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PIMCO CORPORATE & INCOME OPPORTUNITY FUND

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4349
SEC CIK
0001190935
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95

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 17, 2024 Filed Apr 18, 2024 18:16 UTC
UBS Group AG10% owner
OtherAuction Preferred Stock 3,242 Not disclosed Not disclosed
Disclosure

SEC source: 0001610520-24-000083 · primary_doc.xml · nonDerivative · entry 1

UBS Group AG · CIK 0001610520 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By subsidiary

Disclosed balance after: 0

F1 · security: CUSIP Nos. 72201B200, 72201B309, 72201B408, 72201B507, 72201B606

F2 · price: 98% of Par

F3 · balance_after: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis.

F4 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients.

Read SEC document
November 22, 2023 Filed Nov 27, 2023 23:59 UTC PurchaseCOMMON SHARES 7,513 $13.61 $102,251.93
Disclosure

SEC source: 0001209191-23-056723 · doc4.xml · nonDerivative · entry 1

Vandecruze Grace · CIK 0001847834 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · BY LLC

Disclosed balance after: 7,513

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.60 to $13.61, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Held through Grace Global Capital LLC.

Read SEC document
September 18, 2023 Filed Sep 20, 2023 18:46 UTC
BANK OF AMERICA NAFormer 10% Owner
OtherSeries F Auction-Rate Preferred Shares 1,028 $24,000.00 $24,672,000.00
Disclosure

SEC source: 0000070858-23-000227 · primary_doc.xml · nonDerivative · entry 5

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · Former 10% Owner

BANK OF AMERICA NA · CIK 0001102113 · Former 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Subsidiary

Disclosed balance after: 0

F5 · security: CUSIP 72201B606

F6 · kind: The shares were purchased by the Issuer per the tender offer statement on Schedule TO filed by PIMCO CORPORATE & INCOME OPPORTUNITY FUND on August 15, 2023.

F7 · ownership.nature: The Auction Rate Preferred Stocks reported in Table I represent shares beneficially owned by Bank of America N.A. ("BANA"). BANA is a wholly owned subsidiary of Bank of America Corporation.

Read SEC document
September 18, 2023 Filed Sep 20, 2023 18:46 UTC
BANK OF AMERICA NAFormer 10% Owner
OtherSeries TH Auction-Rate Preferred Shares 1,081 $24,000.00 $25,944,000.00
Disclosure

SEC source: 0000070858-23-000227 · primary_doc.xml · nonDerivative · entry 4

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · Former 10% Owner

BANK OF AMERICA NA · CIK 0001102113 · Former 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Subsidiary

Disclosed balance after: 0

F4 · security: CUSIP 72201B507

F6 · kind: The shares were purchased by the Issuer per the tender offer statement on Schedule TO filed by PIMCO CORPORATE & INCOME OPPORTUNITY FUND on August 15, 2023.

F7 · ownership.nature: The Auction Rate Preferred Stocks reported in Table I represent shares beneficially owned by Bank of America N.A. ("BANA"). BANA is a wholly owned subsidiary of Bank of America Corporation.

Read SEC document
September 18, 2023 Filed Sep 20, 2023 18:46 UTC
BANK OF AMERICA NAFormer 10% Owner
OtherSeries W Auction-Rate Preferred Shares 989 $24,000.00 $23,736,000.00
Disclosure

SEC source: 0000070858-23-000227 · primary_doc.xml · nonDerivative · entry 3

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · Former 10% Owner

BANK OF AMERICA NA · CIK 0001102113 · Former 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Subsidiary

Disclosed balance after: 0

F3 · security: CUSIP 72201B408

F6 · kind: The shares were purchased by the Issuer per the tender offer statement on Schedule TO filed by PIMCO CORPORATE & INCOME OPPORTUNITY FUND on August 15, 2023.

F7 · ownership.nature: The Auction Rate Preferred Stocks reported in Table I represent shares beneficially owned by Bank of America N.A. ("BANA"). BANA is a wholly owned subsidiary of Bank of America Corporation.

Read SEC document
September 18, 2023 Filed Sep 20, 2023 18:46 UTC
BANK OF AMERICA NAFormer 10% Owner
OtherSeries T Auction-Rate Preferred Shares 796 $24,000.00 $19,104,000.00
Disclosure

SEC source: 0000070858-23-000227 · primary_doc.xml · nonDerivative · entry 2

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · Former 10% Owner

BANK OF AMERICA NA · CIK 0001102113 · Former 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Subsidiary

Disclosed balance after: 0

F2 · security: CUSIP 72201B309

F6 · kind: The shares were purchased by the Issuer per the tender offer statement on Schedule TO filed by PIMCO CORPORATE & INCOME OPPORTUNITY FUND on August 15, 2023.

