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PARSONS CORP

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3911
SEC CIK
0000275880
Parsed reports
304

Last 12 months

Inside the activity.

7 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202660
Jun 202600
Jul 202600
Aug 202610
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 31, 2020 Filed Jan 6, 2021 02:45 UTC
Smith Carey A.President & COO
Disposition to issuerCommon Stock 98,259 $11.01 $1,081,831.59
Disclosure

SEC source: 0000899243-21-000561 · doc4.xml · nonDerivative · entry 5

Smith Carey A. · CIK 0001707270 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,600

Read SEC document
December 31, 2020 Filed Jan 6, 2021 02:45 UTC
Smith Carey A.President & COO
Disposition to issuerCommon Stock 12,267 $33.68 $413,152.56
Disclosure

SEC source: 0000899243-21-000561 · doc4.xml · nonDerivative · entry 4

Smith Carey A. · CIK 0001707270 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,859

Read SEC document
December 31, 2020 Filed Jan 6, 2021 02:45 UTC
Smith Carey A.President & COO
Exercise / conversionCommon Stock 110,526 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-000561 · doc4.xml · nonDerivative · entry 3

Smith Carey A. · CIK 0001707270 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,126

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of phantom stock represents a right to receive the cash value of one share of Issuer's common stock. The value of the phantom stock will be determined based on the Issuer's share price at the time of payment.

Read SEC document
December 31, 2020 Filed Jan 6, 2021 02:45 UTC
Smith Carey A.President & COO
Tax withholdingCommon Stock 2,506 $36.41 $91,243.46
Disclosure

SEC source: 0000899243-21-000561 · doc4.xml · nonDerivative · entry 2

Smith Carey A. · CIK 0001707270 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,600

Read SEC document
December 31, 2020 Filed Jan 6, 2021 02:45 UTC
Smith Carey A.President & COO
Exercise / conversionCommon Stock 5,556 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-000561 · doc4.xml · nonDerivative · entry 1

Smith Carey A. · CIK 0001707270 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,106

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2020 Filed Jan 6, 2021 02:43 UTC
Fiori DebraChief People Officer
Exercise / conversionPhantom Stock · Derivative 47,298 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-000559 · doc4.xml · derivative · entry 8

Fiori Debra · CIK 0001807837 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 47,298 shares

Expires 2021-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of phantom stock represents a right to receive the cash value of one share of Issuer's common stock. The value of the phantom stock will be determined based on the Issuer's share price at the time of payment.

F3 · derivative.exercise_date: This award vested in full on December 31, 2020 and will be paid in cash in the first quarter of 2021.

Read SEC document
December 31, 2020 Filed Jan 6, 2021 02:43 UTC
Fiori DebraChief People Officer
Exercise / conversionPhantom Stock · Derivative 5,904 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-000559 · doc4.xml · derivative · entry 7

Fiori Debra · CIK 0001807837 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,904 shares

Expires 2021-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of phantom stock represents a right to receive the cash value of one share of Issuer's common stock. The value of the phantom stock will be determined based on the Issuer's share price at the time of payment.

F3 · derivative.exercise_date: This award vested in full on December 31, 2020 and will be paid in cash in the first quarter of 2021.

Read SEC document
December 31, 2020 Filed Jan 6, 2021 02:43 UTC
Fiori DebraChief People Officer
Exercise / conversionRestricted Stock Unit · Derivative 2,233 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-000559 · doc4.xml · derivative · entry 6

Fiori Debra · CIK 0001807837 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,233

Underlying: Common Stock · 2,233 shares

Expires 2022-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock. Following the transaction reported herein, the remaining Restricted Stock Units subject to this award will vest in one equal annual installment on December 31, 2021, subject to the Reporting Person's continued employment with Issuer on each such vesting date.

F2 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock. Following the transaction reported herein, the remaining Restricted Stock Units subject to this award will vest in one equal annual installment on December 31, 2021, subject to the Reporting Person's continued employment with Issuer on each such vesting date.

