Tapewire

Nasdaq · USD

PRTA

PROTHENA CORP PUBLIC LTD CO

Export transactions ↓
Tapewire entity
2375
SEC CIK
0001559053
Parsed reports
372

Last 12 months

Inside the activity.

15 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202610
Jun 202640
Jul 202602
Aug 202630
Sep 202640
Oct 202630

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 13, 2023 Filed Sep 13, 2023 23:32 UTC
Smith Brandon S.Chief Operating Officer
SaleOrdinary Shares, par value $0.01 per share 3,886 $55.48 $215,584.01
Disclosure

SEC source: 0000905148-23-000918 · form4.xml · nonDerivative · entry 2

Smith Brandon S. · CIK 0001805226 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 114

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 13, 2023.

F2 · price: This transaction was executed in multiple trades in prices ranging from $54.925 to $55.84, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in footnotes 2 through 3 of this Form 4.

Read SEC document
September 13, 2023 Filed Sep 13, 2023 23:32 UTC
Smith Brandon S.Chief Operating Officer
Exercise / conversionOrdinary Shares, par value $0.01 per share 4,000 $11.12 $44,480.00
Disclosure

SEC source: 0000905148-23-000918 · form4.xml · nonDerivative · entry 1

Smith Brandon S. · CIK 0001805226 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 06, 2023 Filed Sep 6, 2023 19:42 UTC
Karp Carol D.Chief Regulatory Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $12.15 $0.00
Disclosure

SEC source: 0000905148-23-000853 · form4.xml · derivative · entry 4

Karp Carol D. · CIK 0001692214 · Chief Regulatory Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Ordinary Shares · 5,000 shares

Expires 2030-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The shares subject to the option vested and became exercisable as to 25% of the total number of shares subject to the option on February 25, 2021, and vest and become exercisable with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

Read SEC document
September 06, 2023 Filed Sep 6, 2023 19:42 UTC
Karp Carol D.Chief Regulatory Officer
SaleOrdinary Shares, par value $0.01 per share 6 $55.27 $331.62
Disclosure

SEC source: 0000905148-23-000853 · form4.xml · nonDerivative · entry 3

Karp Carol D. · CIK 0001692214 · Chief Regulatory Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 7, 2023.

Read SEC document
September 06, 2023 Filed Sep 6, 2023 19:42 UTC
Karp Carol D.Chief Regulatory Officer
SaleOrdinary Shares, par value $0.01 per share 4,994 $54.76 $273,471.94
Disclosure

SEC source: 0000905148-23-000853 · form4.xml · nonDerivative · entry 2

Karp Carol D. · CIK 0001692214 · Chief Regulatory Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 7, 2023.

F2 · price: This transaction was executed in multiple trades in prices ranging from $54.23 to $55.20, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in footnote 2 of this Form 4.

Read SEC document
September 06, 2023 Filed Sep 6, 2023 19:42 UTC
Karp Carol D.Chief Regulatory Officer
Exercise / conversionOrdinary Shares, par value $0.01 per share 5,000 $12.15 $60,750.00
Disclosure

SEC source: 0000905148-23-000853 · form4.xml · nonDerivative · entry 1

Karp Carol D. · CIK 0001692214 · Chief Regulatory Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 30, 2023 Filed Aug 30, 2023 23:24 UTC
Malecek Michael JChief Legal Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $10.27 $0.00
Disclosure

SEC source: 0000905148-23-000803 · form4.xml · derivative · entry 5

Malecek Michael J · CIK 0001779336 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 95,000

Underlying: Ordinary Shares · 5,000 shares

Expires 2029-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option vested and became exercisable as to 25% of the total number of shares subject to the option on July 1, 2020, and vest and become exercisable with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

Read SEC document
August 30, 2023 Filed Aug 30, 2023 23:24 UTC
Malecek Michael JChief Legal Officer
SaleOrdinary Shares, par value $0.01 per share 14 $56.21 $786.94
Disclosure

SEC source: 0000905148-23-000803 · form4.xml · nonDerivative · entry 4

Malecek Michael J · CIK 0001779336 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 20, 2022.

