Tapewire

Nasdaq · USD

PSNL

Personalis, Inc.

Export transactions ↓
Tapewire entity
4572
SEC CIK
0001527753
Parsed reports
288

Last 12 months

Inside the activity.

12 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202582
Dec 202540
Jan 202601
Feb 202600
Mar 202600
Apr 202600
May 202603
Jun 202604
Jul 202602
Aug 202600
Sep 202604
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 18, 2026 Filed Sep 22, 2026 20:10 UTC
Hall Christopher MDirector · Chief Executive Officer
SaleCommon Stock 7,459 $16.22 $120,984.98
Disclosure

SEC source: 0001449535-26-000008 · form4-09222026_040904.xml · nonDerivative · entry 1

Hall Christopher M · CIK 0001449535 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 228,527

F1 · shares: Shares automatically sold to cover tax withholding obligation from settlement of vested restricted stock units.

Read SEC document
September 18, 2026 Filed Sep 22, 2026 20:10 UTC
Chen RichardPresident and CMO
SaleCommon Stock 3,998 $16.22 $64,847.56
Disclosure

SEC source: 0001779787-26-000005 · form4-09222026_040906.xml · nonDerivative · entry 1

Chen Richard · CIK 0001779787 · President and CMO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 169,882

F1 · shares: Shares automatically sold to cover tax withholding obligation from settlement of vested restricted stock units.

Read SEC document
September 18, 2026 Filed Sep 22, 2026 20:10 UTC
Moore Stephen MichaelSVP and Chief Legal Officer
SaleCommon Stock 2,068 $16.22 $33,542.96
Disclosure

SEC source: 0001915342-26-000004 · form4-09222026_040908.xml · nonDerivative · entry 1

Moore Stephen Michael · CIK 0001915342 · SVP and Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,257

F1 · shares: Shares automatically sold to cover tax withholding obligation from settlement of vested restricted stock units.

Read SEC document
September 18, 2026 Filed Sep 22, 2026 20:10 UTC
Tachibana AaronCFO AND COO
SaleCommon Stock 2,931 $16.22 $47,540.82
Disclosure

SEC source: 0001401786-26-000009 · form4-09222026_040901.xml · nonDerivative · entry 1

Tachibana Aaron · CIK 0001401786 · CFO AND COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 195,902

F1 · shares: Shares automatically sold to cover tax withholding obligation from settlement of vested restricted stock units.

Read SEC document
July 15, 2026 Filed Jul 16, 2026 01:27 UTC
Chen RichardPresident and CMO
Exercise / conversionStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $2.44 $0.00
Disclosure

SEC source: 0001779787-26-000003 · form4-07162026_010735.xml · derivative · entry 3

Chen Richard · CIK 0001779787 · President and CMO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2027-05-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 23, 2025.

F3 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
July 15, 2026 Filed Jul 16, 2026 01:27 UTC
Chen RichardPresident and CMO
SaleCommon Stock 100,000 $15.15 $1,515,000.00
Disclosure

SEC source: 0001779787-26-000003 · form4-07162026_010735.xml · nonDerivative · entry 2

Chen Richard · CIK 0001779787 · President and CMO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 173,880

F1 · kind: The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 23, 2025.

F2 · price: The price reported above reflects the weighted average price of the shares sold. The sale price ranged from $15.01 to $15.45 per share. Upon request from the SEC staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
July 15, 2026 Filed Jul 16, 2026 01:27 UTC
Chen RichardPresident and CMO
Exercise / conversionCommon Stock 100,000 $2.44 $244,000.00
Disclosure

SEC source: 0001779787-26-000003 · form4-07162026_010735.xml · nonDerivative · entry 1

Chen Richard · CIK 0001779787 · President and CMO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 273,880

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 23, 2025.

Read SEC document
July 09, 2026 Filed Jul 10, 2026 00:46 UTC
Hall Christopher MDirector · Chief Executive Officer
Exercise / conversionStock Option (right to buy) · Derivative 33,333 $0.00 Strike: $1.61 $0.00
Disclosure

SEC source: 0001449535-26-000006 · form4-07102026_120749.xml · derivative · entry 4

Hall Christopher M · CIK 0001449535 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,333 shares

Expires 2034-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 17, 2025.

