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PTC

PTC INC.

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3317
SEC CIK
0000857005
Parsed reports
643

Last 12 months

Inside the activity.

0 purchase rows · 17 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 2025010
Jan 202600
Feb 202602
Mar 202602
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 21, 2022 Filed Nov 22, 2022 21:03 UTC SaleCommon Stock 4,141 $123.92 $513,137.81
Disclosure

SEC source: 0001654954-22-015660 · section16.xml · nonDerivative · entry 4

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 8,656,644

F5 · price: This transaction was executed in multiple trades at prices ranging from $123.8083 to $124.01. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
November 21, 2022 Filed Nov 22, 2022 21:03 UTC SaleCommon Stock 45,859 $123.31 $5,654,809.09
Disclosure

SEC source: 0001654954-22-015660 · section16.xml · nonDerivative · entry 3

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 8,660,785

F4 · price: This transaction was executed in multiple trades at prices ranging from $122.8073 to $123.7957. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
November 21, 2022 Filed Nov 22, 2022 21:03 UTC SaleCommon Stock 4,013 $123.55 $495,816.99
Disclosure

SEC source: 0001654954-22-015660 · section16.xml · nonDerivative · entry 2

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 8,706,644

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021.

F3 · price: This transaction was executed in multiple trades at prices ranging from $123.2218 to $124.01. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
November 21, 2022 Filed Nov 22, 2022 21:03 UTC SaleCommon Stock 3,987 $122.92 $490,078.85
Disclosure

SEC source: 0001654954-22-015660 · section16.xml · nonDerivative · entry 1

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 8,710,657

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021.

F2 · price: This transaction was executed in multiple trades at prices ranging from $122.22 to $123.21. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
November 18, 2022 Filed Nov 21, 2022 21:02 UTC SaleCommon Stock 7,247 $123.47 $894,751.58
Disclosure

SEC source: 0001654954-22-015619 · section16.xml · nonDerivative · entry 5

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 8,714,644

F5 · price: This transaction was executed in multiple trades at prices ranging from $123.36 to $123.68. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
November 18, 2022 Filed Nov 21, 2022 21:02 UTC SaleCommon Stock 42,753 $122.89 $5,253,706.68
Disclosure

SEC source: 0001654954-22-015619 · section16.xml · nonDerivative · entry 4

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 8,721,891

F4 · price: This transaction was executed in multiple trades at prices ranging from $122.36 to $123.3539. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
November 18, 2022 Filed Nov 21, 2022 21:02 UTC SaleCommon Stock 284 $125.47 $35,633.48
Disclosure

SEC source: 0001654954-22-015619 · section16.xml · nonDerivative · entry 3

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 8,764,644

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021.

F6 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
November 18, 2022 Filed Nov 21, 2022 21:02 UTC SaleCommon Stock 584 $123.81 $72,306.38
Disclosure

SEC source: 0001654954-22-015619 · section16.xml · nonDerivative · entry 2

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 8,764,928

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021.

F3 · price: This transaction was executed in multiple trades at prices ranging from $123.5105 to $124.09. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
November 18, 2022 Filed Nov 21, 2022 21:02 UTC SaleCommon Stock 7,132 $122.97 $877,025.61
Disclosure

SEC source: 0001654954-22-015619 · section16.xml · nonDerivative · entry 1

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 8,765,512

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021.

F2 · price: This transaction was executed in multiple trades at prices ranging from $122.45 to $123.43. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
November 17, 2022 Filed Nov 18, 2022 21:03 UTC SaleCommon Stock 61 $128.01 $7,808.61
Disclosure

SEC source: 0001654954-22-015549 · section16.xml · nonDerivative · entry 5

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 8,772,644

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021.

F6 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
November 17, 2022 Filed Nov 18, 2022 21:03 UTC SaleCommon Stock 589 $125.64 $74,001.19
Disclosure

SEC source: 0001654954-22-015549 · section16.xml · nonDerivative · entry 4

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 8,772,705

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021.

