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PTC

PTC INC.

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3317
SEC CIK
0000857005
Parsed reports
643

Last 12 months

Inside the activity.

0 purchase rows · 17 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 2025010
Jan 202600
Feb 202602
Mar 202602
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202601

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 06, 2023 Filed Feb 8, 2023 21:03 UTC SaleCommon Stock 5,238 $131.17 $687,048.56
Disclosure

SEC source: 0001654954-23-001474 · section16.xml · nonDerivative · entry 3

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 7,680,017

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022.

F4 · price: This transaction was executed in multiple trades at prices ranging from $130.8057 to $131.7559. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F10 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
February 06, 2023 Filed Feb 8, 2023 21:03 UTC SaleCommon Stock 1,472 $130.43 $191,994.73
Disclosure

SEC source: 0001654954-23-001474 · section16.xml · nonDerivative · entry 2

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 7,685,255

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022.

F3 · price: This transaction was executed in multiple trades at prices ranging from $129.8028 to $130.8025. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F10 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
February 06, 2023 Filed Feb 8, 2023 21:03 UTC SaleCommon Stock 1,290 $129.12 $166,567.25
Disclosure

SEC source: 0001654954-23-001474 · section16.xml · nonDerivative · entry 1

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 7,686,727

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022.

F2 · price: This transaction was executed in multiple trades at prices ranging from $128.73 to $129.6388. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F10 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
February 03, 2023 Filed Feb 6, 2023 22:02 UTC SaleCommon Stock 349 $132.75 $46,329.89
Disclosure

SEC source: 0001654954-23-001335 · section16.xml · nonDerivative · entry 4

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 7,688,017

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022.

F5 · price: This transaction was executed in multiple trades at prices ranging from $132.60 to $132.9361. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
February 03, 2023 Filed Feb 6, 2023 22:02 UTC SaleCommon Stock 1,542 $132.17 $203,810.46
Disclosure

SEC source: 0001654954-23-001335 · section16.xml · nonDerivative · entry 3

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 7,688,366

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022.

F4 · price: This transaction was executed in multiple trades at prices ranging from $131.60 to $132.5853. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
February 03, 2023 Filed Feb 6, 2023 22:02 UTC SaleCommon Stock 5,445 $130.80 $712,232.68
Disclosure

SEC source: 0001654954-23-001335 · section16.xml · nonDerivative · entry 2

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 7,689,908

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022.

F3 · price: This transaction was executed in multiple trades at prices ranging from $130.38 to $131.35. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
February 03, 2023 Filed Feb 6, 2023 22:02 UTC SaleCommon Stock 664 $130.08 $86,374.12
Disclosure

SEC source: 0001654954-23-001335 · section16.xml · nonDerivative · entry 1

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 7,695,353

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022.

F2 · price: This transaction was executed in multiple trades at prices ranging from $129.33 to $130.32. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
February 02, 2023 Filed Feb 3, 2023 21:03 UTC SaleCommon Stock 76 $136.00 $10,336.00
Disclosure

SEC source: 0001654954-23-001266 · section16.xml · nonDerivative · entry 6

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 7,696,017

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022.

F7 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
February 02, 2023 Filed Feb 3, 2023 21:03 UTC SaleCommon Stock 300 $134.64 $40,390.50
Disclosure

SEC source: 0001654954-23-001266 · section16.xml · nonDerivative · entry 5

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 7,696,093

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022.

F6 · price: This transaction was executed in multiple trades at prices ranging from $134.0850 to $134.91. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F7 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
February 02, 2023 Filed Feb 3, 2023 21:03 UTC SaleCommon Stock 903 $132.82 $119,939.53
Disclosure

SEC source: 0001654954-23-001266 · section16.xml · nonDerivative · entry 4

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 7,696,393

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022.

F5 · price: This transaction was executed in multiple trades at prices ranging from $132.51 to $133.27. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F7 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
February 02, 2023 Filed Feb 3, 2023 21:03 UTC SaleCommon Stock 5,321 $131.88 $701,736.67
Disclosure

SEC source: 0001654954-23-001266 · section16.xml · nonDerivative · entry 3

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 7,697,296

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022.

