PRTS

SEC source: 0001567619-20-007810 · doc1.xml · nonDerivative · entry 1

Gomes Sanjiv · CIK 0001765532 · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,516

F1 · shares: Represents shares of common stock withheld by the issuer in accordance with Rule 16b-3 to satisfy certain tax withholding obligations associated with the vesting of the restricted stock units.

SEC source: 0001567619-20-007672 · doc1.xml · nonDerivative · entry 1

Nia Mehran · CIK 0001386428 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Nia Living Trust Established September 2, 2004

Disclosed balance after: 4,755,932

F1 · kind: Represents shares issued as dividends for preferred shares.

F2 · ownership.nature: The amount consists of 3,615,391 shares of Common Stock owned directly by the Nia Living Trust Established September 2, 2004 (the "Living Trust"), of which Mehran Nia and Fariba Nia, are co-trustees, (ii) 1,034,482 shares of Common Stock issuable upon conversion of Series A Convertible Preferred Stock owned by the Living Trust, and (iii) 106,049 shares of Common Stock issued in lieu of preferred stock dividends.

SEC source: 0001567619-20-007668 · doc1.xml · nonDerivative · entry 1

Khazani Sol · CIK 0001386427 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Sol Khazani Living Trust Established June 1, 2007

Disclosed balance after: 2,287,376

F1 · kind: Represents shares issued as dividends for preferred shares.

F2 · ownership.nature: These shares are owned directly by the Sol Khazani Living Trust, Established June 1, 2007 and indirectly by Sol Khazani as co-trustee of the trust, of which Mr. Khazani is a beneficiary.

SEC source: 0001567619-20-007253 · doc1.xml · nonDerivative · entry 1

GREYSON JAY KEITH · CIK 0001611116 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,123

F1 · kind: Shares were awarded pursuant to the U.S. Auto Parts Network, Inc. Director Payment Election Plan in lieu of retainer fees equal to $5,950.

SEC source: 0001567619-20-006638 · doc1.xml · derivative · entry 5

Peker Lev · CIK 0001761840 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 976,875

Underlying: Common Stock · 23,125 shares

Expires 2029-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option was granted to the Reporting Person on January 2, 2019. Twenty-five percent of the shares of stock subject to the option vested on the first anniversary of the grant date, and the remainder of the shares subject to the option vest in equal monthly installments thereafter over three years, subject to such Reporting Person's to the Issuer through such dates.

SEC source: 0001567619-20-006638 · doc1.xml · nonDerivative · entry 2

Peker Lev · CIK 0001761840 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 543,504

SEC source: 0001567619-20-006638 · doc1.xml · nonDerivative · entry 1

Peker Lev · CIK 0001761840 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 566,629

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001567619-20-006226 · doc1.xml · nonDerivative · entry 1

BARNES JIM · CIK 0001791745 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,209

SEC source: 0001567619-20-006228 · doc1.xml · nonDerivative · entry 2

Peker Lev · CIK 0001761840 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 543,504

F2 · shares: Represents common stock awarded to the Reporting Person upon the determination by the Company's Board of Directors of the achievement of the performance conditions under the Company's annual incentive bonus plan. The common stock was awarded to the Reporting Person in lieu of cash under the Company's annual incentive bonus plan.

SEC source: 0001567619-20-006228 · doc1.xml · nonDerivative · entry 1

Peker Lev · CIK 0001761840 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 433,673

F1 · shares: Represents the vesting of performance-based restricted stock units previously granted to the Reporting Person by the Company on May 22, 2019 under the Company's annual incentive bonus plan. The performance conditions applicable to the award were determined to have been satisfied by the Company's Board of Directors on March 10, 2020, resulting in the immediate vesting of the restricted stock units as to 433,673 shares.

SEC source: 0001567619-20-006236 · doc1.xml · nonDerivative · entry 2

Gomes Sanjiv · CIK 0001765532 · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,691

F2 · shares: Represents common stock awarded to the Reporting Person upon the determination by the Company's Board of Directors of the achievement of the performance conditions under the Company's annual incentive bonus plan. The common stock was awarded to the Reporting Person in lieu of cash under the Company's annual incentive bonus plan.

