment PurchaseClass A Common Stock 1,850 $55.25 $102,212.50
Disclosure

SEC source: 0001214659-22-004243 · ownership.xml · nonDerivative · entry 8

CNH Capital Co Ltd · CIK 0001916745 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 691,850

F4 · ownership.nature: Directly held by Duk Ho Cho.

Read SEC document
April 13, 2021 Filed Mar 22, 2022 21:46 UTC PurchaseClass A Common Stock 1,850 $55.25 $102,212.50
Disclosure

SEC source: 0001214659-22-004237 · ownership.xml · nonDerivative · entry 8

CNH Capital Co Ltd · CIK 0001916745 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: Not disclosed

F4 · ownership.nature: Directly held by Duk Ho Cho.

Read SEC document
April 12, 2021 Filed Mar 22, 2022 22:30 UTC Amendment PurchaseClass A Common Stock 10,000 $54.01 $540,100.00
Disclosure

SEC source: 0001214659-22-004243 · ownership.xml · nonDerivative · entry 7

CNH Capital Co Ltd · CIK 0001916745 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 690,000

F4 · ownership.nature: Directly held by Duk Ho Cho.

Read SEC document
April 12, 2021 Filed Mar 22, 2022 21:46 UTC PurchaseClass A Common Stock 10,000 $54.01 $540,100.00
Disclosure

SEC source: 0001214659-22-004237 · ownership.xml · nonDerivative · entry 7

CNH Capital Co Ltd · CIK 0001916745 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: Not disclosed

F4 · ownership.nature: Directly held by Duk Ho Cho.

Read SEC document
April 06, 2021 Filed Mar 22, 2022 22:30 UTC Amendment PurchaseClass A Common Stock 23,000 $55.04 $1,265,920.00
Disclosure

SEC source: 0001214659-22-004243 · ownership.xml · nonDerivative · entry 6

CNH Capital Co Ltd · CIK 0001916745 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 680,000

F4 · ownership.nature: Directly held by Duk Ho Cho.

Read SEC document
April 06, 2021 Filed Mar 22, 2022 21:46 UTC PurchaseClass A Common Stock 23,000 $55.04 $1,265,920.00
Disclosure

SEC source: 0001214659-22-004237 · ownership.xml · nonDerivative · entry 6

CNH Capital Co Ltd · CIK 0001916745 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: Not disclosed

F4 · ownership.nature: Directly held by Duk Ho Cho.

Read SEC document
March 30, 2021 Filed Jun 28, 2021 20:46 UTC
Goel Amar K.Director · Chief Innovation Officer · 10% owner
OtherClass B Common Stock · Derivative 660,652 $0.00 $0.00
Disclosure

SEC source: 0001833508-21-000006 · wf-form4_162491318569318.xml · derivative · entry 16

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By RAJN Trust - N

Disclosed balance after: 660,652

Underlying: Class A Common Stock · 660,652 shares

Expires not disclosed

F11 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F12 · kind: On March 30, 2021, the RAJN Trust distributed 660,652 shares of the Issuer's Class B common stock to the RAJN Trust-A and 660,652 shares of the Issuer's Class B common stock to the RAJN Trust-N.

F11 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F11 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F9 · ownership.nature: These shares are held by the RAJN Trust-N, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
March 30, 2021 Filed Jun 28, 2021 20:46 UTC
Goel Amar K.Director · Chief Innovation Officer · 10% owner
OtherClass B Common Stock · Derivative 660,652 $0.00 $0.00
Disclosure

SEC source: 0001833508-21-000006 · wf-form4_162491318569318.xml · derivative · entry 15

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By RAJN Trust - A

Disclosed balance after: 660,652

Underlying: Class A Common Stock · 660,652 shares

Expires not disclosed

F11 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F12 · kind: On March 30, 2021, the RAJN Trust distributed 660,652 shares of the Issuer's Class B common stock to the RAJN Trust-A and 660,652 shares of the Issuer's Class B common stock to the RAJN Trust-N.

F11 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F11 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F7 · ownership.nature: These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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March 30, 2021 Filed Jun 28, 2021 20:46 UTC
Goel Amar K.Director · Chief Innovation Officer · 10% owner
OtherClass B Common Stock · Derivative 1,321,304 $0.00 $0.00
Disclosure

SEC source: 0001833508-21-000006 · wf-form4_162491318569318.xml · derivative · entry 14

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By RAJN Trust

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,321,304 shares

Expires not disclosed

F11 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F12 · kind: On March 30, 2021, the RAJN Trust distributed 660,652 shares of the Issuer's Class B common stock to the RAJN Trust-A and 660,652 shares of the Issuer's Class B common stock to the RAJN Trust-N.

F11 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F11 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F13 · ownership.nature: These shares were held by the RAJN Trust, of which the Reporting Person's children were beneficiaries. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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March 30, 2021 Filed Mar 22, 2022 21:48 UTC PurchaseContract For Difference · Derivative 3,000 $46.30 $138,900.00
Disclosure

SEC source: 0001214659-22-004238 · ownership.xml · derivative · entry 34

CNH Capital Co Ltd · CIK 0001916745 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 53,463

Underlying: Class A Common Stock · 3,000 shares

Expires not disclosed

F31 · derivative.exercise_price: A Contract For Differences (?CFD?) is a financial contract that pays the difference in the settlement price between the open and closing trades. CFDs have no maturity and can be closed at the option of the Reporting Person.

