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PTC

PTC INC.

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3317
SEC CIK
0000857005
Parsed reports
643

Last 12 months

Inside the activity.

0 purchase rows · 17 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 2025010
Jan 202600
Feb 202602
Mar 202602
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 15, 2023 Filed May 16, 2023 20:04 UTC SaleCommon Stock 22,081 $130.60 $2,883,873.55
Disclosure

SEC source: 0001654954-23-006720 · section16.xml · nonDerivative · entry 2

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 6,489,649

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022.

F3 · price: This transaction was executed in multiple trades at prices ranging from $129.82 to $130.8178. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

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May 15, 2023 Filed May 16, 2023 20:04 UTC SaleCommon Stock 2,400 $129.39 $310,524.96
Disclosure

SEC source: 0001654954-23-006720 · section16.xml · nonDerivative · entry 1

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 6,511,730

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022.

F2 · price: This transaction was executed in multiple trades at prices ranging from $128.82 to $129.79. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

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May 15, 2023 Filed May 16, 2023 20:04 UTC
Kniker CatherineChief Strategy Officer
Exercise / conversionRestricted Stock Units · Derivative 715 $0.00 $0.00
Disclosure

SEC source: 0001654954-23-006719 · section16.xml · derivative · entry 3

Kniker Catherine · CIK 0001914751 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,430

Underlying: Common Stock · 715 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F3 · derivative.exercise_date: RSUs granted on May 31, 2022 that vest in three substantially equal installments on May 15, 2023, 2024 and 2025.

F3 · derivative.expiration_date: RSUs granted on May 31, 2022 that vest in three substantially equal installments on May 15, 2023, 2024 and 2025.

F4 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

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May 15, 2023 Filed May 16, 2023 20:04 UTC
Kniker CatherineChief Strategy Officer
Tax withholdingCommon Stock 210 $130.78 $27,463.80
Disclosure

SEC source: 0001654954-23-006719 · section16.xml · nonDerivative · entry 2

Kniker Catherine · CIK 0001914751 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,114

F1 · shares: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards.

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May 15, 2023 Filed May 16, 2023 20:04 UTC
Kniker CatherineChief Strategy Officer
Exercise / conversionCommon Stock 715 $0.00 $0.00
Disclosure

SEC source: 0001654954-23-006719 · section16.xml · nonDerivative · entry 1

Kniker Catherine · CIK 0001914751 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,324

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 15, 2023 Filed May 16, 2023 20:03 UTC
Ditullio MichaelPresident and COO
Exercise / conversionRestricted Stock Units · Derivative 1,430 $0.00 $0.00
Disclosure

SEC source: 0001654954-23-006718 · section16.xml · derivative · entry 5

Ditullio Michael · CIK 0001804048 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,860

Underlying: Common Stock · 1,430 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F4 · derivative.exercise_date: RSUs granted on May 31, 2022 that vest in three substantially equal installments on May 15, 2023, 2024 and 2025.

F4 · derivative.expiration_date: RSUs granted on May 31, 2022 that vest in three substantially equal installments on May 15, 2023, 2024 and 2025.

F5 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
May 15, 2023 Filed May 16, 2023 20:03 UTC
Ditullio MichaelPresident and COO
Exercise / conversionRestricted Stock Units · Derivative 4,833 $0.00 $0.00
Disclosure

SEC source: 0001654954-23-006718 · section16.xml · derivative · entry 4

Ditullio Michael · CIK 0001804048 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F3 · derivative.exercise_date: RSUs granted on May 18, 2020 that vested on May 15, 2023.

F3 · derivative.expiration_date: RSUs granted on May 18, 2020 that vested on May 15, 2023.

F5 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
May 15, 2023 Filed May 16, 2023 20:03 UTC
Ditullio MichaelPresident and COO
Tax withholdingCommon Stock 1,839 $130.78 $240,504.42
Disclosure

SEC source: 0001654954-23-006718 · section16.xml · nonDerivative · entry 3

Ditullio Michael · CIK 0001804048 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,674

F1 · shares: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards.

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May 15, 2023 Filed May 16, 2023 20:03 UTC
Ditullio MichaelPresident and COO
Exercise / conversionCommon Stock 1,430 $0.00 $0.00
Disclosure

SEC source: 0001654954-23-006718 · section16.xml · nonDerivative · entry 2

Ditullio Michael · CIK 0001804048 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,513

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2023 Filed May 16, 2023 20:03 UTC
Ditullio MichaelPresident and COO
Exercise / conversionCommon Stock 4,833 $0.00 $0.00
Disclosure

SEC source: 0001654954-23-006718 · section16.xml · nonDerivative · entry 1

Ditullio Michael · CIK 0001804048 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,083

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 12, 2023 Filed May 15, 2023 20:02 UTC SaleCommon Stock 934 $130.38 $121,773.33
Disclosure

SEC source: 0001654954-23-006553 · section16.xml · nonDerivative · entry 2

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 6,514,130

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022.