SEC source: 0001567619-20-006236 · doc1.xml · nonDerivative · entry 1

Gomes Sanjiv · CIK 0001765532 · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,309

F1 · shares: Represents the vesting of performance-based restricted stock units previously granted to the Reporting Person by the Company on May 22, 2019 under the Company's annual incentive bonus plan. The performance conditions applicable to the award were determined to have been satisfied by the Company's Board of Directors on March 10, 2020, resulting in the immediate vesting of the restricted stock units as to 137,309 shares.

SEC source: 0001567619-20-006230 · doc1.xml · nonDerivative · entry 2

Meniane David · CIK 0001770720 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,721

F2 · shares: Represents common stock awarded to the Reporting Person upon the determination by the Company's Board of Directors of the achievement of the performance conditions under the Company's annual incentive bonus plan. The common stock was awarded to the Reporting Person in lieu of cash under the Company's annual incentive bonus plan.

SEC source: 0001567619-20-006230 · doc1.xml · nonDerivative · entry 1

Meniane David · CIK 0001770720 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,633

F1 · shares: Represents the vesting of performance-based restricted stock units previously granted to the Reporting Person by the Company on May 22, 2019 under the Company's annual incentive bonus plan. The performance conditions applicable to the award were determined to have been satisfied by the Company's Board of Directors on March 10, 2020, resulting in the immediate vesting of the restricted stock units as to 272,633 shares.

SEC source: 0001567619-20-006240 · doc1.xml · nonDerivative · entry 1

Nia Mehran · CIK 0001386428 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,764

F1 · shares: Represents common stock awarded to the Reporting Person upon the determination by the Company's Board of Directors of the achievement of the performance conditions under the Company's annual incentive bonus plan. The common stock was awarded to the Reporting Person in lieu of cash under the Company's annual incentive bonus plan.

SEC source: 0001567619-20-006238 · doc1.xml · nonDerivative · entry 2

Akhavan Houman · CIK 0001388867 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,165

F2 · shares: Represents common stock awarded to the Reporting Person upon the determination by the Company's Board of Directors of the achievement of the performance conditions under the Company's annual incentive bonus plan. The common stock was awarded to the Reporting Person in lieu of cash under the Company's annual incentive bonus plan.

SEC source: 0001567619-20-006238 · doc1.xml · nonDerivative · entry 1

Akhavan Houman · CIK 0001388867 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,980

F1 · shares: Represents the vesting of performance-based restricted stock units previously granted to the Reporting Person by the Company on May 22, 2019 under the Company's annual incentive bonus plan. The performance conditions applicable to the award were determined to have been satisfied by the Company's Board of Directors on March 10, 2020, resulting in the immediate vesting of the restricted stock units as to 154,980 shares.

SEC source: 0001567619-20-006233 · doc1.xml · nonDerivative · entry 2

Gomez Alfredo · CIK 0001511120 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,483

F2 · shares: Represents common stock awarded to the Reporting Person upon the determination by the Company's Board of Directors of the achievement of the performance conditions under the Company's annual incentive bonus plan. The common stock was awarded to the Reporting Person in lieu of cash under the Company's annual incentive bonus plan.

SEC source: 0001567619-20-006233 · doc1.xml · nonDerivative · entry 1

Gomez Alfredo · CIK 0001511120 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,694

F1 · shares: Represents the vesting of performance-based restricted stock units previously granted to the Reporting Person by the Company on May 22, 2019 under the Company's annual incentive bonus plan. The performance conditions applicable to the award were determined to have been satisfied by the Company's Board of Directors on March 10, 2020, resulting in the immediate vesting of the restricted stock units as to 86,034 shares.

SEC source: 0001567619-20-000392 · doc1.xml · nonDerivative · entry 1

Khazani Sol · CIK 0001386427 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Sol Khazani Living Trust Established June 1, 2007

Disclosed balance after: 2,284,074

F1 · kind: Represents shares issued as dividends for preferred shares.

F2 · ownership.nature: These shares are owned directly by the Sol Khazani Living Trust, Established June 1, 2007 and indirectly by Sol Khazani as co-trustee of the trust, of which Mr. Khazani is a beneficiary.

SEC source: 0001567619-20-000399 · doc1.xml · nonDerivative · entry 1

Nia Mehran · CIK 0001386428 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Nia Living Trust Established September 2, 2004

Disclosed balance after: 4,753,435

F1 · shares: Represents shares issued as dividends for preferred shares.