F4 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
July 09, 2026 Filed Jul 10, 2026 00:46 UTC
Hall Christopher MDirector · Chief Executive Officer
Exercise / conversionStock Option (right to buy) · Derivative 66,667 $0.00 Strike: $1.61 $0.00
Disclosure

SEC source: 0001449535-26-000006 · form4-07102026_120749.xml · derivative · entry 3

Hall Christopher M · CIK 0001449535 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 133,333

Underlying: Common Stock · 66,667 shares

Expires 2034-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 17, 2025.

F3 · derivative.exercise_date: The option vested and became exercisable over the three-year period commencing April 15, 2024, with 1/36th of the shares subject to the option vesting each month of continuous service thereafter.

Read SEC document
July 09, 2026 Filed Jul 10, 2026 00:46 UTC
Hall Christopher MDirector · Chief Executive Officer
SaleCommon Stock 100,000 $15.08 $1,508,000.00
Disclosure

SEC source: 0001449535-26-000006 · form4-07102026_120749.xml · nonDerivative · entry 2

Hall Christopher M · CIK 0001449535 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 235,986

F1 · kind: The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 17, 2025.

F2 · price: The price reported above reflects the weighted average price of the shares sold. The sale price ranged from $15.00 to $15.24 per share. Upon request from the SEC staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
July 09, 2026 Filed Jul 10, 2026 00:46 UTC
Hall Christopher MDirector · Chief Executive Officer
Exercise / conversionCommon Stock 100,000 $1.61 $161,000.00
Disclosure

SEC source: 0001449535-26-000006 · form4-07102026_120749.xml · nonDerivative · entry 1

Hall Christopher M · CIK 0001449535 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 335,986

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 17, 2025.

Read SEC document
June 29, 2026 Filed Jun 29, 2026 21:50 UTC
Tachibana AaronCFO AND COO
Exercise / conversionStock Option (right to buy) · Derivative 4,982 $0.00 Strike: $5.32 $0.00
Disclosure

SEC source: 0001401786-26-000007 · form4-06292026_090650.xml · derivative · entry 3

Tachibana Aaron · CIK 0001401786 · CFO AND COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,489

Underlying: Common Stock · 4,982 shares

Expires 2032-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 7, 2025.

F2 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
June 29, 2026 Filed Jun 29, 2026 21:50 UTC
Tachibana AaronCFO AND COO
SaleCommon Stock 4,982 $14.00 $69,748.00
Disclosure

SEC source: 0001401786-26-000007 · form4-06292026_090650.xml · nonDerivative · entry 2

Tachibana Aaron · CIK 0001401786 · CFO AND COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 198,833

F1 · kind: The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 7, 2025.

Read SEC document
June 29, 2026 Filed Jun 29, 2026 21:50 UTC
Tachibana AaronCFO AND COO
Exercise / conversionCommon Stock 4,982 $5.32 $26,504.24
Disclosure

SEC source: 0001401786-26-000007 · form4-06292026_090650.xml · nonDerivative · entry 1

Tachibana Aaron · CIK 0001401786 · CFO AND COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 203,815

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 7, 2025.

Read SEC document
June 26, 2026 Filed Jun 26, 2026 23:49 UTC
Hall Christopher MDirector · Chief Executive Officer
Exercise / conversionStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $1.61 $0.00
Disclosure

SEC source: 0001449535-26-000004 · form4-06262026_110649.xml · derivative · entry 3

Hall Christopher M · CIK 0001449535 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 100,000 shares

Expires 2034-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 17, 2025.

F3 · derivative.exercise_date: The option vested and became exercisable over the three-year period commencing April 15, 2024, with 1/36th of the shares subject to the option vesting each month of continuous service thereafter.

Read SEC document
June 26, 2026 Filed Jun 26, 2026 23:49 UTC
Hall Christopher MDirector · Chief Executive Officer
SaleCommon Stock 100,000 $13.15 $1,315,000.00
Disclosure

SEC source: 0001449535-26-000004 · form4-06262026_110649.xml · nonDerivative · entry 2

Hall Christopher M · CIK 0001449535 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 235,986

F1 · kind: The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 17, 2025.