Read SEC document
August 30, 2023 Filed Aug 30, 2023 23:24 UTC
Malecek Michael JChief Legal Officer
SaleOrdinary Shares, par value $0.01 per share 2,664 $55.39 $147,551.23
Disclosure

SEC source: 0000905148-23-000803 · form4.xml · nonDerivative · entry 3

Malecek Michael J · CIK 0001779336 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 20, 2022.

F3 · price: The transaction was executed in multiple trades in prices ranging from $55.16 to $55.755, inclusive.

Read SEC document
August 30, 2023 Filed Aug 30, 2023 23:24 UTC
Malecek Michael JChief Legal Officer
SaleOrdinary Shares, par value $0.01 per share 2,322 $54.58 $126,727.79
Disclosure

SEC source: 0000905148-23-000803 · form4.xml · nonDerivative · entry 2

Malecek Michael J · CIK 0001779336 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,678

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 20, 2022.

F2 · price: This transaction was executed in multiple trades in prices ranging from $54.09 to $55.01, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in footnotes 2 through 3 of this Form 4.

Read SEC document
August 30, 2023 Filed Aug 30, 2023 23:24 UTC
Malecek Michael JChief Legal Officer
Exercise / conversionOrdinary Shares, par value $0.01 per share 5,000 $10.27 $51,350.00
Disclosure

SEC source: 0000905148-23-000803 · form4.xml · nonDerivative · entry 1

Malecek Michael J · CIK 0001779336 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 18, 2023 Filed Aug 19, 2023 00:37 UTC
Walker Karin LChief Accounting Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $15.04 $0.00
Disclosure

SEC source: 0000905148-23-000772 · form4.xml · derivative · entry 3

Walker Karin L · CIK 0001559422 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,481

Underlying: Ordinary Shares · 5,000 shares

Expires 2028-06-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The shares subject to the option vested and became exercisable as to 25% of the total number of shares subject to the option on June 21, 2019, and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

Read SEC document
August 18, 2023 Filed Aug 19, 2023 00:37 UTC
Walker Karin LChief Accounting Officer
SaleOrdinary Shares, par value $0.01 per share 5,000 $57.18 $285,922.50
Disclosure

SEC source: 0000905148-23-000772 · form4.xml · nonDerivative · entry 2

Walker Karin L · CIK 0001559422 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 22, 2022.

F2 · price: The transaction was executed in multiple trades in prices ranging from $56.95 to $57.67, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in footnote 2 of this Form 4.

Read SEC document
August 18, 2023 Filed Aug 19, 2023 00:37 UTC
Walker Karin LChief Accounting Officer
Exercise / conversionOrdinary Shares, par value $0.01 per share 5,000 $15.04 $75,200.00
Disclosure

SEC source: 0000905148-23-000772 · form4.xml · nonDerivative · entry 1

Walker Karin L · CIK 0001559422 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 16, 2023 Filed Aug 16, 2023 21:15 UTC
Garren HidekiChief Medical Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $24.90 $0.00
Disclosure

SEC source: 0001140361-23-040143 · form4.xml · derivative · entry 5

Garren Hideki · CIK 0001854126 · Chief Medical Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 194,000

Underlying: Ordinary Shares · 2,000 shares

Expires 2031-04-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The shares subject to the option vested and became exercisable as to 25% of the total number of shares subject to the option on April 5, 2022, and vest and become exercisable with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

Read SEC document
August 16, 2023 Filed Aug 16, 2023 21:15 UTC
Garren HidekiChief Medical Officer
SaleOrdinary Shares, par value $0.01 per share 374 $59.74 $22,341.45
Disclosure

SEC source: 0001140361-23-040143 · form4.xml · nonDerivative · entry 4

Garren Hideki · CIK 0001854126 · Chief Medical Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 16, 2023.

F4 · price: The transaction was executed in multiple trades in prices ranging from $59.65 to $60.26, inclusive.

Read SEC document
August 16, 2023 Filed Aug 16, 2023 21:15 UTC
Garren HidekiChief Medical Officer
SaleOrdinary Shares, par value $0.01 per share 748 $58.93 $44,079.19
Disclosure

SEC source: 0001140361-23-040143 · form4.xml · nonDerivative · entry 3

Garren Hideki · CIK 0001854126 · Chief Medical Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 374

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 16, 2023.