F5 · price: This transaction was executed in multiple trades at prices ranging from $126.41 to $126.84. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
November 17, 2022 Filed Nov 18, 2022 21:03 UTC SaleCommon Stock 1,536 $125.83 $193,278.87
Disclosure

SEC source: 0001654954-22-015549 · section16.xml · nonDerivative · entry 3

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 8,773,294

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021.

F4 · price: This transaction was executed in multiple trades at prices ranging from $125.3454 to $126.3205. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
November 17, 2022 Filed Nov 18, 2022 21:03 UTC SaleCommon Stock 2,401 $124.85 $299,776.13
Disclosure

SEC source: 0001654954-22-015549 · section16.xml · nonDerivative · entry 2

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 8,774,830

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021.

F3 · price: This transaction was executed in multiple trades at prices ranging from $124.31 to $125.3010. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
November 17, 2022 Filed Nov 18, 2022 21:03 UTC SaleCommon Stock 3,413 $123.70 $422,186.73
Disclosure

SEC source: 0001654954-22-015549 · section16.xml · nonDerivative · entry 1

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 8,777,231

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021.

F2 · price: This transaction was executed in multiple trades at prices ranging from $123.28 to $124.17. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
November 16, 2022 Filed Nov 17, 2022 23:11 UTC
Talvitie KristianEVP, Chief Financial Officer
GrantRestricted Stock Units · Derivative 15,404 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-015514 · section16.xml · derivative · entry 3

Talvitie Kristian · CIK 0001777095 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,404

Underlying: Common Stock · 15,404 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F4 · derivative.exercise_date: RSUs granted on November 16, 2022 that vest in three substantially equal installments on November 15, 2023, 2024 and 2025.

F4 · derivative.expiration_date: RSUs granted on November 16, 2022 that vest in three substantially equal installments on November 15, 2023, 2024 and 2025.

F5 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 16, 2022 Filed Nov 17, 2022 23:11 UTC
Talvitie KristianEVP, Chief Financial Officer
GrantRestricted Stock Units · Derivative 7,702 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-015514 · section16.xml · derivative · entry 2

Talvitie Kristian · CIK 0001777095 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,702

Underlying: Common Stock · 7,702 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F3 · derivative.exercise_date: Performance based RSUs granted on November 16, 2022 that vest in one installment on November 15, 2025.

F3 · derivative.expiration_date: Performance based RSUs granted on November 16, 2022 that vest in one installment on November 15, 2025.

F5 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 16, 2022 Filed Nov 17, 2022 23:11 UTC
Talvitie KristianEVP, Chief Financial Officer
GrantRestricted Stock Units · Derivative 7,702 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-015514 · section16.xml · derivative · entry 1

Talvitie Kristian · CIK 0001777095 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,702

Underlying: Common Stock · 7,702 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F2 · derivative.exercise_date: Performance based RSUs granted on November 16, 2022 that vest in three substantially equal installments on November 15, 2023, 2024 and 2025.

F2 · derivative.expiration_date: Performance based RSUs granted on November 16, 2022 that vest in three substantially equal installments on November 15, 2023, 2024 and 2025.

F5 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 16, 2022 Filed Nov 17, 2022 23:10 UTC
Ditullio MichaelPresident, Digital Thread
GrantRestricted Stock Units · Derivative 15,404 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-015513 · section16.xml · derivative · entry 3

Ditullio Michael · CIK 0001804048 · President, Digital Thread

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,404

Underlying: Common Stock · 15,404 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F4 · derivative.exercise_date: RSUs granted on November 16, 2022 that vest in three substantially equal installments on November 15, 2023, 2024 and 2025.

F4 · derivative.expiration_date: RSUs granted on November 16, 2022 that vest in three substantially equal installments on November 15, 2023, 2024 and 2025.

F5 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 16, 2022 Filed Nov 17, 2022 23:10 UTC
Ditullio MichaelPresident, Digital Thread
GrantRestricted Stock Units · Derivative 7,702 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-015513 · section16.xml · derivative · entry 2

Ditullio Michael · CIK 0001804048 · President, Digital Thread

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,702

Underlying: Common Stock · 7,702 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F3 · derivative.exercise_date: Performance based RSUs granted on November 16, 2022 that vest in one installment on November 15, 2025.

