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PTC

PTC INC.

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3317
SEC CIK
0000857005
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643

Last 12 months

Inside the activity.

0 purchase rows · 17 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 2025010
Jan 202600
Feb 202602
Mar 202602
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202601

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 17, 2020 Filed Nov 19, 2020 21:13 UTC
HEPPELMANN JAMES EDirector · President and CEO
GrantRestricted Stock Units · Derivative 52,809 $0.00 $0.00
Disclosure

SEC source: 0001654954-20-012726 · section16.xml · derivative · entry 3

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,809

Underlying: Common Stock · 52,809 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F4 · derivative.exercise_date: Service-based RSUs that vest in three substantially equal installments on November 15, 2021, 2022 and 2023.

F4 · derivative.expiration_date: Service-based RSUs that vest in three substantially equal installments on November 15, 2021, 2022 and 2023.

F5 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 17, 2020 Filed Nov 19, 2020 21:13 UTC
HEPPELMANN JAMES EDirector · President and CEO
GrantRestricted Stock Units · Derivative 26,404 $0.00 $0.00
Disclosure

SEC source: 0001654954-20-012726 · section16.xml · derivative · entry 2

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,404

Underlying: Common Stock · 26,404 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F3 · derivative.exercise_date: Target performance-based RSUs that can be earned to the extent the adjusted free cash flow performance-measure is met for each of the three performance periods. RSUs earned are eligible to vest in three substantially equal installments on November 15, 2021, 2022 and 2023.

F3 · derivative.expiration_date: Target performance-based RSUs that can be earned to the extent the adjusted free cash flow performance-measure is met for each of the three performance periods. RSUs earned are eligible to vest in three substantially equal installments on November 15, 2021, 2022 and 2023.

F5 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 17, 2020 Filed Nov 19, 2020 21:13 UTC
HEPPELMANN JAMES EDirector · President and CEO
GrantRestricted Stock Units · Derivative 26,404 $0.00 $0.00
Disclosure

SEC source: 0001654954-20-012726 · section16.xml · derivative · entry 1

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,404

Underlying: Common Stock · 26,404 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F2 · derivative.exercise_date: Target performance-based RSUs that can be earned to the extent the rTSR performance-measure is met for each of the three performance periods. RSUs earned are eligible to vest in three substantially equal installments on November 15, 2021, 2022 and 2023.

F2 · derivative.expiration_date: Target performance-based RSUs that can be earned to the extent the rTSR performance-measure is met for each of the three performance periods. RSUs earned are eligible to vest in three substantially equal installments on November 15, 2021, 2022 and 2023.

F5 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 17, 2020 Filed Nov 19, 2020 21:15 UTC GrantRestricted Stock Units · Derivative 15,842 $0.00 $0.00
Disclosure

SEC source: 0001654954-20-012728 · section16.xml · derivative · entry 3

Ditullio Michael · CIK 0001804048 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,842

Underlying: Common Stock · 15,842 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F4 · derivative.exercise_date: Service-based RSUs that vest in three substantially equal installments on November 15, 2021, 2022 and 2023.

F4 · derivative.expiration_date: Service-based RSUs that vest in three substantially equal installments on November 15, 2021, 2022 and 2023.

F5 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 17, 2020 Filed Nov 19, 2020 21:15 UTC GrantRestricted Stock Units · Derivative 7,921 $0.00 $0.00
Disclosure

SEC source: 0001654954-20-012728 · section16.xml · derivative · entry 2

Ditullio Michael · CIK 0001804048 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,921

Underlying: Common Stock · 7,921 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F3 · derivative.exercise_date: Target performance-based RSUs that can be earned to the extent the adjusted free cash flow performance-measure is met for each of the three performance periods. RSUs earned are eligible to vest in three substantially equal installments on November 15, 2021, 2022 and 2023.

F3 · derivative.expiration_date: Target performance-based RSUs that can be earned to the extent the adjusted free cash flow performance-measure is met for each of the three performance periods. RSUs earned are eligible to vest in three substantially equal installments on November 15, 2021, 2022 and 2023.