F2 · balance_after: The amount consists of 3,615,391 shares of Common Stock owned directly by the Nia Living Trust Established September 2, 2004 (the "Living Trust"), of which Mehran Nia and Fariba Nia, are co-trustees, (ii) 1,034,482 shares of Common Stock issuable upon conversion of Series A Convertible Preferred Stock owned by the Living Trust, and (iii) 103,562 shares of Common Stock issued in lieu of preferred stock dividends.

SEC source: 0001567619-19-023773 · doc1.xml · nonDerivative · entry 1

GREYSON JAY KEITH · CIK 0001611116 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,623

F1 · kind: Shares were awarded pursuant to the U.S. Auto Parts Network, Inc. Director Payment Election Plan in lieu of retainer fees equal to $5,948.72.

SEC source: 0001567619-20-000168 · doc1.xml · derivative · entry 1

Peker Lev · CIK 0001761840 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,421,100

Underlying: Common Stock · 421,100 shares

Expires 2029-12-29

F1 · security: Granted under the 2016 Equity Plan.

F2 · derivative.exercise_date: Twenty-five percent of the shares of stock subject to the option vest on the first anniversary of the grant date, and the remainder of which will vest in equal monthly installments thereafter over three years, subject to such executive's service to the Company through such dates.

SEC source: 0001567619-20-000162 · doc1.xml · derivative · entry 1

Akhavan Houman · CIK 0001388867 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 472,660

Underlying: Common Stock · 122,660 shares

Expires 2029-12-29

F1 · security: Granted pursuant to the U.S. Auto Parts Network, Inc. 2016 Equity Incentive Plan.

F2 · derivative.exercise_date: Twenty-five percent of the shares of stock subject to the option vest on the first year anniversary of the grant date, and the remainder of which will vest in equal monthly installments thereafter over three years, subject to such executive's service to the Company through such dates.

SEC source: 0001567619-20-000166 · doc1.xml · derivative · entry 1

Gomez Alfredo · CIK 0001511120 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355,504

Underlying: Common Stock · 105,504 shares

Expires 2029-12-29

F1 · security: Granted pursuant to the U.S. Auto Parts Network, Inc. 2016 Equity Incentive Plan.

F2 · derivative.exercise_date: Twenty-five percent of the shares of stock subject to the option vest on the first year anniversary of the grant date, and the remainder of which will vest in equal monthly installments thereafter over three years, subject to such executive's service to the Company through such dates.

SEC source: 0001567619-20-000167 · doc1.xml · derivative · entry 1

Meniane David · CIK 0001770720 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 649,541

Underlying: Common Stock · 149,541 shares

Expires 2029-12-29

F1 · security: Granted pursuant to the U.S. Auto Parts Network, Inc. 2016 Equity Incentive Plan.

F2 · derivative.exercise_date: Twenty-five percent of the shares of stock subject to the option vest on the first year anniversary of the grant date, and the remainder of which will vest in equal monthly installments thereafter over three years, subject to such executive's service to the Company through such dates.

SEC source: 0001567619-20-000164 · doc1.xml · derivative · entry 1

Gomes Sanjiv · CIK 0001765532 · Interim CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,495

Underlying: Common Stock · 94,495 shares

Expires 2029-12-29

F1 · security: Granted pursuant to the U.S. Auto Parts Network, Inc. 2016 Equity Incentive Plan.

F2 · derivative.exercise_date: Twenty-five percent of the shares of stock subject to the option vest on the first anniversary of the grant date, and the remainder of which will vest in equal monthly installments thereafter over three years, subject to such executive's service to the Company through such dates.

SEC source: 0001567619-19-022854 · doc1.xml · nonDerivative · entry 1

Khazani Sol · CIK 0001386427 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Sol Khazani Living Trust Established June 1, 2007

Disclosed balance after: 2,281,605

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.18 to $2.21, inclusive. The reporting person undertakes to provide to U.S. Auto Parts Network, Inc., any security holder of U.S. Auto Parts Network, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares at each separate price within the range set forth in footnote (1) to this Form 4.

F2 · ownership.nature: These shares are owned directly by the Sol Khazani Living Trust, Established June 1, 2007 and indirectly by Sol Khazani as co-trustee of the trust, of which Mr. Khazani is a beneficiary.

SEC source: 0001567619-19-022852 · doc1.xml · nonDerivative · entry 1

BARNES JIM · CIK 0001791745 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,440

SEC source: 0001567619-19-021983 · doc1.xml · nonDerivative · entry 1

BARNES JIM · CIK 0001791745 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,190

SEC source: 0001567619-19-020712 · doc1.xml · nonDerivative · entry 2

Kanen David · CIK 0001681743 · Director · 10% owner

Kanen Wealth Management LLC · CIK 0001681614 · 10% owner

Philotimo Fund, LP · CIK 0001688522 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,364

F1 · shares: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM") and the Philotimo Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own.