F3 · price: The transaction was executed in multiple trades in prices ranging from $58.585 to $59.24, inclusive.

Read SEC document
August 16, 2023 Filed Aug 16, 2023 21:15 UTC
Garren HidekiChief Medical Officer
SaleOrdinary Shares, par value $0.01 per share 878 $58.15 $51,059.39
Disclosure

SEC source: 0001140361-23-040143 · form4.xml · nonDerivative · entry 2

Garren Hideki · CIK 0001854126 · Chief Medical Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,122

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 16, 2023.

F2 · price: The transaction was executed in multiple trades in prices ranging from $57.555 to $58.545, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in footnotes 2 through 4 of this Form 4.

Read SEC document
August 16, 2023 Filed Aug 16, 2023 21:15 UTC
Garren HidekiChief Medical Officer
Exercise / conversionOrdinary Shares, par value $0.01 per share 2,000 $24.90 $49,800.00
Disclosure

SEC source: 0001140361-23-040143 · form4.xml · nonDerivative · entry 1

Garren Hideki · CIK 0001854126 · Chief Medical Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 16, 2023 Filed Aug 17, 2023 01:15 UTC
Smith Brandon S.Chief Operating Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 4,000 $0.00 Strike: $11.12 $0.00
Disclosure

SEC source: 0001140361-23-040142 · form4.xml · derivative · entry 5

Smith Brandon S. · CIK 0001805226 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 226,667

Underlying: Ordinary Shares · 4,000 shares

Expires 2030-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The shares subject to the option vested and became exercisable as to 25% of the total number of shares subject to the option on March 2, 2021, and will vest with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

Read SEC document
August 16, 2023 Filed Aug 17, 2023 01:15 UTC
Smith Brandon S.Chief Operating Officer
SaleOrdinary Shares, par value $0.01 per share 401 $59.91 $24,025.27
Disclosure

SEC source: 0001140361-23-040142 · form4.xml · nonDerivative · entry 4

Smith Brandon S. · CIK 0001805226 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 13, 2023.

F4 · price: The transaction was executed in multiple trades in prices ranging from $59.76 to $60.26, inclusive.

Read SEC document
August 16, 2023 Filed Aug 17, 2023 01:15 UTC
Smith Brandon S.Chief Operating Officer
SaleOrdinary Shares, par value $0.01 per share 1,373 $59.15 $81,216.66
Disclosure

SEC source: 0001140361-23-040142 · form4.xml · nonDerivative · entry 3

Smith Brandon S. · CIK 0001805226 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 401

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 13, 2023.

F3 · price: The transaction was executed in multiple trades in prices ranging from $58.73 to $59.705, inclusive.

Read SEC document
August 16, 2023 Filed Aug 17, 2023 01:15 UTC
Smith Brandon S.Chief Operating Officer
SaleOrdinary Shares, par value $0.01 per share 2,226 $58.22 $129,602.17
Disclosure

SEC source: 0001140361-23-040142 · form4.xml · nonDerivative · entry 2

Smith Brandon S. · CIK 0001805226 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,774

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 13, 2023.

F2 · price: The transaction was executed in multiple trades in prices ranging from $57.70 to $58.655, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in footnotes 2 through 4 of this Form 4.

Read SEC document
August 16, 2023 Filed Aug 17, 2023 01:15 UTC
Smith Brandon S.Chief Operating Officer
Exercise / conversionOrdinary Shares, par value $0.01 per share 4,000 $11.12 $44,480.00
Disclosure

SEC source: 0001140361-23-040142 · form4.xml · nonDerivative · entry 1

Smith Brandon S. · CIK 0001805226 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2023 Filed Aug 3, 2023 01:00 UTC
Zago Wagner M.Chief Scientific Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 4,000 $0.00 Strike: $12.15 $0.00
Disclosure

SEC source: 0001140361-23-037713 · form4.xml · derivative · entry 4

Zago Wagner M. · CIK 0001708681 · Chief Scientific Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 58,000

Underlying: Ordinary Shares · 4,000 shares

Expires 2030-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option vested and became exercisable as to 25% of the total number of shares subject to the option on February 25, 2021, and vest and become exercisable with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

Read SEC document
August 02, 2023 Filed Aug 3, 2023 01:00 UTC
Zago Wagner M.Chief Scientific Officer
SaleOrdinary Shares, par value $0.01 per share 229 $68.07 $15,588.63
Disclosure

SEC source: 0001140361-23-037713 · form4.xml · nonDerivative · entry 3

Zago Wagner M. · CIK 0001708681 · Chief Scientific Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 7, 2023.