F5 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 17, 2020 Filed Nov 19, 2020 21:15 UTC GrantRestricted Stock Units · Derivative 7,921 $0.00 $0.00
Disclosure

SEC source: 0001654954-20-012728 · section16.xml · derivative · entry 1

Ditullio Michael · CIK 0001804048 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,921

Underlying: Common Stock · 7,921 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F2 · derivative.exercise_date: Target performance-based RSUs that can be earned to the extent the rTSR performance-measure is met for each of the three performance periods. RSUs earned are eligible to vest in three substantially equal installments on November 15, 2021, 2022 and 2023.

F2 · derivative.expiration_date: Target performance-based RSUs that can be earned to the extent the rTSR performance-measure is met for each of the three performance periods. RSUs earned are eligible to vest in three substantially equal installments on November 15, 2021, 2022 and 2023.

F5 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 17, 2020 Filed Nov 19, 2020 21:10 UTC
Mitford KathleenEVP, Strategy
GrantRestricted Stock Units · Derivative 11,882 $0.00 $0.00
Disclosure

SEC source: 0001654954-20-012725 · section16.xml · derivative · entry 4

Mitford Kathleen · CIK 0001733579 · EVP, Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,882

Underlying: Common Stock · 11,882 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F4 · derivative.exercise_date: Service-based RSUs that vest in three substantially equal installments on November 15, 2021, 2022 and 2023.

F4 · derivative.expiration_date: Service-based RSUs that vest in three substantially equal installments on November 15, 2021, 2022 and 2023.

F5 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 17, 2020 Filed Nov 19, 2020 21:10 UTC
Mitford KathleenEVP, Strategy
GrantRestricted Stock Units · Derivative 5,941 $0.00 $0.00
Disclosure

SEC source: 0001654954-20-012725 · section16.xml · derivative · entry 3

Mitford Kathleen · CIK 0001733579 · EVP, Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,941

Underlying: Common Stock · 5,941 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F3 · derivative.exercise_date: Target performance-based RSUs that can be earned to the extent the adjusted free cash flow performance-measure is met for each of the three performance periods. RSUs earned are eligible to vest in three substantially equal installments on November 15, 2021, 2022 and 2023.

F3 · derivative.expiration_date: Target performance-based RSUs that can be earned to the extent the adjusted free cash flow performance-measure is met for each of the three performance periods. RSUs earned are eligible to vest in three substantially equal installments on November 15, 2021, 2022 and 2023.

F5 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 17, 2020 Filed Nov 19, 2020 21:10 UTC
Mitford KathleenEVP, Strategy
GrantRestricted Stock Units · Derivative 5,941 $0.00 $0.00
Disclosure

SEC source: 0001654954-20-012725 · section16.xml · derivative · entry 2

Mitford Kathleen · CIK 0001733579 · EVP, Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,941

Underlying: Common Stock · 5,941 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F2 · derivative.exercise_date: Target performance-based RSUs that can be earned to the extent the rTSR performance-measure is met for each of the three performance periods. RSUs earned are eligible to vest in three substantially equal installments on November 15, 2021, 2022 and 2023.

F2 · derivative.expiration_date: Target performance-based RSUs that can be earned to the extent the rTSR performance-measure is met for each of the three performance periods. RSUs earned are eligible to vest in three substantially equal installments on November 15, 2021, 2022 and 2023.

F5 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 17, 2020 Filed Nov 19, 2020 21:07 UTC
Talvitie KristianEVP, Chief Financial Officer
GrantRestricted Stock Units · Derivative 17,163 $0.00 $0.00
Disclosure

SEC source: 0001654954-20-012724 · section16.xml · derivative · entry 3

Talvitie Kristian · CIK 0001777095 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,163

Underlying: Common Stock · 17,163 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F4 · derivative.exercise_date: Service-based RSUs that vest in three substantially equal installments on November 15, 2021, 2022 and 2023.

F4 · derivative.expiration_date: Service-based RSUs that vest in three substantially equal installments on November 15, 2021, 2022 and 2023.

F5 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 17, 2020 Filed Nov 19, 2020 21:07 UTC
Talvitie KristianEVP, Chief Financial Officer
GrantRestricted Stock Units · Derivative 8,581 $0.00 $0.00
Disclosure

SEC source: 0001654954-20-012724 · section16.xml · derivative · entry 2

Talvitie Kristian · CIK 0001777095 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,581

Underlying: Common Stock · 8,581 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F3 · derivative.exercise_date: Target performance-based RSUs that can be earned to the extent the adjusted free cash flow performance-measure is met for each of the three performance periods. RSUs earned are eligible to vest in three substantially equal installments on November 15, 2021, 2022 and 2023.

