Last 12 months
Inside the activity.
0 purchase rows · 17 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 10 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 2 |
| Mar 2026 | 0 | 2 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 15, 2023 Filed May 16, 2023 20:04 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 22,081 | $130.60 | $2,883,873.55 |
DisclosureSEC source: 0001654954-23-006720 · section16.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,489,649 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F3 · price: This transaction was executed in multiple trades at prices ranging from $129.82 to $130.8178. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| May 15, 2023 Filed May 16, 2023 20:04 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 2,400 | $129.39 | $310,524.96 |
DisclosureSEC source: 0001654954-23-006720 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,511,730 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F2 · price: This transaction was executed in multiple trades at prices ranging from $128.82 to $129.79. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| May 15, 2023 Filed May 16, 2023 20:04 UTC |
Kniker CatherineChief Strategy Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 715 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-006719 · section16.xml · derivative · entry 3 Kniker Catherine · CIK 0001914751 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,430 Underlying: Common Stock · 715 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F3 · derivative.exercise_date: RSUs granted on May 31, 2022 that vest in three substantially equal installments on May 15, 2023, 2024 and 2025. F3 · derivative.expiration_date: RSUs granted on May 31, 2022 that vest in three substantially equal installments on May 15, 2023, 2024 and 2025. F4 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| May 15, 2023 Filed May 16, 2023 20:04 UTC |
Kniker CatherineChief Strategy Officer
|
Tax withholdingCommon Stock | 210 | $130.78 | $27,463.80 |
DisclosureSEC source: 0001654954-23-006719 · section16.xml · nonDerivative · entry 2 Kniker Catherine · CIK 0001914751 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,114 F1 · shares: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards. Read SEC document |
| May 15, 2023 Filed May 16, 2023 20:04 UTC |
Kniker CatherineChief Strategy Officer
|
Exercise / conversionCommon Stock | 715 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-006719 · section16.xml · nonDerivative · entry 1 Kniker Catherine · CIK 0001914751 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,324 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2023 Filed May 16, 2023 20:03 UTC |
Ditullio MichaelPresident and COO
|
Exercise / conversionRestricted Stock Units · Derivative | 1,430 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-006718 · section16.xml · derivative · entry 5 Ditullio Michael · CIK 0001804048 · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,860 Underlying: Common Stock · 1,430 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F4 · derivative.exercise_date: RSUs granted on May 31, 2022 that vest in three substantially equal installments on May 15, 2023, 2024 and 2025. F4 · derivative.expiration_date: RSUs granted on May 31, 2022 that vest in three substantially equal installments on May 15, 2023, 2024 and 2025. F5 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| May 15, 2023 Filed May 16, 2023 20:03 UTC |
Ditullio MichaelPresident and COO
|
Exercise / conversionRestricted Stock Units · Derivative | 4,833 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-006718 · section16.xml · derivative · entry 4 Ditullio Michael · CIK 0001804048 · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,833 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F3 · derivative.exercise_date: RSUs granted on May 18, 2020 that vested on May 15, 2023. F3 · derivative.expiration_date: RSUs granted on May 18, 2020 that vested on May 15, 2023. F5 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| May 15, 2023 Filed May 16, 2023 20:03 UTC |
Ditullio MichaelPresident and COO
|
Tax withholdingCommon Stock | 1,839 | $130.78 | $240,504.42 |
DisclosureSEC source: 0001654954-23-006718 · section16.xml · nonDerivative · entry 3 Ditullio Michael · CIK 0001804048 · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,674 F1 · shares: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards. Read SEC document |
| May 15, 2023 Filed May 16, 2023 20:03 UTC |
Ditullio MichaelPresident and COO
|
Exercise / conversionCommon Stock | 1,430 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-006718 · section16.xml · nonDerivative · entry 2 Ditullio Michael · CIK 0001804048 · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,513 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2023 Filed May 16, 2023 20:03 UTC |
Ditullio MichaelPresident and COO
|
Exercise / conversionCommon Stock | 4,833 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-006718 · section16.xml · nonDerivative · entry 1 Ditullio Michael · CIK 0001804048 · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,083 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 12, 2023 Filed May 15, 2023 20:02 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 934 | $130.38 | $121,773.33 |
DisclosureSEC source: 0001654954-23-006553 · section16.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,514,130 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F3 · price: This transaction was executed in multiple trades at prices ranging from $130.3461 to $130.46. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| May 12, 2023 Filed May 15, 2023 20:02 UTC |
Moret Blake D.Director
|
SaleCommon stock | 39,066 | $130.00 | $5,078,576.09 |