F4 · price: This transaction was executed in multiple trades at prices ranging from $131.46 to $132.4441. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F7 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
February 02, 2023 Filed Feb 3, 2023 21:03 UTC SaleCommon Stock 400 $130.92 $52,366.00
Disclosure

SEC source: 0001654954-23-001266 · section16.xml · nonDerivative · entry 2

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 7,702,617

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022.

F3 · price: This transaction was executed in multiple trades at prices ranging from $130.33 to $131.20. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F7 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
February 02, 2023 Filed Feb 3, 2023 21:03 UTC SaleCommon Stock 1,000 $129.87 $129,871.00
Disclosure

SEC source: 0001654954-23-001266 · section16.xml · nonDerivative · entry 1

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 7,703,017

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022.

F2 · price: This transaction was executed in multiple trades at prices ranging from $129.33 to $130.26. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F7 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
February 01, 2023 Filed Feb 1, 2023 21:06 UTC SaleCommon Stock 268 $135.62 $36,347.31
Disclosure

SEC source: 0001654954-23-001171 · section16.xml · nonDerivative · entry 2

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 7,704,017

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 8, 2022.

F3 · price: This transaction was executed in multiple trades at prices ranging from $135.58 to $135.71. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
February 01, 2023 Filed Feb 1, 2023 21:06 UTC SaleCommon Stock 1,432 $135.06 $193,412.51
Disclosure

SEC source: 0001654954-23-001171 · section16.xml · nonDerivative · entry 1

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 7,704,285

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 8, 2022.

F2 · price: This transaction was executed in multiple trades at prices ranging from $134.56 to $135.44. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
February 01, 2023 Filed Feb 2, 2023 21:10 UTC
Kniker CatherineChief Strategy Officer
SaleCommon Stock 102 $134.56 $13,725.12
Disclosure

SEC source: 0001654954-23-001228 · section16.xml · nonDerivative · entry 1

Kniker Catherine · CIK 0001914751 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,472

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on June 9, 2022.

Read SEC document
February 01, 2023 Filed Feb 2, 2023 21:08 UTC
VON STAATS AARON CEVP, GC and Secretary
SaleCommon Stock 228 $138.05 $31,475.83
Disclosure

SEC source: 0001654954-23-001227 · section16.xml · nonDerivative · entry 4

VON STAATS AARON C · CIK 0001252191 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,175

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on June 8, 2022.

F5 · price: This transaction was executed in multiple trades at prices ranging from $137.76 to $138.4. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 01, 2023 Filed Feb 2, 2023 21:08 UTC
VON STAATS AARON CEVP, GC and Secretary
SaleCommon Stock 377 $136.80 $51,571.87
Disclosure

SEC source: 0001654954-23-001227 · section16.xml · nonDerivative · entry 3

VON STAATS AARON C · CIK 0001252191 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,403

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on June 8, 2022.

F4 · price: This transaction was executed in multiple trades at prices ranging from $136.66 to $137.12. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 01, 2023 Filed Feb 2, 2023 21:08 UTC
VON STAATS AARON CEVP, GC and Secretary
SaleCommon Stock 2,203 $135.81 $299,188.33
Disclosure

SEC source: 0001654954-23-001227 · section16.xml · nonDerivative · entry 2

VON STAATS AARON C · CIK 0001252191 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,780

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on June 8, 2022.

F3 · price: This transaction was executed in multiple trades at prices ranging from $135.565 to $136.225. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 01, 2023 Filed Feb 2, 2023 21:08 UTC
VON STAATS AARON CEVP, GC and Secretary
SaleCommon Stock 2,057 $135.17 $278,038.52
Disclosure

SEC source: 0001654954-23-001227 · section16.xml · nonDerivative · entry 1

VON STAATS AARON C · CIK 0001252191 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,983

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on June 8, 2022.

F2 · price: This transaction was executed in multiple trades at prices ranging from $134.56 to $135.495. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 12, 2022 Filed Dec 13, 2022 23:02 UTC SaleCommon Stock 7,281 $123.68 $900,530.10
Disclosure

SEC source: 0001654954-22-016435 · section16.xml · nonDerivative · entry 1

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 7,705,717

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021.

