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Nasdaq · USD

PRTA

PROTHENA CORP PUBLIC LTD CO

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2375
SEC CIK
0001559053
Parsed reports
372

Last 12 months

Inside the activity.

15 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202610
Jun 202640
Jul 202602
Aug 202630
Sep 202640
Oct 202630

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 23, 2022 Filed Feb 26, 2022 02:32 UTC
Kinney Gene G.President and CEO
GrantStock Option (Right to Buy) · Derivative 250,000 $0.00 Strike: $32.45 $0.00
Disclosure

SEC source: 0001140361-22-006900 · form4.xml · derivative · entry 1

Kinney Gene G. · CIK 0001564380 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Ordinary Shares · 250,000 shares

Expires 2032-02-23

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 25% of the total number of shares subject to the option on February 23, 2023 and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

Read SEC document
February 23, 2022 Filed Feb 26, 2022 02:31 UTC
Walker Karin LChief Accounting Officer
GrantStock Option (Right to Buy) · Derivative 45,500 $0.00 Strike: $32.45 $0.00
Disclosure

SEC source: 0001140361-22-006898 · form4.xml · derivative · entry 1

Walker Karin L · CIK 0001559422 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,500

Underlying: Ordinary Shares · 45,500 shares

Expires 2032-02-23

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 25% of the total number of shares subject to the option on February 23, 2023 and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

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February 23, 2022 Filed Feb 26, 2022 02:31 UTC
Tripuraneni RadhikaChief Development Officer
GrantStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $32.45 $0.00
Disclosure

SEC source: 0001140361-22-006893 · form4.xml · derivative · entry 1

Tripuraneni Radhika · CIK 0001761114 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Ordinary Shares · 50,000 shares

Expires 2032-02-23

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 25% of the total number of shares subject to the option on February 23, 2023 and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

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February 23, 2022 Filed Feb 26, 2022 02:30 UTC
Malecek Michael JChief Legal Officer
GrantStock Option (Right to Buy) · Derivative 85,000 $0.00 Strike: $32.45 $0.00
Disclosure

SEC source: 0001140361-22-006888 · form4.xml · derivative · entry 1

Malecek Michael J · CIK 0001779336 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,000

Underlying: Ordinary Shares · 85,000 shares

Expires 2032-02-23

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 25% of the total number of shares subject to the option on February 23, 2023 and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

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January 12, 2022 Filed Jan 12, 2022 23:12 UTC PurchaseOrdinary Shares 300,000 $37.50 $11,250,300.00
Disclosure

SEC source: 0001567619-22-001133 · doc1.xml · nonDerivative · entry 1

EcoR1 Capital, LLC · CIK 0001587114 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 1

Disclosed balance after: 11,584,280

F2 · shares: Qualified Fund purchased all of the Ordinary Shares acquired in this transaction.

F3 · balance_after: After this transaction, Qualified Fund directly owned 9,785,116 Ordinary Shares.

F1 · ownership.nature: The filing persons (the "Filers") are EcoR1 Capital, LLC ("EcoR1"), Oleg Nodelman and EcoR1 Capital Fund Qualified, L.P. ("Qualified Fund"). EcoR1 is the general partner and investment adviser of private funds, including Qualified Fund (collectively, the "Funds"). Mr. Nodelman is the manager and controlling owner of EcoR1. EcoR1 is filing this Form 4 for itself, Mr. Nodelman and Qualified Fund. The Filers are filing this Form 4 jointly, but not as a group, and each expressly disclaims membership in a group, within the meaning of Rule 13d-5(b) under the Securities Exchange Act of 1934, as amended. The Funds hold these securities directly for the benefit of their investors. EcoR1 indirectly beneficially owns them as the investment adviser to the Funds, and Mr. Nodelman indirectly beneficially owns them as the control person of EcoR1. The Filers disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

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January 03, 2022 Filed Jan 6, 2022 02:02 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $9.23 $0.00
Disclosure

SEC source: 0001567619-22-000673 · doc1.xml · derivative · entry 6

Selkoe Dennis J. · CIK 0001582306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Ordinary Shares · 5,000 shares

Expires 2029-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2022 Filed Jan 6, 2022 02:02 UTC SaleOrdinary Shares, par value $0.01 per share 492 $49.48 $24,342.83
Disclosure

SEC source: 0001567619-22-000673 · doc1.xml · nonDerivative · entry 4

Selkoe Dennis J. · CIK 0001582306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,845

