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Nasdaq · USD

PRTA

PROTHENA CORP PUBLIC LTD CO

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Tapewire entity
2375
SEC CIK
0001559053
Parsed reports
372

Last 12 months

Inside the activity.

15 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202610
Jun 202640
Jul 202602
Aug 202630
Sep 202640
Oct 202630

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 15, 2024 Filed May 17, 2024 20:38 UTC
Ekman LarsDirector
GrantStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $22.39 $0.00
Disclosure

SEC source: 0000905148-24-001536 · form4.xml · derivative · entry 1

Ekman Lars · CIK 0001376117 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Ordinary Shares · 15,000 shares

Expires 2034-05-15

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of the first anniversary of the grant date or the day of the annual general meeting in 2025 of the Issuer's shareholders, assuming continuous service as a director until such vesting date.

Read SEC document
May 15, 2024 Filed May 17, 2024 20:35 UTC
Cooke ShaneDirector
GrantStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $22.39 $0.00
Disclosure

SEC source: 0000905148-24-001532 · form4.xml · derivative · entry 1

Cooke Shane · CIK 0001524823 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Ordinary Shares · 15,000 shares

Expires 2034-05-15

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of the first anniversary of the grant date or the day of the annual general meeting in 2025 of the Issuer's shareholders, assuming continuous service as a director until such vesting date.

Read SEC document
May 15, 2024 Filed May 17, 2024 20:42 UTC GrantStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $22.39 $0.00
Disclosure

SEC source: 0000905148-24-001540 · form4.xml · derivative · entry 1

Selkoe Dennis J. · CIK 0001582306 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Ordinary Shares · 15,000 shares

Expires 2034-05-15

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of the first anniversary of the grant date or the day of the annual general meeting in 2025 of the Issuer's shareholders, assuming continuous service as a director until such vesting date.

Read SEC document
May 15, 2024 Filed May 17, 2024 20:37 UTC GrantStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $22.39 $0.00
Disclosure

SEC source: 0000905148-24-001534 · form4.xml · derivative · entry 1

Dunn William H. Jr. · CIK 0001977655 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Ordinary Shares · 15,000 shares

Expires 2034-05-15

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of the first anniversary of the grant date or the day of the annual general meeting in 2025 of the Issuer's shareholders, assuming continuous service as a director until such vesting date.

Read SEC document
May 15, 2024 Filed May 17, 2024 20:29 UTC
Cobb Paula KDirector
GrantStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $22.39 $0.00
Disclosure

SEC source: 0000905148-24-001528 · form4.xml · derivative · entry 1

Cobb Paula K · CIK 0001763372 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Ordinary Shares · 15,000 shares

Expires 2034-05-15

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of the first anniversary of the grant date or the day of the annual general meeting in 2025 of the Issuer's shareholders, assuming continuous service as a director until such vesting date.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 02:03 UTC
Ford David AChief People Officer
GrantStock Option (Right to Buy) · Derivative 85,000 $0.00 Strike: $28.53 $0.00
Disclosure

SEC source: 0000905148-24-000889 · form4.xml · derivative · entry 1

Ford David A · CIK 0001705295 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,000

Underlying: Ordinary Shares · 85,000 shares

Expires 2034-03-01

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 25% of the total number of shares subject to the option on March 1, 2025 and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

Read SEC document
February 27, 2024 Filed Feb 29, 2024 21:01 UTC
Garren HidekiChief Medical Officer
GrantStock Option (Right to Buy) · Derivative 85,000 $0.00 Strike: $30.30 $0.00
Disclosure

SEC source: 0000905148-24-000834 · form4.xml · derivative · entry 1

Garren Hideki · CIK 0001854126 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,000

Underlying: Ordinary Shares · 85,000 shares

Expires 2034-02-27

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 25% of the total number of shares subject to the option on February 27, 2025, and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

Read SEC document
February 27, 2024 Filed Mar 1, 2024 02:08 UTC
Smith Brandon S.Chief Operating Officer
GrantStock Option (Right to Buy) · Derivative 85,000 $0.00 Strike: $30.30 $0.00
Disclosure