F3 · derivative.expiration_date: Performance based RSUs granted on November 16, 2022 that vest in one installment on November 15, 2025.

F5 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 16, 2022 Filed Nov 17, 2022 23:10 UTC
Ditullio MichaelPresident, Digital Thread
GrantRestricted Stock Units · Derivative 7,702 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-015513 · section16.xml · derivative · entry 1

Ditullio Michael · CIK 0001804048 · President, Digital Thread

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,702

Underlying: Common Stock · 7,702 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F2 · derivative.exercise_date: Performance based RSUs granted on November 16, 2022 that vest in three substantially equal installments on November 15, 2023, 2024 and 2025.

F2 · derivative.expiration_date: Performance based RSUs granted on November 16, 2022 that vest in three substantially equal installments on November 15, 2023, 2024 and 2025.

F5 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 16, 2022 Filed Nov 17, 2022 23:08 UTC
Kniker CatherineChief Strategy Officer
GrantRestricted Stock Units · Derivative 7,702 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-015512 · section16.xml · derivative · entry 4

Kniker Catherine · CIK 0001914751 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,702

Underlying: Common Stock · 7,702 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F5 · derivative.exercise_date: RSUs granted on November 16, 2022 that vest in three substantially equal installments on November 15, 2023, 2024 and 2025.

F5 · derivative.expiration_date: RSUs granted on November 16, 2022 that vest in three substantially equal installments on November 15, 2023, 2024 and 2025.

F6 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 16, 2022 Filed Nov 17, 2022 23:08 UTC
Kniker CatherineChief Strategy Officer
GrantRestricted Stock Units · Derivative 3,851 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-015512 · section16.xml · derivative · entry 3

Kniker Catherine · CIK 0001914751 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,851

Underlying: Common Stock · 3,851 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F4 · derivative.exercise_date: Performance based RSUs granted on November 16, 2022 that vest in one installment on November 15, 2025.

F4 · derivative.expiration_date: Performance based RSUs granted on November 16, 2022 that vest in one installment on November 15, 2025.

F6 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 16, 2022 Filed Nov 17, 2022 23:08 UTC
Kniker CatherineChief Strategy Officer
GrantRestricted Stock Units · Derivative 3,851 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-015512 · section16.xml · derivative · entry 2

Kniker Catherine · CIK 0001914751 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,851

Underlying: Common Stock · 3,851 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F3 · derivative.exercise_date: Performance based RSUs granted on November 16, 2022 that vest in three substantially equal installments on November 15, 2023, 2024 and 2025.

F3 · derivative.expiration_date: Performance based RSUs granted on November 16, 2022 that vest in three substantially equal installments on November 15, 2023, 2024 and 2025.

F6 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 16, 2022 Filed Nov 17, 2022 23:08 UTC
Kniker CatherineChief Strategy Officer
SaleCommon Stock 2,611 $130.42 $340,526.62
Disclosure

SEC source: 0001654954-22-015512 · section16.xml · nonDerivative · entry 1

Kniker Catherine · CIK 0001914751 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,472

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan.

Read SEC document
November 16, 2022 Filed Nov 17, 2022 23:07 UTC
HEPPELMANN JAMES EDirector · President and CEO
GrantRestricted Stock Units · Derivative 38,511 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-015511 · section16.xml · derivative · entry 5

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,511

Underlying: Common Stock · 38,511 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F7 · derivative.exercise_date: RSUs granted on November 16, 2022 that vest in three substantially equal installments on November 15, 2023, 2024 and 2025.

F7 · derivative.expiration_date: RSUs granted on November 16, 2022 that vest in three substantially equal installments on November 15, 2023, 2024 and 2025.

F8 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 16, 2022 Filed Nov 17, 2022 23:07 UTC
HEPPELMANN JAMES EDirector · President and CEO
GrantRestricted Stock Units · Derivative 19,255 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-015511 · section16.xml · derivative · entry 4

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,255

Underlying: Common Stock · 19,255 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F6 · derivative.exercise_date: Performance based RSUs granted on November 16, 2022 that vest in one installment on November 15, 2025.