F7 · ownership.nature: The Auction Rate Preferred Stocks reported in Table I represent shares beneficially owned by Bank of America N.A. ("BANA"). BANA is a wholly owned subsidiary of Bank of America Corporation.

Read SEC document
September 18, 2023 Filed Sep 20, 2023 18:46 UTC
BANK OF AMERICA NAFormer 10% Owner
OtherSeries M Auction-Rate Preferred Shares 1,144 $24,000.00 $27,456,000.00
Disclosure

SEC source: 0000070858-23-000227 · primary_doc.xml · nonDerivative · entry 1

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · Former 10% Owner

BANK OF AMERICA NA · CIK 0001102113 · Former 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Subsidiary

Disclosed balance after: 0

F1 · security: CUSIP 72201B200

F6 · kind: The shares were purchased by the Issuer per the tender offer statement on Schedule TO filed by PIMCO CORPORATE & INCOME OPPORTUNITY FUND on August 15, 2023.

F7 · ownership.nature: The Auction Rate Preferred Stocks reported in Table I represent shares beneficially owned by Bank of America N.A. ("BANA"). BANA is a wholly owned subsidiary of Bank of America Corporation.

Read SEC document
March 13, 2020 Filed Mar 17, 2020 19:26 UTC PurchaseClose End Fund 1 $15.21 $15.21
Disclosure

SEC source: 0001567619-20-006572 · doc1.xml · nonDerivative · entry 1

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

BOFA SECURITIES, INC. · CIK 0001675365 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 0

F1 · security: The Close-end Fund ("Shares") reported in Table I represent shares beneficially owned by BofA Securities, Inc. BofA Securities, Inc. is a wholly owned subsidiary of Bank of America Corporation ("Bank of America").

F2 · kind: Closing transaction.

F2 · balance_after: Closing transaction.

Read SEC document
December 16, 2019 Filed Dec 19, 2019 01:05 UTC SaleCOMMON STOCK 2 $18.51 $37.01
Disclosure

SEC source: 0001209191-19-061214 · doc4.xml · nonDerivative · entry 1

DAWSON CRAIG A · CIK 0001541975 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186

F1 · balance_after: Includes 62 shares acquired on various dates pursuant to a qualified dividend reinvestment plan since the last Form 3 filed by the Reporting Person.

Read SEC document
December 08, 2011 Filed Jan 3, 2012 16:10 UTC SaleCommon Stock 500 $17.17 $8,585.00
Disclosure

SEC source: 0000932440-12-000004 · edgar.xml · nonDerivative · entry 3

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 0

Read SEC document
December 08, 2011 Filed Jan 3, 2012 16:10 UTC PurchaseCommon Stock 300 $17.18 $5,154.00
Disclosure

SEC source: 0000932440-12-000004 · edgar.xml · nonDerivative · entry 2

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 500

Read SEC document
December 08, 2011 Filed Jan 3, 2012 16:10 UTC PurchaseCommon Stock 200 $17.17 $3,434.00
Disclosure

SEC source: 0000932440-12-000004 · edgar.xml · nonDerivative · entry 1

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 200

Read SEC document
October 24, 2011 Filed Oct 28, 2011 19:25 UTC SaleCommon Stock 2 $17.16 $34.32
Disclosure

SEC source: 0000932440-11-001137 · edgar.xml · nonDerivative · entry 2

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 0

Read SEC document
October 24, 2011 Filed Oct 28, 2011 19:25 UTC PurchaseCommon Stock 2 $17.29 $34.58
Disclosure

SEC source: 0000932440-11-001137 · edgar.xml · nonDerivative · entry 1

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 2

Read SEC document
May 24, 2011 Filed Jul 11, 2011 21:34 UTC SaleCommon Stock 99 $20.13 $1,992.87
Disclosure

SEC source: 0000932440-11-000851 · edgar.xml · nonDerivative · entry 6

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 0

Read SEC document
May 24, 2011 Filed Jul 11, 2011 21:34 UTC PurchaseCommon Stock 99 $20.14 $1,993.86
Disclosure