F3 · price: The transaction was executed in multiple trades in prices ranging from $67.92 to $68.39, inclusive.

Read SEC document
August 02, 2023 Filed Aug 3, 2023 01:00 UTC
Zago Wagner M.Chief Scientific Officer
SaleOrdinary Shares, par value $0.01 per share 3,771 $66.98 $252,592.89
Disclosure

SEC source: 0001140361-23-037713 · form4.xml · nonDerivative · entry 2

Zago Wagner M. · CIK 0001708681 · Chief Scientific Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 229

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 7, 2023.

F2 · price: The transaction was executed in multiple trades in prices ranging from $66.495 to $67.46, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in footnotes 2 through 3 of this Form 4.

Read SEC document
August 02, 2023 Filed Aug 3, 2023 01:00 UTC
Zago Wagner M.Chief Scientific Officer
Exercise / conversionOrdinary Shares, par value $0.01 per share 4,000 $12.15 $48,600.00
Disclosure

SEC source: 0001140361-23-037713 · form4.xml · nonDerivative · entry 1

Zago Wagner M. · CIK 0001708681 · Chief Scientific Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2023 Filed Aug 2, 2023 21:00 UTC
Karp Carol D.Chief Regulatory Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $12.15 $0.00
Disclosure

SEC source: 0001140361-23-037712 · form4.xml · derivative · entry 4

Karp Carol D. · CIK 0001692214 · Chief Regulatory Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 55,000

Underlying: Ordinary Shares · 5,000 shares

Expires 2030-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option vested and became exercisable as to 25% of the total number of shares subject to the option on February 25, 2021, and vest and become exercisable with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

Read SEC document
August 02, 2023 Filed Aug 2, 2023 21:00 UTC
Karp Carol D.Chief Regulatory Officer
SaleOrdinary Shares, par value $0.01 per share 328 $67.95 $22,288.09
Disclosure

SEC source: 0001140361-23-037712 · form4.xml · nonDerivative · entry 3

Karp Carol D. · CIK 0001692214 · Chief Regulatory Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 7, 2023.

F3 · price: The transaction was executed in multiple trades in prices ranging from $67.63 to $68.61, inclusive.

Read SEC document
August 02, 2023 Filed Aug 2, 2023 21:00 UTC
Karp Carol D.Chief Regulatory Officer
SaleOrdinary Shares, par value $0.01 per share 4,672 $66.95 $312,783.86
Disclosure

SEC source: 0001140361-23-037712 · form4.xml · nonDerivative · entry 2

Karp Carol D. · CIK 0001692214 · Chief Regulatory Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 328

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 7, 2023.

F2 · price: The transaction was executed in multiple trades in prices ranging from $66.46 to $67.33, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in footnotes 2 through 3 of this Form 4.

Read SEC document
August 02, 2023 Filed Aug 2, 2023 21:00 UTC
Karp Carol D.Chief Regulatory Officer
Exercise / conversionOrdinary Shares, par value $0.01 per share 5,000 $12.15 $60,750.00
Disclosure

SEC source: 0001140361-23-037712 · form4.xml · nonDerivative · entry 1

Karp Carol D. · CIK 0001692214 · Chief Regulatory Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 26, 2023 Filed Jul 26, 2023 23:45 UTC
Malecek Michael JChief Legal Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $10.27 $0.00
Disclosure

SEC source: 0001140361-23-036291 · form4.xml · derivative · entry 5

Malecek Michael J · CIK 0001779336 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Ordinary Shares · 5,000 shares

Expires 2029-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The shares subject to the option vested and became exercisable as to 25% of the total number of shares subject to the option on July 1, 2020, and vest and become exercisable with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

Read SEC document
July 26, 2023 Filed Jul 26, 2023 23:45 UTC
Malecek Michael JChief Legal Officer
SaleOrdinary Shares, par value $0.01 per share 620 $63.40 $39,309.05
Disclosure

SEC source: 0001140361-23-036291 · form4.xml · nonDerivative · entry 4

Malecek Michael J · CIK 0001779336 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 20, 2022.