F6 · derivative.expiration_date: Performance based RSUs granted on November 16, 2022 that vest in one installment on November 15, 2025.

F8 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 16, 2022 Filed Nov 17, 2022 23:07 UTC
HEPPELMANN JAMES EDirector · President and CEO
GrantRestricted Stock Units · Derivative 19,255 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-015511 · section16.xml · derivative · entry 3

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,255

Underlying: Common Stock · 19,255 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F5 · derivative.exercise_date: Performance based RSUs granted on November 16, 2022 that vest in three substantially equal installments on November 15, 2023, 2024 and 2025.

F5 · derivative.expiration_date: Performance based RSUs granted on November 16, 2022 that vest in three substantially equal installments on November 15, 2023, 2024 and 2025.

F8 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 16, 2022 Filed Nov 17, 2022 23:07 UTC
HEPPELMANN JAMES EDirector · President and CEO
SaleCommon Stock 3,051 $130.71 $398,808.11
Disclosure

SEC source: 0001654954-22-015511 · section16.xml · nonDerivative · entry 2

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 930,667

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $130.5925 to $130.815. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 16, 2022 Filed Nov 17, 2022 23:07 UTC
HEPPELMANN JAMES EDirector · President and CEO
SaleCommon Stock 31,199 $130.10 $4,058,961.82
Disclosure

SEC source: 0001654954-22-015511 · section16.xml · nonDerivative · entry 1

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 933,718

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $129.58 to $130.58. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 16, 2022 Filed Nov 17, 2022 23:03 UTC
HEPPELMANN JAMES EDirector · President and CEO
GiftCommon Stock 750 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-015508 · section16.xml · nonDerivative · entry 4

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 964,917

F3 · shares: Gift to the Renaissance Charitable Foundation, Inc.

Read SEC document
November 16, 2022 Filed Nov 17, 2022 21:12 UTC
VON STAATS AARON CEVP, GC and Secretary
GrantRestricted Stock Units · Derivative 9,627 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-015500 · section16.xml · derivative · entry 5

VON STAATS AARON C · CIK 0001252191 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,627

Underlying: Common Stock · 9,627 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F7 · derivative.exercise_date: RSUs granted on November 16, 2022 that vest in three substantially equal installments on November 15, 2023, 2024 and 2025.

F7 · derivative.expiration_date: RSUs granted on November 16, 2022 that vest in three substantially equal installments on November 15, 2023, 2024 and 2025.

F8 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 16, 2022 Filed Nov 17, 2022 21:12 UTC
VON STAATS AARON CEVP, GC and Secretary
GrantRestricted Stock Units · Derivative 4,813 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-015500 · section16.xml · derivative · entry 4

VON STAATS AARON C · CIK 0001252191 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,813

Underlying: Common Stock · 4,813 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F6 · derivative.exercise_date: Performance based RSUs granted on November 16, 2022 that vest in one installment on November 15, 2025.

F6 · derivative.expiration_date: Performance based RSUs granted on November 16, 2022 that vest in one installment on November 15, 2025.

F8 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 16, 2022 Filed Nov 17, 2022 21:12 UTC
VON STAATS AARON CEVP, GC and Secretary
GrantRestricted Stock Units · Derivative 4,813 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-015500 · section16.xml · derivative · entry 3

VON STAATS AARON C · CIK 0001252191 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,813

Underlying: Common Stock · 4,813 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F5 · derivative.exercise_date: Performance based RSUs granted on November 16, 2022 that vest in three substantially equal installments on November 15, 2023, 2024 and 2025.

F5 · derivative.expiration_date: Performance based RSUs granted on November 16, 2022 that vest in three substantially equal installments on November 15, 2023, 2024 and 2025.