SEC source: 0000932440-11-000851 · edgar.xml · nonDerivative · entry 5

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 99

Read SEC document
May 05, 2011 Filed Jul 11, 2011 21:34 UTC SaleCommon Stock 351 $20.02 $7,027.02
Disclosure

SEC source: 0000932440-11-000851 · edgar.xml · nonDerivative · entry 4

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 0

Read SEC document
May 05, 2011 Filed Jul 11, 2011 21:34 UTC SaleCommon Stock 1,600 $20.01 $32,016.00
Disclosure

SEC source: 0000932440-11-000851 · edgar.xml · nonDerivative · entry 3

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 351

Read SEC document
May 05, 2011 Filed Jul 11, 2011 21:34 UTC SaleCommon Stock 1,049 $20.00 $20,980.00
Disclosure

SEC source: 0000932440-11-000851 · edgar.xml · nonDerivative · entry 2

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 1,951

Read SEC document
May 05, 2011 Filed Jul 11, 2011 21:34 UTC PurchaseCommon Stock 3,000 $20.03 $60,090.00
Disclosure

SEC source: 0000932440-11-000851 · edgar.xml · nonDerivative · entry 1

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 3,000

Read SEC document
April 26, 2011 Filed May 13, 2011 16:55 UTC SaleCommon Stock 600 $19.86 $11,916.00
Disclosure

SEC source: 0000932440-11-000663 · edgar.xml · nonDerivative · entry 5

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 0

Read SEC document
April 26, 2011 Filed May 13, 2011 16:55 UTC PurchaseCommon Stock 600 $20.00 $12,000.00
Disclosure

SEC source: 0000932440-11-000663 · edgar.xml · nonDerivative · entry 4

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 600

Read SEC document
April 05, 2011 Filed May 13, 2011 16:55 UTC SaleCommon Stock 204 $19.97 $4,073.88
Disclosure

SEC source: 0000932440-11-000663 · edgar.xml · nonDerivative · entry 3

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 0

Read SEC document
April 05, 2011 Filed May 13, 2011 16:55 UTC SaleCommon Stock 400 $19.96 $7,984.00
Disclosure

SEC source: 0000932440-11-000663 · edgar.xml · nonDerivative · entry 2

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 204

Read SEC document
April 05, 2011 Filed May 13, 2011 16:55 UTC PurchaseCommon Stock 604 $20.02 $12,092.08
Disclosure

SEC source: 0000932440-11-000663 · edgar.xml · nonDerivative · entry 1

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 604

Read SEC document
March 24, 2011 Filed May 3, 2011 20:17 UTC SaleCommon Stock 200 $21.06 $4,212.00
Disclosure

SEC source: 0000932440-11-000591 · edgar.xml · nonDerivative · entry 8

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 0

Read SEC document
March 24, 2011 Filed May 3, 2011 20:17 UTC SaleCommon Stock 200 $21.05 $4,210.00
Disclosure

SEC source: 0000932440-11-000591 · edgar.xml · nonDerivative · entry 7

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 200

Read SEC document
March 24, 2011 Filed May 3, 2011 20:17 UTC SaleCommon Stock 1,489 $21.04 $31,328.56
Disclosure

SEC source: 0000932440-11-000591 · edgar.xml · nonDerivative · entry 6

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 400

Read SEC document
March 24, 2011 Filed May 3, 2011 20:17 UTC SaleCommon Stock 100 $21.03 $2,103.00
Disclosure

SEC source: 0000932440-11-000591 · edgar.xml · nonDerivative · entry 5

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 1,889

Read SEC document
March 24, 2011 Filed May 3, 2011 20:17 UTC SaleCommon Stock 300 $20.41 $6,123.00
Disclosure

SEC source: 0000932440-11-000591 · edgar.xml · nonDerivative · entry 4

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 1,989

Read SEC document
March 24, 2011 Filed May 3, 2011 20:17 UTC PurchaseCommon Stock 300 $21.09 $6,327.00
Disclosure

SEC source: 0000932440-11-000591 · edgar.xml · nonDerivative · entry 3

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 2,289

Read SEC document
March 24, 2011 Filed May 3, 2011 20:17 UTC PurchaseCommon Stock 1,779 $21.07 $37,483.53
Disclosure

SEC source: 0000932440-11-000591 · edgar.xml · nonDerivative · entry 2

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 1,989

Read SEC document
March 24, 2011 Filed May 3, 2011 20:17 UTC PurchaseCommon Stock 210 $21.06 $4,422.60
Disclosure