DisclosureSEC source: 0001654954-23-006553 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,515,064 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F2 · price: This transaction was executed in multiple trades at prices ranging from $129.34 to $130.2841. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| May 11, 2023 Filed May 12, 2023 20:02 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 408 | $130.20 | $53,121.60 |
DisclosureSEC source: 0001654954-23-006367 · section16.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,554,130 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F3 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| May 11, 2023 Filed May 12, 2023 20:02 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 19,796 | $129.26 | $2,558,892.33 |
DisclosureSEC source: 0001654954-23-006367 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,554,538 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F2 · price: This transaction was executed in multiple trades at prices ranging from $128.6999 to $129.58. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| May 10, 2023 Filed May 11, 2023 20:03 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 95 | $131.08 | $12,452.60 |
DisclosureSEC source: 0001654954-23-006207 · section16.xml · nonDerivative · entry 3 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,574,334 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| May 10, 2023 Filed May 11, 2023 20:03 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 34,069 | $130.52 | $4,446,624.56 |
DisclosureSEC source: 0001654954-23-006207 · section16.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,574,429 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F3 · price: This transaction was executed in multiple trades at prices ranging from $130.08 to $131.03. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| May 10, 2023 Filed May 11, 2023 20:03 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 5,836 | $129.83 | $757,671.54 |
DisclosureSEC source: 0001654954-23-006207 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,608,498 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F2 · price: This transaction was executed in multiple trades at prices ranging from $129.08 to $130.0787. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| May 09, 2023 Filed May 10, 2023 20:07 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 1,624 | $129.93 | $211,008.59 |
DisclosureSEC source: 0001654954-23-006094 · section16.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,614,334 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan. F3 · price: This transaction was executed in multiple trades at prices ranging from $129.80 to $130.08. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| May 09, 2023 Filed May 10, 2023 20:07 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 18,576 | $129.19 | $2,399,816.72 |
DisclosureSEC source: 0001654954-23-006094 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,615,958 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $128.76 to $129.74. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| May 08, 2023 Filed May 9, 2023 20:04 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 15,086 | $129.37 | $1,951,737.67 |
DisclosureSEC source: 0001654954-23-006018 · section16.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,634,534 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F3 · price: This transaction was executed in multiple trades at prices ranging from $128.97 to $129.83. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| May 08, 2023 Filed May 9, 2023 20:04 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 4,914 | $128.65 | $632,168.90 |
DisclosureSEC source: 0001654954-23-006018 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,649,620 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F2 · price: This transaction was executed in multiple trades at prices ranging from $127.9668 to $128.9657. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| May 05, 2023 Filed May 8, 2023 20:02 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 110 | $129.22 | $14,214.20 |
DisclosureSEC source: 0001654954-23-005897 · section16.xml · nonDerivative · entry 4 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,654,534 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| May 05, 2023 Filed May 8, 2023 20:02 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 10,388 | $128.91 | $1,339,100.46 |
DisclosureSEC source: 0001654954-23-005897 · section16.xml · nonDerivative · entry 3 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,654,644 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F4 · price: This transaction was executed in multiple trades at prices ranging from $128.22 to $129.21. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| May 05, 2023 Filed May 8, 2023 20:02 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 7,458 | $127.76 | $952,858.69 |
DisclosureSEC source: 0001654954-23-005897 · section16.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,665,032 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F3 · price: This transaction was executed in multiple trades at prices ranging from $127.21 to $128.20. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| May 05, 2023 Filed May 8, 2023 20:02 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 2,044 | $126.45 | $258,472.59 |
DisclosureSEC source: 0001654954-23-005897 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,672,490 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F2 · price: This transaction was executed in multiple trades at prices ranging from $126.21 to $127.1080. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| May 04, 2023 Filed May 5, 2023 20:03 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 4,032 | $125.90 | $507,620.33 |