F2 · price: The price reported above reflects the weighted average price of the shares sold. The sale price ranged from $13.00 to $13.36 per share. Upon request from the SEC staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
June 26, 2026 Filed Jun 26, 2026 23:49 UTC
Hall Christopher MDirector · Chief Executive Officer
Exercise / conversionCommon Stock 100,000 $1.61 $161,000.00
Disclosure

SEC source: 0001449535-26-000004 · form4-06262026_110649.xml · nonDerivative · entry 1

Hall Christopher M · CIK 0001449535 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 335,986

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 17, 2025.

Read SEC document
June 26, 2026 Filed Jun 26, 2026 23:56 UTC
Tachibana AaronCFO AND COO
Exercise / conversionStock Option (right to buy) · Derivative 22,419 $0.00 Strike: $5.32 $0.00
Disclosure

SEC source: 0001401786-26-000006 · form4-06262026_110605.xml · derivative · entry 5

Tachibana Aaron · CIK 0001401786 · CFO AND COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,471

Underlying: Common Stock · 22,419 shares

Expires 2032-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 7, 2025.

F3 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
June 26, 2026 Filed Jun 26, 2026 23:56 UTC
Tachibana AaronCFO AND COO
Exercise / conversionStock Option (right to buy) · Derivative 28,832 $0.00 Strike: $9.16 $0.00
Disclosure

SEC source: 0001401786-26-000006 · form4-06262026_110605.xml · derivative · entry 4

Tachibana Aaron · CIK 0001401786 · CFO AND COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,832 shares

Expires 2029-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 7, 2025.

F3 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
June 26, 2026 Filed Jun 26, 2026 23:56 UTC
Tachibana AaronCFO AND COO
SaleCommon Stock 51,251 $13.18 $675,488.18
Disclosure

SEC source: 0001401786-26-000006 · form4-06262026_110605.xml · nonDerivative · entry 3

Tachibana Aaron · CIK 0001401786 · CFO AND COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 198,833

F1 · kind: The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 7, 2025.

F2 · price: The price reported above reflects the weighted average price of the shares sold. The sale price ranged from $13.00 to $13.30 per share. Upon request from the SEC staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
June 26, 2026 Filed Jun 26, 2026 23:56 UTC
Tachibana AaronCFO AND COO
Exercise / conversionCommon Stock 22,419 $5.32 $119,269.08
Disclosure

SEC source: 0001401786-26-000006 · form4-06262026_110605.xml · nonDerivative · entry 2

Tachibana Aaron · CIK 0001401786 · CFO AND COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 250,084

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 7, 2025.

Read SEC document
June 26, 2026 Filed Jun 26, 2026 23:56 UTC
Tachibana AaronCFO AND COO
Exercise / conversionCommon Stock 28,832 $9.16 $264,101.12
Disclosure

SEC source: 0001401786-26-000006 · form4-06262026_110605.xml · nonDerivative · entry 1

Tachibana Aaron · CIK 0001401786 · CFO AND COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 227,665

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 7, 2025.

Read SEC document
June 04, 2026 Filed Jun 6, 2026 00:19 UTC
Tachibana AaronCFO AND COO
Exercise / conversionStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $9.16 $0.00
Disclosure

SEC source: 0001401786-26-000005 · form4-06062026_120621.xml · derivative · entry 3

Tachibana Aaron · CIK 0001401786 · CFO AND COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 28,832

Underlying: Common Stock · 40,000 shares

Expires 2029-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 7, 2025.

F3 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
June 04, 2026 Filed Jun 6, 2026 00:19 UTC
Tachibana AaronCFO AND COO
SaleCommon Stock 40,000 $12.01 $480,400.00
Disclosure

SEC source: 0001401786-26-000005 · form4-06062026_120621.xml · nonDerivative · entry 2

Tachibana Aaron · CIK 0001401786 · CFO AND COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 198,833

F1 · kind: The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 7, 2025.

F2 · price: The price reported above reflects the weighted average price of the shares sold. The sale price ranged from $12.00 to $12.10 per share. Upon request from the SEC staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
June 04, 2026 Filed Jun 6, 2026 00:19 UTC
Tachibana AaronCFO AND COO
Exercise / conversionCommon Stock 40,000 $9.16 $366,400.00
Disclosure

SEC source: 0001401786-26-000005 · form4-06062026_120621.xml · nonDerivative · entry 1

Tachibana Aaron · CIK 0001401786 · CFO AND COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 238,833

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 7, 2025.

