Tapewire

Nasdaq · USD

PTGX

Protagonist Therapeutics, Inc

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Tapewire entity
3552
SEC CIK
0001377121
Parsed reports
275

Last 12 months

Inside the activity.

0 purchase rows · 37 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 2026012
Feb 202602
Mar 202605
Apr 202601
May 202607
Jun 202602
Jul 202600
Aug 202602
Sep 202605
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 25, 2024 Filed Nov 28, 2024 00:08 UTC
PATEL DINESH V PH DDirector · President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 1,727 $0.00 Strike: $21.58 $0.00
Disclosure

SEC source: 0001104659-24-123806 · tm2429758-1_4seq1.xml · derivative · entry 5

PATEL DINESH V PH D · CIK 0001120477 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 318,273

Underlying: Common Stock · 1,727 shares

Expires 2026-10-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These stock options are fully vested.

Read SEC document
November 25, 2024 Filed Nov 28, 2024 00:08 UTC
PATEL DINESH V PH DDirector · President and CEO
Exercise / conversionCommon Stock 1,727 $21.58 $37,268.66
Disclosure

SEC source: 0001104659-24-123806 · tm2429758-1_4seq1.xml · nonDerivative · entry 3

PATEL DINESH V PH D · CIK 0001120477 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 429,935

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 25, 2024 Filed Nov 28, 2024 00:08 UTC
PATEL DINESH V PH DDirector · President and CEO
GiftCommon Stock 7,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-123806 · tm2429758-1_4seq1.xml · nonDerivative · entry 2

PATEL DINESH V PH D · CIK 0001120477 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 428,208

F3 · kind: On November 25, 2024, the Reporting Person made a charitable donation of 7,000 shares of common stock to a donor-advised fund, which will use the gifted shares for charitable purposes.

Read SEC document
November 25, 2024 Filed Nov 28, 2024 00:08 UTC
PATEL DINESH V PH DDirector · President and CEO
SaleCommon Stock 78,520 $46.96 $3,687,299.20
Disclosure

SEC source: 0001104659-24-123806 · tm2429758-1_4seq1.xml · nonDerivative · entry 1

PATEL DINESH V PH D · CIK 0001120477 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 435,208

F1 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $46.50 to $47.47. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F2 · balance_after: Includes an aggregate of 313 shares acquired by the Reporting Person under the Issuer's 2016 Employee Stock Purchase Plan on September 9, 2024.

Read SEC document
November 25, 2024 Filed Nov 28, 2024 00:09 UTC
Gupta SuneelChief Development Officer
Exercise / conversionStock Option (right to buy) · Derivative 85,000 $0.00 Strike: $7.80 $0.00
Disclosure

SEC source: 0001104659-24-123807 · tm2429758-2_4seq1.xml · derivative · entry 10

Gupta Suneel · CIK 0001763923 · Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 85,000 shares

Expires 2030-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These stock options are fully vested.

Read SEC document
November 25, 2024 Filed Nov 28, 2024 00:09 UTC
Gupta SuneelChief Development Officer
Exercise / conversionStock Option (right to buy) · Derivative 45,000 $0.00 Strike: $8.02 $0.00
Disclosure

SEC source: 0001104659-24-123807 · tm2429758-2_4seq1.xml · derivative · entry 9

Gupta Suneel · CIK 0001763923 · Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 45,000 shares

Expires 2029-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These stock options are fully vested.

Read SEC document
November 25, 2024 Filed Nov 28, 2024 00:09 UTC
Gupta SuneelChief Development Officer
Exercise / conversionStock Option (right to buy) · Derivative 45,000 $0.00 Strike: $7.38 $0.00
Disclosure

SEC source: 0001104659-24-123807 · tm2429758-2_4seq1.xml · derivative · entry 8

Gupta Suneel · CIK 0001763923 · Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 45,000 shares

Expires 2029-01-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These stock options are fully vested.

Read SEC document
November 25, 2024 Filed Nov 28, 2024 00:09 UTC
Gupta SuneelChief Development Officer
SaleCommon Stock 103,437 $46.04 $4,762,239.48
Disclosure

SEC source: 0001104659-24-123807 · tm2429758-2_4seq1.xml · nonDerivative · entry 4

Gupta Suneel · CIK 0001763923 · Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 256,174

F2 · kind: Sale to cover the exercise price of the options.