F3 · price: This transaction was executed in multiple trades at prices ranging from $130.3461 to $130.46. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
May 12, 2023 Filed May 15, 2023 20:02 UTC SaleCommon stock 39,066 $130.00 $5,078,576.09
Disclosure

SEC source: 0001654954-23-006553 · section16.xml · nonDerivative · entry 1

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 6,515,064

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022.

F2 · price: This transaction was executed in multiple trades at prices ranging from $129.34 to $130.2841. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

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May 11, 2023 Filed May 12, 2023 20:02 UTC SaleCommon Stock 408 $130.20 $53,121.60
Disclosure

SEC source: 0001654954-23-006367 · section16.xml · nonDerivative · entry 2

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 6,554,130

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022.

F3 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
May 11, 2023 Filed May 12, 2023 20:02 UTC SaleCommon Stock 19,796 $129.26 $2,558,892.33
Disclosure

SEC source: 0001654954-23-006367 · section16.xml · nonDerivative · entry 1

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 6,554,538

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022.

F2 · price: This transaction was executed in multiple trades at prices ranging from $128.6999 to $129.58. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
May 10, 2023 Filed May 11, 2023 20:03 UTC SaleCommon Stock 95 $131.08 $12,452.60
Disclosure

SEC source: 0001654954-23-006207 · section16.xml · nonDerivative · entry 3

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 6,574,334

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022.

F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
May 10, 2023 Filed May 11, 2023 20:03 UTC SaleCommon Stock 34,069 $130.52 $4,446,624.56
Disclosure

SEC source: 0001654954-23-006207 · section16.xml · nonDerivative · entry 2

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 6,574,429

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022.

F3 · price: This transaction was executed in multiple trades at prices ranging from $130.08 to $131.03. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
May 10, 2023 Filed May 11, 2023 20:03 UTC SaleCommon Stock 5,836 $129.83 $757,671.54
Disclosure

SEC source: 0001654954-23-006207 · section16.xml · nonDerivative · entry 1

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 6,608,498

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022.

F2 · price: This transaction was executed in multiple trades at prices ranging from $129.08 to $130.0787. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
May 09, 2023 Filed May 10, 2023 20:07 UTC SaleCommon Stock 1,624 $129.93 $211,008.59
Disclosure

SEC source: 0001654954-23-006094 · section16.xml · nonDerivative · entry 2

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 6,614,334

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $129.80 to $130.08. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
May 09, 2023 Filed May 10, 2023 20:07 UTC SaleCommon Stock 18,576 $129.19 $2,399,816.72
Disclosure

SEC source: 0001654954-23-006094 · section16.xml · nonDerivative · entry 1

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 6,615,958

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $128.76 to $129.74. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
May 08, 2023 Filed May 9, 2023 20:04 UTC SaleCommon Stock 15,086 $129.37 $1,951,737.67
Disclosure

SEC source: 0001654954-23-006018 · section16.xml · nonDerivative · entry 2

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 6,634,534

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022.

F3 · price: This transaction was executed in multiple trades at prices ranging from $128.97 to $129.83. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
May 08, 2023 Filed May 9, 2023 20:04 UTC SaleCommon Stock 4,914 $128.65 $632,168.90
Disclosure

SEC source: 0001654954-23-006018 · section16.xml · nonDerivative · entry 1

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 6,649,620

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022.

F2 · price: This transaction was executed in multiple trades at prices ranging from $127.9668 to $128.9657. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
May 05, 2023 Filed May 8, 2023 20:02 UTC SaleCommon Stock 110 $129.22 $14,214.20
Disclosure

SEC source: 0001654954-23-005897 · section16.xml · nonDerivative · entry 4

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 6,654,534

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022.

F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
May 05, 2023 Filed May 8, 2023 20:02 UTC SaleCommon Stock 10,388 $128.91 $1,339,100.46
Disclosure

SEC source: 0001654954-23-005897 · section16.xml · nonDerivative · entry 3

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 6,654,644

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022.

F4 · price: This transaction was executed in multiple trades at prices ranging from $128.22 to $129.21. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
May 05, 2023 Filed May 8, 2023 20:02 UTC SaleCommon Stock 7,458 $127.76 $952,858.69
Disclosure

SEC source: 0001654954-23-005897 · section16.xml · nonDerivative · entry 2

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 6,665,032

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022.

F3 · price: This transaction was executed in multiple trades at prices ranging from $127.21 to $128.20. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
May 05, 2023 Filed May 8, 2023 20:02 UTC SaleCommon Stock 2,044 $126.45 $258,472.59
Disclosure

SEC source: 0001654954-23-005897 · section16.xml · nonDerivative · entry 1

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 6,672,490

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022.