DisclosureSEC source: 0001654954-23-005855 · section16.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,674,534 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F3 · price: This transaction was executed in multiple trades at prices ranging from $125.73 to $126.25. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| May 04, 2023 Filed May 5, 2023 20:03 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 15,968 | $125.32 | $2,001,060.26 |
DisclosureSEC source: 0001654954-23-005855 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,678,566 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F2 · price: This transaction was executed in multiple trades at prices ranging from $124.72 to $125.71. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| May 03, 2023 Filed May 4, 2023 20:02 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 100 | $126.63 | $12,663.00 |
DisclosureSEC source: 0001654954-23-005787 · section16.xml · nonDerivative · entry 3 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,694,534 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| May 03, 2023 Filed May 4, 2023 20:02 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 5,141 | $125.98 | $647,672.95 |
DisclosureSEC source: 0001654954-23-005787 · section16.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,694,634 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F3 · price: This transaction was executed in multiple trades at prices ranging from $125.60 to $126.45. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| May 03, 2023 Filed May 4, 2023 20:02 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 14,759 | $124.99 | $1,844,681.66 |
DisclosureSEC source: 0001654954-23-005787 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,699,775 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F2 · price: This transaction was executed in multiple trades at prices ranging from $124.5250 to $125.48. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| May 02, 2023 Filed May 3, 2023 20:02 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 1,546 | $125.88 | $194,616.51 |
DisclosureSEC source: 0001654954-23-005734 · section16.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,714,534 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F3 · price: This transaction was executed in multiple trades at prices ranging from $125.55 to $126.24. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| May 02, 2023 Filed May 3, 2023 20:02 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 18,454 | $125.13 | $2,309,067.82 |
DisclosureSEC source: 0001654954-23-005734 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,716,080 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F2 · price: This transaction was executed in multiple trades at prices ranging from $124.55 to $125.53. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| May 01, 2023 Filed May 2, 2023 20:16 UTC |
VON STAATS AARON CEVP, GC and Secretary
|
SaleCommon Stock | 3,640 | $126.33 | $459,843.75 |
DisclosureSEC source: 0001654954-23-005634 · section16.xml · nonDerivative · entry 2 VON STAATS AARON C · CIK 0001252191 · EVP, GC and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 13,916 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on June 8, 2022. F3 · price: This transaction was executed in multiple trades at prices ranging from $125.98 to $126.73. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 01, 2023 Filed May 2, 2023 20:16 UTC |
VON STAATS AARON CEVP, GC and Secretary
|
SaleCommon Stock | 1,225 | $125.56 | $153,810.76 |
DisclosureSEC source: 0001654954-23-005634 · section16.xml · nonDerivative · entry 1 VON STAATS AARON C · CIK 0001252191 · EVP, GC and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 17,556 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on June 8, 2022. F2 · price: This transaction was executed in multiple trades at prices ranging from $124.97. to $125.96. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 01, 2023 Filed May 2, 2023 20:12 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 6,965 | $126.41 | $880,454.01 |
DisclosureSEC source: 0001654954-23-005631 · section16.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,734,534 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F3 · price: This transaction was executed in multiple trades at prices ranging from $126.15. to $126.73. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| May 01, 2023 Filed May 2, 2023 20:12 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 13,035 | $125.65 | $1,637,791.70 |
DisclosureSEC source: 0001654954-23-005631 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,741,499 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F2 · price: This transaction was executed in multiple trades at prices ranging from $125.1356 to $126.12. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| April 28, 2023 Filed May 1, 2023 20:44 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 1,400 | $127.54 | $178,553.06 |
DisclosureSEC source: 0001654954-23-005502 · section16.xml · nonDerivative · entry 6 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,754,534 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F7 · price: This transaction was executed in multiple trades at prices ranging from $127.30 to $128.05. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F8 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| April 28, 2023 Filed May 1, 2023 20:44 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 3,100 | $126.73 | $392,854.01 |
DisclosureSEC source: 0001654954-23-005502 · section16.xml · nonDerivative · entry 5 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,755,934 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F6 · price: This transaction was executed in multiple trades at prices ranging from $126.29 to $127.25. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F8 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| April 28, 2023 Filed May 1, 2023 20:44 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 9,606 | $125.72 | $1,207,703.78 |