Read SEC document
May 29, 2026 Filed May 30, 2026 00:45 UTC
Hall Christopher MDirector · Chief Executive Officer
Exercise / conversionStock Option (right to buy) · Derivative 80,091 $0.00 Strike: $1.61 $0.00
Disclosure

SEC source: 0001449535-26-000003 · form4-05292026_080501.xml · derivative · entry 6

Hall Christopher M · CIK 0001449535 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 80,091 shares

Expires 2034-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 17, 2025.

F4 · derivative.exercise_date: The option vested and became exercisable over the three-year period commencing April 15, 2024, with 1/36th of the shares subject to the option vesting each month of continuous service thereafter.

Read SEC document
May 29, 2026 Filed May 30, 2026 00:45 UTC
Hall Christopher MDirector · Chief Executive Officer
SaleCommon Stock 80,091 $11.02 $882,602.82
Disclosure

SEC source: 0001449535-26-000003 · form4-05292026_080501.xml · nonDerivative · entry 4

Hall Christopher M · CIK 0001449535 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 235,986

F1 · kind: The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 17, 2025.

F3 · price: The price reported above reflects the weighted average price of the shares sold. The sale price ranged from $11.00 to $11.12 per share. Upon request from the SEC staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
May 29, 2026 Filed May 30, 2026 00:45 UTC
Hall Christopher MDirector · Chief Executive Officer
Exercise / conversionCommon Stock 80,091 $1.61 $128,946.51
Disclosure

SEC source: 0001449535-26-000003 · form4-05292026_080501.xml · nonDerivative · entry 3

Hall Christopher M · CIK 0001449535 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 316,077

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 17, 2025.

Read SEC document
May 29, 2026 Filed May 30, 2026 00:27 UTC
Tachibana AaronCFO AND COO
Exercise / conversionStock Option (right to buy) · Derivative 38,799 $0.00 Strike: $9.16 $0.00
Disclosure

SEC source: 0001401786-26-000004 · form4-05302026_120502.xml · derivative · entry 3

Tachibana Aaron · CIK 0001401786 · CFO AND COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 68,832

Underlying: Common Stock · 38,799 shares

Expires 2029-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 7, 2025.

F3 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
May 29, 2026 Filed May 30, 2026 00:27 UTC
Tachibana AaronCFO AND COO
SaleCommon Stock 38,799 $11.58 $449,292.42
Disclosure

SEC source: 0001401786-26-000004 · form4-05302026_120502.xml · nonDerivative · entry 2

Tachibana Aaron · CIK 0001401786 · CFO AND COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 198,833

F1 · kind: The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 7, 2025.

F2 · price: The price reported above reflects the weighted average price of the shares sold. The sale price ranged from $11.50 to $11.71 per share. Upon request from the SEC staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
May 29, 2026 Filed May 30, 2026 00:27 UTC
Tachibana AaronCFO AND COO
Exercise / conversionCommon Stock 38,799 $9.16 $355,398.84
Disclosure

SEC source: 0001401786-26-000004 · form4-05302026_120502.xml · nonDerivative · entry 1

Tachibana Aaron · CIK 0001401786 · CFO AND COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 237,632

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 7, 2025.

Read SEC document
May 28, 2026 Filed May 30, 2026 00:45 UTC
Hall Christopher MDirector · Chief Executive Officer
Exercise / conversionStock Option (right to buy) · Derivative 19,909 $0.00 Strike: $1.61 $0.00
Disclosure

SEC source: 0001449535-26-000003 · form4-05292026_080501.xml · derivative · entry 5

Hall Christopher M · CIK 0001449535 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 380,091

Underlying: Common Stock · 19,909 shares

Expires 2034-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 17, 2025.

F4 · derivative.exercise_date: The option vested and became exercisable over the three-year period commencing April 15, 2024, with 1/36th of the shares subject to the option vesting each month of continuous service thereafter.

Read SEC document
May 28, 2026 Filed May 30, 2026 00:45 UTC
Hall Christopher MDirector · Chief Executive Officer
SaleCommon Stock 19,909 $11.02 $219,397.18
Disclosure

SEC source: 0001449535-26-000003 · form4-05292026_080501.xml · nonDerivative · entry 2

Hall Christopher M · CIK 0001449535 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 235,986

F1 · kind: The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 17, 2025.