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The transaction was executed in multiple trades in prices ranging from $49.03 to $49.77, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
January 03, 2022 Filed Jan 6, 2022 02:02 UTC SaleOrdinary Shares, par value $0.01 per share 2,375 $47.60 $113,054.04
Disclosure

SEC source: 0001567619-22-000673 · doc1.xml · nonDerivative · entry 3

Selkoe Dennis J. · CIK 0001582306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,337

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The transaction was executed in multiple trades in prices ranging from $47.30 to $48.08, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
January 03, 2022 Filed Jan 6, 2022 02:02 UTC SaleOrdinary Shares, par value $0.01 per share 2,133 $46.81 $99,835.92
Disclosure

SEC source: 0001567619-22-000673 · doc1.xml · nonDerivative · entry 2

Selkoe Dennis J. · CIK 0001582306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,712

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The transaction was executed in multiple trades in prices ranging from $46.30 to $47.26, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
January 03, 2022 Filed Jan 6, 2022 02:02 UTC Exercise / conversionOrdinary Shares, par value $0.01 per share 5,000 $9.23 $46,150.00
Disclosure

SEC source: 0001567619-22-000673 · doc1.xml · nonDerivative · entry 1

Selkoe Dennis J. · CIK 0001582306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,845

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 23, 2021 Filed Nov 27, 2021 02:19 UTC
Walker Karin LChief Accounting Officer
Exercise / conversionStock Option (right to buy) · Derivative 4,519 $0.00 Strike: $15.04 $0.00
Disclosure

SEC source: 0001567619-21-021197 · doc1.xml · derivative · entry 4

Walker Karin L · CIK 0001559422 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,481

Underlying: Ordinary Shares · 4,519 shares

Expires 2028-06-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option vested and became exercisable as to 25% of the total number of shares subject to the option on June 21, 2019, and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

Read SEC document
November 23, 2021 Filed Nov 27, 2021 02:19 UTC
Walker Karin LChief Accounting Officer
SaleOrdinary Shares, par value $0.01 per share 1,819 $58.43 $106,285.99
Disclosure

SEC source: 0001567619-21-021197 · doc1.xml · nonDerivative · entry 3

Walker Karin L · CIK 0001559422 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The transaction was executed in multiple trades in prices ranging from $58.10 to $58.84, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
November 23, 2021 Filed Nov 27, 2021 02:19 UTC
Walker Karin LChief Accounting Officer
SaleOrdinary Shares, par value $0.01 per share 2,700 $57.51 $155,286.99
Disclosure

SEC source: 0001567619-21-021197 · doc1.xml · nonDerivative · entry 2

Walker Karin L · CIK 0001559422 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,819

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The transaction was executed in multiple trades in prices ranging from $56.97 to $57.95, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
November 23, 2021 Filed Nov 27, 2021 02:19 UTC
Walker Karin LChief Accounting Officer
Exercise / conversionOrdinary Shares, par value $0.01 per share 4,519 $15.04 $67,965.76
Disclosure

SEC source: 0001567619-21-021197 · doc1.xml · nonDerivative · entry 1

Walker Karin L · CIK 0001559422 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,519

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 19, 2021 Filed Nov 20, 2021 02:32 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $10.27 $0.00
Disclosure

SEC source: 0001567619-21-020909 · doc1.xml · derivative · entry 3

Malecek Michael J · CIK 0001779336 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,000

Underlying: Ordinary Shares · 10,000 shares

Expires 2029-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The shares subject to the option vest and become exercisable as to 25% of the total number of shares subject to the option on July 1, 2020 and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

Read SEC document
November 19, 2021 Filed Nov 20, 2021 02:32 UTC SaleOrdinary Shares, par value $0.01 per share 10,000 $55.00 $550,000.00
Disclosure

SEC source: 0001567619-21-020909 · doc1.xml · nonDerivative · entry 2

Malecek Michael J · CIK 0001779336 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
November 19, 2021 Filed Nov 20, 2021 02:32 UTC Exercise / conversionOrdinary Shares, par value $0.01 per share 10,000 $10.27 $102,700.00
Disclosure

SEC source: 0001567619-21-020909 · doc1.xml · nonDerivative · entry 1

Malecek Michael J · CIK 0001779336 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 21:17 UTC
Karp Carol D.Chief Regulatory Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $15.04 $0.00
Disclosure

SEC source: 0001567619-21-019301 · doc1.xml · derivative · entry 5

Karp Carol D. · CIK 0001692214 · Chief Regulatory Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Ordinary Shares · 10,000 shares