SEC source: 0000905148-24-000839 · form4.xml · derivative · entry 1

Smith Brandon S. · CIK 0001805226 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,000

Underlying: Ordinary Shares · 85,000 shares

Expires 2034-02-27

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 25% of the total number of shares subject to the option on February 27, 2025, and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

Read SEC document
February 27, 2024 Filed Mar 1, 2024 02:11 UTC
Zago Wagner M.Chief Scientific Officer
GrantStock Option (Right to Buy) · Derivative 85,000 $0.00 Strike: $30.30 $0.00
Disclosure

SEC source: 0000905148-24-000841 · form4.xml · derivative · entry 1

Zago Wagner M. · CIK 0001708681 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,000

Underlying: Ordinary Shares · 85,000 shares

Expires 2034-02-27

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 25% of the total number of shares subject to the option on February 27, 2025, and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

Read SEC document
February 27, 2024 Filed Feb 29, 2024 21:02 UTC
Karp Carol D.Chief Regulatory Officer
GrantStock Option (Right to Buy) · Derivative 85,000 $0.00 Strike: $30.30 $0.00
Disclosure

SEC source: 0000905148-24-000835 · form4.xml · derivative · entry 1

Karp Carol D. · CIK 0001692214 · Chief Regulatory Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,000

Underlying: Ordinary Shares · 85,000 shares

Expires 2034-02-27

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 25% of the total number of shares subject to the option on February 27, 2025, and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

Read SEC document
February 27, 2024 Filed Mar 1, 2024 02:07 UTC
Nguyen TranChief Strategy Officer and CFO
GrantStock Option (Right to Buy) · Derivative 85,000 $0.00 Strike: $30.30 $0.00
Disclosure

SEC source: 0000905148-24-000838 · form4.xml · derivative · entry 1

Nguyen Tran · CIK 0001457013 · Chief Strategy Officer and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,000

Underlying: Ordinary Shares · 85,000 shares

Expires 2034-02-27

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 25% of the total number of shares subject to the option on February 27, 2025, and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

Read SEC document
February 27, 2024 Filed Mar 1, 2024 02:09 UTC
Walker Karin LChief Accounting Officer
GrantStock Option (Right to Buy) · Derivative 54,000 $0.00 Strike: $30.30 $0.00
Disclosure

SEC source: 0000905148-24-000840 · form4.xml · derivative · entry 1

Walker Karin L · CIK 0001559422 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,000

Underlying: Ordinary Shares · 54,000 shares

Expires 2034-02-27

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 25% of the total number of shares subject to the option on February 27, 2025, and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

Read SEC document
February 27, 2024 Filed Mar 1, 2024 02:06 UTC
Malecek Michael JChief Legal Officer
GrantStock Option (Right to Buy) · Derivative 85,000 $0.00 Strike: $30.30 $0.00
Disclosure

SEC source: 0000905148-24-000837 · form4.xml · derivative · entry 1

Malecek Michael J · CIK 0001779336 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,000

Underlying: Ordinary Shares · 85,000 shares

Expires 2034-02-27

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 25% of the total number of shares subject to the option on February 27, 2025, and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

Read SEC document
February 27, 2024 Filed Mar 1, 2024 02:03 UTC
Kinney Gene G.President and CEO
GrantStock Option (Right to Buy) · Derivative 307,000 $0.00 Strike: $30.30 $0.00
Disclosure

SEC source: 0000905148-24-000836 · form4.xml · derivative · entry 1

Kinney Gene G. · CIK 0001564380 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 307,000

Underlying: Ordinary Shares · 307,000 shares

Expires 2034-02-27

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 25% of the total number of shares subject to the option on February 27, 2025, and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 22:37 UTC GrantStock Option (Right to Buy) · Derivative 132,000 $0.00 Strike: $27.05 $0.00
Disclosure

SEC source: 0000905148-24-000791 · form4.xml · derivative · entry 1

WELCH DANIEL G · CIK 0001206199 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,000

Underlying: Ordinary Shares · 132,000 shares

Expires 2034-02-21

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 20% of the total number of shares subject to the option on the first anniversary of the grant date, 20% on the second anniversary of the grant date, 20% on the third anniversary of the grant date, 20% on the fourth anniversary of the grant date, and the remaining 20% on the fifth anniversary of the grant date, assuming continuous service as a director until each such vesting date.