F3 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $45.63 to $46.50. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
November 25, 2024 Filed Nov 28, 2024 00:09 UTC
Gupta SuneelChief Development Officer
Exercise / conversionCommon Stock 85,000 $7.80 $663,000.00
Disclosure

SEC source: 0001104659-24-123807 · tm2429758-2_4seq1.xml · nonDerivative · entry 3

Gupta Suneel · CIK 0001763923 · Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 359,611

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 25, 2024 Filed Nov 28, 2024 00:09 UTC
Gupta SuneelChief Development Officer
Exercise / conversionCommon Stock 45,000 $8.02 $360,900.00
Disclosure

SEC source: 0001104659-24-123807 · tm2429758-2_4seq1.xml · nonDerivative · entry 2

Gupta Suneel · CIK 0001763923 · Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 274,611

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 25, 2024 Filed Nov 28, 2024 00:09 UTC
Gupta SuneelChief Development Officer
Exercise / conversionCommon Stock 45,000 $7.38 $332,100.00
Disclosure

SEC source: 0001104659-24-123807 · tm2429758-2_4seq1.xml · nonDerivative · entry 1

Gupta Suneel · CIK 0001763923 · Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 229,611

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes an aggregate of 1,326 shares acquired by the Reporting Person under the Issuer's 2016 Employee Stock Purchase Plan on March 9, 2024.

Read SEC document
November 19, 2024 Filed Nov 21, 2024 21:01 UTC
PATEL DINESH V PH DDirector · President and CEO
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-121501 · tm2429110-1_4seq1.xml · nonDerivative · entry 1

PATEL DINESH V PH D · CIK 0001120477 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 513,415

F1 · kind: This transaction involves a bona fide gift of securities from the Reporting Person to his grandchild.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 23:49 UTC
MOLINA ARTURO MDChief Medical Officer
SaleCommon Stock 1,906 $40.98 $78,107.88
Disclosure

SEC source: 0001104659-24-120670 · tm2428939-1_4seq1.xml · nonDerivative · entry 1

MOLINA ARTURO MD · CIK 0001398940 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,444

F1 · shares: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units.

Read SEC document
September 11, 2024 Filed Sep 13, 2024 20:35 UTC
Ali AsifChief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 6,000 $0.00 Strike: $12.17 $0.00
Disclosure

SEC source: 0001104659-24-099838 · tm2423879-2_4seq1.xml · derivative · entry 6

Ali Asif · CIK 0001921163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,750

Underlying: Common Stock · 6,000 shares

Expires 2033-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option was granted to the Reporting Person on January 16, 2023 and vests in 48 equal monthly installments following the date of grant, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
September 11, 2024 Filed Sep 13, 2024 20:35 UTC
Ali AsifChief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 6,000 $0.00 Strike: $19.19 $0.00
Disclosure

SEC source: 0001104659-24-099838 · tm2423879-2_4seq1.xml · derivative · entry 5

Ali Asif · CIK 0001921163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,500

Underlying: Common Stock · 6,000 shares

Expires 2032-04-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option was granted to the Reporting Person on April 18, 2022, one quarter vested on April 18, 2023 and the remaining three quarters vest in equal monthly installments through April 18, 2026, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
September 11, 2024 Filed Sep 13, 2024 20:35 UTC
Ali AsifChief Financial Officer
SaleCommon Stock 12,000 $44.47 $533,640.00
Disclosure

SEC source: 0001104659-24-099838 · tm2423879-2_4seq1.xml · nonDerivative · entry 4

Ali Asif · CIK 0001921163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,960

F1 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $44.43 to $44.64. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
September 11, 2024 Filed Sep 13, 2024 20:35 UTC
Ali AsifChief Financial Officer
Exercise / conversionCommon Stock 6,000 $12.17 $73,020.00
Disclosure

SEC source: 0001104659-24-099838 · tm2423879-2_4seq1.xml · nonDerivative · entry 3

Ali Asif · CIK 0001921163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,960

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2024 Filed Sep 13, 2024 20:35 UTC
Ali AsifChief Financial Officer
Exercise / conversionCommon Stock 6,000 $19.19 $115,140.00
Disclosure

SEC source: 0001104659-24-099838 · tm2423879-2_4seq1.xml · nonDerivative · entry 2

Ali Asif · CIK 0001921163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,960

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2024 Filed Sep 13, 2024 20:35 UTC
Ali AsifChief Financial Officer
SaleCommon Stock 2,203 $44.59 $98,231.77
Disclosure