F2 · price: The price reported above reflects the weighted average price of the shares sold. The sale price ranged from $11.00 to $11.05 per share. Upon request from the SEC staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
May 28, 2026 Filed May 30, 2026 00:45 UTC
Hall Christopher MDirector · Chief Executive Officer
Exercise / conversionCommon Stock 19,909 $1.61 $32,053.49
Disclosure

SEC source: 0001449535-26-000003 · form4-05292026_080501.xml · nonDerivative · entry 1

Hall Christopher M · CIK 0001449535 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 255,895

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 17, 2025.

Read SEC document
May 12, 2026 Filed May 14, 2026 21:08 UTC GrantStock Option (right to buy) · Derivative 37,500 $0.00 Strike: $6.04 $0.00
Disclosure

SEC source: 0001008891-26-000001 · form4-05142026_090531.xml · derivative · entry 2

BOWMAN A BLAINE · CIK 0001008891 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 37,500 shares

Expires 2036-05-12

F2 · derivative.exercise_date: 100% of the shares subject to the option shall vest on the earlier of the one-year anniversary of the grant date or the day prior to the Company's next annual meeting of stockholders occurring after the grant date, subject to the reporting person's Continuous Service (as defined in the 2019 Plan) through the vesting date. In the event of a Change in Control (as defined in the 2019 Plan), the shares underlying the option shall vest and become exercisable immediately prior to the effectiveness of such Change in Control.

Read SEC document
May 12, 2026 Filed May 14, 2026 21:08 UTC GrantCommon Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0001008891-26-000001 · form4-05142026_090531.xml · nonDerivative · entry 1

BOWMAN A BLAINE · CIK 0001008891 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,756

F1 · shares: Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. 100% of the shares subject to the RSU shall vest on the earlier of the one-year anniversary of the grant date or the day prior to the Company's next annual meeting of stockholders occurring after the grant date, subject to the reporting person's Continuous Service (as defined in the Company's 2019 Equity Incentive Plan (the "2019 Plan")) through the vesting date. In the event of a Change in Control (as defined in the 2019 Plan), the shares underlying the RSU shall vest immediately prior to the effectiveness of such Change in Control.

Read SEC document
May 12, 2026 Filed May 14, 2026 21:07 UTC GrantStock Option (right to buy) · Derivative 37,500 $0.00 Strike: $6.04 $0.00
Disclosure

SEC source: 0001065168-26-000001 · form4-05142026_090519.xml · derivative · entry 2

WIDDER KENNETH J · CIK 0001065168 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 37,500 shares

Expires 2036-05-12

F2 · derivative.exercise_date: 100% of the shares subject to the option shall vest on the earlier of the one-year anniversary of the grant date or the day prior to the Company's next annual meeting of stockholders occurring after the grant date, subject to the reporting person's Continuous Service (as defined in the 2019 Plan) through the vesting date. In the event of a Change in Control (as defined in the 2019 Plan), the shares underlying the option shall vest and become exercisable immediately prior to the effectiveness of such Change in Control.

Read SEC document
May 12, 2026 Filed May 14, 2026 21:07 UTC GrantCommon Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0001065168-26-000001 · form4-05142026_090519.xml · nonDerivative · entry 1

WIDDER KENNETH J · CIK 0001065168 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,250

F1 · shares: Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. 100% of the shares subject to the RSU shall vest on the earlier of the one-year anniversary of the grant date or the day prior to the Company's next annual meeting of stockholders occurring after the grant date, subject to the reporting person's Continuous Service (as defined in the Company's 2019 Equity Incentive Plan (the "2019 Plan")) through the vesting date. In the event of a Change in Control (as defined in the 2019 Plan), the shares underlying the RSU shall vest immediately prior to the effectiveness of such Change in Control.

Read SEC document
May 12, 2026 Filed May 14, 2026 21:06 UTC
Shoff LonnieDirector
GrantStock Option (right to buy) · Derivative 37,500 $0.00 Strike: $6.04 $0.00
Disclosure

SEC source: 0001471716-26-000001 · form4-05142026_090514.xml · derivative · entry 2

Shoff Lonnie · CIK 0001471716 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 37,500 shares

Expires 2036-05-12

F2 · derivative.exercise_date: 100% of the shares subject to the option shall vest on the earlier of the one-year anniversary of the grant date or the day prior to the Company's next annual meeting of stockholders occurring after the grant date, subject to the reporting person's Continuous Service (as defined in the 2019 Plan) through the vesting date. In the event of a Change in Control (as defined in the 2019 Plan), the shares underlying the option shall vest and become exercisable immediately prior to the effectiveness of such Change in Control.