Read SEC document
January 24, 2024 Filed Jan 25, 2024 00:01 UTC
Walker Karin LChief Accounting Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $13.53 $0.00
Disclosure

SEC source: 0000905148-24-000282 · form4.xml · derivative · entry 3

Walker Karin L · CIK 0001559422 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Ordinary Shares · 5,000 shares

Expires 2029-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The shares subject to the option vested and became exercisable as to 25% of the total number of shares subject to the option on February 27, 2020, and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

Read SEC document
January 24, 2024 Filed Jan 25, 2024 00:01 UTC
Walker Karin LChief Accounting Officer
SaleOrdinary Shares, par value $0.01 per share 5,000 $34.00 $170,000.00
Disclosure

SEC source: 0000905148-24-000282 · form4.xml · nonDerivative · entry 2

Walker Karin L · CIK 0001559422 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 28, 2023.

Read SEC document
January 24, 2024 Filed Jan 25, 2024 00:01 UTC
Walker Karin LChief Accounting Officer
Exercise / conversionOrdinary Shares, par value $0.01 per share 5,000 $13.53 $67,650.00
Disclosure

SEC source: 0000905148-24-000282 · form4.xml · nonDerivative · entry 1

Walker Karin L · CIK 0001559422 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 20, 2023 Filed Dec 21, 2023 00:17 UTC
Walker Karin LChief Accounting Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $13.53 $0.00
Disclosure

SEC source: 0000905148-23-001682 · form4.xml · derivative · entry 4

Walker Karin L · CIK 0001559422 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Ordinary Shares · 5,000 shares

Expires 2029-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option vested and became exercisable as to 25% of the total number of shares subject to the option on February 27, 2020, and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

Read SEC document
December 20, 2023 Filed Dec 21, 2023 00:17 UTC
Walker Karin LChief Accounting Officer
SaleOrdinary Shares, par value $0.01 per share 3,322 $37.45 $124,408.57
Disclosure

SEC source: 0000905148-23-001682 · form4.xml · nonDerivative · entry 3

Walker Karin L · CIK 0001559422 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 28, 2023.

F3 · price: The transaction was executed in multiple trades in prices ranging from $37.14 to $37.82, inclusive.

Read SEC document
December 20, 2023 Filed Dec 21, 2023 00:17 UTC
Walker Karin LChief Accounting Officer
SaleOrdinary Shares, par value $0.01 per share 1,678 $36.68 $61,543.17
Disclosure

SEC source: 0000905148-23-001682 · form4.xml · nonDerivative · entry 2

Walker Karin L · CIK 0001559422 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,322

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 28, 2023.

F2 · price: The transaction was executed in multiple trades in prices ranging from $36.095 to $37.04, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in footnotes 2 through 3 of this Form 4.

Read SEC document
December 20, 2023 Filed Dec 21, 2023 00:17 UTC
Walker Karin LChief Accounting Officer
Exercise / conversionOrdinary Shares, par value $0.01 per share 5,000 $13.53 $67,650.00
Disclosure

SEC source: 0000905148-23-001682 · form4.xml · nonDerivative · entry 1

Walker Karin L · CIK 0001559422 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2023 Filed Nov 30, 2023 23:24 UTC
Walker Karin LChief Accounting Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $13.53 $0.00
Disclosure

SEC source: 0000905148-23-001531 · form4.xml · derivative · entry 3

Walker Karin L · CIK 0001559422 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Ordinary Shares · 5,000 shares

Expires 2029-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The shares subject to the option vested and became exercisable as to 25% of the total number of shares subject to the option on February 27, 2020, and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

Read SEC document
November 30, 2023 Filed Nov 30, 2023 23:24 UTC
Walker Karin LChief Accounting Officer
SaleOrdinary Shares, par value $0.01 per share 5,000 $34.00 $170,000.00
Disclosure

SEC source: 0000905148-23-001531 · form4.xml · nonDerivative · entry 2

Walker Karin L · CIK 0001559422 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 28, 2023.