F2 · price: This transaction was executed in multiple trades at prices ranging from $123.15 to $124.1319. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
December 09, 2022 Filed Dec 13, 2022 21:17 UTC SaleCommon Stock 180,006 $121.54 $21,877,983.24
Disclosure

SEC source: 0001654954-22-016426 · section16.xml · nonDerivative · entry 5

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 7,712,998

F6 · price: This transaction was executed in multiple trades at prices ranging from $121.18 to $122.04. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F7 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
December 09, 2022 Filed Dec 13, 2022 21:17 UTC SaleCommon Stock 91,126 $120.95 $11,021,252.30
Disclosure

SEC source: 0001654954-22-016426 · section16.xml · nonDerivative · entry 4

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 7,893,004

F5 · price: This transaction was executed in multiple trades at prices ranging from $120.18 to $121.1750. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F7 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
December 09, 2022 Filed Dec 13, 2022 21:17 UTC SaleCommon Stock 24,868 $119.70 $2,976,739.39
Disclosure

SEC source: 0001654954-22-016426 · section16.xml · nonDerivative · entry 3

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 7,984,130

F4 · price: This transaction was executed in multiple trades at prices ranging from $119.18 to $120.14. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F7 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
December 09, 2022 Filed Dec 13, 2022 21:17 UTC SaleCommon Stock 6,729 $121.51 $817,648.86
Disclosure

SEC source: 0001654954-22-016426 · section16.xml · nonDerivative · entry 2

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 8,008,988

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021.

F3 · price: This transaction was executed in multiple trades at prices ranging from $121.13 to $122.04. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F7 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

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December 09, 2022 Filed Dec 13, 2022 21:17 UTC SaleCommon Stock 1,271 $120.29 $152,887.95
Disclosure

SEC source: 0001654954-22-016426 · section16.xml · nonDerivative · entry 1

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Autotmation

Disclosed balance after: 8,015,727

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021.

F2 · price: This transaction was executed in multiple trades at prices ranging from $120.02 to $120.70. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F7 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

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December 08, 2022 Filed Dec 9, 2022 21:04 UTC SaleCommon Stock 4,875 $124.01 $604,572.15
Disclosure

SEC source: 0001654954-22-016311 · section16.xml · nonDerivative · entry 6

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 8,016,998

F7 · price: This transaction was executed in multiple trades at prices ranging from $123.7260 to $124.30. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F8 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

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December 08, 2022 Filed Dec 9, 2022 21:04 UTC SaleCommon Stock 31,629 $122.84 $3,885,372.78
Disclosure

SEC source: 0001654954-22-016311 · section16.xml · nonDerivative · entry 5

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 8,021,873

F6 · price: This transaction was executed in multiple trades at prices ranging from $122.42 to $123.30. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F8 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

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December 08, 2022 Filed Dec 9, 2022 21:04 UTC SaleCommon Stock 71,496 $121.85 $8,711,730.40
Disclosure

SEC source: 0001654954-22-016311 · section16.xml · nonDerivative · entry 4

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 8,053,502

F5 · price: This transaction was executed in multiple trades at prices ranging from $121.41 to $122.39. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F8 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

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December 08, 2022 Filed Dec 9, 2022 21:04 UTC SaleCommon Stock 1,102 $124.33 $137,007.36
Disclosure

SEC source: 0001654954-22-016311 · section16.xml · nonDerivative · entry 3

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 8,124,998

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021.

F4 · price: This transaction was executed in multiple trades at prices ranging from $124.03 to $124.75. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F8 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

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December 08, 2022 Filed Dec 9, 2022 21:04 UTC SaleCommon Stock 1,900 $122.91 $233,532.04
Disclosure

SEC source: 0001654954-22-016311 · section16.xml · nonDerivative · entry 2

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 8,126,100

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021.