F3 · derivative.expiration_date: Target performance-based RSUs that can be earned to the extent the adjusted free cash flow performance-measure is met for each of the three performance periods. RSUs earned are eligible to vest in three substantially equal installments on November 15, 2021, 2022 and 2023.

F5 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 17, 2020 Filed Nov 19, 2020 21:07 UTC
Talvitie KristianEVP, Chief Financial Officer
GrantRestricted Stock Units · Derivative 8,581 $0.00 $0.00
Disclosure

SEC source: 0001654954-20-012724 · section16.xml · derivative · entry 1

Talvitie Kristian · CIK 0001777095 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,581

Underlying: Common Stock · 8,581 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F2 · derivative.exercise_date: Target performance-based RSUs that can be earned to the extent the rTSR performance-measure is met for each of the three performance periods. RSUs earned are eligible to vest in three substantially equal installments on November 15, 2021, 2022 and 2023.

F2 · derivative.expiration_date: Target performance-based RSUs that can be earned to the extent the rTSR performance-measure is met for each of the three performance periods. RSUs earned are eligible to vest in three substantially equal installments on November 15, 2021, 2022 and 2023.

F5 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 17, 2020 Filed Nov 19, 2020 21:05 UTC
Wrenn KevinEVP, Products
GrantRestricted Stock Units · Derivative 7,393 $0.00 $0.00
Disclosure

SEC source: 0001654954-20-012721 · section16.xml · derivative · entry 3

Wrenn Kevin · CIK 0001803771 · EVP, Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,393

Underlying: Common Stock · 7,393 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F4 · derivative.exercise_date: Service-based RSUs that vest in three substantially equal installments on November 15, 2021, 2022 and 2023.

F4 · derivative.expiration_date: Service-based RSUs that vest in three substantially equal installments on November 15, 2021, 2022 and 2023.

F5 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 17, 2020 Filed Nov 19, 2020 21:05 UTC
Wrenn KevinEVP, Products
GrantRestricted Stock Units · Derivative 3,696 $0.00 $0.00
Disclosure

SEC source: 0001654954-20-012721 · section16.xml · derivative · entry 2

Wrenn Kevin · CIK 0001803771 · EVP, Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,696

Underlying: Common Stock · 3,696 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F3 · derivative.exercise_date: Target performance-based RSUs that can be earned to the extent the adjusted free cash flow performance-measure is met for each of the three performance periods. RSUs earned are eligible to vest in three substantially equal installments on November 15, 2021, 2022 and 2023.

F3 · derivative.expiration_date: Target performance-based RSUs that can be earned to the extent the adjusted free cash flow performance-measure is met for each of the three performance periods. RSUs earned are eligible to vest in three substantially equal installments on November 15, 2021, 2022 and 2023.

F5 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 17, 2020 Filed Nov 19, 2020 21:05 UTC
Wrenn KevinEVP, Products
GrantRestricted Stock Units · Derivative 3,696 $0.00 $0.00
Disclosure

SEC source: 0001654954-20-012721 · section16.xml · derivative · entry 1

Wrenn Kevin · CIK 0001803771 · EVP, Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,696

Underlying: Common Stock · 3,696 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F2 · derivative.exercise_date: Target performance-based RSUs that can be earned to the extent the rTSR performance-measure is met for each of the three performance periods. RSUs earned are eligible to vest in three substantially equal installments on November 15, 2021, 2022 and 2023.

F2 · derivative.expiration_date: Target performance-based RSUs that can be earned to the extent the rTSR performance-measure is met for each of the three performance periods. RSUs earned are eligible to vest in three substantially equal installments on November 15, 2021, 2022 and 2023.

F5 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 17, 2020 Filed Nov 19, 2020 21:04 UTC
VON STAATS AARON CEVP, GC and Secretary
GrantRestricted Stock Units · Derivative 9,373 $0.00 $0.00
Disclosure

SEC source: 0001654954-20-012720 · section16.xml · derivative · entry 3

VON STAATS AARON C · CIK 0001252191 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,373

Underlying: Common Stock · 9,373 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F4 · derivative.exercise_date: Service-based RSUs that vest in three substantially equal installments on November 15, 2021, 2022 and 2023.

F4 · derivative.expiration_date: Service-based RSUs that vest in three substantially equal installments on November 15, 2021, 2022 and 2023.