F8 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 16, 2022 Filed Nov 17, 2022 21:12 UTC
VON STAATS AARON CEVP, GC and Secretary
SaleCommon Stock 976 $130.72 $127,581.94
Disclosure

SEC source: 0001654954-22-015500 · section16.xml · nonDerivative · entry 2

VON STAATS AARON C · CIK 0001252191 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,040

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $130.575 to $130.895. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 16, 2022 Filed Nov 17, 2022 21:12 UTC
VON STAATS AARON CEVP, GC and Secretary
SaleCommon Stock 8,356 $130.10 $1,087,087.19
Disclosure

SEC source: 0001654954-22-015500 · section16.xml · nonDerivative · entry 1

VON STAATS AARON C · CIK 0001252191 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,016

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $129.57 to $130.545. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 16, 2022 Filed Nov 17, 2022 21:09 UTC SaleCommon Stock 1,848 $130.99 $242,077.28
Disclosure

SEC source: 0001654954-22-015498 · section16.xml · nonDerivative · entry 2

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 8,780,644

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021.

F3 · price: This transaction was executed in multiple trades at prices ranging from $130.6902 to $131.1817. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
November 16, 2022 Filed Nov 17, 2022 21:09 UTC SaleCommon Stock 9,746 $130.09 $1,267,819.13
Disclosure

SEC source: 0001654954-22-015498 · section16.xml · nonDerivative · entry 1

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 8,782,492

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021.

F2 · price: This transaction was executed in multiple trades at prices ranging from $129.69 to $130.68. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 23:06 UTC
VON STAATS AARON CEVP, GC and Secretary
Exercise / conversionRestricted Stock Units · Derivative 2,334 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-015510 · section16.xml · derivative · entry 13

VON STAATS AARON C · CIK 0001252191 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,134

Underlying: Common Stock · 2,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F11 · derivative.exercise_date: Performance based RSUs granted on November 17, 2021 that could be earned for FY22 that were earned and vested on November 15, 2022.

F11 · derivative.expiration_date: Performance based RSUs granted on November 17, 2021 that could be earned for FY22 that were earned and vested on November 15, 2022.

F12 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 23:06 UTC
VON STAATS AARON CEVP, GC and Secretary
Exercise / conversionRestricted Stock Units · Derivative 3,135 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-015510 · section16.xml · derivative · entry 12

VON STAATS AARON C · CIK 0001252191 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,268

Underlying: Common Stock · 3,135 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F10 · derivative.exercise_date: RSUs granted on November 17, 2021 that vest in three substantially equal installments on November 15, 2022, 2023 and 2024.

F10 · derivative.expiration_date: RSUs granted on November 17, 2021 that vest in three substantially equal installments on November 15, 2022, 2023 and 2024.

F12 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 23:06 UTC
VON STAATS AARON CEVP, GC and Secretary
Exercise / conversionRestricted Stock Units · Derivative 2,395 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-015510 · section16.xml · derivative · entry 11

VON STAATS AARON C · CIK 0001252191 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,562

Underlying: Common Stock · 2,395 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F9 · derivative.exercise_date: Performance based RSUs granted on November 17, 2020 that could be earned for FY22 that were earned and vested on November 15, 2022

F9 · derivative.expiration_date: Performance based RSUs granted on November 17, 2020 that could be earned for FY22 that were earned and vested on November 15, 2022

F12 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 23:06 UTC
VON STAATS AARON CEVP, GC and Secretary
Exercise / conversionRestricted Stock Units · Derivative 2,327 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-015510 · section16.xml · derivative · entry 10

VON STAATS AARON C · CIK 0001252191 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,562

Underlying: Common Stock · 2,327 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F8 · derivative.exercise_date: Performance based RSUs granted on November 17, 2020 that could be earned for FY22 that were earned and vested on November 15, 2022

F8 · derivative.expiration_date: Performance based RSUs granted on November 17, 2020 that could be earned for FY22 that were earned and vested on November 15, 2022

F12 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 23:06 UTC
VON STAATS AARON CEVP, GC and Secretary
Exercise / conversionRestricted Stock Units · Derivative 3,124 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-015510 · section16.xml · derivative · entry 9

VON STAATS AARON C · CIK 0001252191 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,124

Underlying: Common Stock · 3,124 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F7 · derivative.exercise_date: RSUs granted on November 17, 2020 that vest in three substantially equal installments on November 15, 2021, 2022 and 2023.

