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PSEC-PA

PROSPECT CAPITAL CORP

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Tapewire entity
4873
SEC CIK
0001287032
Parsed reports
215

Last 12 months

Inside the activity.

12 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202670
Jun 202630
Jul 202600
Aug 202600
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 09, 2017 Filed Mar 13, 2017 20:01 UTC PurchaseCOMMON STOCK 1,000 $8.95 $8,950.00
Disclosure

SEC source: 0001171843-17-001468 · formfour.xml · nonDerivative · entry 1

Stark Eugene S · CIK 0001315319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000.345

Read SEC document
December 30, 2016 Filed Dec 30, 2016 21:01 UTC
OSWALD BRIAN HCFO, CCO, TREASURY & SECRETARY
GiftCOMMON STOCK 6,000 $0.00 $0.00
Disclosure

SEC source: 0001171843-16-013812 · formfour.xml · nonDerivative · entry 1

OSWALD BRIAN H · CIK 0001219862 · CFO, CCO, TREASURY & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450,000

F1 · kind: Gift to the BACHRO Foundation Inc., a 501(c)(3) charitable foundation, of which Mr. Oswald, his wife and brother-in-law are the trustees. None of the trustees has a pecuniary interest in the shares held by the BACHRO Foundation, Inc.

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December 21, 2016 Filed Dec 23, 2016 21:00 UTC
OSWALD BRIAN HCFO, CCO, TREASURY & SECRETARY
GiftCOMMON STOCK 29,000 $0.00 $0.00
Disclosure

SEC source: 0001171843-16-013771 · formfour.xml · nonDerivative · entry 1

OSWALD BRIAN H · CIK 0001219862 · CFO, CCO, TREASURY & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 456,000

F1 · kind: Gift to the BACHRO Foundation Inc., a 501(c)(3) charitable foundation. Mr. Oswald has no pecuniary interest in the shares held by the BACHRO Foundation, Inc.

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December 14, 2016 Filed Dec 14, 2016 21:00 UTC
OSWALD BRIAN HCFO, CCO, TREASURY & SECRETARY
PurchaseCOMMON STOCK 5,000 $8.18 $40,900.00
Disclosure

SEC source: 0001171843-16-013643 · f4_oswald121416.xml · nonDerivative · entry 1

OSWALD BRIAN H · CIK 0001219862 · CFO, CCO, TREASURY & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 485,000

Read SEC document
November 10, 2016 Filed Nov 14, 2016 21:00 UTC PurchaseCOMMON STOCK 1,000 $7.65 $7,650.00
Disclosure

SEC source: 0001171843-16-013214 · formfour.xml · nonDerivative · entry 1

Stark Eugene S · CIK 0001315319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,000.345

Read SEC document
September 13, 2016 Filed Sep 15, 2016 20:01 UTC
OSWALD BRIAN HCFO, CCO, TREASURY & SECRETARY
PurchaseCOMMON STOCK 4,000 $7.85 $31,400.00
Disclosure

SEC source: 0001171843-16-012164 · formfour.xml · nonDerivative · entry 1

OSWALD BRIAN H · CIK 0001219862 · CFO, CCO, TREASURY & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 480,000

Read SEC document
September 12, 2016 Filed Sep 14, 2016 20:01 UTC
OSWALD BRIAN HCFO, CCO, TREASURY & SECRETARY
PurchaseCOMMON STOCK 1,000 $7.85 $7,850.00
Disclosure

SEC source: 0001171843-16-012153 · formfour.xml · nonDerivative · entry 1

OSWALD BRIAN H · CIK 0001219862 · CFO, CCO, TREASURY & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 476,000

Read SEC document
September 01, 2016 Filed Sep 6, 2016 20:01 UTC PurchaseCommon Stock 2,000 $8.40 $16,800.00
Disclosure

SEC source: 0001171843-16-012072 · formfour.xml · nonDerivative · entry 1

Stark Eugene S · CIK 0001315319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,000.345

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.