F5 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 17, 2020 Filed Nov 19, 2020 21:04 UTC
VON STAATS AARON CEVP, GC and Secretary
GrantRestricted Stock Units · Derivative 4,686 $0.00 $0.00
Disclosure

SEC source: 0001654954-20-012720 · section16.xml · derivative · entry 2

VON STAATS AARON C · CIK 0001252191 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,686

Underlying: Common Stock · 4,686 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F3 · derivative.exercise_date: Target performance-based RSUs that can be earned to the extent the adjusted free cash flow performance-measure is met for each of the three performance periods. RSUs earned are eligible to vest in three substantially equal installments on November 15, 2021, 2022 and 2023.

F3 · derivative.expiration_date: Target performance-based RSUs that can be earned to the extent the adjusted free cash flow performance-measure is met for each of the three performance periods. RSUs earned are eligible to vest in three substantially equal installments on November 15, 2021, 2022 and 2023.

F5 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 17, 2020 Filed Nov 19, 2020 21:04 UTC
VON STAATS AARON CEVP, GC and Secretary
GrantRestricted Stock Units · Derivative 4,686 $0.00 $0.00
Disclosure

SEC source: 0001654954-20-012720 · section16.xml · derivative · entry 1

VON STAATS AARON C · CIK 0001252191 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,686

Underlying: Common Stock · 4,686 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F2 · derivative.exercise_date: Target performance-based RSUs that can be earned to the extent the rTSR performance-measure is met for each of the three performance periods. RSUs earned are eligible to vest in three substantially equal installments on November 15, 2021, 2022 and 2023.

F2 · derivative.expiration_date: Target performance-based RSUs that can be earned to the extent the rTSR performance-measure is met for each of the three performance periods. RSUs earned are eligible to vest in three substantially equal installments on November 15, 2021, 2022 and 2023.

F5 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 17, 2020 Filed Nov 23, 2020 21:17 UTC
Richardson TroyCOO, EVP Operations
GrantRestricted Stock Units · Derivative 7,921 $0.00 $0.00
Disclosure

SEC source: 0001654954-20-012827 · section16.xml · derivative · entry 4

Richardson Troy · CIK 0001833357 · COO, EVP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,921

Underlying: Common Stock · 7,921 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F4 · derivative.exercise_date: Target performance-based RSUs that can be earned to the extent the adjusted free cash flow performance-measure is met for each of the three performance periods. RSUs earned are eligible to vest in three substantially equal installments on November 15, 2021, 2022 and 2023.

F4 · derivative.expiration_date: Target performance-based RSUs that can be earned to the extent the adjusted free cash flow performance-measure is met for each of the three performance periods. RSUs earned are eligible to vest in three substantially equal installments on November 15, 2021, 2022 and 2023.

F5 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 17, 2020 Filed Nov 23, 2020 21:17 UTC
Richardson TroyCOO, EVP Operations
GrantRestricted Stock Units · Derivative 7,921 $0.00 $0.00
Disclosure

SEC source: 0001654954-20-012827 · section16.xml · derivative · entry 3

Richardson Troy · CIK 0001833357 · COO, EVP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,921

Underlying: Common Stock · 7,921 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F3 · derivative.exercise_date: Target performance-based RSUs that can be earned to the extent the rTSR performance-measure is met for each of the three performance periods. RSUs earned are eligible to vest in three substantially equal installments on November 15, 2021, 2022 and 2023.

F3 · derivative.expiration_date: Target performance-based RSUs that can be earned to the extent the rTSR performance-measure is met for each of the three performance periods. RSUs earned are eligible to vest in three substantially equal installments on November 15, 2021, 2022 and 2023.

F5 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 17, 2020 Filed Nov 23, 2020 21:17 UTC
Richardson TroyCOO, EVP Operations
GrantRestricted Stock Units · Derivative 15,842 $0.00 $0.00
Disclosure

SEC source: 0001654954-20-012827 · section16.xml · derivative · entry 2

Richardson Troy · CIK 0001833357 · COO, EVP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,232

Underlying: Common Stock · 15,842 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F2 · derivative.exercise_date: Service-based RSUs that vest in three substantially equal installments on November 15, 2021, 2022 and 2023

F2 · derivative.expiration_date: Service-based RSUs that vest in three substantially equal installments on November 15, 2021, 2022 and 2023