Read SEC document
December 31, 2020 Filed Jan 6, 2021 02:43 UTC
Fiori DebraChief People Officer
Disposition to issuerCommon Stock 47,298 $11.01 $520,750.98
Disclosure

SEC source: 0000899243-21-000559 · doc4.xml · nonDerivative · entry 5

Fiori Debra · CIK 0001807837 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,814

Read SEC document
December 31, 2020 Filed Jan 6, 2021 02:43 UTC
Fiori DebraChief People Officer
Disposition to issuerCommon Stock 5,904 $33.68 $198,846.72
Disclosure

SEC source: 0000899243-21-000559 · doc4.xml · nonDerivative · entry 4

Fiori Debra · CIK 0001807837 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,112

Read SEC document
December 31, 2020 Filed Jan 6, 2021 02:43 UTC
Fiori DebraChief People Officer
Exercise / conversionCommon Stock 53,202 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-000559 · doc4.xml · nonDerivative · entry 3

Fiori Debra · CIK 0001807837 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,016

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of phantom stock represents a right to receive the cash value of one share of Issuer's common stock. The value of the phantom stock will be determined based on the Issuer's share price at the time of payment.

Read SEC document
December 31, 2020 Filed Jan 6, 2021 02:43 UTC
Fiori DebraChief People Officer
Tax withholdingCommon Stock 879 $36.41 $32,004.39
Disclosure

SEC source: 0000899243-21-000559 · doc4.xml · nonDerivative · entry 2

Fiori Debra · CIK 0001807837 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,814

Read SEC document
December 31, 2020 Filed Jan 6, 2021 02:43 UTC
Fiori DebraChief People Officer
Exercise / conversionCommon Stock 2,233 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-000559 · doc4.xml · nonDerivative · entry 1

Fiori Debra · CIK 0001807837 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,693

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2020 Filed Jan 6, 2021 02:42 UTC Exercise / conversionPhantom Stock · Derivative 47,298 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-000558 · doc4.xml · derivative · entry 9

Kolloway Michael Richard · CIK 0001774358 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 47,298 shares

Expires 2021-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of phantom stock represents a right to receive the cash value of one share of Issuer's common stock. The value of the phantom stock will be determined based on the Issuer's share price at the time of payment.

F4 · derivative.exercise_date: This award vested in full on December 31, 2020 and will be paid in cash in the first quarter of 2021.

Read SEC document
December 31, 2020 Filed Jan 6, 2021 02:42 UTC Exercise / conversionPhantom Stock · Derivative 5,904 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-000558 · doc4.xml · derivative · entry 8

Kolloway Michael Richard · CIK 0001774358 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,904 shares

Expires 2021-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of phantom stock represents a right to receive the cash value of one share of Issuer's common stock. The value of the phantom stock will be determined based on the Issuer's share price at the time of payment.

F4 · derivative.exercise_date: This award vested in full on December 31, 2020 and will be paid in cash in the first quarter of 2021.

Read SEC document
December 31, 2020 Filed Jan 6, 2021 02:42 UTC Exercise / conversionRestricted Stock Unit · Derivative 2,417 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-000558 · doc4.xml · derivative · entry 7

Kolloway Michael Richard · CIK 0001774358 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,417

Underlying: Common Stock · 2,417 shares

Expires 2022-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock. Following the transaction reported herein, the remaining Restricted Stock Units subject to this award will vest in one equal annual installment on December 31, 2021, subject to the Reporting Person's continued employment with Issuer on each such vesting date.

F3 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock. Following the transaction reported herein, the remaining Restricted Stock Units subject to this award will vest in one equal annual installment on December 31, 2021, subject to the Reporting Person's continued employment with Issuer on each such vesting date.

Read SEC document
December 31, 2020 Filed Jan 6, 2021 02:42 UTC Disposition to issuerCommon Stock 47,298 $11.01 $520,750.98
Disclosure

SEC source: 0000899243-21-000558 · doc4.xml · nonDerivative · entry 5

Kolloway Michael Richard · CIK 0001774358 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,661

F2 · balance_after: Includes 210 shares acquired on December 31, 2020 pursuant to the Issuer's Employee Stock Purchase Plan.

