Last 12 months
Inside the activity.
0 purchase rows · 17 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 10 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 2 |
| Mar 2026 | 0 | 2 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 26, 2023 Filed Apr 27, 2023 20:04 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 9,031 | $124.70 | $1,126,209.95 |
DisclosureSEC source: 0001654954-23-005316 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,805,503 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F2 · price: This transaction was executed in multiple trades at prices ranging from $124.10 to $125.09. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| April 25, 2023 Filed Apr 26, 2023 20:03 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 4,314 | $124.70 | $537,939.84 |
DisclosureSEC source: 0001654954-23-005213 · section16.xml · nonDerivative · entry 3 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,814,534 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F4 · price: This transaction was executed in multiple trades at prices ranging from $124.49 to $124.9678. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| April 25, 2023 Filed Apr 26, 2023 20:03 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 13,802 | $124.20 | $1,714,168.37 |
DisclosureSEC source: 0001654954-23-005213 · section16.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,818,848 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F3 · price: This transaction was executed in multiple trades at prices ranging from $123.49 to $124.4843. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| April 25, 2023 Filed Apr 26, 2023 20:03 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 1,884 | $122.81 | $231,366.88 |
DisclosureSEC source: 0001654954-23-005213 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,832,650 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F2 · price: This transaction was executed in multiple trades at prices ranging from $122.43 to $123.29. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| April 24, 2023 Filed Apr 25, 2023 20:06 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 12,973 | $125.71 | $1,630,773.56 |
DisclosureSEC source: 0001654954-23-005155 · section16.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,834,534 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F3 · price: This transaction was executed in multiple trades at prices ranging from $125.36 to $126.18. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| April 24, 2023 Filed Apr 25, 2023 20:06 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 7,027 | $124.81 | $877,044.09 |
DisclosureSEC source: 0001654954-23-005155 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,847,507 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F2 · price: This transaction was executed in multiple trades at prices ranging from $124.34 to $125.32. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| April 21, 2023 Filed Apr 24, 2023 20:03 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 3,931 | $126.79 | $498,418.57 |
DisclosureSEC source: 0001654954-23-005105 · section16.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,854,534 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F3 · price: This transaction was executed in multiple trades at prices ranging from $126.6938 to $126.92. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| April 21, 2023 Filed Apr 24, 2023 20:03 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 16,069 | $126.24 | $2,028,595.55 |
DisclosureSEC source: 0001654954-23-005105 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,858,465 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F2 · price: This transaction was executed in multiple trades at prices ranging from $125.69 to $126.68. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| April 20, 2023 Filed Apr 21, 2023 20:02 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 11,774 | $125.79 | $1,481,039.69 |
DisclosureSEC source: 0001654954-23-005062 · section16.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,874,534 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F3 · price: This transaction was executed in multiple trades at prices ranging from $125.5170 to $126.12. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| April 20, 2023 Filed Apr 21, 2023 20:02 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 8,226 | $125.16 | $1,029,538.19 |
DisclosureSEC source: 0001654954-23-005062 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,886,308 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F2 · price: This transaction was executed in multiple trades at prices ranging from $124.50 to $125.42. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| April 19, 2023 Filed Apr 20, 2023 20:02 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 595 | $127.11 | $75,632.06 |
DisclosureSEC source: 0001654954-23-005004 · section16.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,894,534 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F3 · price: This transaction was executed in multiple trades at prices ranging from $127.0427 to $127.20. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| April 19, 2023 Filed Apr 20, 2023 20:02 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 19,405 | $126.45 | $2,453,678.81 |
DisclosureSEC source: 0001654954-23-005004 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,895,129 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F2 · price: This transaction was executed in multiple trades at prices ranging from $126.01 to $126.9405. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| April 18, 2023 Filed Apr 19, 2023 21:33 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 2,493 | $130.00 | $324,077.78 |
DisclosureSEC source: 0001654954-23-004967 · section16.xml · nonDerivative · entry 3 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,914,534 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F4 · price: This transaction was executed in multiple trades at prices ranging from $129.5643 to $130.17. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| April 18, 2023 Filed Apr 19, 2023 21:33 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 2,000 | $128.80 | $257,604.60 |