F4 · price: The transaction was executed in multiple trades in prices ranging from $63.285 to $64.04, inclusive.

Read SEC document
July 26, 2023 Filed Jul 26, 2023 23:45 UTC
Malecek Michael JChief Legal Officer
SaleOrdinary Shares, par value $0.01 per share 1,903 $62.69 $119,297.36
Disclosure

SEC source: 0001140361-23-036291 · form4.xml · nonDerivative · entry 3

Malecek Michael J · CIK 0001779336 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 620

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 20, 2022.

F3 · price: The transaction was executed in multiple trades in prices ranging from $62.27 to $63.235, inclusive.

Read SEC document
July 26, 2023 Filed Jul 26, 2023 23:45 UTC
Malecek Michael JChief Legal Officer
SaleOrdinary Shares, par value $0.01 per share 2,477 $61.78 $153,031.78
Disclosure

SEC source: 0001140361-23-036291 · form4.xml · nonDerivative · entry 2

Malecek Michael J · CIK 0001779336 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,523

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 20, 2022.

F2 · price: The transaction was executed in multiple trades in prices ranging from $61.25 to $62.23, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in footnotes 2 through 4 of this Form 4.

Read SEC document
July 26, 2023 Filed Jul 26, 2023 23:45 UTC
Malecek Michael JChief Legal Officer
Exercise / conversionOrdinary Shares, par value $0.01 per share 5,000 $10.27 $51,350.00
Disclosure

SEC source: 0001140361-23-036291 · form4.xml · nonDerivative · entry 1

Malecek Michael J · CIK 0001779336 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 19, 2023 Filed Jul 20, 2023 00:50 UTC
Walker Karin LChief Accounting Officer
Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $15.04 $0.00
Disclosure

SEC source: 0001140361-23-035280 · form4.xml · derivative · entry 4

Walker Karin L · CIK 0001559422 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,481

Underlying: Ordinary Shares · 5,000 shares

Expires 2028-06-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option vested and became exercisable as to 25% of the total number of shares subject to the option on June 21, 2019, and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

Read SEC document
July 19, 2023 Filed Jul 20, 2023 00:50 UTC
Walker Karin LChief Accounting Officer
SaleOrdinary Shares, par value $0.01 per share 1,034 $70.08 $72,459.00
Disclosure

SEC source: 0001140361-23-035280 · form4.xml · nonDerivative · entry 3

Walker Karin L · CIK 0001559422 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 22, 2022.

F3 · price: The transaction was executed in multiple trades in prices ranging from $69.95 to $70.17, inclusive.

Read SEC document
July 19, 2023 Filed Jul 20, 2023 00:50 UTC
Walker Karin LChief Accounting Officer
SaleOrdinary Shares, par value $0.01 per share 3,966 $68.96 $273,484.26
Disclosure

SEC source: 0001140361-23-035280 · form4.xml · nonDerivative · entry 2

Walker Karin L · CIK 0001559422 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,034

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 22, 2022.

F2 · price: The transaction was executed in multiple trades in prices ranging from $68.635 to $69.45, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in footnotes 2 through 3 of this Form 4.

Read SEC document
July 19, 2023 Filed Jul 20, 2023 00:50 UTC
Walker Karin LChief Accounting Officer
Exercise / conversionOrdinary Shares, par value $0.01 per share 5,000 $15.04 $75,200.00
Disclosure

SEC source: 0001140361-23-035280 · form4.xml · nonDerivative · entry 1

Walker Karin L · CIK 0001559422 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 12, 2023 Filed Jul 12, 2023 20:45 UTC
Garren HidekiChief Medical Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $24.90 $0.00
Disclosure

SEC source: 0001140361-23-034304 · form4.xml · derivative · entry 4

Garren Hideki · CIK 0001854126 · Chief Medical Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 196,000

Underlying: Ordinary Shares · 2,000 shares

Expires 2031-04-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option vested and became exercisable as to 25% of the total number of shares subject to the option on April 5, 2022, and vest and become exercisable with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

Read SEC document
July 12, 2023 Filed Jul 12, 2023 20:45 UTC
Garren HidekiChief Medical Officer
SaleOrdinary Shares, par value $0.01 per share 92 $68.20 $6,274.00
Disclosure

SEC source: 0001140361-23-034304 · form4.xml · nonDerivative · entry 3

Garren Hideki · CIK 0001854126 · Chief Medical Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 16, 2023.