Read SEC document
November 30, 2023 Filed Nov 30, 2023 23:24 UTC
Walker Karin LChief Accounting Officer
Exercise / conversionOrdinary Shares, par value $0.01 per share 5,000 $13.53 $67,650.00
Disclosure

SEC source: 0000905148-23-001531 · form4.xml · nonDerivative · entry 1

Walker Karin L · CIK 0001559422 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 25, 2023 Filed Oct 26, 2023 00:03 UTC
Walker Karin LChief Accounting Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $13.53 $0.00
Disclosure

SEC source: 0000905148-23-001201 · form4.xml · derivative · entry 5

Walker Karin L · CIK 0001559422 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Ordinary Shares · 5,000 shares

Expires 2029-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The shares subject to the option vested and became exercisable as to 25% of the total number of shares subject to the option on February 27, 2020, and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

Read SEC document
October 25, 2023 Filed Oct 26, 2023 00:03 UTC
Walker Karin LChief Accounting Officer
SaleOrdinary Shares, par value $0.01 per share 294 $42.28 $12,430.11
Disclosure

SEC source: 0000905148-23-001201 · form4.xml · nonDerivative · entry 4

Walker Karin L · CIK 0001559422 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 28, 2023.

F4 · price: The transaction was executed in multiple trades in prices ranging from $42.17 to $42.38, inclusive.

Read SEC document
October 25, 2023 Filed Oct 26, 2023 00:03 UTC
Walker Karin LChief Accounting Officer
SaleOrdinary Shares, par value $0.01 per share 2,917 $41.38 $120,718.00
Disclosure

SEC source: 0000905148-23-001201 · form4.xml · nonDerivative · entry 3

Walker Karin L · CIK 0001559422 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 294

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 28, 2023.

F3 · price: The transaction was executed in multiple trades in prices ranging from $40.90 to $41.88, inclusive.

Read SEC document
October 25, 2023 Filed Oct 26, 2023 00:03 UTC
Walker Karin LChief Accounting Officer
SaleOrdinary Shares, par value $0.01 per share 1,789 $40.27 $72,043.21
Disclosure

SEC source: 0000905148-23-001201 · form4.xml · nonDerivative · entry 2

Walker Karin L · CIK 0001559422 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,211

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 28, 2023.

F2 · price: The transaction was executed in multiple trades in prices ranging from $39.85 to $40.68, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in footnotes 2 through 4 of this Form 4.

Read SEC document
October 25, 2023 Filed Oct 26, 2023 00:03 UTC
Walker Karin LChief Accounting Officer
Exercise / conversionOrdinary Shares, par value $0.01 per share 5,000 $13.53 $67,650.00
Disclosure

SEC source: 0000905148-23-001201 · form4.xml · nonDerivative · entry 1

Walker Karin L · CIK 0001559422 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 11, 2023 Filed Oct 12, 2023 00:25 UTC
Smith Brandon S.Chief Operating Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 4,000 $0.00 Strike: $11.12 $0.00
Disclosure

SEC source: 0000905148-23-001119 · form4.xml · derivative · entry 4

Smith Brandon S. · CIK 0001805226 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 218,667

Underlying: Ordinary Shares · 4,000 shares

Expires 2030-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option vested and became exercisable as to 25% of the total number of shares subject to the option on March 2, 2021, and will vest with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

Read SEC document
October 11, 2023 Filed Oct 12, 2023 00:25 UTC
Smith Brandon S.Chief Operating Officer
SaleOrdinary Shares, par value $0.01 per share 444 $47.74 $21,198.20
Disclosure

SEC source: 0000905148-23-001119 · form4.xml · nonDerivative · entry 3

Smith Brandon S. · CIK 0001805226 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 13, 2023.

F3 · price: The transaction was executed in multiple trades in prices ranging from $47.29 to $48.20, inclusive.

Read SEC document
October 11, 2023 Filed Oct 12, 2023 00:25 UTC
Smith Brandon S.Chief Operating Officer
SaleOrdinary Shares, par value $0.01 per share 3,556 $46.62 $165,786.41
Disclosure

SEC source: 0000905148-23-001119 · form4.xml · nonDerivative · entry 2

Smith Brandon S. · CIK 0001805226 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 444

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 13, 2023.