DisclosureSEC source: 0001654954-23-004967 · section16.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,917,027 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F3 · price: This transaction was executed in multiple trades at prices ranging from $128.49 to $129.2784. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| April 18, 2023 Filed Apr 19, 2023 21:33 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 16,705 | $127.93 | $2,137,144.15 |
DisclosureSEC source: 0001654954-23-004967 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,919,027 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F2 · price: This transaction was executed in multiple trades at prices ranging from $127.4293 to $128.4264. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| April 17, 2023 Filed Apr 18, 2023 20:02 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 3,371 | $129.02 | $434,925.07 |
DisclosureSEC source: 0001654954-23-004897 · section16.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,935,732 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F3 · price: This transaction was executed in multiple trades at prices ranging from $128.8582 to $129.2150. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| April 17, 2023 Filed Apr 18, 2023 20:02 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 16,629 | $128.42 | $2,135,439.64 |
DisclosureSEC source: 0001654954-23-004897 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,939,103 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F2 · price: This transaction was executed in multiple trades at prices ranging from $127.84 to $128.83. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| April 14, 2023 Filed Apr 14, 2023 21:07 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 1,700 | $129.57 | $220,264.07 |
DisclosureSEC source: 0001654954-23-004753 · section16.xml · nonDerivative · entry 3 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,955,732 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F4 · price: This transaction was executed in multiple trades at prices ranging from $129.1283 to $130.0030. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| April 14, 2023 Filed Apr 14, 2023 21:07 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 3,494 | $128.61 | $449,361.24 |
DisclosureSEC source: 0001654954-23-004753 · section16.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,957,432 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F3 · price: This transaction was executed in multiple trades at prices ranging from $128.12 to $129.11. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| April 14, 2023 Filed Apr 14, 2023 21:07 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 14,906 | $127.55 | $1,901,288.62 |
DisclosureSEC source: 0001654954-23-004753 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,960,926 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F2 · price: This transaction was executed in multiple trades at prices ranging from $127.07 to $127.96. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| April 13, 2023 Filed Apr 14, 2023 20:02 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 10,810 | $128.27 | $1,386,620.32 |
DisclosureSEC source: 0001654954-23-004739 · section16.xml · nonDerivative · entry 4 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,975,832 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F5 · price: This transaction was executed in multiple trades at prices ranging from $127.76 to $128.55. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F6 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| April 13, 2023 Filed Apr 14, 2023 20:02 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 9,190 | $127.30 | $1,169,903.54 |
DisclosureSEC source: 0001654954-23-004739 · section16.xml · nonDerivative · entry 3 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,986,642 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F4 · price: This transaction was executed in multiple trades at prices ranging from $126.74 to $127.72. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F6 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| April 12, 2023 Filed Apr 14, 2023 20:02 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 8,465 | $127.28 | $1,077,464.99 |
DisclosureSEC source: 0001654954-23-004739 · section16.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,995,832 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F3 · price: This transaction was executed in multiple trades at prices ranging from $126.97 to $127.76. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F6 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| April 12, 2023 Filed Apr 14, 2023 20:02 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 11,535 | $126.45 | $1,458,584.60 |
DisclosureSEC source: 0001654954-23-004739 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 7,004,297 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F2 · price: This transaction was executed in multiple trades at prices ranging from $125.9582 to $126.94. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F6 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| April 11, 2023 Filed Apr 12, 2023 20:03 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 2,769 | $126.51 | $350,315.60 |
DisclosureSEC source: 0001654954-23-004633 · section16.xml · nonDerivative · entry 6 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 7,015,832 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F7 · price: This transaction was executed in multiple trades at prices ranging from $126.2802 to $126.8100. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F8 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| April 11, 2023 Filed Apr 12, 2023 20:03 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 17,231 | $125.82 | $2,168,071.62 |