F3 · price: The transaction was executed in multiple trades in prices ranging from $68.12 to $68.20, inclusive.

Read SEC document
July 12, 2023 Filed Jul 12, 2023 20:45 UTC
Garren HidekiChief Medical Officer
SaleOrdinary Shares, par value $0.01 per share 1,908 $67.48 $128,752.60
Disclosure

SEC source: 0001140361-23-034304 · form4.xml · nonDerivative · entry 2

Garren Hideki · CIK 0001854126 · Chief Medical Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 92

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 16, 2023.

F2 · price: The transaction was executed in multiple trades in prices ranging from $66.94 to $67.86, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in footnotes 2 through 3 of this Form 4.

Read SEC document
July 12, 2023 Filed Jul 12, 2023 20:45 UTC
Garren HidekiChief Medical Officer
Exercise / conversionOrdinary Shares, par value $0.01 per share 2,000 $24.90 $49,800.00
Disclosure

SEC source: 0001140361-23-034304 · form4.xml · nonDerivative · entry 1

Garren Hideki · CIK 0001854126 · Chief Medical Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 12, 2023 Filed Jul 13, 2023 00:45 UTC
Smith Brandon S.Chief Operating Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 4,000 $0.00 Strike: $11.12 $0.00
Disclosure

SEC source: 0001140361-23-034303 · form4.xml · derivative · entry 4

Smith Brandon S. · CIK 0001805226 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 230,667

Underlying: Ordinary Shares · 4,000 shares

Expires 2030-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option vested and became exercisable as to 25% of the total number of shares subject to the option on March 2, 2021, and will vest with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

Read SEC document
July 12, 2023 Filed Jul 13, 2023 00:45 UTC
Smith Brandon S.Chief Operating Officer
SaleOrdinary Shares, par value $0.01 per share 800 $67.95 $54,358.40
Disclosure

SEC source: 0001140361-23-034303 · form4.xml · nonDerivative · entry 3

Smith Brandon S. · CIK 0001805226 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 13, 2023.

F3 · price: The transaction was executed in multiple trades in prices ranging from $67.855 to $68.295, inclusive.

Read SEC document
July 12, 2023 Filed Jul 13, 2023 00:45 UTC
Smith Brandon S.Chief Operating Officer
SaleOrdinary Shares, par value $0.01 per share 3,200 $67.40 $215,667.20
Disclosure

SEC source: 0001140361-23-034303 · form4.xml · nonDerivative · entry 2

Smith Brandon S. · CIK 0001805226 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 800

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 13, 2023.

F2 · price: The transaction was executed in multiple trades in prices ranging from $66.815 to $67.76, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in footnotes 2 through 3 of this Form 4.

Read SEC document
July 12, 2023 Filed Jul 13, 2023 00:45 UTC
Smith Brandon S.Chief Operating Officer
Exercise / conversionOrdinary Shares, par value $0.01 per share 4,000 $11.12 $44,480.00
Disclosure

SEC source: 0001140361-23-034303 · form4.xml · nonDerivative · entry 1

Smith Brandon S. · CIK 0001805226 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 05, 2023 Filed Jul 6, 2023 01:32 UTC
Zago Wagner M.Chief Scientific Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 4,000 $0.00 Strike: $12.15 $0.00
Disclosure

SEC source: 0001140361-23-033192 · form4.xml · derivative · entry 4

Zago Wagner M. · CIK 0001708681 · Chief Scientific Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,000

Underlying: Ordinary Shares · 4,000 shares

Expires 2030-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option vested and became exercisable as to 25% of the total number of shares subject to the option on February 25, 2021, and vest and become exercisable with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.