SEC source: 0001104659-24-099838 · tm2423879-2_4seq1.xml · nonDerivative · entry 1

Ali Asif · CIK 0001921163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,960

Read SEC document
September 10, 2024 Filed Sep 12, 2024 23:38 UTC Exercise / conversionStock Option (right to buy) · Derivative 8,000 $0.00 Strike: $12.88 $0.00
Disclosure

SEC source: 0001104659-24-099420 · tm2423879-1_4seq1.xml · derivative · entry 3

Waddill William D. · CIK 0001553338 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,000 shares

Expires 2026-09-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These stock options are fully vested.

Read SEC document
September 10, 2024 Filed Sep 12, 2024 23:38 UTC SaleCommon Stock 8,000 $45.00 $360,000.00
Disclosure

SEC source: 0001104659-24-099420 · tm2423879-1_4seq1.xml · nonDerivative · entry 2

Waddill William D. · CIK 0001553338 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,000

F1 · kind: Sale of shares effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 10, 2023.

Read SEC document
September 10, 2024 Filed Sep 12, 2024 23:38 UTC Exercise / conversionCommon Stock 8,000 $12.88 $103,040.00
Disclosure

SEC source: 0001104659-24-099420 · tm2423879-1_4seq1.xml · nonDerivative · entry 1

Waddill William D. · CIK 0001553338 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 24, 2024 Filed Jul 26, 2024 20:31 UTC Exercise / conversionStock Option (right to buy) · Derivative 8,000 $0.00 Strike: $12.88 $0.00
Disclosure

SEC source: 0001104659-24-083039 · tm2420254-1_4seq1.xml · derivative · entry 3

Waddill William D. · CIK 0001553338 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 8,000 shares

Expires 2026-09-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These stock options are fully vested.

Read SEC document
July 24, 2024 Filed Jul 26, 2024 20:31 UTC SaleCommon Stock 8,000 $40.00 $320,000.00
Disclosure

SEC source: 0001104659-24-083039 · tm2420254-1_4seq1.xml · nonDerivative · entry 2

Waddill William D. · CIK 0001553338 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,000

F1 · kind: Sale of shares effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 10, 2023.

Read SEC document
July 24, 2024 Filed Jul 26, 2024 20:31 UTC Exercise / conversionCommon Stock 8,000 $12.88 $103,040.00
Disclosure

SEC source: 0001104659-24-083039 · tm2420254-1_4seq1.xml · nonDerivative · entry 1

Waddill William D. · CIK 0001553338 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 13, 2024 Filed Jun 17, 2024 20:30 UTC
PATEL DINESH V PH DDirector · President and CEO
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-072307 · tm2417453-1_4seq1.xml · nonDerivative · entry 1

PATEL DINESH V PH D · CIK 0001120477 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 514,415

F1 · kind: This transaction involves a bona fide gift of securities from the Reporting Person to his grandchild.

Read SEC document
June 07, 2024 Filed Jun 11, 2024 20:30 UTC
PATEL DINESH V PH DDirector · President and CEO
SaleCommon Stock 35,000 $35.19 $1,231,650.00
Disclosure

SEC source: 0001104659-24-070419 · tm2416932-1_4seq1.xml · nonDerivative · entry 1

PATEL DINESH V PH D · CIK 0001120477 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 515,415

F1 · kind: Sale of shares effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 20, 2023.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $35.00 to $35.53. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes an aggregate of 825 shares acquired by the Reporting Person under the Issuer's 2016 Employee Stock Purchase Plan on March 9, 2024.

Read SEC document
June 07, 2024 Filed Jun 11, 2024 20:30 UTC Exercise / conversionStock Option (right to buy) · Derivative 8,000 $0.00 Strike: $12.88 $0.00
Disclosure

SEC source: 0001104659-24-070420 · tm2416932-2_4seq1.xml · derivative · entry 3

Waddill William D. · CIK 0001553338 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 8,000 shares

Expires 2026-09-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These stock options are fully vested.

Read SEC document
June 07, 2024 Filed Jun 11, 2024 20:30 UTC SaleCommon Stock 8,000 $35.00 $280,000.00
Disclosure

SEC source: 0001104659-24-070420 · tm2416932-2_4seq1.xml · nonDerivative · entry 2

Waddill William D. · CIK 0001553338 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,000

F1 · kind: Sale of shares effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 10, 2023.