F2 · price: This transaction was executed in multiple trades at prices ranging from $126.21 to $127.1080. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
May 04, 2023 Filed May 5, 2023 20:03 UTC SaleCommon Stock 4,032 $125.90 $507,620.33
Disclosure

SEC source: 0001654954-23-005855 · section16.xml · nonDerivative · entry 2

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 6,674,534

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022.

F3 · price: This transaction was executed in multiple trades at prices ranging from $125.73 to $126.25. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
May 04, 2023 Filed May 5, 2023 20:03 UTC SaleCommon Stock 15,968 $125.32 $2,001,060.26
Disclosure

SEC source: 0001654954-23-005855 · section16.xml · nonDerivative · entry 1

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 6,678,566

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022.

F2 · price: This transaction was executed in multiple trades at prices ranging from $124.72 to $125.71. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
May 03, 2023 Filed May 4, 2023 20:02 UTC SaleCommon Stock 100 $126.63 $12,663.00
Disclosure

SEC source: 0001654954-23-005787 · section16.xml · nonDerivative · entry 3

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 6,694,534

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022.

F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
May 03, 2023 Filed May 4, 2023 20:02 UTC SaleCommon Stock 5,141 $125.98 $647,672.95
Disclosure

SEC source: 0001654954-23-005787 · section16.xml · nonDerivative · entry 2

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 6,694,634

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022.

F3 · price: This transaction was executed in multiple trades at prices ranging from $125.60 to $126.45. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
May 03, 2023 Filed May 4, 2023 20:02 UTC SaleCommon Stock 14,759 $124.99 $1,844,681.66
Disclosure

SEC source: 0001654954-23-005787 · section16.xml · nonDerivative · entry 1

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 6,699,775

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022.

F2 · price: This transaction was executed in multiple trades at prices ranging from $124.5250 to $125.48. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
May 02, 2023 Filed May 3, 2023 20:02 UTC SaleCommon Stock 1,546 $125.88 $194,616.51
Disclosure

SEC source: 0001654954-23-005734 · section16.xml · nonDerivative · entry 2

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 6,714,534

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022.

F3 · price: This transaction was executed in multiple trades at prices ranging from $125.55 to $126.24. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
May 02, 2023 Filed May 3, 2023 20:02 UTC SaleCommon Stock 18,454 $125.13 $2,309,067.82
Disclosure

SEC source: 0001654954-23-005734 · section16.xml · nonDerivative · entry 1

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 6,716,080

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022.

F2 · price: This transaction was executed in multiple trades at prices ranging from $124.55 to $125.53. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
May 01, 2023 Filed May 2, 2023 20:16 UTC
VON STAATS AARON CEVP, GC and Secretary
SaleCommon Stock 3,640 $126.33 $459,843.75
Disclosure

SEC source: 0001654954-23-005634 · section16.xml · nonDerivative · entry 2

VON STAATS AARON C · CIK 0001252191 · EVP, GC and Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 13,916

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on June 8, 2022.

F3 · price: This transaction was executed in multiple trades at prices ranging from $125.98 to $126.73. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 01, 2023 Filed May 2, 2023 20:16 UTC
VON STAATS AARON CEVP, GC and Secretary
SaleCommon Stock 1,225 $125.56 $153,810.76
Disclosure

SEC source: 0001654954-23-005634 · section16.xml · nonDerivative · entry 1

VON STAATS AARON C · CIK 0001252191 · EVP, GC and Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 17,556

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on June 8, 2022.

F2 · price: This transaction was executed in multiple trades at prices ranging from $124.97. to $125.96. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 01, 2023 Filed May 2, 2023 20:12 UTC SaleCommon Stock 6,965 $126.41 $880,454.01
Disclosure

SEC source: 0001654954-23-005631 · section16.xml · nonDerivative · entry 2

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 6,734,534

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022.

F3 · price: This transaction was executed in multiple trades at prices ranging from $126.15. to $126.73. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
May 01, 2023 Filed May 2, 2023 20:12 UTC SaleCommon Stock 13,035 $125.65 $1,637,791.70
Disclosure

SEC source: 0001654954-23-005631 · section16.xml · nonDerivative · entry 1

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 6,741,499

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022.

F2 · price: This transaction was executed in multiple trades at prices ranging from $125.1356 to $126.12. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
April 28, 2023 Filed May 1, 2023 20:44 UTC SaleCommon Stock 1,400 $127.54 $178,553.06
Disclosure

SEC source: 0001654954-23-005502 · section16.xml · nonDerivative · entry 6

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 6,754,534

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022.