Expires 2028-06-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The shares subject to the option vest and become exercisable as to 25% of the total number of shares subject to the option on June 21, 2019 and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 21:17 UTC
Karp Carol D.Chief Regulatory Officer
SaleOrdinary Shares, par value $0.01 per share 4,937 $58.51 $288,854.00
Disclosure

SEC source: 0001567619-21-019301 · doc1.xml · nonDerivative · entry 4

Karp Carol D. · CIK 0001692214 · Chief Regulatory Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The transaction was executed in multiple trades in prices ranging from $58.14 to $58.76, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 21:17 UTC
Karp Carol D.Chief Regulatory Officer
SaleOrdinary Shares, par value $0.01 per share 2,725 $56.65 $154,379.15
Disclosure

SEC source: 0001567619-21-019301 · doc1.xml · nonDerivative · entry 3

Karp Carol D. · CIK 0001692214 · Chief Regulatory Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,937

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The transaction was executed in multiple trades in prices ranging from $56.185 to $56.89, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 21:17 UTC
Karp Carol D.Chief Regulatory Officer
SaleOrdinary Shares, par value $0.01 per share 2,338 $55.00 $128,585.32
Disclosure

SEC source: 0001567619-21-019301 · doc1.xml · nonDerivative · entry 2

Karp Carol D. · CIK 0001692214 · Chief Regulatory Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,662

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The transaction was executed in multiple trades in prices ranging from $54.92 to $55.16, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 21:17 UTC
Karp Carol D.Chief Regulatory Officer
Exercise / conversionOrdinary Shares, par value $0.01 per share 10,000 $15.04 $150,400.00
Disclosure

SEC source: 0001567619-21-019301 · doc1.xml · nonDerivative · entry 1

Karp Carol D. · CIK 0001692214 · Chief Regulatory Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 27, 2021 Filed Oct 29, 2021 21:00 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $10.27 $0.00
Disclosure

SEC source: 0001567619-21-019011 · doc1.xml · derivative · entry 6

Malecek Michael J · CIK 0001779336 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,000

Underlying: Ordinary Shares · 10,000 shares

Expires 2029-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The shares subject to the option vest and become exercisable as to 25% of the total number of shares subject to the option on July 1, 2020 and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

Read SEC document
October 27, 2021 Filed Oct 29, 2021 21:00 UTC SaleOrdinary Shares, par value $0.01 per share 20 $60.89 $1,217.70
Disclosure

SEC source: 0001567619-21-019011 · doc1.xml · nonDerivative · entry 5

Malecek Michael J · CIK 0001779336 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The transaction was executed in multiple trades in prices ranging from $60.88 to $60.89, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
October 27, 2021 Filed Oct 29, 2021 21:00 UTC SaleOrdinary Shares, par value $0.01 per share 1,066 $60.03 $63,992.73
Disclosure

SEC source: 0001567619-21-019011 · doc1.xml · nonDerivative · entry 4

Malecek Michael J · CIK 0001779336 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The transaction was executed in multiple trades in prices ranging from $59.52 to $60.46, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
October 27, 2021 Filed Oct 29, 2021 21:00 UTC SaleOrdinary Shares, par value $0.01 per share 2,950 $58.88 $173,707.51
Disclosure

SEC source: 0001567619-21-019011 · doc1.xml · nonDerivative · entry 3

Malecek Michael J · CIK 0001779336 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,086

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The transaction was executed in multiple trades in prices ranging from $58.52 to $59.51, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
October 27, 2021 Filed Oct 29, 2021 21:00 UTC SaleOrdinary Shares, par value $0.01 per share 5,964 $58.07 $346,331.87
Disclosure

SEC source: 0001567619-21-019011 · doc1.xml · nonDerivative · entry 2

Malecek Michael J · CIK 0001779336 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,036

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The transaction was executed in multiple trades in prices ranging from $57.35 to $58.30, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
October 27, 2021 Filed Oct 29, 2021 21:00 UTC Exercise / conversionOrdinary Shares, par value $0.01 per share 10,000 $10.27 $102,700.00
Disclosure

SEC source: 0001567619-21-019011 · doc1.xml · nonDerivative · entry 1

Malecek Michael J · CIK 0001779336 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 20, 2021 Filed Oct 22, 2021 21:53 UTC
Walker Karin LChief Accounting Officer
Exercise / conversionStock Option (right to buy) · Derivative 3,000 $0.00 Strike: $29.81 $0.00
Disclosure

SEC source: 0001567619-21-018621 · doc1.xml · derivative · entry 7

Walker Karin L · CIK 0001559422 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 3,000 shares

Expires 2024-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The shares subject to the option vested and became exercisable as to 25% of the total number of shares subject to the option on February 4, 2015, and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date.