F2 · price: The transaction was executed in multiple trades in prices ranging from $46.29 to $47.245, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in footnotes 2 through 3 of this Form 4.

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October 11, 2023 Filed Oct 12, 2023 00:25 UTC
Smith Brandon S.Chief Operating Officer
Exercise / conversionOrdinary Shares, par value $0.01 per share 4,000 $11.12 $44,480.00
Disclosure

SEC source: 0000905148-23-001119 · form4.xml · nonDerivative · entry 1

Smith Brandon S. · CIK 0001805226 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 04, 2023 Filed Oct 4, 2023 19:52 UTC
Karp Carol D.Chief Regulatory Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $12.15 $0.00
Disclosure

SEC source: 0000905148-23-001091 · form4.xml · derivative · entry 4

Karp Carol D. · CIK 0001692214 · Chief Regulatory Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Ordinary Shares · 5,000 shares

Expires 2030-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option vested and became exercisable as to 25% of the total number of shares subject to the option on February 25, 2021, and vest and become exercisable with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

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October 04, 2023 Filed Oct 4, 2023 19:52 UTC
Karp Carol D.Chief Regulatory Officer
SaleOrdinary Shares, par value $0.01 per share 663 $47.29 $31,355.26
Disclosure

SEC source: 0000905148-23-001091 · form4.xml · nonDerivative · entry 3

Karp Carol D. · CIK 0001692214 · Chief Regulatory Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 7, 2023.

F3 · price: The transaction was executed in multiple trades in prices ranging from $47.23 to $47.40, inclusive.

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October 04, 2023 Filed Oct 4, 2023 19:52 UTC
Karp Carol D.Chief Regulatory Officer
SaleOrdinary Shares, par value $0.01 per share 4,337 $46.51 $201,729.05
Disclosure

SEC source: 0000905148-23-001091 · form4.xml · nonDerivative · entry 2

Karp Carol D. · CIK 0001692214 · Chief Regulatory Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 663

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 7, 2023.

F2 · price: The transaction was executed in multiple trades in prices ranging from $45.86 to $46.78, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in footnotes 2 through 3 of this Form 4.

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October 04, 2023 Filed Oct 4, 2023 19:52 UTC
Karp Carol D.Chief Regulatory Officer
Exercise / conversionOrdinary Shares, par value $0.01 per share 5,000 $12.15 $60,750.00
Disclosure

SEC source: 0000905148-23-001091 · form4.xml · nonDerivative · entry 1

Karp Carol D. · CIK 0001692214 · Chief Regulatory Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 27, 2023 Filed Sep 28, 2023 00:35 UTC
Malecek Michael JChief Legal Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $10.27 $0.00
Disclosure

SEC source: 0000905148-23-001024 · form4.xml · derivative · entry 4

Malecek Michael J · CIK 0001779336 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Ordinary Shares · 5,000 shares

Expires 2029-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option vested and became exercisable as to 25% of the total number of shares subject to the option on July 1, 2020, and vest and become exercisable with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

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September 27, 2023 Filed Sep 28, 2023 00:35 UTC
Malecek Michael JChief Legal Officer
SaleOrdinary Shares, par value $0.01 per share 404 $48.31 $19,519.18
Disclosure

SEC source: 0000905148-23-001024 · form4.xml · nonDerivative · entry 3

Malecek Michael J · CIK 0001779336 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 20, 2022.

F3 · price: The transaction was executed in multiple trades in prices ranging from $47.975 to $48.4525, inclusive.

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September 27, 2023 Filed Sep 28, 2023 00:35 UTC
Malecek Michael JChief Legal Officer
SaleOrdinary Shares, par value $0.01 per share 4,596 $47.29 $217,365.52
Disclosure

SEC source: 0000905148-23-001024 · form4.xml · nonDerivative · entry 2

Malecek Michael J · CIK 0001779336 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 404

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 20, 2022.

F2 · price: This transaction was executed in multiple trades in prices ranging from $46.975 to $47.945, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in footnotes 2 through 3 of this Form 4.