F7 · price: This transaction was executed in multiple trades at prices ranging from $127.30 to $128.05. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F8 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
April 28, 2023 Filed May 1, 2023 20:44 UTC SaleCommon Stock 3,100 $126.73 $392,854.01
Disclosure

SEC source: 0001654954-23-005502 · section16.xml · nonDerivative · entry 5

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 6,755,934

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022.

F6 · price: This transaction was executed in multiple trades at prices ranging from $126.29 to $127.25. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F8 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
April 28, 2023 Filed May 1, 2023 20:44 UTC SaleCommon Stock 9,606 $125.72 $1,207,703.78
Disclosure

SEC source: 0001654954-23-005502 · section16.xml · nonDerivative · entry 4

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 6,759,034

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022.

F5 · price: This transaction was executed in multiple trades at prices ranging from $125.29 to $126.25. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F8 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
April 28, 2023 Filed May 1, 2023 20:44 UTC SaleCommon Stock 3,985 $125.01 $498,180.79
Disclosure

SEC source: 0001654954-23-005502 · section16.xml · nonDerivative · entry 3

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 6,768,640

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022.

F4 · price: This transaction was executed in multiple trades at prices ranging from $124.28 to $125.27. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F8 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
April 28, 2023 Filed May 1, 2023 20:44 UTC SaleCommon Stock 432 $123.56 $53,377.19
Disclosure

SEC source: 0001654954-23-005502 · section16.xml · nonDerivative · entry 2

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 6,772,625

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022.

F3 · price: This transaction was executed in multiple trades at prices ranging from $123.16 to $124.05. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F8 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
April 28, 2023 Filed May 1, 2023 20:44 UTC SaleCommon Stock 1,477 $122.59 $181,062.48
Disclosure

SEC source: 0001654954-23-005502 · section16.xml · nonDerivative · entry 1

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 6,773,057

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022.

F2 · price: This transaction was executed in multiple trades at prices ranging from $122.1550 to $123.02. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F8 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
April 28, 2023 Filed May 1, 2023 20:02 UTC
Ditullio MichaelPresident and COO
SaleCommon Stock 2,000 $122.79 $245,580.00
Disclosure

SEC source: 0001654954-23-005491 · section16.xml · nonDerivative · entry 1

Ditullio Michael · CIK 0001804048 · President and COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,250

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 9, 2022.

Read SEC document
April 27, 2023 Filed Apr 28, 2023 20:04 UTC SaleCommon Stock 100 $126.78 $12,678.00
Disclosure

SEC source: 0001654954-23-005411 · section16.xml · nonDerivative · entry 5

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 6,774,534

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022.

F6 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
April 27, 2023 Filed Apr 28, 2023 20:04 UTC SaleCommon Stock 123 $125.46 $15,431.46
Disclosure

SEC source: 0001654954-23-005411 · section16.xml · nonDerivative · entry 4

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 6,774,634

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022.

F5 · price: This transaction was executed in multiple trades at prices ranging from $125.0525 to $125.7175. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
April 27, 2023 Filed Apr 28, 2023 20:04 UTC SaleCommon Stock 1,065 $124.61 $132,706.77
Disclosure

SEC source: 0001654954-23-005411 · section16.xml · nonDerivative · entry 3

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 6,774,757

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022.

F4 · price: This transaction was executed in multiple trades at prices ranging from $124.04 to $125.02. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
April 27, 2023 Filed Apr 28, 2023 20:04 UTC SaleCommon Stock 9,720 $123.31 $1,198,603.33
Disclosure

SEC source: 0001654954-23-005411 · section16.xml · nonDerivative · entry 2

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 6,775,822

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022.

F3 · price: This transaction was executed in multiple trades at prices ranging from $123.01 to $123.9247. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
April 27, 2023 Filed Apr 28, 2023 20:04 UTC SaleCommon Stock 8,992 $122.55 $1,101,970.50
Disclosure

SEC source: 0001654954-23-005411 · section16.xml · nonDerivative · entry 1

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 6,785,542

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022.

F2 · price: This transaction was executed in multiple trades at prices ranging from $122.01 to $122.9832. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
April 26, 2023 Filed Apr 27, 2023 20:04 UTC SaleCommon Stock 384 $126.36 $48,520.63
Disclosure

SEC source: 0001654954-23-005316 · section16.xml · nonDerivative · entry 3

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 6,794,534

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022.

F4 · price: This transaction was executed in multiple trades at prices ranging from $126.23 to $126.42. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
April 26, 2023 Filed Apr 27, 2023 20:04 UTC SaleCommon Stock 10,585 $125.52 $1,328,598.50
Disclosure

SEC source: 0001654954-23-005316 · section16.xml · nonDerivative · entry 2

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 6,794,918

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022.

F3 · price: This transaction was executed in multiple trades at prices ranging from $125.10 to $126.0211. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.