Read SEC document
December 31, 2020 Filed Jan 6, 2021 02:42 UTC Disposition to issuerCommon Stock 5,904 $33.68 $198,846.72
Disclosure

SEC source: 0000899243-21-000558 · doc4.xml · nonDerivative · entry 4

Kolloway Michael Richard · CIK 0001774358 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,051

Read SEC document
December 31, 2020 Filed Jan 6, 2021 02:42 UTC Exercise / conversionCommon Stock 53,202 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-000558 · doc4.xml · nonDerivative · entry 3

Kolloway Michael Richard · CIK 0001774358 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,955

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of phantom stock represents a right to receive the cash value of one share of Issuer's common stock. The value of the phantom stock will be determined based on the Issuer's share price at the time of payment.

Read SEC document
December 31, 2020 Filed Jan 6, 2021 02:42 UTC Tax withholdingCommon Stock 1,081 $36.41 $39,359.21
Disclosure

SEC source: 0000899243-21-000558 · doc4.xml · nonDerivative · entry 2

Kolloway Michael Richard · CIK 0001774358 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,753

Read SEC document
December 31, 2020 Filed Jan 6, 2021 02:42 UTC Exercise / conversionCommon Stock 2,417 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-000558 · doc4.xml · nonDerivative · entry 1

Kolloway Michael Richard · CIK 0001774358 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,834

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2020 Filed Jan 6, 2021 02:42 UTC
Harrington Charles L.Director · Chairman & CEO
Exercise / conversionPhantom Stock · Derivative 529,983 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-000557 · doc4.xml · derivative · entry 10

Harrington Charles L. · CIK 0001588300 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 529,983 shares

Expires 2021-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of phantom stock represents a right to receive the cash value of one share of Issuer's common stock. The value of the phantom stock will be determined based on the Issuer's share price at the time of payment.

F3 · derivative.exercise_date: This award vested in full on December 31, 2020 and will be paid in cash in the first quarter of 2021.

Read SEC document
December 31, 2020 Filed Jan 6, 2021 02:42 UTC
Harrington Charles L.Director · Chairman & CEO
Exercise / conversionPhantom Stock · Derivative 66,171 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-000557 · doc4.xml · derivative · entry 9

Harrington Charles L. · CIK 0001588300 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 66,171 shares

Expires 2021-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of phantom stock represents a right to receive the cash value of one share of Issuer's common stock. The value of the phantom stock will be determined based on the Issuer's share price at the time of payment.

F3 · derivative.exercise_date: This award vested in full on December 31, 2020 and will be paid in cash in the first quarter of 2021.

Read SEC document
December 31, 2020 Filed Jan 6, 2021 02:42 UTC
Harrington Charles L.Director · Chairman & CEO
Exercise / conversionRestricted Stock Unit · Derivative 26,667 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-000557 · doc4.xml · derivative · entry 8

Harrington Charles L. · CIK 0001588300 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,667

Underlying: Common Stock · 26,667 shares

Expires 2022-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock. Following the transaction reported herein, the remaining Restricted Stock Units subject to this award will vest in one equal annual installment on December 31, 2021, subject to the Reporting Person's continued employment with Issuer on each such vesting date.

F2 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock. Following the transaction reported herein, the remaining Restricted Stock Units subject to this award will vest in one equal annual installment on December 31, 2021, subject to the Reporting Person's continued employment with Issuer on each such vesting date.

Read SEC document
December 31, 2020 Filed Jan 6, 2021 02:42 UTC
Harrington Charles L.Director · Chairman & CEO
Disposition to issuerCommon Stock 529,983 $11.01 $5,835,112.83
Disclosure

SEC source: 0000899243-21-000557 · doc4.xml · nonDerivative · entry 5

Harrington Charles L. · CIK 0001588300 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,155

Read SEC document
December 31, 2020 Filed Jan 6, 2021 02:42 UTC
Harrington Charles L.Director · Chairman & CEO
Disposition to issuerCommon Stock 66,171 $33.68 $2,228,639.28
Disclosure

SEC source: 0000899243-21-000557 · doc4.xml · nonDerivative · entry 4

Harrington Charles L. · CIK 0001588300 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 570,138

Read SEC document
December 31, 2020 Filed Jan 6, 2021 02:42 UTC
Harrington Charles L.Director · Chairman & CEO
Exercise / conversionCommon Stock 596,154 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-000557 · doc4.xml · nonDerivative · entry 3

Harrington Charles L. · CIK 0001588300 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 636,309

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of phantom stock represents a right to receive the cash value of one share of Issuer's common stock. The value of the phantom stock will be determined based on the Issuer's share price at the time of payment.