Read SEC document
June 07, 2024 Filed Jun 11, 2024 20:30 UTC Exercise / conversionCommon Stock 8,000 $12.88 $103,040.00
Disclosure

SEC source: 0001104659-24-070420 · tm2416932-2_4seq1.xml · nonDerivative · entry 1

Waddill William D. · CIK 0001553338 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 18, 2024 Filed Apr 20, 2024 00:05 UTC
Ali AsifChief Financial Officer
SaleCommon Stock 1,234 $25.11 $30,985.74
Disclosure

SEC source: 0001104659-24-049567 · tm2412317-1_4seq1.xml · nonDerivative · entry 1

Ali Asif · CIK 0001921163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,163

F1 · shares: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 00:29 UTC
PATEL DINESH V PH DDirector · President and CEO
SaleCommon Stock 25,000 $28.31 $707,750.00
Disclosure

SEC source: 0001104659-24-042744 · tm2410626-1_4seq1.xml · nonDerivative · entry 1

PATEL DINESH V PH D · CIK 0001120477 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 549,590

F1 · kind: Sale of shares effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 20, 2023.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $27.69 to $28.77. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 07, 2024 Filed Mar 12, 2024 00:00 UTC Exercise / conversionStock Option (right to buy) · Derivative 6,490 $0.00 Strike: $1.89 $0.00
Disclosure

SEC source: 0001104659-24-033132 · tm248535-1_4seq1.xml · derivative · entry 2

SELICK HAROLD E · CIK 0001287233 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,490 shares

Expires 2024-10-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock option is fully vested.

Read SEC document
March 07, 2024 Filed Mar 12, 2024 00:00 UTC Exercise / conversionCommon Stock 6,490 $1.89 $12,266.10
Disclosure

SEC source: 0001104659-24-033132 · tm248535-1_4seq1.xml · nonDerivative · entry 1

SELICK HAROLD E · CIK 0001287233 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,996

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2024 Filed Mar 2, 2024 01:46 UTC
PATEL DINESH V PH DDirector · President and CEO
SaleCommon Stock 30,000 $31.62 $948,600.00
Disclosure

SEC source: 0001104659-24-030159 · tm247765-3_4seq1.xml · nonDerivative · entry 1

PATEL DINESH V PH D · CIK 0001120477 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 574,590

F1 · kind: Sale of shares effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 20, 2023.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $30.28 to $32.25. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 01, 2024 Filed Mar 2, 2024 01:45 UTC
Ali AsifChief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 12,000 $0.00 Strike: $12.17 $0.00
Disclosure

SEC source: 0001104659-24-030156 · tm247765-1_4seq1.xml · derivative · entry 6

Ali Asif · CIK 0001921163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,750

Underlying: Common Stock · 12,000 shares

Expires 2033-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock option was granted to the Reporting Person on January 16, 2023 and vests in 48 equal monthly installments following the date of grant.

Read SEC document
March 01, 2024 Filed Mar 2, 2024 01:45 UTC
Ali AsifChief Financial Officer
SaleCommon Stock 2,248 $32.33 $72,677.84
Disclosure

SEC source: 0001104659-24-030156 · tm247765-1_4seq1.xml · nonDerivative · entry 5

Ali Asif · CIK 0001921163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,397

F3 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $32.28 to $32.39. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 01, 2024 Filed Mar 2, 2024 01:45 UTC
Ali AsifChief Financial Officer
SaleCommon Stock 12,000 $32.22 $386,640.00
Disclosure

SEC source: 0001104659-24-030156 · tm247765-1_4seq1.xml · nonDerivative · entry 4

Ali Asif · CIK 0001921163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,645

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $32.17 to $32.31. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 01, 2024 Filed Mar 2, 2024 01:45 UTC
Ali AsifChief Financial Officer
Exercise / conversionCommon Stock 12,000 $12.17 $146,040.00
Disclosure

SEC source: 0001104659-24-030156 · tm247765-1_4seq1.xml · nonDerivative · entry 3

Ali Asif · CIK 0001921163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,645

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 01, 2024 Filed Mar 2, 2024 01:45 UTC Exercise / conversionStock Option (right to buy) · Derivative 12,975 $0.00 Strike: $6.09 $0.00
Disclosure

SEC source: 0001104659-24-030157 · tm247765-2_4seq1.xml · derivative · entry 3

Waddill William D. · CIK 0001553338 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,975 shares

Expires 2026-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These stock options are fully vested.