F5 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 21:33 UTC SaleCommon Stock 5,782 $98.15 $567,495.21
Disclosure

SEC source: 0001654954-20-012687 · section16.xml · nonDerivative · entry 3

Ditullio Michael · CIK 0001804048 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,463

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $97.86 to $98.64. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 21:33 UTC SaleCommon Stock 1,000 $97.11 $97,111.00
Disclosure

SEC source: 0001654954-20-012687 · section16.xml · nonDerivative · entry 2

Ditullio Michael · CIK 0001804048 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,245

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $96.64 to $97.43. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 21:33 UTC SaleCommon Stock 1,474 $95.98 $141,473.49
Disclosure

SEC source: 0001654954-20-012687 · section16.xml · nonDerivative · entry 1

Ditullio Michael · CIK 0001804048 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,245

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $95.6 to $96.505. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 21:29 UTC
HEPPELMANN JAMES EDirector · President and CEO
SaleCommon Stock 5,644 $98.61 $556,533.96
Disclosure

SEC source: 0001654954-20-012684 · section16.xml · nonDerivative · entry 3

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 703,904

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $98.22 to $99.01. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 21:29 UTC
HEPPELMANN JAMES EDirector · President and CEO
SaleCommon Stock 18,510 $97.66 $1,807,769.90
Disclosure

SEC source: 0001654954-20-012684 · section16.xml · nonDerivative · entry 2

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 709,348

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $97.205 to $98.195. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 21:29 UTC
HEPPELMANN JAMES EDirector · President and CEO
SaleCommon Stock 846 $96.42 $81,569.63
Disclosure

SEC source: 0001654954-20-012684 · section16.xml · nonDerivative · entry 1

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 728,058

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $96.11 to $96.99. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 21:26 UTC
Mitford KathleenEVP, Strategy
SaleCommon Stock 200 $98.46 $19,692.00
Disclosure

SEC source: 0001654954-20-012682 · section16.xml · nonDerivative · entry 3

Mitford Kathleen · CIK 0001733579 · EVP, Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,508

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $98.42 to $98.5. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 21:26 UTC
Mitford KathleenEVP, Strategy
SaleCommon Stock 1,443 $97.93 $141,311.11
Disclosure

SEC source: 0001654954-20-012682 · section16.xml · nonDerivative · entry 2

Mitford Kathleen · CIK 0001733579 · EVP, Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,708

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $97.41 to $98.36. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 21:26 UTC
Mitford KathleenEVP, Strategy
SaleCommon Stock 685 $96.30 $65,964.82
Disclosure

SEC source: 0001654954-20-012682 · section16.xml · nonDerivative · entry 1

Mitford Kathleen · CIK 0001733579 · EVP, Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,151

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $96.09 to $96.98. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 16, 2020 Filed Nov 23, 2020 21:17 UTC
Richardson TroyCOO, EVP Operations
GrantRestricted Stock Units · Derivative 26,390 $0.00 $0.00
Disclosure

SEC source: 0001654954-20-012827 · section16.xml · derivative · entry 1

Richardson Troy · CIK 0001833357 · COO, EVP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,390

Underlying: Common Stock · 26,390 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F2 · derivative.exercise_date: Service-based RSUs that vest in three substantially equal installments on November 15, 2021, 2022 and 2023

F2 · derivative.expiration_date: Service-based RSUs that vest in three substantially equal installments on November 15, 2021, 2022 and 2023

F5 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2020 Filed Nov 17, 2020 21:57 UTC Exercise / conversionRestricted Stock Units · Derivative 3,330 $0.00 $0.00
Disclosure

SEC source: 0001654954-20-012637 · section16.xml · derivative · entry 9

Ditullio Michael · CIK 0001804048 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,330 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F9 · derivative.exercise_date: Performance-based RSUs granted on November 21, 2019 that could be earned for the FY20 performance period.

F9 · derivative.expiration_date: Performance-based RSUs granted on November 21, 2019 that could be earned for the FY20 performance period.

F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2020 Filed Nov 17, 2020 21:57 UTC Exercise / conversionRestricted Stock Units · Derivative 5,550 $0.00 $0.00
Disclosure

SEC source: 0001654954-20-012637 · section16.xml · derivative · entry 8

Ditullio Michael · CIK 0001804048 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,098

Underlying: Common Stock · 5,550 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F8 · derivative.exercise_date: RSUs granted on November 21, 2019 that vest in three substantially equal installments on November 15, 2020, 2021 and 2022.