Read SEC document
December 31, 2020 Filed Jan 6, 2021 02:42 UTC
Harrington Charles L.Director · Chairman & CEO
Tax withholdingCommon Stock 21,179 $36.41 $771,127.39
Disclosure

SEC source: 0000899243-21-000557 · doc4.xml · nonDerivative · entry 2

Harrington Charles L. · CIK 0001588300 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,155

Read SEC document
December 31, 2020 Filed Jan 6, 2021 02:42 UTC
Harrington Charles L.Director · Chairman & CEO
Exercise / conversionCommon Stock 26,667 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-000557 · doc4.xml · nonDerivative · entry 1

Harrington Charles L. · CIK 0001588300 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,334

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2020 Filed Jan 6, 2021 02:40 UTC
Ball George L.Chief Financial Officer
Exercise / conversionPhantom Stock · Derivative 102,462 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-000553 · doc4.xml · derivative · entry 10

Ball George L. · CIK 0001601188 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 102,462 shares

Expires 2021-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of phantom stock represents a right to receive the cash value of one share of Issuer's common stock. The value of the phantom stock will be determined based on the Issuer's share price at the time of payment.

F5 · derivative.exercise_date: This award vested in full on December 31, 2020 and will be paid in cash in the first quarter of 2021.

Read SEC document
December 31, 2020 Filed Jan 6, 2021 02:40 UTC
Ball George L.Chief Financial Officer
Exercise / conversionPhantom Stock · Derivative 12,792 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-000553 · doc4.xml · derivative · entry 9

Ball George L. · CIK 0001601188 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,792 shares

Expires 2021-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of phantom stock represents a right to receive the cash value of one share of Issuer's common stock. The value of the phantom stock will be determined based on the Issuer's share price at the time of payment.

F5 · derivative.exercise_date: This award vested in full on December 31, 2020 and will be paid in cash in the first quarter of 2021.

Read SEC document
December 31, 2020 Filed Jan 6, 2021 02:40 UTC
Ball George L.Chief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-000553 · doc4.xml · derivative · entry 8

Ball George L. · CIK 0001601188 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2022-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock. Following the transaction reported herein, the remaining Restricted Stock Units subject to this award will vest in one equal annual installment on December 31, 2021, subject to the Reporting Person's continued employment with Issuer on each such vesting date.

F4 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock. Following the transaction reported herein, the remaining Restricted Stock Units subject to this award will vest in one equal annual installment on December 31, 2021, subject to the Reporting Person's continued employment with Issuer on each such vesting date.

Read SEC document
December 31, 2020 Filed Jan 6, 2021 02:40 UTC
Ball George L.Chief Financial Officer
Disposition to issuerCommon Stock 102,462 $11.01 $1,128,106.62
Disclosure

SEC source: 0000899243-21-000553 · doc4.xml · nonDerivative · entry 5

Ball George L. · CIK 0001601188 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,832

F2 · balance_after: Includes 55 shares acquired on December 31, 2020 pursuant to the Issuer's Employee Stock Purchase Plan.

Read SEC document
December 31, 2020 Filed Jan 6, 2021 02:40 UTC
Ball George L.Chief Financial Officer
Disposition to issuerCommon Stock 12,792 $33.68 $430,834.56
Disclosure

SEC source: 0000899243-21-000553 · doc4.xml · nonDerivative · entry 4

Ball George L. · CIK 0001601188 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,239

Read SEC document
December 31, 2020 Filed Jan 6, 2021 02:40 UTC
Ball George L.Chief Financial Officer
Exercise / conversionCommon Stock 115,254 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-000553 · doc4.xml · nonDerivative · entry 3

Ball George L. · CIK 0001601188 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,031

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of phantom stock represents a right to receive the cash value of one share of Issuer's common stock. The value of the phantom stock will be determined based on the Issuer's share price at the time of payment.