DisclosureSEC source: 0001654954-23-004633 · section16.xml · nonDerivative · entry 5 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 7,018,601 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F6 · price: This transaction was executed in multiple trades at prices ranging from $125.28 to $126.2763. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F8 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| April 10, 2023 Filed Apr 12, 2023 20:03 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 2,111 | $126.46 | $266,956.22 |
DisclosureSEC source: 0001654954-23-004633 · section16.xml · nonDerivative · entry 4 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 7,035,832 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F5 · price: This transaction was executed in multiple trades at prices ranging from $126.3917 to $126.5128. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F8 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| April 10, 2023 Filed Apr 12, 2023 20:03 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 5,248 | $126.04 | $661,449.00 |
DisclosureSEC source: 0001654954-23-004633 · section16.xml · nonDerivative · entry 3 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 7,037,943 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F4 · price: This transaction was executed in multiple trades at prices ranging from $125.3889 to $126.3849. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F8 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| April 10, 2023 Filed Apr 12, 2023 20:03 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 7,854 | $124.95 | $981,325.88 |
DisclosureSEC source: 0001654954-23-004633 · section16.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 7,043,191 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F3 · price: This transaction was executed in multiple trades at prices ranging from $124.38 to $125.3544. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F8 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| April 10, 2023 Filed Apr 12, 2023 20:03 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 4,787 | $124.00 | $593,567.89 |
DisclosureSEC source: 0001654954-23-004633 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 7,051,045 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F2 · price: This transaction was executed in multiple trades at prices ranging from $123.37 to $124.3028. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F8 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| April 06, 2023 Filed Apr 7, 2023 20:02 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 4,318 | $125.62 | $542,433.21 |
DisclosureSEC source: 0001654954-23-004515 · section16.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 7,055,832 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F3 · price: This transaction was executed in multiple trades at prices ranging from $125.42 to $125.92. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| April 06, 2023 Filed Apr 7, 2023 20:02 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 15,682 | $125.07 | $1,961,377.54 |
DisclosureSEC source: 0001654954-23-004515 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 7,060,150 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F2 · price: This transaction was executed in multiple trades at prices ranging from $124.42 to $125.41. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| April 05, 2023 Filed Apr 6, 2023 20:14 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 1,985 | $127.15 | $252,398.11 |
DisclosureSEC source: 0001654954-23-004493 · section16.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 7,075,832 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F3 · price: This transaction was executed in multiple trades at prices ranging from $127.0528 to $127.4500. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| April 05, 2023 Filed Apr 6, 2023 20:14 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 18,015 | $126.52 | $2,279,270.41 |
DisclosureSEC source: 0001654954-23-004493 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 7,077,817 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F2 · price: This transaction was executed in multiple trades at prices ranging from $126.0201 to $127.0019. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| April 04, 2023 Filed Apr 5, 2023 20:03 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 1,100 | $128.17 | $140,990.30 |
DisclosureSEC source: 0001654954-23-004457 · section16.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 7,095,832 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F3 · price: This transaction was executed in multiple trades at prices ranging from $128.0714 to $128.2889. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| April 04, 2023 Filed Apr 5, 2023 20:03 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 18,900 | $127.44 | $2,408,667.03 |
DisclosureSEC source: 0001654954-23-004457 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 7,096,932 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F2 · price: This transaction was executed in multiple trades at prices ranging from $127.0311 to $128.0295. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| April 03, 2023 Filed Apr 4, 2023 20:25 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 5,172 | $128.07 | $662,371.32 |
DisclosureSEC source: 0001654954-23-004381 · section16.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 7,115,832 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F3 · price: This transaction was executed in multiple trades at prices ranging from $127.90 to $128.27. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| April 03, 2023 Filed Apr 4, 2023 20:25 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 14,828 | $127.34 | $1,888,185.66 |
DisclosureSEC source: 0001654954-23-004381 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 7,121,004 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F2 · price: This transaction was executed in multiple trades at prices ranging from $126.8906 to $127.8900. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| April 01, 2023 Filed Apr 3, 2023 20:05 UTC |