F2 · shares: Mr. Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Exchange Act of 1934, as amended, the shares of Common Stock listed in Column 4 of this Form 4, which represent approximately 14% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the shares of Common Stock held in customer accounts managed by KWM as disclosed in this Form 4 (including the 177,364 shares held in Mr. Kanen's account) and the 2,117,333 shares of Common Stock held by The Philotimo Fund LLC, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 177,364 shares held in Mr. Kanen's Account.

SEC source: 0001567619-19-020712 · doc1.xml · nonDerivative · entry 1

Kanen David · CIK 0001681743 · Director · 10% owner

Kanen Wealth Management LLC · CIK 0001681614 · 10% owner

Philotimo Fund, LP · CIK 0001688522 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Kanen Wealth Management LLC

Disclosed balance after: 3,281,236

F1 · shares: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM") and the Philotimo Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own.

F2 · shares: Mr. Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Exchange Act of 1934, as amended, the shares of Common Stock listed in Column 4 of this Form 4, which represent approximately 14% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the shares of Common Stock held in customer accounts managed by KWM as disclosed in this Form 4 (including the 177,364 shares held in Mr. Kanen's account) and the 2,117,333 shares of Common Stock held by The Philotimo Fund LLC, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 177,364 shares held in Mr. Kanen's Account.

F3 · ownership.nature: KWM does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 177,364 shares held in Mr. Kanen's account as described in footnote 2 above.

SEC source: 0001567619-19-020022 · doc1.xml · nonDerivative · entry 1

Nia Mehran · CIK 0001386428 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Nia Living Trust Established September 2, 2004

Disclosed balance after: 4,746,026

F1 · shares: Represents shares issued as dividends for preferred shares.

F2 · balance_after: The amount consists of 3,615,391 shares of Common Stock owned directly by the Nia Living Trust Established September 2, 2004 (the "Living Trust"), of which Mehran Nia and Fariba Nia, are co-trustees, (ii) 1,034,482 shares of Common Stock issuable upon conversion of Series A Convertible Preferred Stock owned by the Living Trust, and (iii) 96,143 shares of Common Stock issued in lieu of preferred stock dividends.

SEC source: 0001567619-19-020021 · doc1.xml · nonDerivative · entry 1

Khazani Sol · CIK 0001386427 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Sol Khazani Living Trust Established June 1, 2007

Disclosed balance after: 2,261,605

F1 · kind: Represents shares issued as dividends for preferred shares.

F2 · ownership.nature: These shares are owned directly by the Sol Khazani Living Trust, Established June 1, 2007 and indirectly by Sol Khazani as co-trustee of the trust, of which Mr. Khazani is a beneficiary.

SEC source: 0001567619-19-019406 · doc1.xml · nonDerivative · entry 1

Gomes Sanjiv · CIK 0001765532 · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,432

F1 · shares: Represents shares of common stock withheld by the issuer in accordance with Rule 16b-3 to satisfy certain tax withholding obligations associated with the vesting of the restricted stock units.

SEC source: 0001567619-19-018900 · doc1.xml · nonDerivative · entry 1

GREYSON JAY KEITH · CIK 0001611116 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,817

F1 · security: Shares were awarded pursuant to the U.S. Auto Parts Network, Inc. Director Payment Election Plan in lieu of retainer fees equal to $5,948.90.

F1 · date: Shares were awarded pursuant to the U.S. Auto Parts Network, Inc. Director Payment Election Plan in lieu of retainer fees equal to $5,948.90.

F1 · kind: Shares were awarded pursuant to the U.S. Auto Parts Network, Inc. Director Payment Election Plan in lieu of retainer fees equal to $5,948.90.

SEC source: 0001567619-19-018312 · doc1.xml · nonDerivative · entry 2

Gomez Alfredo · CIK 0001511120 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son's IRA

Disclosed balance after: 10,804

F1 · shares: Represents shares of the Issuer's common stock purchased by the Reporting Person in an open market transaction.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

SEC source: 0001567619-19-018312 · doc1.xml · nonDerivative · entry 1

Gomez Alfredo · CIK 0001511120 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 66,611

F1 · shares: Represents shares of the Issuer's common stock purchased by the Reporting Person in an open market transaction.