F7 · derivative.expiration_date: RSUs granted on November 17, 2020 that vest in three substantially equal installments on November 15, 2021, 2022 and 2023.

F12 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 23:06 UTC
VON STAATS AARON CEVP, GC and Secretary
Exercise / conversionRestricked Stock Units · Derivative 3,940 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-015510 · section16.xml · derivative · entry 8

VON STAATS AARON C · CIK 0001252191 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,940 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F6 · derivative.exercise_date: RSUs granted on November 21, 2019 that vested on November 15, 2022.

F6 · derivative.expiration_date: RSUs granted on November 21, 2019 that vested on November 15, 2022.

F12 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 23:06 UTC
VON STAATS AARON CEVP, GC and Secretary
Exercise / conversionRestricted Stock Units · Derivative 3,940 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-015510 · section16.xml · derivative · entry 7

VON STAATS AARON C · CIK 0001252191 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,940 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F5 · derivative.exercise_date: Performance based RSUs granted on November 21, 2019 that could be earned for FY22 that were earned and vested on November 15, 2022.

F5 · derivative.expiration_date: Performance based RSUs granted on November 21, 2019 that could be earned for FY22 that were earned and vested on November 15, 2022.

F12 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 23:06 UTC
VON STAATS AARON CEVP, GC and Secretary
GrantRestricted Stock Units · Derivative 3,940 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-015510 · section16.xml · derivative · entry 6

VON STAATS AARON C · CIK 0001252191 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,940

Underlying: Common Stock · 3,940 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F5 · derivative.exercise_date: Performance based RSUs granted on November 21, 2019 that could be earned for FY22 that were earned and vested on November 15, 2022.

F5 · derivative.expiration_date: Performance based RSUs granted on November 21, 2019 that could be earned for FY22 that were earned and vested on November 15, 2022.

F12 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 23:06 UTC
VON STAATS AARON CEVP, GC and Secretary
Exercise / conversionRestricted Stock Units · Derivative 5,923 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-015510 · section16.xml · derivative · entry 5

VON STAATS AARON C · CIK 0001252191 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,923 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F4 · derivative.exercise_date: Performance based RSUs granted on November 21, 2019 that could be earned for FY22 that were earned and vested on November 15, 2022.

F4 · derivative.expiration_date: Performance based RSUs granted on November 21, 2019 that could be earned for FY22 that were earned and vested on November 15, 2022.

F12 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 23:06 UTC
VON STAATS AARON CEVP, GC and Secretary
GrantRestricted Stock Units · Derivative 5,923 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-015510 · section16.xml · derivative · entry 4

VON STAATS AARON C · CIK 0001252191 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,923

Underlying: Common Stock · 5,923 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F4 · derivative.exercise_date: Performance based RSUs granted on November 21, 2019 that could be earned for FY22 that were earned and vested on November 15, 2022.

F4 · derivative.expiration_date: Performance based RSUs granted on November 21, 2019 that could be earned for FY22 that were earned and vested on November 15, 2022.

F12 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 23:06 UTC
VON STAATS AARON CEVP, GC and Secretary
Tax withholdingCommon Stock 12,300 $132.01 $1,623,723.00
Disclosure

SEC source: 0001654954-22-015510 · section16.xml · nonDerivative · entry 3

VON STAATS AARON C · CIK 0001252191 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,372

F2 · shares: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 23:06 UTC
VON STAATS AARON CEVP, GC and Secretary
GrantCommon Stock 3,154 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-015510 · section16.xml · nonDerivative · entry 2

VON STAATS AARON C · CIK 0001252191 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,672

F1 · shares: Shares earned under FY22 Corporate Incentive Plan.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 23:06 UTC
VON STAATS AARON CEVP, GC and Secretary
Exercise / conversionCommon Stock 27,118 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-015510 · section16.xml · nonDerivative · entry 1

VON STAATS AARON C · CIK 0001252191 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,518

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.