Read SEC document
May 12, 2026 Filed May 14, 2026 21:06 UTC
Shoff LonnieDirector
GrantCommon Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0001471716-26-000001 · form4-05142026_090514.xml · nonDerivative · entry 1

Shoff Lonnie · CIK 0001471716 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,190

F1 · shares: Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. 100% of the shares subject to the RSU shall vest on the earlier of the one-year anniversary of the grant date or the day prior to the Company's next annual meeting of stockholders occurring after the grant date, subject to the reporting person's Continuous Service (as defined in the Company's 2019 Equity Incentive Plan (the "2019 Plan")) through the vesting date. In the event of a Change in Control (as defined in the 2019 Plan), the shares underlying the RSU shall vest immediately prior to the effectiveness of such Change in Control.

Read SEC document
May 12, 2026 Filed May 14, 2026 21:02 UTC GrantStock Option (right to buy) · Derivative 37,500 $0.00 Strike: $6.04 $0.00
Disclosure

SEC source: 0001243399-26-000001 · form4-05142026_090538.xml · derivative · entry 2

MYERS WOODROW A JR · CIK 0001243399 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 37,500 shares

Expires 2036-05-12

F2 · derivative.exercise_date: 100% of the shares subject to the option shall vest on the earlier of the one-year anniversary of the grant date or the day prior to the Company's next annual meeting of stockholders occurring after the grant date, subject to the reporting person's Continuous Service (as defined in the 2019 Plan) through the vesting date. In the event of a Change in Control (as defined in the 2019 Plan), the shares underlying the option shall vest and become exercisable immediately prior to the effectiveness of such Change in Control.

Read SEC document
May 12, 2026 Filed May 14, 2026 21:02 UTC GrantCommon Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0001243399-26-000001 · form4-05142026_090538.xml · nonDerivative · entry 1

MYERS WOODROW A JR · CIK 0001243399 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,366

F1 · shares: Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. 100% of the shares subject to the RSU shall vest on the earlier of the one-year anniversary of the grant date or the day prior to the Company's next annual meeting of stockholders occurring after the grant date, subject to the reporting person's Continuous Service (as defined in the Company's 2019 Equity Incentive Plan (the "2019 Plan")) through the vesting date. In the event of a Change in Control (as defined in the 2019 Plan), the shares underlying the RSU shall vest immediately prior to the effectiveness of such Change in Control.

Read SEC document
May 12, 2026 Filed May 14, 2026 21:09 UTC GrantStock Option (right to buy) · Derivative 37,500 $0.00 Strike: $6.04 $0.00
Disclosure

SEC source: 0001231845-26-000001 · form4-05142026_090542.xml · derivative · entry 2

EASTHAM KARIN · CIK 0001231845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 37,500 shares

Expires 2036-05-12

F2 · derivative.exercise_date: 100% of the shares subject to the option shall vest on the earlier of the one-year anniversary of the grant date or the day prior to the Company's next annual meeting of stockholders occurring after the grant date, subject to the reporting person's Continuous Service (as defined in the 2019 Plan) through the vesting date. In the event of a Change in Control (as defined in the 2019 Plan), the shares underlying the option shall vest and become exercisable immediately prior to the effectiveness of such Change in Control.

Read SEC document
May 12, 2026 Filed May 14, 2026 21:09 UTC GrantCommon Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0001231845-26-000001 · form4-05142026_090542.xml · nonDerivative · entry 1

EASTHAM KARIN · CIK 0001231845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,366

F1 · shares: Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. 100% of the shares subject to the RSU shall vest on the earlier of the one-year anniversary of the grant date or the day prior to the Company's next annual meeting of stockholders occurring after the grant date, subject to the reporting person's Continuous Service (as defined in the Company's 2019 Equity Incentive Plan (the "2019 Plan")) through the vesting date. In the event of a Change in Control (as defined in the 2019 Plan), the shares underlying the RSU shall vest immediately prior to the effectiveness of such Change in Control.