F8 · derivative.expiration_date: RSUs granted on November 21, 2019 that vest in three substantially equal installments on November 15, 2020, 2021 and 2022.

F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2020 Filed Nov 17, 2020 21:57 UTC Exercise / conversionRestricted Stock Units · Derivative 1,734 $0.00 $0.00
Disclosure

SEC source: 0001654954-20-012637 · section16.xml · derivative · entry 7

Ditullio Michael · CIK 0001804048 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,734 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F7 · derivative.exercise_date: Performance-based RSUs granted on November 21, 2019 that could be earned for the FY20 performance period. These RSUs vested on November 15, 2020.

F7 · derivative.expiration_date: Performance-based RSUs granted on November 21, 2019 that could be earned for the FY20 performance period. These RSUs vested on November 15, 2020.

F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2020 Filed Nov 17, 2020 21:57 UTC Exercise / conversionRestricted Stock Units · Derivative 4,892 $0.00 $0.00
Disclosure

SEC source: 0001654954-20-012637 · section16.xml · derivative · entry 6

Ditullio Michael · CIK 0001804048 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,892

Underlying: Common Stock · 4,892 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F6 · derivative.exercise_date: RSUs granted on November 14, 2018 that vested on November 15, 2020.

F6 · derivative.expiration_date: RSUs granted on November 14, 2018 that vested on November 15, 2020.

F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2020 Filed Nov 17, 2020 21:57 UTC Exercise / conversionRestricted Stock Units · Derivative 2,446 $0.00 $0.00
Disclosure

SEC source: 0001654954-20-012637 · section16.xml · derivative · entry 5

Ditullio Michael · CIK 0001804048 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,446 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F5 · derivative.exercise_date: Performance-based RSUs granted on November 14, 2018 that could be earned for the performance period ended September 30, 2020.

F5 · derivative.expiration_date: Performance-based RSUs granted on November 14, 2018 that could be earned for the performance period ended September 30, 2020.

F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2020 Filed Nov 17, 2020 21:57 UTC Exercise / conversionRestricted Stock Units · Derivative 3,024 $0.00 $0.00
Disclosure

SEC source: 0001654954-20-012637 · section16.xml · derivative · entry 4

Ditullio Michael · CIK 0001804048 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,024 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F4 · derivative.exercise_date: Performance-based RSUs granted on November 15, 2017 that could be earned for the performance period ended September 30, 2020.

F4 · derivative.expiration_date: Performance-based RSUs granted on November 15, 2017 that could be earned for the performance period ended September 30, 2020.

F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2020 Filed Nov 17, 2020 21:57 UTC Exercise / conversionRestricted Stock Units · Derivative 5,214 $0.00 $0.00
Disclosure

SEC source: 0001654954-20-012637 · section16.xml · derivative · entry 3

Ditullio Michael · CIK 0001804048 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,214 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F3 · derivative.exercise_date: RSUs granted on November 15, 2017 that vested on November 15, 2020.

F3 · derivative.expiration_date: RSUs granted on November 15, 2017 that vested on November 15, 2020.

F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2020 Filed Nov 17, 2020 21:57 UTC Tax withholdingCommon Stock 10,627 $97.21 $1,033,050.67
Disclosure

SEC source: 0001654954-20-012637 · section16.xml · nonDerivative · entry 2

Ditullio Michael · CIK 0001804048 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,719

F1 · shares: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards.

Read SEC document
November 15, 2020 Filed Nov 17, 2020 21:57 UTC Exercise / conversionCommon Stock 26,190 $0.00 $0.00
Disclosure

SEC source: 0001654954-20-012637 · section16.xml · nonDerivative · entry 1

Ditullio Michael · CIK 0001804048 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,346

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2020 Filed Nov 17, 2020 21:56 UTC
HEPPELMANN JAMES EDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 12,400 $0.00 $0.00
Disclosure

SEC source: 0001654954-20-012636 · section16.xml · derivative · entry 9

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F9 · derivative.exercise_date: Performance-based RSUs granted on November 15, 2017 that vested on November 15, 2020.

F9 · derivative.expiration_date: Performance-based RSUs granted on November 15, 2017 that vested on November 15, 2020.