F31 · derivative.exercise_date: A Contract For Differences (?CFD?) is a financial contract that pays the difference in the settlement price between the open and closing trades. CFDs have no maturity and can be closed at the option of the Reporting Person.

F31 · derivative.expiration_date: A Contract For Differences (?CFD?) is a financial contract that pays the difference in the settlement price between the open and closing trades. CFDs have no maturity and can be closed at the option of the Reporting Person.

F3 · ownership.nature: Directly held by CNH Capital.

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March 30, 2021 Filed Mar 22, 2022 21:48 UTC PurchaseContract For Difference · Derivative 7,000 $45.00 $315,000.00
Disclosure

SEC source: 0001214659-22-004238 · ownership.xml · derivative · entry 33

CNH Capital Co Ltd · CIK 0001916745 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 50,463

Underlying: Class A Common Stock · 7,000 shares

Expires not disclosed

F31 · derivative.exercise_price: A Contract For Differences (?CFD?) is a financial contract that pays the difference in the settlement price between the open and closing trades. CFDs have no maturity and can be closed at the option of the Reporting Person.

F31 · derivative.exercise_date: A Contract For Differences (?CFD?) is a financial contract that pays the difference in the settlement price between the open and closing trades. CFDs have no maturity and can be closed at the option of the Reporting Person.

F31 · derivative.expiration_date: A Contract For Differences (?CFD?) is a financial contract that pays the difference in the settlement price between the open and closing trades. CFDs have no maturity and can be closed at the option of the Reporting Person.

F3 · ownership.nature: Directly held by CNH Capital.

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March 30, 2021 Filed Mar 22, 2022 21:48 UTC PurchaseContract For Difference · Derivative 5,000 $46.00 $230,000.00
Disclosure

SEC source: 0001214659-22-004238 · ownership.xml · derivative · entry 32

CNH Capital Co Ltd · CIK 0001916745 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 53,500

Underlying: Class A Common Stock · 5,000 shares

Expires not disclosed

F31 · derivative.exercise_price: A Contract For Differences (?CFD?) is a financial contract that pays the difference in the settlement price between the open and closing trades. CFDs have no maturity and can be closed at the option of the Reporting Person.

F31 · derivative.exercise_date: A Contract For Differences (?CFD?) is a financial contract that pays the difference in the settlement price between the open and closing trades. CFDs have no maturity and can be closed at the option of the Reporting Person.

F31 · derivative.expiration_date: A Contract For Differences (?CFD?) is a financial contract that pays the difference in the settlement price between the open and closing trades. CFDs have no maturity and can be closed at the option of the Reporting Person.

F2 · ownership.nature: Directly held by CNH.

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March 29, 2021 Filed Mar 22, 2022 22:30 UTC Amendment PurchaseClass A Common Stock 20,000 $46.00 $920,000.00
Disclosure

SEC source: 0001214659-22-004243 · ownership.xml · nonDerivative · entry 5

CNH Capital Co Ltd · CIK 0001916745 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 657,000

F4 · ownership.nature: Directly held by Duk Ho Cho.

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March 29, 2021 Filed Mar 22, 2022 21:46 UTC PurchaseClass A Common Stock 20,000 $46.00 $920,000.00
Disclosure

SEC source: 0001214659-22-004237 · ownership.xml · nonDerivative · entry 5

CNH Capital Co Ltd · CIK 0001916745 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 657,000

F4 · ownership.nature: Directly held by Duk Ho Cho.

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March 25, 2021 Filed Mar 22, 2022 22:30 UTC Amendment PurchaseClass A Common Stock 5,000 $46.26 $231,300.00
Disclosure

SEC source: 0001214659-22-004243 · ownership.xml · nonDerivative · entry 4

CNH Capital Co Ltd · CIK 0001916745 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 637,000

F4 · ownership.nature: Directly held by Duk Ho Cho.

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March 25, 2021 Filed Mar 22, 2022 21:46 UTC PurchaseClass A Common Stock 5,000 $46.26 $231,300.00
Disclosure

SEC source: 0001214659-22-004237 · ownership.xml · nonDerivative · entry 4

CNH Capital Co Ltd · CIK 0001916745 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 637,000

F4 · ownership.nature: Directly held by Duk Ho Cho.

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March 24, 2021 Filed Mar 22, 2022 21:48 UTC PurchaseContract For Difference · Derivative 3,000 $48.50 $145,500.00
Disclosure

SEC source: 0001214659-22-004238 · ownership.xml · derivative · entry 31

CNH Capital Co Ltd · CIK 0001916745 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 16,000

Underlying: Class A Common Stock · 3,000 shares

Expires not disclosed

F31 · derivative.exercise_price: A Contract For Differences (?CFD?) is a financial contract that pays the difference in the settlement price between the open and closing trades. CFDs have no maturity and can be closed at the option of the Reporting Person.