Read SEC document
October 20, 2021 Filed Oct 22, 2021 21:53 UTC
Walker Karin LChief Accounting Officer
Exercise / conversionStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $15.04 $0.00
Disclosure

SEC source: 0001567619-21-018621 · doc1.xml · derivative · entry 6

Walker Karin L · CIK 0001559422 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Ordinary Shares · 20,000 shares

Expires 2028-06-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The shares subject to the option vested and became exercisable as to 25% of the total number of shares subject to the option on June 21, 2019, and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

Read SEC document
October 20, 2021 Filed Oct 22, 2021 21:53 UTC
Walker Karin LChief Accounting Officer
SaleOrdinary Shares, par value $0.01 per share 2,185 $61.94 $135,340.43
Disclosure

SEC source: 0001567619-21-018621 · doc1.xml · nonDerivative · entry 5

Walker Karin L · CIK 0001559422 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The transaction was executed in multiple trades in prices ranging from $61.84 to $62.22, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
October 20, 2021 Filed Oct 22, 2021 21:53 UTC
Walker Karin LChief Accounting Officer
SaleOrdinary Shares, par value $0.01 per share 1,700 $60.91 $103,543.94
Disclosure

SEC source: 0001567619-21-018621 · doc1.xml · nonDerivative · entry 4

Walker Karin L · CIK 0001559422 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,185

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The transaction was executed in multiple trades in prices ranging from $60.75 to $61.71, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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October 20, 2021 Filed Oct 22, 2021 21:53 UTC
Walker Karin LChief Accounting Officer
SaleOrdinary Shares, par value $0.01 per share 19,115 $60.00 $1,146,938.23
Disclosure

SEC source: 0001567619-21-018621 · doc1.xml · nonDerivative · entry 3

Walker Karin L · CIK 0001559422 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,885

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The transaction was executed in multiple trades in prices ranging from $59.71 to $60.43, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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October 20, 2021 Filed Oct 22, 2021 21:53 UTC
Walker Karin LChief Accounting Officer
Exercise / conversionOrdinary Shares, par value $0.01 per share 3,000 $29.81 $89,430.00
Disclosure

SEC source: 0001567619-21-018621 · doc1.xml · nonDerivative · entry 2

Walker Karin L · CIK 0001559422 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 20, 2021 Filed Oct 22, 2021 21:53 UTC
Walker Karin LChief Accounting Officer
Exercise / conversionOrdinary Shares, par value $0.01 per share 20,000 $15.04 $300,800.00
Disclosure

SEC source: 0001567619-21-018621 · doc1.xml · nonDerivative · entry 1

Walker Karin L · CIK 0001559422 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 01, 2021 Filed Oct 1, 2021 20:46 UTC
Karp Carol D.Chief Regulatory Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $15.04 $0.00
Disclosure

SEC source: 0001140361-21-033345 · form4.xml · derivative · entry 7

Karp Carol D. · CIK 0001692214 · Chief Regulatory Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,000

Underlying: Ordinary Shares · 10,000 shares

Expires 2028-06-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 25% of the total number of shares subject to the option on June 21, 2019 and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

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October 01, 2021 Filed Oct 1, 2021 20:46 UTC
Karp Carol D.Chief Regulatory Officer
SaleOrdinary Shares, par value $0.01 per share 213 $70.44 $15,003.72
Disclosure

SEC source: 0001140361-21-033345 · form4.xml · nonDerivative · entry 6

Karp Carol D. · CIK 0001692214 · Chief Regulatory Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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October 01, 2021 Filed Oct 1, 2021 20:46 UTC
Karp Carol D.Chief Regulatory Officer
SaleOrdinary Shares, par value $0.01 per share 2,600 $69.61 $180,996.92
Disclosure

SEC source: 0001140361-21-033345 · form4.xml · nonDerivative · entry 5

Karp Carol D. · CIK 0001692214 · Chief Regulatory Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The transaction was executed in multiple trades in prices ranging from $69.33 to $70.115, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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October 01, 2021 Filed Oct 1, 2021 20:46 UTC
Karp Carol D.Chief Regulatory Officer
SaleOrdinary Shares, par value $0.01 per share 1,967 $68.68 $135,084.91
Disclosure

SEC source: 0001140361-21-033345 · form4.xml · nonDerivative · entry 4

Karp Carol D. · CIK 0001692214 · Chief Regulatory Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,813