DisclosureSEC source: 0001654954-23-005502 · section16.xml · nonDerivative · entry 4 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,759,034 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F5 · price: This transaction was executed in multiple trades at prices ranging from $125.29 to $126.25. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F8 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| April 28, 2023 Filed May 1, 2023 20:44 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 3,985 | $125.01 | $498,180.79 |
DisclosureSEC source: 0001654954-23-005502 · section16.xml · nonDerivative · entry 3 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,768,640 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F4 · price: This transaction was executed in multiple trades at prices ranging from $124.28 to $125.27. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F8 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| April 28, 2023 Filed May 1, 2023 20:44 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 432 | $123.56 | $53,377.19 |
DisclosureSEC source: 0001654954-23-005502 · section16.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,772,625 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F3 · price: This transaction was executed in multiple trades at prices ranging from $123.16 to $124.05. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F8 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| April 28, 2023 Filed May 1, 2023 20:44 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 1,477 | $122.59 | $181,062.48 |
DisclosureSEC source: 0001654954-23-005502 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,773,057 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F2 · price: This transaction was executed in multiple trades at prices ranging from $122.1550 to $123.02. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F8 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| April 28, 2023 Filed May 1, 2023 20:02 UTC |
Ditullio MichaelPresident and COO
|
SaleCommon Stock | 2,000 | $122.79 | $245,580.00 |
DisclosureSEC source: 0001654954-23-005491 · section16.xml · nonDerivative · entry 1 Ditullio Michael · CIK 0001804048 · President and COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 61,250 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 9, 2022. Read SEC document |
| April 27, 2023 Filed Apr 28, 2023 20:04 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 100 | $126.78 | $12,678.00 |
DisclosureSEC source: 0001654954-23-005411 · section16.xml · nonDerivative · entry 5 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,774,534 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F6 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| April 27, 2023 Filed Apr 28, 2023 20:04 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 123 | $125.46 | $15,431.46 |
DisclosureSEC source: 0001654954-23-005411 · section16.xml · nonDerivative · entry 4 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,774,634 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F5 · price: This transaction was executed in multiple trades at prices ranging from $125.0525 to $125.7175. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F6 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| April 27, 2023 Filed Apr 28, 2023 20:04 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 1,065 | $124.61 | $132,706.77 |
DisclosureSEC source: 0001654954-23-005411 · section16.xml · nonDerivative · entry 3 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,774,757 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F4 · price: This transaction was executed in multiple trades at prices ranging from $124.04 to $125.02. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F6 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| April 27, 2023 Filed Apr 28, 2023 20:04 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 9,720 | $123.31 | $1,198,603.33 |
DisclosureSEC source: 0001654954-23-005411 · section16.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,775,822 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F3 · price: This transaction was executed in multiple trades at prices ranging from $123.01 to $123.9247. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F6 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| April 27, 2023 Filed Apr 28, 2023 20:04 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 8,992 | $122.55 | $1,101,970.50 |
DisclosureSEC source: 0001654954-23-005411 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,785,542 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F2 · price: This transaction was executed in multiple trades at prices ranging from $122.01 to $122.9832. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F6 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| April 26, 2023 Filed Apr 27, 2023 20:04 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 384 | $126.36 | $48,520.63 |
DisclosureSEC source: 0001654954-23-005316 · section16.xml · nonDerivative · entry 3 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,794,534 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F4 · price: This transaction was executed in multiple trades at prices ranging from $126.23 to $126.42. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| April 26, 2023 Filed Apr 27, 2023 20:04 UTC |
Moret Blake D.Director
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SaleCommon Stock | 10,585 | $125.52 | $1,328,598.50 |
DisclosureSEC source: 0001654954-23-005316 · section16.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,794,918 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F3 · price: This transaction was executed in multiple trades at prices ranging from $125.10 to $126.0211. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.