F31 · derivative.exercise_date: A Contract For Differences (?CFD?) is a financial contract that pays the difference in the settlement price between the open and closing trades. CFDs have no maturity and can be closed at the option of the Reporting Person.

F31 · derivative.expiration_date: A Contract For Differences (?CFD?) is a financial contract that pays the difference in the settlement price between the open and closing trades. CFDs have no maturity and can be closed at the option of the Reporting Person.

F1 · ownership.nature: Directly by Granite Holdings Co, Ltd. (?Granite?). CNH Co., Ltd. (?CNH?) is a subsidiary of Granite. Each of CNH Capital Co., Ltd. (?CNH Capital?) and CNH Hospitality Co., Ltd. (?CNH Hospitality?) is a subsidiary of CNH. Duk Ho Cho is the majority shareholder of Granite and chairperson of CNH. Because of the relationships described herein, Mr. Cho may be deemed to beneficially own the securities beneficially owned by Granite, Granite may be deemed to beneficially own the securities beneficially owned by CNH and CNH may be deemed to beneficially own the securities held by each of CNH Capital and CNH Hospitality. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

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March 23, 2021 Filed Mar 22, 2022 22:30 UTC Amendment PurchaseClass A Common Stock 2,000 $47.32 $94,640.00
Disclosure

SEC source: 0001214659-22-004243 · ownership.xml · nonDerivative · entry 3

CNH Capital Co Ltd · CIK 0001916745 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 632,000

F4 · ownership.nature: Directly held by Duk Ho Cho.

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March 23, 2021 Filed Mar 22, 2022 21:46 UTC PurchaseClass A Common Stock 2,000 $47.32 $94,640.00
Disclosure

SEC source: 0001214659-22-004237 · ownership.xml · nonDerivative · entry 3

CNH Capital Co Ltd · CIK 0001916745 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 632,000

F4 · ownership.nature: Directly held by Duk Ho Cho.

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March 22, 2021 Filed Mar 22, 2022 22:30 UTC Amendment PurchaseClass A Common Stock 5,000 $52.18 $260,900.00
Disclosure

SEC source: 0001214659-22-004243 · ownership.xml · nonDerivative · entry 2

CNH Capital Co Ltd · CIK 0001916745 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 15,000

F6 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $51.90 to $52.50, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

F1 · ownership.nature: Directly by Granite Holdings Co, Ltd. ("Granite"). CNH Co., Ltd. ("CNH") is a subsidiary of Granite. Each of CNH Capital Co., Ltd. ("CNH Capital") and CNH Hospitality Co., Ltd. ("CNH Hospitality") is a subsidiary of CNH. Duk Ho Cho is the majority shareholder of Granite and chairperson of CNH. Because of the relationships described herein, Mr. Cho may be deemed to beneficially own the securities beneficially owned by Granite, Granite may be deemed to beneficially own the securities beneficially owned by CNH and CNH may be deemed to beneficially own the securities held by each of CNH Capital and CNH Hospitality. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

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March 22, 2021 Filed Mar 22, 2022 21:46 UTC PurchaseClass A Common Stock 5,000 $52.18 $260,900.00
Disclosure

SEC source: 0001214659-22-004237 · ownership.xml · nonDerivative · entry 2

CNH Capital Co Ltd · CIK 0001916745 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 15,000

F6 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $51.90 to $52.50, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

F1 · ownership.nature: Directly by Granite Holdings Co, Ltd. ("Granite"). CNH Co., Ltd. ("CNH") is a subsidiary of Granite. Each of CNH Capital Co., Ltd. ("CNH Capital") and CNH Hospitality Co., Ltd. ("CNH Hospitality") is a subsidiary of CNH. Duk Ho Cho is the majority shareholder of Granite and chairperson of CNH. Because of the relationships described herein, Mr. Cho may be deemed to beneficially own the securities beneficially owned by Granite, Granite may be deemed to beneficially own the securities beneficially owned by CNH and CNH may be deemed to beneficially own the securities held by each of CNH Capital and CNH Hospitality. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

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March 19, 2021 Filed Mar 22, 2022 22:30 UTC Amendment PurchaseClass A Common Stock 10,000 $48.06 $480,600.00
Disclosure

SEC source: 0001214659-22-004243 · ownership.xml · nonDerivative · entry 1

CNH Capital Co Ltd · CIK 0001916745 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 10,000

F5 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $47.80 to $48.40, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

F1 · ownership.nature: Directly by Granite Holdings Co, Ltd. ("Granite"). CNH Co., Ltd. ("CNH") is a subsidiary of Granite. Each of CNH Capital Co., Ltd. ("CNH Capital") and CNH Hospitality Co., Ltd. ("CNH Hospitality") is a subsidiary of CNH. Duk Ho Cho is the majority shareholder of Granite and chairperson of CNH. Because of the relationships described herein, Mr. Cho may be deemed to beneficially own the securities beneficially owned by Granite, Granite may be deemed to beneficially own the securities beneficially owned by CNH and CNH may be deemed to beneficially own the securities held by each of CNH Capital and CNH Hospitality. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.