F3 · price: This transaction was executed in multiple trades at prices ranging from $122.56 to $123.30. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F8 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

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December 08, 2022 Filed Dec 9, 2022 21:04 UTC SaleCommon Stock 4,998 $121.90 $609,264.70
Disclosure

SEC source: 0001654954-22-016311 · section16.xml · nonDerivative · entry 1

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 8,128,000

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021.

F2 · price: This transaction was executed in multiple trades at prices ranging from $121.4874 to $122.47. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F8 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

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December 08, 2022 Filed Dec 9, 2022 21:03 UTC
HEPPELMANN JAMES EDirector · President and CEO
SaleCommon Stock 758 $124.62 $94,465.07
Disclosure

SEC source: 0001654954-22-016310 · section16.xml · nonDerivative · entry 4

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 915,667

F4 · price: This transaction was executed in multiple trades at prices ranging from $124.45 to $124.73. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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December 08, 2022 Filed Dec 9, 2022 21:03 UTC
HEPPELMANN JAMES EDirector · President and CEO
SaleCommon Stock 1,831 $124.11 $227,253.83
Disclosure

SEC source: 0001654954-22-016310 · section16.xml · nonDerivative · entry 3

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 916,425

F3 · price: This transaction was executed in multiple trades at prices ranging from $123.5 to $124.4. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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December 08, 2022 Filed Dec 9, 2022 21:03 UTC
HEPPELMANN JAMES EDirector · President and CEO
SaleCommon Stock 3,902 $122.88 $479,488.30
Disclosure

SEC source: 0001654954-22-016310 · section16.xml · nonDerivative · entry 2

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 918,256

F2 · price: This transaction was executed in multiple trades at prices ranging from $122.495 to $123.27. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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December 08, 2022 Filed Dec 9, 2022 21:03 UTC
HEPPELMANN JAMES EDirector · President and CEO
SaleCommon Stock 8,509 $121.90 $1,037,258.16
Disclosure

SEC source: 0001654954-22-016310 · section16.xml · nonDerivative · entry 1

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 922,158

F1 · price: This transaction was executed in multiple trades at prices ranging from $121.48 to $122.47. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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December 08, 2022 Filed Nov 17, 2023 21:05 UTC Amendment
HEPPELMANN JAMES EDirector · CEO
SaleCommon Stock 758 $124.62 $94,465.07
Disclosure

SEC source: 0001654954-23-014540 · section16.xml · nonDerivative · entry 4

HEPPELMANN JAMES E · CIK 0001186555 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 870,061

F1 · balance_after: This amendment is being filed solely to correct the aggregate amount of shares owned following the reported transactions, which were inflated in the original filing due to the inadvertent inclusion of unvested RSUs (derivative securities) in the shares owned total.

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December 08, 2022 Filed Nov 17, 2023 21:05 UTC Amendment
HEPPELMANN JAMES EDirector · CEO
SaleCommon Stock 1,831 $124.11 $227,253.83
Disclosure

SEC source: 0001654954-23-014540 · section16.xml · nonDerivative · entry 3

HEPPELMANN JAMES E · CIK 0001186555 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 870,819

F1 · balance_after: This amendment is being filed solely to correct the aggregate amount of shares owned following the reported transactions, which were inflated in the original filing due to the inadvertent inclusion of unvested RSUs (derivative securities) in the shares owned total.

Read SEC document
December 08, 2022 Filed Nov 17, 2023 21:05 UTC Amendment
HEPPELMANN JAMES EDirector · CEO
SaleCommon Stock 3,902 $122.88 $479,488.30
Disclosure

SEC source: 0001654954-23-014540 · section16.xml · nonDerivative · entry 2

HEPPELMANN JAMES E · CIK 0001186555 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 872,650

F1 · balance_after: This amendment is being filed solely to correct the aggregate amount of shares owned following the reported transactions, which were inflated in the original filing due to the inadvertent inclusion of unvested RSUs (derivative securities) in the shares owned total.