SEC source: 0001567619-19-018383 · doc1.xml · nonDerivative · entry 2

Kanen David · CIK 0001681743 · Director · 10% owner

Kanen Wealth Management LLC · CIK 0001681614 · 10% owner

Philotimo Fund, LP · CIK 0001688522 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Defined Benefit Plan

Disclosed balance after: 50,000

F1 · shares: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM") and the Philotimo Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own.

F2 · shares: Mr. Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Exchange Act of 1934, as amended, the shares of Common Stock listed in Column 4 of this Form 4, which represent approximately 14% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the shares of Common Stock held in customer accounts managed by KWM as disclosed in this Form 4 (including the 173,514 shares held in Mr. Kanen's account) and the 2,117,333 shares of Common Stock held by The Philotimo Fund LLC, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 173,514 shares held in Mr. Kanen's Account.

SEC source: 0001567619-19-018383 · doc1.xml · nonDerivative · entry 1

Kanen David · CIK 0001681743 · Director · 10% owner

Kanen Wealth Management LLC · CIK 0001681614 · 10% owner

Philotimo Fund, LP · CIK 0001688522 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Kanen Wealth Management LLC

Disclosed balance after: 3,065,086

F1 · shares: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM") and the Philotimo Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own.

F2 · shares: Mr. Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Exchange Act of 1934, as amended, the shares of Common Stock listed in Column 4 of this Form 4, which represent approximately 14% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the shares of Common Stock held in customer accounts managed by KWM as disclosed in this Form 4 (including the 173,514 shares held in Mr. Kanen's account) and the 2,117,333 shares of Common Stock held by The Philotimo Fund LLC, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 173,514 shares held in Mr. Kanen's Account.

F3 · ownership.nature: KWM does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 173,514 shares held in Mr. Kanen's account as described in footnote 2 above.

SEC source: 0001567619-19-018193 · doc1.xml · nonDerivative · entry 1

Gomez Alfredo · CIK 0001511120 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son's IRA

Disclosed balance after: 8,712

F1 · shares: Represents shares of the Issuer's common stock purchased by the Reporting Person in an open market transaction.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

SEC source: 0001567619-19-018189 · doc1.xml · nonDerivative · entry 1

Gomes Sanjiv · CIK 0001765532 · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,604

SEC source: 0001567619-19-017987 · doc1.xml · nonDerivative · entry 2

Kanen David · CIK 0001681743 · Director · 10% owner

Kanen Wealth Management LLC · CIK 0001681614 · 10% owner

Philotimo Fund, LP · CIK 0001688522 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · The Philotimo Fund

Disclosed balance after: 2,117,333

F1 · shares: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM") and the Philotimo Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own.

F2 · shares: Mr. Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Exchange Act of 1934, as amended, the shares of Common Stock listed in Column 4 of this Form 4, which represent approximately 14% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the shares of Common Stock held in customer accounts managed by KWM as disclosed in this Form 4 (including the 173,514 shares held in Mr. Kanen's account) and the 2,117,333 shares of Common Stock held by The Philotimo Fund LLC, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 173,514 shares held in Mr. Kanen's Account.

F2 · price: Mr. Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Exchange Act of 1934, as amended, the shares of Common Stock listed in Column 4 of this Form 4, which represent approximately 14% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the shares of Common Stock held in customer accounts managed by KWM as disclosed in this Form 4 (including the 173,514 shares held in Mr. Kanen's account) and the 2,117,333 shares of Common Stock held by The Philotimo Fund LLC, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 173,514 shares held in Mr. Kanen's Account.

SEC source: 0001567619-19-017987 · doc1.xml · nonDerivative · entry 1

Kanen David · CIK 0001681743 · Director · 10% owner

Kanen Wealth Management LLC · CIK 0001681614 · 10% owner

Philotimo Fund, LP · CIK 0001688522 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · The Philotimo Fund

Disclosed balance after: 2,078,213

F1 · shares: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM") and the Philotimo Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own.

F2 · shares: Mr. Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Exchange Act of 1934, as amended, the shares of Common Stock listed in Column 4 of this Form 4, which represent approximately 14% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the shares of Common Stock held in customer accounts managed by KWM as disclosed in this Form 4 (including the 173,514 shares held in Mr. Kanen's account) and the 2,117,333 shares of Common Stock held by The Philotimo Fund LLC, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 173,514 shares held in Mr. Kanen's Account.