F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2020 Filed Nov 17, 2020 21:56 UTC
HEPPELMANN JAMES EDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 20,423 $0.00 $0.00
Disclosure

SEC source: 0001654954-20-012636 · section16.xml · derivative · entry 8

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,844

Underlying: Common Stock · 20,423 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F8 · derivative.exercise_date: RSUs granted on November 21, 2019 that vest in three substantially equal installments on November 15, 2020, 2021 and 2022.

F8 · derivative.expiration_date: RSUs granted on November 21, 2019 that vest in three substantially equal installments on November 15, 2020, 2021 and 2022.

F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2020 Filed Nov 17, 2020 21:56 UTC
HEPPELMANN JAMES EDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 12,253 $0.00 $0.00
Disclosure

SEC source: 0001654954-20-012636 · section16.xml · derivative · entry 7

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,253 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F7 · derivative.exercise_date: Performance-based RSUs granted on November 21, 2019 that vested on November 15, 2020.

F7 · derivative.expiration_date: Performance-based RSUs granted on November 21, 2019 that vested on November 15, 2020.

F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2020 Filed Nov 17, 2020 21:56 UTC
HEPPELMANN JAMES EDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 6,381 $0.00 $0.00
Disclosure

SEC source: 0001654954-20-012636 · section16.xml · derivative · entry 6

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,381 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F6 · derivative.exercise_date: Performance based RSUs granted on November 21, 2019 that vested on November 15, 2020.

F6 · derivative.expiration_date: Performance based RSUs granted on November 21, 2019 that vested on November 15, 2020.

F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2020 Filed Nov 17, 2020 21:56 UTC
HEPPELMANN JAMES EDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 18,003 $0.00 $0.00
Disclosure

SEC source: 0001654954-20-012636 · section16.xml · derivative · entry 5

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,003

Underlying: Common Stock · 18,003 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F5 · derivative.exercise_date: RSUs granted on November 14, 2018 that vested on November 15, 2020.

F5 · derivative.expiration_date: RSUs granted on November 14, 2018 that vested on November 15, 2020.

F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2020 Filed Nov 17, 2020 21:56 UTC
HEPPELMANN JAMES EDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 9,001 $0.00 $0.00
Disclosure

SEC source: 0001654954-20-012636 · section16.xml · derivative · entry 4

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,001 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F4 · derivative.exercise_date: Performance-based RSUs granted on November 14, 2018 that vested on November 15, 2020.

F4 · derivative.expiration_date: Performance-based RSUs granted on November 14, 2018 that vested on November 15, 2020.

F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2020 Filed Nov 17, 2020 21:56 UTC
HEPPELMANN JAMES EDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 21,380 $0.00 $0.00
Disclosure

SEC source: 0001654954-20-012636 · section16.xml · derivative · entry 3

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,380 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F3 · derivative.exercise_date: RSUs granted on November 15, 2017 that vested on November 15, 2020.

F3 · derivative.expiration_date: RSUs granted on November 15, 2017 that vested on November 15, 2020.

F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2020 Filed Nov 17, 2020 21:56 UTC
HEPPELMANN JAMES EDirector · President and CEO
Tax withholdingCommon Stock 43,743 $97.21 $4,252,257.03
Disclosure

SEC source: 0001654954-20-012636 · section16.xml · nonDerivative · entry 2

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 728,904

F1 · shares: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards.

Read SEC document
November 15, 2020 Filed Nov 17, 2020 21:56 UTC
HEPPELMANN JAMES EDirector · President and CEO
Exercise / conversionCommon Stock 99,841 $0.00 $0.00
Disclosure

SEC source: 0001654954-20-012636 · section16.xml · nonDerivative · entry 1

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 772,647

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2020 Filed Nov 17, 2020 21:44 UTC
CAMACHO EDUARDAEVP, Chief Customer Officer
Exercise / conversionRestricted Stock Units · Derivative 1,800 $0.00 $0.00
Disclosure

SEC source: 0001654954-20-012631 · section16.xml · derivative · entry 9

CAMACHO EDUARDA · CIK 0001803580 · EVP, Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,598

Underlying: Common Stock · 1,800 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F8 · derivative.exercise_date: RSUs granted on November 15, 2019 that vest in three substantially equal installments on November 15, 2020, 2021 and 2022.

F8 · derivative.expiration_date: RSUs granted on November 15, 2019 that vest in three substantially equal installments on November 15, 2020, 2021 and 2022.

F9 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.