Read SEC document
December 08, 2022 Filed Nov 17, 2023 21:05 UTC Amendment
HEPPELMANN JAMES EDirector · CEO
SaleCommon Stock 8,509 $121.90 $1,037,258.16
Disclosure

SEC source: 0001654954-23-014540 · section16.xml · nonDerivative · entry 1

HEPPELMANN JAMES E · CIK 0001186555 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 876,552

F1 · balance_after: This amendment is being filed solely to correct the aggregate amount of shares owned following the reported transactions, which were inflated in the original filing due to the inadvertent inclusion of unvested RSUs (derivative securities) in the shares owned total.

Read SEC document
December 07, 2022 Filed Dec 9, 2022 21:02 UTC SaleCommon Stock 40,891 $121.61 $4,972,913.98
Disclosure

SEC source: 0001654954-22-016309 · section16.xml · nonDerivative · entry 5

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 8,132,998

F6 · price: This transaction was executed in multiple trades at prices ranging from $121.44 to $121.90. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F7 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
December 07, 2022 Filed Dec 9, 2022 21:02 UTC SaleCommon Stock 19,206 $120.89 $2,321,882.48
Disclosure

SEC source: 0001654954-22-016309 · section16.xml · nonDerivative · entry 4

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 8,173,889

F5 · price: This transaction was executed in multiple trades at prices ranging from $120.44 to $121.43. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F7 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
December 07, 2022 Filed Dec 9, 2022 21:02 UTC SaleCommon Stock 39,903 $120.07 $4,791,137.25
Disclosure

SEC source: 0001654954-22-016309 · section16.xml · nonDerivative · entry 3

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 8,193,095

F4 · price: This transaction was executed in multiple trades at prices ranging from $119.44 to $120.4385. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F7 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
December 07, 2022 Filed Dec 9, 2022 21:02 UTC SaleCommon Stock 4,882 $121.55 $593,412.96
Disclosure

SEC source: 0001654954-22-016309 · section16.xml · nonDerivative · entry 2

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 8,232,998

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2022.

F3 · price: This transaction was executed in multiple trades at prices ranging from $121.04 to $121.90. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F7 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
December 07, 2022 Filed Dec 9, 2022 21:02 UTC SaleCommon Stock 3,118 $120.36 $375,273.75
Disclosure

SEC source: 0001654954-22-016309 · section16.xml · nonDerivative · entry 1

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 8,237,880

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2022.

F2 · price: This transaction was executed in multiple trades at prices ranging from $120.03 to $120.87. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F7 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

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December 06, 2022 Filed Dec 7, 2022 21:03 UTC SaleCommon Stock 758 $122.94 $93,189.96
Disclosure

SEC source: 0001654954-22-016207 · section16.xml · nonDerivative · entry 3

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 8,240,998

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021.

F4 · price: This transaction was executed in multiple trades at prices ranging from $122.81 to $123.1159. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
December 06, 2022 Filed Dec 7, 2022 21:03 UTC SaleCommon Stock 2,251 $122.26 $275,202.76
Disclosure

SEC source: 0001654954-22-016207 · section16.xml · nonDerivative · entry 2

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 8,241,756

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021.

F3 · price: This transaction was executed in multiple trades at prices ranging from $121.78 to $122.73. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
December 06, 2022 Filed Dec 7, 2022 21:03 UTC SaleCommon Stock 4,991 $121.19 $604,839.83
Disclosure

SEC source: 0001654954-22-016207 · section16.xml · nonDerivative · entry 1

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 8,244,007

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021.

F2 · price: This transaction was executed in multiple trades at prices ranging from $120.75 to $121.6944. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
December 05, 2022 Filed Dec 6, 2022 21:03 UTC SaleCommon Stock 400 $124.59 $49,835.00
Disclosure

SEC source: 0001654954-22-016179 · section16.xml · nonDerivative · entry 3

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 8,248,998

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021.

F4 · price: This transaction was executed in multiple trades at prices ranging from $124.27 to $124.80. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
December 05, 2022 Filed Dec 6, 2022 21:03 UTC SaleCommon Stock 2,000 $123.41 $246,822.00
Disclosure

SEC source: 0001654954-22-016179 · section16.xml · nonDerivative · entry 2

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 8,249,398

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021.

F3 · price: This transaction was executed in multiple trades at prices ranging from $123.10 to $123.94. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.