Read SEC document
December 31, 2020 Filed Jan 6, 2021 02:40 UTC
Ball George L.Chief Financial Officer
Tax withholdingCommon Stock 2,223 $36.41 $80,939.43
Disclosure

SEC source: 0000899243-21-000553 · doc4.xml · nonDerivative · entry 2

Ball George L. · CIK 0001601188 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,777

Read SEC document
December 31, 2020 Filed Jan 6, 2021 02:40 UTC
Ball George L.Chief Financial Officer
Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-000553 · doc4.xml · nonDerivative · entry 1

Ball George L. · CIK 0001601188 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2020 Filed Dec 18, 2020 00:17 UTC
Smith Carey A.President & COO
Exercise / conversionPhantom Stock · Derivative 24,999 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-034326 · doc4.xml · derivative · entry 4

Smith Carey A. · CIK 0001707270 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,999 shares

Expires 2020-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of phantom stock represents a right to receive the cash value of one share of Issuer's common stock, determined based on the Issuer's share price at the time of payment.

F1 · price: Each share of phantom stock represents a right to receive the cash value of one share of Issuer's common stock, determined based on the Issuer's share price at the time of payment.

Read SEC document
December 15, 2020 Filed Dec 18, 2020 00:17 UTC
Smith Carey A.President & COO
Disposition to issuerCommon Stock 24,999 $33.33 $833,216.67
Disclosure

SEC source: 0000899243-20-034326 · doc4.xml · nonDerivative · entry 2

Smith Carey A. · CIK 0001707270 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,550

Read SEC document
December 15, 2020 Filed Dec 18, 2020 00:17 UTC
Smith Carey A.President & COO
Exercise / conversionCommon Stock 24,999 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-034326 · doc4.xml · nonDerivative · entry 1

Smith Carey A. · CIK 0001707270 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,549

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of phantom stock represents a right to receive the cash value of one share of Issuer's common stock, determined based on the Issuer's share price at the time of payment.

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November 06, 2020 Filed Nov 10, 2020 21:30 UTC
Ball George L.Chief Financial Officer
PurchaseCommon Stock 20,000 $30.25 $605,000.00
Disclosure

SEC source: 0000899243-20-030732 · doc4.xml · nonDerivative · entry 1

Ball George L. · CIK 0001601188 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 75,000

F1 · balance_after: The amount reported herein reflects 30,000 shares previously reported as owned by the Reporting Person directly that are in fact owned by the George L. and Coleen M. Ball Family Trust UA 01-18-2005 (the "Trust").

F2 · ownership.nature: These shares are held by the Trust. Mr. Ball has shared voting, investment and dispositive power over the shares held by the Trust.

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October 01, 2020 Filed Oct 5, 2020 20:30 UTC GrantCommon Stock 873 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-027258 · doc4.xml · nonDerivative · entry 1

WAJSGRAS DAVID C · CIK 0001193800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,656

F1 · balance_after: On July 6, 2020, the reporting person filed a Form 4 that understated the amount of the securities acquired by one share. The amount of securities beneficially owned following the reported transactions reported herein corrects this error.

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August 10, 2020 Filed Aug 12, 2020 20:39 UTC
Smith Carey A.President & COO
PurchaseCommon Stock 7,500 $35.38 $265,367.25
Disclosure

SEC source: 0000899243-20-022127 · doc4.xml · nonDerivative · entry 1

Smith Carey A. · CIK 0001707270 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,550

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July 21, 2020 Filed Jul 23, 2020 20:30 UTC GrantRestricted Stock Units · Derivative 4,790 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-020209 · doc4.xml · derivative · entry 1

McDew Darren W · CIK 0001787479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,790

Underlying: Common Stock · 4,790 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units will vest on April 20, 2021. Vested shares will be delivered pursuant to the terms and conditions set forth in the applicable grant notice for such restricted stock units.

F2 · derivative.expiration_date: The restricted stock units will vest on April 20, 2021. Vested shares will be delivered pursuant to the terms and conditions set forth in the applicable grant notice for such restricted stock units.

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July 21, 2020 Filed Jul 23, 2020 20:30 UTC GrantRestricted Stock Units · Derivative 4,790 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-020207 · doc4.xml · derivative · entry 1

WAJSGRAS DAVID C · CIK 0001193800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,790

Underlying: Common Stock · 4,790 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units will vest on April 20, 2021. Vested shares will be delivered pursuant to the terms and conditions set forth in the applicable grant notice for such restricted stock units.