Hanspal AmarpreetDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,756 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-004266 · section16.xml · derivative · entry 2 Hanspal Amarpreet · CIK 0001394887 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,756 Underlying: Common Stock · 1,756 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F2 · derivative.exercise_date: RSUs granted on April 1, 2022 that vest in two substantially equal installments on April 1, 2023 and 2024. F2 · derivative.expiration_date: RSUs granted on April 1, 2022 that vest in two substantially equal installments on April 1, 2023 and 2024. F3 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| April 01, 2023 Filed Apr 3, 2023 20:05 UTC |
Hanspal AmarpreetDirector
|
Exercise / conversionCommon Stock | 1,756 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-004266 · section16.xml · nonDerivative · entry 1 Hanspal Amarpreet · CIK 0001394887 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,776 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 31, 2023 Filed Apr 3, 2023 20:03 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 15,842 | $127.79 | $2,024,509.38 |
DisclosureSEC source: 0001654954-23-004265 · section16.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 7,135,832 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F3 · price: This transaction was executed in multiple trades at prices ranging from $127.40 to $128.35. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| March 31, 2023 Filed Apr 3, 2023 20:03 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 4,158 | $126.96 | $527,915.48 |
DisclosureSEC source: 0001654954-23-004265 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 7,151,674 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F2 · price: This transaction was executed in multiple trades at prices ranging from $126.39 to $127.3653. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| March 30, 2023 Filed Apr 3, 2023 20:02 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 3,225 | $126.37 | $407,543.25 |
DisclosureSEC source: 0001654954-23-004263 · section16.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 7,155,832 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F3 · price: This transaction was executed in multiple trades at prices ranging from $126.18 to $126.55. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| March 30, 2023 Filed Apr 3, 2023 20:02 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 16,775 | $125.58 | $2,106,532.37 |
DisclosureSEC source: 0001654954-23-004263 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 7,159,057 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F2 · price: This transaction was executed in multiple trades at prices ranging from $125.18 to $126.17. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| March 29, 2023 Filed Mar 30, 2023 20:20 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 6,824 | $124.66 | $850,689.39 |
DisclosureSEC source: 0001654954-23-003925 · section16.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 7,175,832 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F3 · price: This transaction was executed in multiple trades at prices ranging from $124.48 to $124.7795. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| March 29, 2023 Filed Mar 30, 2023 20:20 UTC |
Moret Blake D.Director
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SaleCommon Stock | 13,176 | $123.91 | $1,632,698.77 |
DisclosureSEC source: 0001654954-23-003925 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 7,182,656 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F2 · price: This transaction was executed in multiple trades at prices ranging from $123.46 to $124.4562. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| March 28, 2023 Filed Mar 29, 2023 20:37 UTC |
Moret Blake D.Director
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SaleCommon Stock | 20,000 | $122.83 | $2,456,616.00 |
DisclosureSEC source: 0001654954-23-003825 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 7,195,832 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F2 · price: This transaction was executed in multiple trades at prices ranging from $122.35 to $123.27. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| March 27, 2023 Filed Mar 28, 2023 20:03 UTC |
Moret Blake D.Director
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SaleCommon Stock | 12,888 | $123.35 | $1,589,733.51 |
DisclosureSEC source: 0001654954-23-003721 · section16.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 7,215,832 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F3 · price: This transaction was executed in multiple trades at prices ranging from $123.04 to $123.8073. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| March 27, 2023 Filed Mar 28, 2023 20:03 UTC |
Moret Blake D.Director
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SaleCommon Stock | 7,112 | $122.72 | $872,813.09 |
DisclosureSEC source: 0001654954-23-003721 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 7,228,720 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F2 · price: This transaction was executed in multiple trades at prices ranging from $122.04 to $123.03. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| March 13, 2023 Filed Mar 14, 2023 20:03 UTC |
Kniker CatherineChief Strategy Officer
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GrantRestricted Stock Units · Derivative | 2,130 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-002838 · section16.xml · derivative · entry 1 Kniker Catherine · CIK 0001914751 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,130 Underlying: Common Stock · 2,130 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F2 · derivative.exercise_date: RSUs granted on March 13, 2023 that vest in three substantially equal installments on March 15, 2024 , 2025 and 2026. F2 · derivative.expiration_date: RSUs granted on March 13, 2023 that vest in three substantially equal installments on March 15, 2024 , 2025 and 2026. F3 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.