Read SEC document
May 12, 2026 Filed May 14, 2026 21:05 UTC GrantStock Option (right to buy) · Derivative 37,500 $0.00 Strike: $6.04 $0.00
Disclosure

SEC source: 0001501545-26-000001 · form4-05142026_090558.xml · derivative · entry 2

Bloom Olivia Kyusuk · CIK 0001501545 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 37,500 shares

Expires 2036-05-12

F2 · derivative.exercise_date: 100% of the shares subject to the option shall vest on the earlier of the one-year anniversary of the grant date or the day prior to the Company's next annual meeting of stockholders occurring after the grant date, subject to the reporting person's Continuous Service (as defined in the 2019 Plan) through the vesting date. In the event of a Change in Control (as defined in the 2019 Plan), the shares underlying the option shall vest and become exercisable immediately prior to the effectiveness of such Change in Control.

Read SEC document
May 12, 2026 Filed May 14, 2026 21:05 UTC GrantCommon Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0001501545-26-000001 · form4-05142026_090558.xml · nonDerivative · entry 1

Bloom Olivia Kyusuk · CIK 0001501545 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,265

F1 · shares: Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. 100% of the shares subject to the RSU shall vest on the earlier of the one-year anniversary of the grant date or the day prior to the Company's next annual meeting of stockholders occurring after the grant date, subject to the reporting person's Continuous Service (as defined in the Company's 2019 Equity Incentive Plan (the "2019 Plan")) through the vesting date. In the event of a Change in Control (as defined in the 2019 Plan), the shares underlying the RSU shall vest immediately prior to the effectiveness of such Change in Control.

Read SEC document
May 12, 2026 Filed Jun 11, 2026 20:30 UTC Amendment GrantCommon Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0001231845-26-000002 · form4a-06112026_040611.xml · nonDerivative · entry 1

EASTHAM KARIN · CIK 0001231845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,756

F1 · shares: Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. 100% of the shares subject to the RSU shall vest on the earlier of the one-year anniversary of the grant date or the day prior to the Company's next annual meeting of stockholders occurring after the grant date, subject to the reporting person's Continuous Service (as defined in the Company's 2019 Equity Incentive Plan (the "2019 Plan")) through the vesting date. In the event of a Change in Control (as defined in the 2019 Plan), the shares underlying the RSU shall vest immediately prior to the effectiveness of such Change in Control.

F2 · balance_after: This amendment corrects the number of shares of Common Stock reported as beneficially owned by the Reporting Person on the Form 4 filed on May 14, 2026.

Read SEC document
March 15, 2026 Filed Mar 17, 2026 20:55 UTC
Hall Christopher MDirector · Chief Executive Officer
GrantStock Option (right to buy) · Derivative 525,000 $0.00 Strike: $6.72 $0.00
Disclosure

SEC source: 0001449535-26-000002 · form4-03172026_080326.xml · derivative · entry 2

Hall Christopher M · CIK 0001449535 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 525,000

Underlying: Common Stock · 525,000 shares

Expires 2036-03-15

F2 · derivative.exercise_date: The shares subject to the option vest in 36 equal monthly installments with the first installment vesting on April 15, 2026.

Read SEC document
March 15, 2026 Filed Mar 17, 2026 20:55 UTC
Hall Christopher MDirector · Chief Executive Officer
GrantCommon Stock 87,500 $0.00 $0.00
Disclosure

SEC source: 0001449535-26-000002 · form4-03172026_080326.xml · nonDerivative · entry 1

Hall Christopher M · CIK 0001449535 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 235,986

F1 · shares: Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. The RSUs vest in 6 equal semi-annual installments with the first installment vesting on September 15, 2026.

Read SEC document
March 15, 2026 Filed Mar 17, 2026 20:59 UTC
Tachibana AaronCFO AND COO
GrantStock Option (right to buy) · Derivative 206,250 $0.00 Strike: $6.72 $0.00
Disclosure

SEC source: 0001401786-26-000003 · form4-03172026_080312.xml · derivative · entry 2

Tachibana Aaron · CIK 0001401786 · CFO AND COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 206,250

Underlying: Common Stock · 206,250 shares

Expires 2036-03-15

F2 · derivative.exercise_date: The shares subject to the option vest in 36 equal monthly installments with the first installment vesting on April 15, 2026.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.