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September 27, 2023 Filed Sep 28, 2023 00:35 UTC
Malecek Michael JChief Legal Officer
Exercise / conversionOrdinary Shares, par value $0.01 per share 5,000 $10.27 $51,350.00
Disclosure

SEC source: 0000905148-23-001024 · form4.xml · nonDerivative · entry 1

Malecek Michael J · CIK 0001779336 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 19, 2023 Filed Sep 19, 2023 21:37 UTC
Walker Karin LChief Accounting Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $15.04 $0.00
Disclosure

SEC source: 0000905148-23-000946 · form4.xml · derivative · entry 3

Walker Karin L · CIK 0001559422 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 481

Underlying: Ordinary Shares · 5,000 shares

Expires 2028-06-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The shares subject to the option vested and became exercisable as to 25% of the total number of shares subject to the option on June 21, 2019, and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

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September 19, 2023 Filed Sep 19, 2023 21:37 UTC
Walker Karin LChief Accounting Officer
SaleOrdinary Shares, par value $0.01 per share 5,000 $52.36 $261,807.00
Disclosure

SEC source: 0000905148-23-000946 · form4.xml · nonDerivative · entry 2

Walker Karin L · CIK 0001559422 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 22, 2022.

F2 · price: This transaction was executed in multiple trades in prices ranging from $52.01 to $52.58, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in footnote 2 of this Form 4.

Read SEC document
September 19, 2023 Filed Sep 19, 2023 21:37 UTC
Walker Karin LChief Accounting Officer
Exercise / conversionOrdinary Shares, par value $0.01 per share 5,000 $15.04 $75,200.00
Disclosure

SEC source: 0000905148-23-000946 · form4.xml · nonDerivative · entry 1

Walker Karin L · CIK 0001559422 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 13, 2023 Filed Sep 13, 2023 19:33 UTC
Garren HidekiChief Medical Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $24.90 $0.00
Disclosure

SEC source: 0000905148-23-000919 · form4.xml · derivative · entry 3

Garren Hideki · CIK 0001854126 · Chief Medical Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 192,000

Underlying: Ordinary Shares · 2,000 shares

Expires 2031-04-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The shares subject to the option vested and became exercisable as to 25% of the total number of shares subject to the option on April 5, 2022, and vest and become exercisable with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

Read SEC document
September 13, 2023 Filed Sep 13, 2023 19:33 UTC
Garren HidekiChief Medical Officer
SaleOrdinary Shares, par value $0.01 per share 2,000 $55.48 $110,952.20
Disclosure

SEC source: 0000905148-23-000919 · form4.xml · nonDerivative · entry 2

Garren Hideki · CIK 0001854126 · Chief Medical Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 16, 2023.

F2 · price: This transaction was executed in multiple trades in prices ranging from $54.995 to $55.96, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in footnote 2 of this Form 4.

Read SEC document
September 13, 2023 Filed Sep 13, 2023 19:33 UTC
Garren HidekiChief Medical Officer
Exercise / conversionOrdinary Shares, par value $0.01 per share 2,000 $24.90 $49,800.00
Disclosure

SEC source: 0000905148-23-000919 · form4.xml · nonDerivative · entry 1

Garren Hideki · CIK 0001854126 · Chief Medical Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 13, 2023 Filed Sep 13, 2023 23:32 UTC
Smith Brandon S.Chief Operating Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 4,000 $0.00 Strike: $11.12 $0.00
Disclosure

SEC source: 0000905148-23-000918 · form4.xml · derivative · entry 4

Smith Brandon S. · CIK 0001805226 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 222,667

Underlying: Ordinary Shares · 4,000 shares

Expires 2030-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option vested and became exercisable as to 25% of the total number of shares subject to the option on March 2, 2021, and will vest with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

Read SEC document
September 13, 2023 Filed Sep 13, 2023 23:32 UTC
Smith Brandon S.Chief Operating Officer
SaleOrdinary Shares, par value $0.01 per share 114 $55.96 $6,379.02
Disclosure

SEC source: 0000905148-23-000918 · form4.xml · nonDerivative · entry 3

Smith Brandon S. · CIK 0001805226 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 13, 2023.

F3 · price: The transaction was executed in multiple trades in prices ranging from $55.94 to $55.96, inclusive.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.