F2 · price: Mr. Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Exchange Act of 1934, as amended, the shares of Common Stock listed in Column 4 of this Form 4, which represent approximately 14% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the shares of Common Stock held in customer accounts managed by KWM as disclosed in this Form 4 (including the 173,514 shares held in Mr. Kanen's account) and the 2,117,333 shares of Common Stock held by The Philotimo Fund LLC, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 173,514 shares held in Mr. Kanen's Account.

SEC source: 0001567619-19-017891 · doc1.xml · nonDerivative · entry 2

Kanen David · CIK 0001681743 · Director · 10% owner

Kanen Wealth Management LLC · CIK 0001681614 · 10% owner

Philotimo Fund, LP · CIK 0001688522 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · The Philotimo Fund

Disclosed balance after: 1,978,213

F1 · shares: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM") and the Philotimo Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own.

F2 · shares: Mr. Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Exchange Act of 1934, as amended, the shares of Common Stock listed in Column 4 of this Form 4, which represent approximately 14% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the shares of Common Stock held in customer accounts managed by KWM as disclosed in this Form 4 (including the 173,514 shares held in Mr. Kanen's account) and the 1,978,213 shares of Common Stock held by The Philotimo Fund LLC, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 173,514 shares held in Mr. Kanen's Account.

F2 · price: Mr. Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Exchange Act of 1934, as amended, the shares of Common Stock listed in Column 4 of this Form 4, which represent approximately 14% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the shares of Common Stock held in customer accounts managed by KWM as disclosed in this Form 4 (including the 173,514 shares held in Mr. Kanen's account) and the 1,978,213 shares of Common Stock held by The Philotimo Fund LLC, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 173,514 shares held in Mr. Kanen's Account.

SEC source: 0001567619-19-017891 · doc1.xml · nonDerivative · entry 1

Kanen David · CIK 0001681743 · Director · 10% owner

Kanen Wealth Management LLC · CIK 0001681614 · 10% owner

Philotimo Fund, LP · CIK 0001688522 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · The Philotimo Fund

Disclosed balance after: 1,978,013

F1 · shares: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM") and the Philotimo Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own.

F2 · shares: Mr. Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Exchange Act of 1934, as amended, the shares of Common Stock listed in Column 4 of this Form 4, which represent approximately 14% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the shares of Common Stock held in customer accounts managed by KWM as disclosed in this Form 4 (including the 173,514 shares held in Mr. Kanen's account) and the 1,978,213 shares of Common Stock held by The Philotimo Fund LLC, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 173,514 shares held in Mr. Kanen's Account.

F2 · price: Mr. Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Exchange Act of 1934, as amended, the shares of Common Stock listed in Column 4 of this Form 4, which represent approximately 14% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the shares of Common Stock held in customer accounts managed by KWM as disclosed in this Form 4 (including the 173,514 shares held in Mr. Kanen's account) and the 1,978,213 shares of Common Stock held by The Philotimo Fund LLC, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 173,514 shares held in Mr. Kanen's Account.

SEC source: 0001567619-19-017905 · doc1.xml · nonDerivative · entry 3

Nia Mehran · CIK 0001386428 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By domestic partner

Disclosed balance after: 211,437

SEC source: 0001567619-19-017905 · doc1.xml · nonDerivative · entry 2

Nia Mehran · CIK 0001386428 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By domestic partner

Disclosed balance after: 207,095

SEC source: 0001567619-19-017905 · doc1.xml · nonDerivative · entry 1

Nia Mehran · CIK 0001386428 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By domestic partner

Disclosed balance after: 201,737

SEC source: 0001567619-19-017731 · doc1.xml · nonDerivative · entry 3

Kanen David · CIK 0001681743 · Director · 10% owner

Kanen Wealth Management LLC · CIK 0001681614 · 10% owner

Philotimo Fund, LP · CIK 0001688522 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · The Philotimo Fund

Disclosed balance after: 1,928,623

F1 · shares: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM") and the Philotimo Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own.

F2 · shares: Mr. Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Exchange Act of 1934, as amended, the shares of Common Stock listed in Column 4 of this Form 4, which represent approximately 14% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the shares of Common Stock held in customer accounts managed by KWM as disclosed in this Form 4 (including the 173,514 shares held in Mr. Kanen's account) and the 1,928,623 shares of Common Stock held by The Philotimo Fund LLC, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 173,514 shares held in Mr. Kanen's Account.