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The transaction was executed in multiple trades in prices ranging from $68.33 to $69.13, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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October 01, 2021 Filed Oct 1, 2021 20:46 UTC
Karp Carol D.Chief Regulatory Officer
SaleOrdinary Shares, par value $0.01 per share 2,620 $67.98 $178,097.91
Disclosure

SEC source: 0001140361-21-033345 · form4.xml · nonDerivative · entry 3

Karp Carol D. · CIK 0001692214 · Chief Regulatory Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,780

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The transaction was executed in multiple trades in prices ranging from $67.33 to $68.30, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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October 01, 2021 Filed Oct 1, 2021 20:46 UTC
Karp Carol D.Chief Regulatory Officer
SaleOrdinary Shares, par value $0.01 per share 2,600 $66.60 $173,152.46
Disclosure

SEC source: 0001140361-21-033345 · form4.xml · nonDerivative · entry 2

Karp Carol D. · CIK 0001692214 · Chief Regulatory Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,400

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The transaction was executed in multiple trades in prices ranging from $66.29 to $67.035, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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October 01, 2021 Filed Oct 1, 2021 20:46 UTC
Karp Carol D.Chief Regulatory Officer
Exercise / conversionOrdinary Shares, par value $0.01 per share 10,000 $15.04 $150,400.00
Disclosure

SEC source: 0001140361-21-033345 · form4.xml · nonDerivative · entry 1

Karp Carol D. · CIK 0001692214 · Chief Regulatory Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 01, 2021 Filed Oct 2, 2021 01:18 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $9.23 $0.00
Disclosure

SEC source: 0001140361-21-033351 · form4.xml · derivative · entry 7

Selkoe Dennis J. · CIK 0001582306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Ordinary Shares · 5,000 shares

Expires 2029-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2021 Filed Oct 2, 2021 01:18 UTC SaleOrdinary Shares, par value $0.01 per share 706 $69.69 $49,201.63
Disclosure

SEC source: 0001140361-21-033351 · form4.xml · nonDerivative · entry 5

Selkoe Dennis J. · CIK 0001582306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,845

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The transaction was executed in multiple trades in prices ranging from $69.49 to $70.44, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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October 01, 2021 Filed Oct 2, 2021 01:18 UTC SaleOrdinary Shares, par value $0.01 per share 1,237 $68.74 $85,037.44
Disclosure

SEC source: 0001140361-21-033351 · form4.xml · nonDerivative · entry 4

Selkoe Dennis J. · CIK 0001582306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,551

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The transaction was executed in multiple trades in prices ranging from $68.44 to $69.30, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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October 01, 2021 Filed Oct 2, 2021 01:18 UTC SaleOrdinary Shares, par value $0.01 per share 1,300 $67.96 $88,352.81
Disclosure

SEC source: 0001140361-21-033351 · form4.xml · nonDerivative · entry 3

Selkoe Dennis J. · CIK 0001582306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,788

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The transaction was executed in multiple trades in prices ranging from $67.33 to $68.26, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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October 01, 2021 Filed Oct 2, 2021 01:18 UTC SaleOrdinary Shares, par value $0.01 per share 1,757 $66.35 $116,584.33
Disclosure

SEC source: 0001140361-21-033351 · form4.xml · nonDerivative · entry 2

Selkoe Dennis J. · CIK 0001582306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,088

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The transaction was executed in multiple trades in prices ranging from $66.14 to $67.04, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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October 01, 2021 Filed Oct 2, 2021 01:18 UTC Exercise / conversionOrdinary Shares, par value $0.01 per share 5,000 $9.23 $46,150.00
Disclosure

SEC source: 0001140361-21-033351 · form4.xml · nonDerivative · entry 1

Selkoe Dennis J. · CIK 0001582306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,845

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 29, 2021 Filed Oct 1, 2021 20:31 UTC
Smith Brandon S.Chief Operating Officer
GrantStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $70.81 $0.00
Disclosure

SEC source: 0001567619-21-017749 · doc1.xml · derivative · entry 1

Smith Brandon S. · CIK 0001805226 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Ordinary Shares · 25,000 shares

Expires 2031-09-29

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 25% of the total number of shares subject to the option on September 29, 2022 and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

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September 09, 2021 Filed Sep 10, 2021 17:06 UTC
Karp Carol D.Chief Regulatory Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $15.04 $0.00
Disclosure

SEC source: 0001140361-21-030941 · form4.xml · derivative · entry 4

Karp Carol D. · CIK 0001692214 · Chief Regulatory Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,000

Underlying: Ordinary Shares · 10,000 shares

Expires 2028-06-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 25% of the total number of shares subject to the option on June 21, 2019 and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.