SEC source: 0000932440-11-000591 · edgar.xml · nonDerivative · entry 1

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 300

Read SEC document
March 18, 2011 Filed May 3, 2011 20:14 UTC SaleCommon Stock 400 $20.07 $8,028.00
Disclosure

SEC source: 0000932440-11-000589 · edgar.xml · nonDerivative · entry 15

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 0

Read SEC document
March 18, 2011 Filed May 3, 2011 20:14 UTC PurchaseCommon Stock 400 $20.40 $8,160.00
Disclosure

SEC source: 0000932440-11-000589 · edgar.xml · nonDerivative · entry 14

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 400

Read SEC document
March 15, 2011 Filed May 3, 2011 20:14 UTC SaleCommon Stock 64 $20.38 $1,304.32
Disclosure

SEC source: 0000932440-11-000589 · edgar.xml · nonDerivative · entry 13

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 0

Read SEC document
March 15, 2011 Filed May 3, 2011 20:14 UTC PurchaseCommon Stock 64 $20.20 $1,292.80
Disclosure

SEC source: 0000932440-11-000589 · edgar.xml · nonDerivative · entry 12

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 64

Read SEC document
March 10, 2011 Filed May 3, 2011 20:12 UTC PurchaseCommon Stock 3,005 $20.39 $61,271.95
Disclosure

SEC source: 0000932440-11-000587 · edgar.xml · nonDerivative · entry 29

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 8,850

Read SEC document
March 10, 2011 Filed May 3, 2011 20:12 UTC PurchaseCommon Stock 4,370 $20.38 $89,060.60
Disclosure

SEC source: 0000932440-11-000587 · edgar.xml · nonDerivative · entry 28

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 5,845

Read SEC document
March 10, 2011 Filed May 3, 2011 20:12 UTC PurchaseCommon Stock 1,475 $20.32 $29,972.00
Disclosure

SEC source: 0000932440-11-000587 · edgar.xml · nonDerivative · entry 27

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 1,475

Read SEC document
March 10, 2011 Filed May 3, 2011 20:14 UTC SaleCommon Stock 700 $20.34 $14,238.00
Disclosure

SEC source: 0000932440-11-000589 · edgar.xml · nonDerivative · entry 11

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 0

Read SEC document
March 10, 2011 Filed May 3, 2011 20:14 UTC SaleCommon Stock 4,625 $20.33 $94,026.25
Disclosure

SEC source: 0000932440-11-000589 · edgar.xml · nonDerivative · entry 10

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 700

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March 10, 2011 Filed May 3, 2011 20:14 UTC SaleCommon Stock 200 $20.32 $4,064.00
Disclosure

SEC source: 0000932440-11-000589 · edgar.xml · nonDerivative · entry 9

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 5,325

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March 10, 2011 Filed May 3, 2011 20:14 UTC SaleCommon Stock 1,000 $20.31 $20,310.00
Disclosure

SEC source: 0000932440-11-000589 · edgar.xml · nonDerivative · entry 8

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 5,525

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March 10, 2011 Filed May 3, 2011 20:14 UTC SaleCommon Stock 700 $20.30 $14,210.00
Disclosure

SEC source: 0000932440-11-000589 · edgar.xml · nonDerivative · entry 7

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 6,525

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March 10, 2011 Filed May 3, 2011 20:14 UTC SaleCommon Stock 400 $20.29 $8,116.00
Disclosure

SEC source: 0000932440-11-000589 · edgar.xml · nonDerivative · entry 6

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 7,225

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March 10, 2011 Filed May 3, 2011 20:14 UTC SaleCommon Stock 600 $20.28 $12,168.00
Disclosure

SEC source: 0000932440-11-000589 · edgar.xml · nonDerivative · entry 5

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 7,625

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March 10, 2011 Filed May 3, 2011 20:14 UTC SaleCommon Stock 625 $20.27 $12,668.75
Disclosure

SEC source: 0000932440-11-000589 · edgar.xml · nonDerivative · entry 4

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 8,225

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March 10, 2011 Filed May 3, 2011 20:14 UTC PurchaseCommon Stock 3,005 $20.39 $61,271.95
Disclosure

SEC source: 0000932440-11-000589 · edgar.xml · nonDerivative · entry 3

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 8,850

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March 10, 2011 Filed May 3, 2011 20:14 UTC PurchaseCommon Stock 4,370 $20.38 $89,060.60
Disclosure

SEC source: 0000932440-11-000589 · edgar.xml · nonDerivative · entry 2

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 5,845

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.