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March 01, 2024 Filed Mar 2, 2024 01:45 UTC SaleCommon Stock 12,975 $31.34 $406,636.50
Disclosure

SEC source: 0001104659-24-030157 · tm247765-2_4seq1.xml · nonDerivative · entry 2

Waddill William D. · CIK 0001553338 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,000

F1 · kind: Sale of shares effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 10, 2023.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $30.46 to $31.99. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

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March 01, 2024 Filed Mar 2, 2024 01:45 UTC Exercise / conversionCommon Stock 12,975 $6.09 $79,017.75
Disclosure

SEC source: 0001104659-24-030157 · tm247765-2_4seq1.xml · nonDerivative · entry 1

Waddill William D. · CIK 0001553338 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 24,975

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 29, 2024 Filed Mar 2, 2024 01:45 UTC
Ali AsifChief Financial Officer
SaleCommon Stock 2,089 $31.00 $64,759.00
Disclosure

SEC source: 0001104659-24-030156 · tm247765-1_4seq1.xml · nonDerivative · entry 2

Ali Asif · CIK 0001921163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,645

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February 29, 2024 Filed Mar 2, 2024 01:45 UTC
Ali AsifChief Financial Officer
SaleCommon Stock 7,850 $30.61 $240,288.50
Disclosure

SEC source: 0001104659-24-030156 · tm247765-1_4seq1.xml · nonDerivative · entry 1

Ali Asif · CIK 0001921163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,734

F1 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $30.57 to $30.76. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

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February 26, 2024 Filed Feb 29, 2024 01:02 UTC
PATEL DINESH V PH DDirector · President and CEO
Tax withholdingCommon Stock 10,915 $29.53 $322,319.95
Disclosure

SEC source: 0001104659-24-028888 · tm247552-2_4seq1.xml · nonDerivative · entry 1

PATEL DINESH V PH D · CIK 0001120477 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 604,590

F1 · shares: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of 25,000 restricted stock units on February 26, 2024.

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February 26, 2024 Filed Feb 29, 2024 01:00 UTC
Gupta SuneelChief Development Officer
Tax withholdingCommon Stock 4,282 $29.53 $126,447.46
Disclosure

SEC source: 0001104659-24-028886 · tm247552-1_4seq1.xml · nonDerivative · entry 1

Gupta Suneel · CIK 0001763923 · Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 183,285

F1 · shares: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of 12,000 restricted stock units on February 26, 2024.

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February 15, 2024 Filed Feb 21, 2024 01:00 UTC
PATEL DINESH V PH DDirector · President and CEO
Tax withholdingCommon Stock 3,717 $28.23 $104,930.91
Disclosure

SEC source: 0001104659-24-025685 · tm246687-1_4seq1.xml · nonDerivative · entry 1

PATEL DINESH V PH D · CIK 0001120477 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 615,505

F1 · shares: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of 10,417 restricted stock units on February 15, 2024.

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January 16, 2024 Filed Jan 19, 2024 01:00 UTC
Ali AsifChief Financial Officer
Tax withholdingCommon Stock 1,452 $24.63 $35,762.76
Disclosure

SEC source: 0001104659-24-004899 · tm243616-1_4seq1.xml · nonDerivative · entry 1

Ali Asif · CIK 0001921163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,584

F1 · shares: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of 3,541 restricted stock units on January 15, 2024.

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January 16, 2024 Filed Jan 19, 2024 01:00 UTC
MOLINA ARTURO MDChief Medical Officer
Tax withholdingCommon Stock 427 $24.63 $10,517.01
Disclosure

SEC source: 0001104659-24-004901 · tm243616-2_4seq1.xml · nonDerivative · entry 1

MOLINA ARTURO MD · CIK 0001398940 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,350

F1 · shares: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of 1,041 restricted stock units on January 15, 2024.

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January 09, 2024 Filed Jan 12, 2024 01:00 UTC
Gupta SuneelChief Development Officer
Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $7.38 $0.00
Disclosure

SEC source: 0001104659-24-003435 · tm243091-1_4seq1.xml · derivative · entry 3

Gupta Suneel · CIK 0001763923 · Chief Development Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 5,000 shares

Expires 2029-01-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These stock options are fully vested.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.