F2 · derivative.expiration_date: The restricted stock units will vest on April 20, 2021. Vested shares will be delivered pursuant to the terms and conditions set forth in the applicable grant notice for such restricted stock units.

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July 21, 2020 Filed Aug 5, 2020 20:30 UTC Amendment GrantRestricted Stock Units · Derivative 4,540 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-021458 · doc4a.xml · derivative · entry 1

McDew Darren W · CIK 0001787479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,540

Underlying: Common Stock · 4,540 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · shares: The original Form 4 overstated the number of restricted stock units awarded to the Reporting Person. This amendment is being filed to correctly report the number of restricted stock units awarded.

F2 · derivative.exercise_date: The restricted stock units will vest on April 20, 2021. Vested shares will be delivered pursuant to the terms and conditions set forth in the applicable grant notice for such restricted stock units.

F2 · derivative.expiration_date: The restricted stock units will vest on April 20, 2021. Vested shares will be delivered pursuant to the terms and conditions set forth in the applicable grant notice for such restricted stock units.

F3 · derivative.underlying_shares: The original Form 4 overstated the number of restricted stock units awarded to the Reporting Person. This amendment is being filed to correctly report the number of restricted stock units awarded.

F3 · balance_after: The original Form 4 overstated the number of restricted stock units awarded to the Reporting Person. This amendment is being filed to correctly report the number of restricted stock units awarded.

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July 21, 2020 Filed Aug 5, 2020 20:30 UTC Amendment GrantRestricted Stock Units · Derivative 4,540 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-021457 · doc4a.xml · derivative · entry 1

WAJSGRAS DAVID C · CIK 0001193800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,540

Underlying: Common Stock · 4,540 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · shares: The original Form 4 overstated the number of restricted stock units awarded to the Reporting Person. This amendment is being filed to correctly report the number of restricted stock units awarded.

F2 · derivative.exercise_date: The restricted stock units will vest on April 20, 2021. Vested shares will be delivered pursuant to the terms and conditions set forth in the applicable grant notice for such restricted stock units.

F2 · derivative.expiration_date: The restricted stock units will vest on April 20, 2021. Vested shares will be delivered pursuant to the terms and conditions set forth in the applicable grant notice for such restricted stock units.

F3 · derivative.underlying_shares: The original Form 4 overstated the number of restricted stock units awarded to the Reporting Person. This amendment is being filed to correctly report the number of restricted stock units awarded.

F3 · balance_after: The original Form 4 overstated the number of restricted stock units awarded to the Reporting Person. This amendment is being filed to correctly report the number of restricted stock units awarded.

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July 01, 2020 Filed Jul 6, 2020 20:42 UTC GrantCommon Stock 782 $38.18 $29,856.76
Disclosure

SEC source: 0000899243-20-018448 · doc4.xml · nonDerivative · entry 1

WAJSGRAS DAVID C · CIK 0001193800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 782

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April 21, 2020 Filed Apr 23, 2020 20:51 UTC GrantRestricted Stock Units · Derivative 4,790 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-011241 · doc4.xml · derivative · entry 1

MITCHELL M CHRISTIAN · CIK 0001284574 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,790

Underlying: Common Stock · 4,790 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units will vest on April 20, 2021. Vested shares will be delivered pursuant to the terms and conditions set forth in the applicable grant notice for such restricted stock units.

F2 · derivative.expiration_date: The restricted stock units will vest on April 20, 2021. Vested shares will be delivered pursuant to the terms and conditions set forth in the applicable grant notice for such restricted stock units.

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April 21, 2020 Filed Apr 23, 2020 20:51 UTC GrantRestricted Stock Units · Derivative 4,790 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-011240 · doc4.xml · derivative · entry 1

Holdsworth Mark Keith · CIK 0001095155 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,790

Underlying: Common Stock · 4,790 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units will vest on April 20, 2021. Vested shares will be delivered pursuant to the terms and conditions set forth in the applicable grant notice for such restricted stock units.

F2 · derivative.expiration_date: The restricted stock units will vest on April 20, 2021. Vested shares will be delivered pursuant to the terms and conditions set forth in the applicable grant notice for such restricted stock units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.